delivered the opinion of the Court.
In this сase, an artist and the organization that hired him to produce a sculpture contest the ownership of the copyright in that work. To resolve this dispute, we must construe the “work made for hire” provisions of the Copyright Act of 1976 (Act or 1976 Act), 17 U. S. C. §§ 101 and 201(b), and in particular, the provision in § 101, which defines as a “work made for hire” a “work prepared by an employee within the scope of his or her employment” (hereinafter § 101(1)).
Petitioners are the Community for Creative Non-Violence (CCNV), a nonprofit unincorporated association dedicated to eliminating homelessness in America, and Mitch Snyder, a member and trustee of CCNV. In the fall of 1985, CCNV decided to participate in the annual Christmastime Pageant of Peace in Washington, D. C., by sponsoring a display to dramаtize the plight of the homeless. As the District Court recounted:
“Snyder and fellow CCNV members conceived the idea for the nature of the display: a sculpture of a modern Nativity scene in which, in lieu of the traditional Holy Family, the two adult figures and the infant would appear as contemporary homeless people huddled on a streetside steam grate. The family was to be black (most of the homeless in Washington being black); the figures were to be life-sized, and the steam grate would be positioned atop a platform ‘pedestal,’ or base, within which special-effects equipment would be enclosed to emit simulated ‘steam’ through the grid to swirl about the figures. They also settled upon a title for the work — ‘Third World America’ — and a legend for the pedestаl: ‘and still there is no room at the inn.’”652 F. Supp. 1453 , 1454 (DC 1987).
Snyder made inquiries to locate an artist to produce the sculpture. He was referred to respondent James Earl Reid, a Baltimore, Maryland, sculptor. In the course of two telephone calls, Reid agreed to sculpt the three human figures. CCNV agreed to make the steam grate and pedestal for the statue. Reid proposed that the work be cast in bronze, at a total cost of approximately $100,000 and taking six to eight months to complete. Snyder rejected that proposal because CCNV did not have sufficient funds, and because the statue had to be completed by December 12 to be included in the pageant. Reid then suggested, and Snyder agreed, that the
After Reid received an advance of $3,000, he made several sketches of figures in various poses. At Snyder’s request, Reid sent CCNV a sketch of a proposed sculpture showing the family in a crechelike setting: the mother seated, cradling' a baby in her lap; the father standing behind her, bending over her shoulder to touch the baby’s foot. Reid testified that Snyder asked for the sketch to use in raising funds for the sсulpture. Snyder testified that it was also for his approval. Reid sought a black family to serve as a model for the sculpture. Upon Snyder’s suggestion, Reid visited a family living at CCNV’s Washington shelter but decided that only their newly born child was a suitable model. While Reid was in Washington, Snyder took him to see homeless people living on the streets. Snyder pointed out that they tended to recline on steam grates, rather than sit or stand, in order to warm their bodies. From that time on, Reid’s sketches contained only reclining figures.
Throughout November and the first two weeks of December 1985, Reid worked exclusively on the statue, assisted at various times by a dozen different people who were paid with funds provided in installments by CCNV. On a number of occasions, CCNV members visited Reid to check on his progress and tо coordinate CCNV’s construction of the base. CCNV rejected Reid’s proposal to use suitcases or shopping bags to hold the family’s personal belongings, insisting instead on a shopping cart. Reid and CCNV members did not discuss copyright ownership on any of these visits.
In March 1986, Snyder asked Reid to return the sculpture. Reid refused. He then filed a certificate of copyright registration for “Third World America” in his name and announced plans to take the sculpture on a more modest tour than the one CCNV had proposed. Snyder, acting in his capacity as CCNV’s trustee, immediately filed a competing certificate of copyright registration.
Snyder and CCNV then commenced this action against Reid and his photographer, Ronald Purtee,
1
seeking return of the sculpture and a determination of copyright ownership. The District Court granted a preliminary injunction, ordering the sculpture’s return. After a 2-day bench trial, the District Court declared that “Third World America” was a “work made for hire” under § 101 of the Copyright Act and that Snyder, as trustee for CCNV, was the exclusive owner of the copyright in the sculpture.
The Court of Appeals for the District of Columbia Circuit reversed and remanded, holding that Reid owned the copyright because “Third World America” was not a work for hire. 270 U. S. App. D. C. 26, 35,
We granted certiorari to resolve a conflict among the Courts of Appeals over the proper construction of the “work made for hire” provisions of the Act.
2
A
The Copyright Act of 1976 provides that copyright ownership “vests initially in the author or authors of the work.” 17 U. S. C. § 201(a). As a general rule, the author is the party who actually creates the work, that is, the person who translates an idea into a fixed, tangible expression еntitled to copyright protection. § 102. The Act carves out an important exception, however, for “works made for hire.” 3 If the work is for hire, “the employer or other person for whom the work was prepared is considered the author” and owns the copyright, unless there is a written agreement to the contrary. § 201(b). Classifying a work as “made for hire” determines not only the initial ownership of its copyright, but also the copyright’s duration, § 302(c), and the owners’ renewal rights, § 304(a), termination rights, § 203(a), and right to import certain goods bearing the copyright, § 601(b)(1). See 1 M. Nimmer & D. Nimmer, Nimmer on Copyright § 5.03 [A], pp. 5-10 (1988). The contours of the work for hire doctrine therefore carry profound significance for freelance creators — including artists, writers, photographers, designers, composers, and computer programmers — and for the publishing, advertising, music, and other industries which commission their works. 4
“(1) a work prepared by an employee within the scope of his or her employment; or
(2) a work specially ordered or commissioned for use as a contribution to a collective work, as a part of a motion picture or other audiovisual work, as a translation, as a supplementary work, as a compilation, as an instructional text, as a test, as answer material for a test, or as an atlas, if the parties expressly agree in a written instrument signed by them that the work shall be considered a work made for hire.” 5
Petitioners do not claim thаt the statue satisfies the terms of § 101(2). Quite clearly, it does not. Sculpture does not fit within any of the nine categories of “specially ordered or commissioned” works enumerated in that subsection, and no written agreement between the parties establishes “Third World America” as a work for hire.
The dispositive inquiry in this case therefore is whether “Third World America” is “a work prepared by an employee within the scope of his or her employment” under § 101(1). The Act does not define these terms. In the absence of such guidance, four interpretations have emerged. The first holds that a work is prepared by an employee whenever the hiring party
6
retains the right to control the product. See
Peregrine
v.
Lauren Corp.,
The starting point for our interpretation of a statute is always its language.
Consumer Product Safety Comm’n
v.
GTE Sylvania, Inc.,
In past cases of statutory interpretation, when we have concluded that Congress intended terms such as “employee,” “employer,” and “scope of employment” to be understood in light of agency law, we have relied on the general common law of agency, rather thаn on the law of any particular State, to give meaning to these terms. See,
e. g., Kelley,
In contrast, neither test proposed by petitioners is consistent with the text of thе Act. The exclusive focus of the right to control the product test on the relationship between the hiring party and the product clashes with the language of § 101(1), which focuses on the relationship between the hired and hiring parties. The right to control the product test also would distort the meaning of the ensuing subsection, § 101(2). Section 101 plainly creates two distinct ways in which a work can be deemed for hire: one for works prepared by employees, the other for those specially ordered or commissioned works which fall within one of the nine enumerated categories and are the subject of a written agreement. The right to control the product test ignores this dichotomy by transforming into a work for hire under § 101(1) any “specially ordered or cоmmissioned” work that is subject to the supervision and control of the hiring party. Because a party who hires a “specially ordered or commissioned” work by definition has a right to specify the characteristics of the product desired, at the time the commission is accepted, and frequently until it is completed, the right to control the product test would mean that many works that could satisfy § 101(2) would already have been deemed works for hire under § 101(1). Petitioners’ interpretation is particularly hard to square with § 101(2)’s enumeration of the nine specific categories of specially ordered or commissioned works eligible to be works for hire,
e. g.,
“a contribution to a collective work,” “a part of a motion picture,” and “answer material for a tеst.” The unifying feature of these works is that they are usually prepared at the instance, direction, and risk of a publisher or producer.
7
By their very nature, therefore, these types of
The actual control test, articulated by the Second Circuit in
Aldon Accessories,
fares only marginally better when measured against the language and structure of § 101. Under this test, independent contractors who are so controlled and supervised in the creation of a particular work are deemed “employees” under § 101(1). Thus work for hire status under § 101(1) depends on a hiring party’s
actual
control of, rather than
right to
control, the product.
Aldon Accessories,
We therefore conclude that the language and structure of § 101 of the Act do not support either the right to control the product or the actual control approaches.
8
The structure of
This reading of the undefined statutory terms finds considerable support in the Act’s legislative history. Cf.
Diamond
v.
Chakrabarty,
In 1955, when Congress decided to overhaul copyright law, the existing work for hire provision was §62 of the 1909 Copyright Act, 17 U. S. C. §26 (1976 ed.) (1909 Act). It provided that “the word ‘author’ shall include an employer in
In 1961, the Copyright Office’s first legislative proposal retained the distinction between works by employees and works by independent contractors. See Report of the Register of Copyrights on the General Revision of the U. S. Copyright Law, 87th Cong., 1st Sess., Copyright Law Revision 86-87 (H. R. Judiciary Comm. Print 1961). After numerous meetings with representatives of the affected parties, the Copyright Office issued a preliminary draft bill in 1963. Adopting the Register’s recommendation, it defined “work
In response to objections by book publishers that the preliminary draft bill limited the work for hire doctrine to “employees,”
11
the 1964 revision bill expanded the scope of the work for hire classification to reach, for the first time, commissioned works. The bill’s language, proposed initially by representatives of the publishing industry, retained the definition of work for hire insofar as it referred to “employees,” but added a separate clause covering commissioned works, without regard to the subject matter, “if the parties so agree in writing.” S. 3008, H. R. 11947, H. R. 12354, 88th Cong., 2d Sess., § 54 (1964), reproduced in 1964 Revision Bill with Discussions and Comments, 89th Cong., 1st Sess., Copyright Law Revision, pt. 5, p. 31 (H. R. Judiciary Comm. Print 1965). Those representing authors objected that the added provision would allow publishers to use their superior bargaining position to force authors to sign work for hire agree
In 1965, the competing interests reached a historic compromise, which was embodied in a joint memorandum submitted to Congress and the Copyright Office, 12 incorporated into the 1965 revision bill, and ultimately enacted in the same form and nearly the same terms 11 years later, as § 101 of the 1976 Act. The compromise retained as subsection (1) the language referring to “a work prepared by an employee within the scope of his employment.” However, in exchange for concessions from publishers on provisions relating to the termination of transfer rights, the authors consented to a second subsection which classified four categories of commissioned works as works for hire if the parties expressly so agreed in writing: works for use “as a contribution to a collective work, as a part of a motion picture, as a translation, or as supplementary work.” S. 1006, H. R. 4347, H. R. 5680, H. R. 6835, 89th Cong., 1st Sess., §101 (1965). The interested parties selected these categories because they concluded that these commissioned works, although not prepared by employees and thus not covered by the first subsection, nevertheless should be treated as works for hire because they were ordinarily prepared “at the instance, direction, and risk of a publisher or producer.” Supplementary Report, at 67. The Supplementary Report emphasized that only the “four special cases specifically mentioned” could qualify as works made for hire; “[o]ther works made on special order or commission would not come within the definition.” Id., at 67-68.
Thus, the legislative history of the Act is significant for several reasons. First, the enactment of the 1965 compromise with only minor modifications demonstrates that Congress intended to provide two mutually exclusive ways for works to acquire work for hire status: one for employees and
We do not find convincing petitioners’ contrary interpretation of the history of the Act. They contend that Congress, in enacting the Act, meant to incorporate a line of cases decided under the 1909 Act holding that an employment relationship exists sufficient to give the hiring party copyright ownership whenever that party has the right to control or supervise the artist’s work. See,
e. g., Siegel
v.
National Periodical Publications, Inc.,
We are unpersuaded. Ordinarily, “Congress’ silence is just that — silence.”
Alaska Airlines, Inc.
v.
Brock,
Finally, petitioners’ construction of the work for hire provisions would impede Congress’ paramount goal in revising the 1976 Act of enhancing predictability and certainty of copyright ownership. See H. R. Rep. No. 94-1476,
supra,
at 129. In a “copyright marketplace,” the parties negotiate with an expectation that one of them will own the copyright in the completed work.
Dumas,
To the extent that petitioners endorse an actual control test,
17
CCNV’s construction of the work for hire provisions prevents such planning. Because that test turns on whether the hiring party has closely monitored the production process, the parties would not know until late in the process, if not until the work is completed, whether a work will ultimately fall within § 101(1). Under petitioners’ approach, therefore, parties would have to predict in advance whether the hiring party will sufficiently control a given work to make it the author. “If they guess incorrectly, their reliance on ‘work for hire’ or an assignment may give them a copyright interest that they did not bargain for.”
Easter Seal Society,
In sum, we must reject petitioners’ argument. Transforming a commissioned work into a work by an employee on the basis of the hiring party’s right to control, or actual control of, the work is inconsistent with the language, structure, and legislative history of the work for hire provisions. To
B
We turn, finally, to an application of § 101 to Reid’s production of “Third World America.” In determining whether a hired party is an employee under the general common law of agency, we consider the hiring party’s right to control the manner and means by which the product is accomplished.
18
Among the other factors relevant to this inquiry are the skill required;
19
the source of the instrumentalities and tools;
20
the location of the work;
21
the duration of the relationship between the parties;
22
whether the hiring party has the right to assign additional projects to the hired party;
23
the extent of the hired party’s discretion over when and how long to work;
24
the method of payment;
25
the hired party’s role in hiring and
Examining the circumstances of this case in light of these factors, we agree with the Court of Appeals that Reid was not an employee of CCNV but an independent contractor. 270 U. S. App. D. C., at 35, n. 11,
Because Reid was an independent contractor, whether “Third World America” is a work for hire depends on whether it satisfies the terms of § 101(2). This petitioners concede it cannot do. Thus, CCNV is not the author of “Third World America” by virtue of the work for hire provisions of the Act. However, as the Court of Appeals made clear, CCNV nevertheless may be a joint author of the sculpture if, on remand, the District Court determines that CCNV and Reid prepared the work “with the intention that their contributions be merged into inseparable or interdependent parts of a unitary whole.” 17 U. S. C. §101. 32 In that case, CCNV and Reid would be co-owners of the copyright in the work. See § 201(a).
For the aforestated reasons, we affirm the judgment of the Court of Appeаls for the District of Columbia Circuit.
It is so ordered.
Notes
Purtee was named as a defendant but never appeared or claimed any interest in the statue.
Compare
Easter Seal Society for Crippled Children & Adults of Louisiana, Inc.
v.
Playboy Enterprises,
We use the phrase “work for hire” interchangeably with the more cumbersome statutory phrase “work made for hire.”
As of 1955, approximately 40 percent of all copyright registrations were for works for hire, according to a Copyright Office study. See Varmer, Works Made for Hire and On Commission, in Studies Prepared
Section 101 of the Act defines each of the nine categories of “specially ordered or commissioned" works.
By “hiring party," we mean to refer to the party who claims ownership of the copyright by virtue of the work for hire doctrine.
See Supplementary Report of the Register of Copyrights on the General Revision of the U. S. Copyright Law: 1965 Revision Bill, 89th Cong., 1st Sess., Copyright Law Revision, pt. 6, pp. 66-67 (H. R. Judiciary Comm.
We also reject the suggestion of respondent and
amici
that the § 101(1) term “employee” refers оnly to formal, salaried employees. While there is some support for such a definition in the legislative history, see Varmer, Works Made for Hire 130; n. 11,
infra,
the language of § 101(1) cannot support it. The Act does not say “formal” or “salaried” employee, but simply “employee. ” Moreover, respondent and those
amici
who endorse a formal, salaried employee test do not agree upon the content of this test. Com
The concept of works made for hire first arose in controversies over copyright ownership involving works produced by persons whom all parties agreed were employees. See,
e. g., Colliery Engineer Co.
v.
United, Correspondence Schools Co.,
See Varmer, Works Made for Hire 130; Fidlow, The “Works Made for Hire” Doctrine and the Emрloyee/Independent Contractor Dichotomy: The Need for Congressional Clarification, 10 Hastings Comm. Ent. L. J. 591, 600-601 (1988). Indeed, the Varmer study, which was commissioned by Congress as part of the revision process, itself contained separate subsections labeled “Works Made for Hire” and “Works Made on Commission.” It nowhere indicated that the two categories might overlap or that commissioned works could be made by an employee.
See, e. g., Preliminary Draft, at 259 (statement of Horace S. Manges, Joint Committee of the American Book Publishers Council and the American Textbook Publishers Institute) (“There would be a necessity of putting people on the payroll whom the employers wouldn’t want to put on the payroll, and where the employees would prefer to wоrk as independent contractors”); id., at 272 (statement of Saul N. Rittenberg, MGM) (“[T]he present draft has given more emphasis to formalism than necessary. If I commission a work from a man, ordering a work specially for my purposes, and I pay for it, what difference does it make whether I put him under an employment contract or establish an independent contractor relationship?”); id., at 260 (statement of John R. Peterson, American Bar Association) (“I don’t think there is any valid philosophical or economic difference between the situation in which you have a man on a continuing basis of orders which justifies placing him on your payroll, and the situation in which you give him a particular order for a particular job”).
The parties to the joint memorandum included representatives of the major competing interests involved in the copyright revision process: publishers and authors, composers, and lyricists. See Copyright Law Revision: Hearings on H. R. 4347, 5680, 6831, 6835 before Subcommittee No. 3 of the House Committee on the Judiciary, 89th Cong., 1st Sess., pt. 1, p. 134 (1965).
An attempt to add “photographic or other portrait[s],” S. Rep. No. 94-473, p. 4 (1975), to the list of commissioned works eligible for work for hire status failed after the Register of Copyrights objected:
“The addition of portraits to the list of commissioned works that can be made into ‘works made for hire’ by agreement of the parties is difficult to justify. Artists and photographers are among the most vulnerable and poorly protected of all the beneficiaries of the copyright law, and it seems clеar that, like serious composers and choreographers, they were not intended to be treated as ‘employees’ under the carefully negotiated definition in section 101.” Second Supplementary Report of the Register of Copyrights on the General Revision of the U. S. Copyright Law: 1975 Revision Bill, Chapter XI, pp. 12-13.
Strict adherence to the language and structure of the Act is particularly appropriate where, as here, a statute is the result of a series of carefully crafted compromises. See
Rodriguez
v.
Compass Shipping Co.,
In framing other provisions of the Act, Congress indicated when it intended to incorporate existing case law. See, e. g., H. R. Rep. No. 94-1476, p. 121 (1976) (“There is ... no need for a specific statutory provision concerning the rights and duties of the coowners [sic] of a work; court-made law on this point is left undisturbed”); S. Rep. No. 94-473, supra, at 104 (same).
Over the course of the copyright revision process, Congress frequently endorsed a negotiated compromise which years later in 1976 it formally enacted with only minor revisions. See
Mills Music, Inc.
v.
Snyder,
Petitioners concede that, as a practical matter, it is often difficult to demonstrate the existence of a right to control without evidence of the actual exercise of that right. See
Murray
v.
Gelderman,
See, e.
g., Hilton Int’l Co.
v.
NLRB,
See,
e. g., Bartels
v.
Birmingham,
See,
e. g., NLRB
v.
United Ins. Co. of America,
See,
e. g., United Ins. Co., supra,
at 258;
Dumas, supra,
at 1105;
Darden
v.
Natiomvide Mutual Ins. Co.,
See, e. g., United Ins. Co., supra, at 259; Bartels, supra, at 132; Restatement § 220(2)(f).
See, e. g., Dumas, supra, at 1105.
See,
e. g., United Ins. Co., supra,
at 258;
Short
v.
Central States, Southeast & Southwest Areas Pension Fund,
See,
e. g., Dumas, supra,
at 1105;
Darden, supra,
at 705;
Holt
v.
Winpisinger,
258 U. S. App. D. C. 343, 351,
See, e. g., Bartels, supra, at 132; Silk, supra, at 719; Darden, supra, at 705; Short, supra, at 574.
See, e. g., United Ins. Co., supra, at 259; Silk, supra, at 718; Dumas, supra, at 1105; Hilton Int’l Co., supra, at 321; Restatement §220(2)(h).
See, e. g., Restatement §220(2)(j).
See, e. g., United Ins. Co., supra, at 259; Dumas, supra, at 1105; Short, supra, at 574.
See, e. g., Dumas, supra, at 1105.
In determining whether a hired party is an employee under the general common law of agency, we have traditionally looked for guidance to the Restatement of Agency. See,
e. g., Kelley
v.
Southern Pacific Co.,
Neither CCNV nor Reid sought review of the Court of Appeals’ remand order. We therefore have no occasion to pass judgment on the applicability of the Act’s joint authorship provisions to this case.
