Diana Locke, Appellant, v Sherrell J. Aston, M.D., et al., Respondents.
First Department
April 18, 2006
814 N.Y.S.2d 38
First Department, April 18, 2006
APPEARANCES OF COUNSEL
Epstein Becker & Green, P.C., New York City (Donna Marie Werner of counsel), for appellant.
Stillman & Friedman, P.C., New York City (John B. Harris of counsel), for respondents.
OPINION OF THE COURT
Sullivan, J.
This case presents the novel question of whether California law, which prohibits the taping of a telephone conversation without both parties’ knowledge and consent, or New York law, which allows such taping if one party consents, applies to a New York resident’s claim for damages for the surreptitious taping of such conversations by a California resident calling him in New York from California.
Plaintiff Diana Locke, a California resident, and defendant Dr. Sherrell J. Aston, a plastic surgeon and New York resident, agreed to collaborate on a book about plastic surgery. The book was never published, and Locke commenced this lawsuit in Supreme Court, New York County, for breach of contract and defamation. After the dismissal of both claims and the denial of renewal/reargument, this Court, in a November 2003 decision (1 AD3d 160 [2003]), modified the determination to reinstate the breach of contract claim.
Thereafter, during a mediation session in January 2004, Locke’s counsel revealed that Locke had tape-recorded her telephone conversations with Aston over the two-year period of the collaboration. On March 9, 2004, Aston’s counsel received six audiotapes containing numerous telephone conversations. His original counterclaim alleging breach of contract having been dismissed on February 26, 2004 with leave to replead, Aston, within the time allowed, served an amended answer pleading the newly discovered claim for surreptitious taping under the California Invasion of Privacy Act (
When Locke rejected the amended answer and counterclaims as improperly outside the scope of the leave to replead, Aston moved for leave to file an amended counterclaim asserting claims under
Locke argues that the California statute was never intended to apply to the conduct complained of here or to protect a non-Californian such as Aston not present in California at the time of the calls. Thus, before reaching the conflict of laws question, we are required to determine whether California law would offer a civil remedy to Aston.
The intent of the California Legislature in enacting
“In enacting this statute, the Legislature declared in broad terms its intent ‘to protect the right of privacy of the people of this state’ from what it perceived as ‘a serious threat to the free exercise of personal liberties [that] cannot be tolerated in a free and civilized society.’ (
Pen. Code, § 630 .) This philosophy appears to lie at the heart of virtually all the decisions construing the Privacy Act” (Ribas v Clark, 38 Cal 3d 355, 359, 696 P2d 637, 639-640 [1985]).
Thus, what comes across rather clearly is that California’s Legislature intended that
Aston attempts to minimize the impact of the clear language as to the intent of
If Aston’s interpretation of the California statute were to prevail, a New York resident not located in California when his conversation was taped, and with no expectation that a California law would protect him when an analogous New York statute does not, would have greater protection than the California resident, located in California, whose conversation is being recorded from outside the state without his/her consent and for whose protection the California statute was enacted.
Even if the California statute provided a civil remedy for the conversations complained of, choice of law principles dictate that New York law, not California law, should apply to the conduct alleged in the counterclaim. Where a conflict of law exists between two states, courts look to the choice of law rules of the forum to determine which state’s law applies (Tanges v Heidelberg N. Am., 93 NY2d 48, 54 [1999]). New York, as does California (see Reich v Purcell, 67 Cal 2d 551, 555, 432 P2d 727, 730 [1967]), uses an interest analysis to determine “which of two competing jurisdictions has the greater interest in having its law applied in the litigation” (Ackerman v Price Waterhouse, 252 AD2d 179, 192 [1998], quoting Padula v Lilarn Props. Corp., 84 NY2d 519, 521 [1994]). An evaluation of the facts relating to the purpose of the particular law in conflict determines the greater interest (id.). Under New York’s choice of law rules,
Thus, assuming a conflict between New York and California law as to Locke’s taping of her conversation with Aston, the law of New York, where the alleged injury or damage was sustained, would apply (Schultz v Boy Scouts of Am., 65 NY2d 189, 195 [1985]). In the circumstances, New York is the state with the interest in protecting Aston, its citizen and resident. California, on the other hand, by including express language in its statute that it is intended to protect the people of California, has disavowed any such interest. Since under New York law the conduct complained of is not illegal (see
Thus, the motion to amend should have been denied because the counterclaim is without merit as a matter of law (see Rappaport v VV Publ. Corp., 223 AD2d 515, 516 [1996]). In light of this determination, we need not reach Aston’s other arguments having to do with the sufficiency under California law of the averments of the amended counterclaim.
Accordingly, the order of the Supreme Court, New York County (Karla Moskowitz, J.), entered October 25, 2004, which granted defendants’ motion for leave to serve an amended counterclaim, should be reversed, on the law, without costs or disbursements, and the motion denied.
Tom, J.P., Nardelli, Catterson and McGuire, JJ., concur.
Order, Supreme Court, New York County, entered October 25, 2004, reversed, on the law, without costs or disbursements, and defendants’ motion for leave to serve an amended counterclaim denied.
