MONISHA GUPTA, SWAPNIL VIJAY KUMAR GADKARI, NIKUNJ PATEL, ANUJA PATEL v. UR MENDOZA JADDOU, Director, United States Citizenship and Immigration Services, ANTONY BLINKEN, Secretary, United States Department of State
No. 23-1813, 23-1828
United States Court of Appeals For the First Circuit
October 16, 2024
Before Barron, Chief Judge, Lipez and Kayatta, Circuit Judges.
Brad Banias, with whom Banias Law, LLC was on brief, for appellants.
Alessandra Faso, Trial Attorney, Office of Immigration Litigation, with whom Brian
BARRON, Chief Judge. This appeal concerns a lawsuit by four noncitizens from India, most of whom have been lawfully present and residing in this country for at least the last ten years. Although the plaintiffs applied for permanent residency in the United States more than four years ago, their applications have not yet been adjudicated. In response, they filed these suits in the United States District Court for the District of Massachusetts under the Administrative Procedure Act (“APA“),
I.
To understand the issues at play on appeal, it helps to understand the relevant statutory and regulatory landscape. After describing this landscape in a rather detailed way and the many aspects of it that bear on the processing of an application for permanent legal residency, we retrace the path from the filings of these lawsuits to the appeals at hand.
A.
The two main statutory provisions at issue are
Under the second provision,
As
The type of immigrant visa that each of the plaintiffs seeks is an “employment-based visa” (“EB visa“). Among EB visas, there are five statutorily prescribed “preference categories.”
The path to obtaining an EB2 visa and becoming a legal permanent resident is complicated. Generally, a noncitizen‘s U.S.-based employer will first file a labor certification with, and have that certification approved by, the U.S. Department of Labor. See
When a noncitizen files her Form I-485 application, she is “placed in a queue with others in her category” because “demand [for visas] regularly exceeds the supply” due to the applicable statutory caps on issuance. Scialabba v. Cuellar de Osorio, 573 U.S. 41, 48 (2014) (plurality opinion) (describing the same issue in the family-based immigrant visa context); see also 3 Gordon et al., Immigration Law and Procedure § 39.01(2) (2024). Applications for adjustment of status that are in the queue are processed on a “first-come, first-served [basis] within each preference category,” and an applicant‘s place in the queue is marked by her “priority date.” Scialabba, 573 U.S. at 48 (plurality opinion); see
The Immigration and Naturalization Act (“INA“) authorizes DOS to make reasonable estimates of anticipated visa issuance based on information provided by U.S. consular officers and USCIS officers. See
Each chart lists the relevant visa preference categories in rows on the far-left side of the chart and the relevant foreign state in columns at the very top of the chart. See id. The spaces where the preference-category rows intersect with the foreign-state columns are populated with specific dates.
When the Bulletin lists a date for a particular preference category and foreign
Because dates are deemed to be “current” based on DOS‘s estimates regarding visa supply and demand, the dates can vary between Bulletins. 3 Gordon et al., Immigration Law and Procedure § 39.01(2) (2024). For example, a “current” date may move forward (i.e., indicate that visas are “immediately available” for later-in-time applicants who joined the queue more recently) if visa supply increases or visa demand decreases for a given month. Id. Alternatively, a “current” date may move backward -- or “retrogress[]” (i.e., indicate that visas are “immediately available” only for earlier applicants who have been in line longer) -- if visa supply or demand unexpectedly decreases or increases, respectively, in a given month. Id.; 7 USCIS, Policy Manual, pt. A, ch. 6, § C(5) (2024).
B.
Two of the plaintiffs involved in this appeal, Nikunj and Anuja Patel, applied for legal permanent residency in the United States on October 27, 2020. The other two plaintiffs, Monisha Gupta and Swapnil Vijay Kumar Gadkari, applied for legal permanent residency on October 30, 2020.2 While their Form I-485
applications were pending, Gupta and Gadkari filed suit together in the U.S. District Court for the District of Massachusetts, naming Ur Jaddou, Director of USCIS, as the sole defendant. The Patels separately did the same while their Form I-485 applications were pending.
The respective complaints alleged that each of the plaintiffs had “taken every step USCIS has requested, suggested, and required” with respect to their applications, including having met the eligibility requirements for applying for adjustment that
Two months after initiating their suits, the plaintiffs amended their complaints and added Antony Blinken, the DOS Secretary, as a defendant. The amended complaints additionally allege that, on September 6, 2022, DOS issued a memorandum stating that there were no more available EB2 visas until the end of the fiscal year because DOS had issued visas up to the maximum amount permitted by statute. The amended complaints allege as well that, due to the decrease in visa supply and lack of corresponding decrease in visa demand, the “current” dates on the Visa Bulletin retrogressed from December 1, 2014, to April 1, 2012. Thus, the amended complaints allege, no visas were “immediately available” to the plaintiffs once the
In the amended complaints, the plaintiffs assert claims of unlawful withholding and unreasonable delay of agency action under the APA against both the Director of the USCIS and the Secretary of the DOS. The plaintiffs first challenge USCIS‘s practice of not adjudicating validly filed Form I-485 applications until an immigrant visa becomes “immediately available” to the applicants. They allege that this practice is barred by
Following the defendants’ motions for dismissal and the parties’ cross-motions for summary judgment, the District Court
granted the defendants’ motion to dismiss and denied the parties’ motions for summary judgment as moot in an order dated September 27, 2023. The District Court ruled that the plaintiffs’ contention that
II.
As a threshold matter, the defendants contend that we must affirm the dismissal of the plaintiffs’ claims on jurisdictional grounds under Article III of the U.S. Constitution. The defendants argue that is so because the plaintiffs’ alleged injuries are neither traceable to the defendants nor redressable by a federal court, as those injuries must be for the plaintiffs to have Article III standing to bring their claims. See Lujan v. Defs. of Wildlife, 504 U.S. 555, 560-61 (1992).
In asserting that the plaintiffs’ injuries are traceable only to statutes enacted by Congress and so not to the challenged USCIS and DOS policies themselves, the defendants emphasize that Congress enacted a statutory scheme that imposes various caps on EB2 issuance. The defendants then go on to argue that these caps limit the agencies’ ability to meet the plaintiffs’ demand for visas for reasons independent of either the USCIS or the DOS policy that the plaintiffs challenge.
The defendants separately contend, for similar reasons, that the plaintiffs’ injuries
The plaintiffs allege that (1) they “went from having EB2 visas immediately available at . . . filing of their adjustment of status applications to not having an EB2 visa immediately available to them for years because the ‘current date’ in the visa bulletin now predates their priority date [because, in September 2022, the dates retrogressed]“; (2) “USCIS and DOS are unlawfully withholding final agency actions on Plaintiffs[‘] applications” by not acting until a visa is immediately available; and (3) the last time the priority dates retrogressed in a similar manner “it took 8 years for [the dates] to [become] ‘current’ again.” They then allege that the claimed unlawful withholding, and unreasonable delay, of agency action attributable to the defendants have caused them a variety of financial, emotional, and professional harms. These asserted injuries include loss of time and money completing paperwork to maintain their current status, loss of professional opportunities because they are “currently tied to their [petitioning] employers for work,” loss of opportunities to see family abroad, and ongoing anxiety due to uncertainty over their future immigration status.
We must take these well-pleaded facts as true and construe them in the light most favorable to the plaintiffs. See Legal Sea Foods, LLC v. Strathmore Ins. Co., 36 F.4th 29, 34 (1st Cir. 2022). We thus read the plaintiffs to be alleging specific harms arising from what they assert is the additional time they must wait for an adjustment of status due to (1) USCIS‘s decision to unreasonably delay or withhold action on their applications until an immigrant visa is “immediately available” to them and (2) DOS‘s decision to withhold the issuance of the requested visas themselves until they are “immediately available.” In other words, at bottom, the plaintiffs assert that they are injured by the agencies’ reliance on policies that violate
To be sure, the defendants argue that their challenged policies are required by other statutory mandates, such as the statutorily established visa caps or the statutory requirement that visas be issued in priority-date order. But the plaintiffs dispute these assertions. As a result, the defendants’ arguments regarding traceability and redressability reduce to arguments about the meaning of applicable statutes and the limits those statutes impose on the defendants’ behavior. Accordingly, those arguments are properly treated as arguments about the merits of the plaintiffs’ claims, rather than questions of Article III standing, because, for purposes of the Article
Thus, we see no basis for concluding that the harms the plaintiffs allege are not fairly traceable to USCIS‘s policy of abstaining from acting upon the plaintiffs’ applications and DOS‘s policy of abstaining from issuing them visas. Nor do we see why the relief sought -- an injunction barring USCIS and DOS from applying these policies to the plaintiffs -- would fail to redress those harms. See Antilles Cement Corp. v. Fortuno, 670 F.3d 310, 318 (1st Cir. 2012) (“To carry its burden of establishing redressability, [plaintiff] need only show that a favorable ruling could potentially lessen its injury; it need not definitively demonstrate that a victory would completely remedy the harm.“).
Finally, the District Court rejected the defendants’ argument below that the plaintiffs had not suffered an injury in fact. We apprehend no error in that conclusion either.4
III.
The defendants separately contend that, even if the plaintiffs have Article III standing, there are statutory bars to the exercise of jurisdiction that require their claims to be dismissed. The defendants identify two such statutory bars.
The first is
The second is
General or the Secretary of Homeland Security the authority for which is specified . . . to be in the discretion of the Attorney General or the Secretary of Homeland Security, other than the granting of relief under”
We need not resolve these disputes. Rather, we may assume there are no statutory bars to the exercise of jurisdiction and proceed directly to the merits, because, for the reasons we will next explain, we resolve the merits in the defendants’ favor. See Doe v. Town of Lisbon, 78 F.4th 38, 44-45 (1st Cir. 2023) (holding that, when a case poses a question of statutory, rather than Article III, jurisdiction, “the question of jurisdiction need not be resolved if a decision on the merits will favor
IV.
The plaintiffs’ claims chiefly implicate
A.
We begin with the plaintiffs’ claims against the Director of the USCIS. The claims allege that
Section
To be sure, one of the criteria for applying for adjustment of status that
The plaintiffs acknowledge that, on its face,
The plaintiffs point out that, in previous iterations of
To support this reading of
The plaintiffs also attempt to buttress their reading of
In sum, the plaintiffs argue that, even though the face of
We cannot agree. As the Ninth Circuit has detailed, under the pre-1976 statutory scheme, “[i]f circumstances changed while the application was pending -- for example, if the applicant‘s . . . job ended, and the immigrant visa petition was consequently denied or revoked -- the statute foreclosed adjustment of status.” Babaria, 87 F.4th at 979 (emphasis added). It thus appears that the 1976 amendment, by tying statutory eligibility to the time of filing rather than the time of approval, was simply addressing this specific problem concerning the approval of an application for adjustment. See id.; see also Pei-Chi Tien v. Immigr. & Naturalization Serv., 638 F.2d 1324, 1329 n.13 (5th Cir. Unit A Mar. 1981) (“The requirement that an immigrant visa must be immediately available to the [noncitizen] at the time his application is ‘approved’ was changed to the time his application is ‘filed,’ perhaps indicating Congress’ awareness of the delays involved prior to agency action on an application.“).
As a result, we fail to see
This understanding of the 1976 amendment draws support from a committee report on a precursor to the 1976 bill. That report notes the view of the U.S. Department of Justice (“DOJ“) that “[§ 1255(a)] [was] . . . amended to establish eligibility for an immigrant visa at the time the application is filed rather than at the time it is approved.” H.R. Rep. No. 93-108, at 14 (1973) (emphasis added). And the report explains that the DOJ supported this change precisely because it would alleviate the harms suffered by applicants with respect to the approval of an application for adjustment of status. Id.
The plaintiffs’ attempt to enlist the statute‘s regulations also fails to support their position. And that is so, even if we were to assume that regulations promulgated to implement the statutory provision could inform our understanding of the meaning of the provision itself.
The regulations that the plaintiffs reference pertain by their plain terms only to an applicant‘s eligibility to file an application for adjustment. See
In a final bid to support their reading of
The plaintiffs’ structural argument regarding
By its terms, however,
To be sure,
The plaintiffs also harness their structural argument to
The plaintiffs argue that, in affording derivative family members the “same status” and “order of consideration” as the principal in
The text of
The plaintiffs next point to
The plaintiffs’ next argument is that a provision of the Child Status Protection Act (“CSPA“),
In general, the CSPA “ensures that the time Government officials have spent processing immigration papers will not count against” a child who seeks derivative beneficiary status. Scialabba, 573 U.S. at 45 (plurality opinion). Under the INA, a “child” cannot claim derivative-beneficiary status unless he is under the age of twenty-one.
In the case of employment-based visas, the “CSPA age” is calculated by subtracting the period from which the child‘s visa petition was pending from the child‘s age on “the date on which an immigrant visa number becomes available for” their parent.
The plaintiffs contend that
In sum, USCIS‘s decision to hold in abeyance applications that lack an immediately available visa is not precluded by
B.
The plaintiffs finally argue that DOS‘s independent requirement that a visa be “immediately available” at the time of the approval of an application for adjustment to permanent legal residence status violates
V.
We are not without sympathy for the plaintiffs and the position in which they find themselves. After having lived, worked in, and contributed to this country for, in most cases, over a decade, Gupta, Gadkari, and the Patels have waited nearly four years for their Form I-485 applications to be adjudicated. Still, the sole ground for the plaintiffs’ claims under the APA in this litigation is that
That ground, for the foregoing reasons, is meritless. The judgment of the District Court is affirmed.
Notes
A spouse or child as defined in subparagraph (A), (B), (C), (D), or (E) of section 1101(b)(1) of this title shall, if not otherwise entitled to an immigrant status and the immediate issuance of a visa under subsection (a), (b), or (c), be entitled to the same status, and the same order of consideration provided in the respective subsection, if accompanying or following to join, the spouse or parent.
