BETH LAZAR ET AL. v. JOSEPH P. GANIM ET AL.
(SC 20381)
Supreme Court of Connecticut
November 29, 2019
Robinson, C. J., and Palmer, McDonald, D’Auria, Mullins, Kahn and Vertefeuille, Js.
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Syllabus
Pursuant to statute (
Pursuant further to statute (
The plaintiffs, three electors in the 2019 Democratic primary election for municipal office in the city of Bridgeport, brought an action pursuant to
- The plaintiffs’ appeal challenging the result of the primary election, which involved the selection of Democratic candidates for the general election, was not moot, even though the general election had already occurred, because this court could afford the plaintiffs practical relief by ordering a new general election: if this court were to reverse the trial court‘s judgment, invalidate the results of the primary election, and deem its decision effective as of the time this appeal was heard, which was before the general election occurred, then the results of the general election necessarily would be invalid because the candidates selected in the invalidated primary election would not have been validly elected candi-dates for the general election; accordingly, this court concluded that
§ 9-329a (b) , which does not place any time restrictions on when a court may issue an order directing a new primary election, implicitly authorizes a court to order a new general election if the earlier general election was invalidated by operation of a court order invalidating the underlying primary election. - The trial court correctly determined that the plaintiffs lacked standing to bring their claims pursuant to
§ 9-329a (a) (1) and, accordingly, properly dismissed those claims: in order to have standing to bring a claim pursuant to§ 9-329a (a) (1) , a party must establish that he or she has a specific, personal and legal interest in the subject matter of the controversy, as opposed to a general interest that members of the community share; moreover, the plaintiffs failed to demonstrate that they had a specific, personal interest that was affected by the improprieties in the handling of absentee ballots, as the only harm they claimed to have suffered was that the primary election was unfair as a result of those improprieties, and an unfair election affects every voter and constitutes an injury to the general interest shared by all members of the community, which was insufficient to establish standing. - The plaintiffs could not prevail on their claim that the trial court applied an improper legal standard in determining that they had failed to establish that a mistake in the count of the votes cast in the primary election entitled them to an order directing a new primary election under
§ 9-329a (b) : to be entitled to an order directing a new primary election under§ 9-329a (b) , a plaintiff must demonstrate that there were substantial violations of§ 9-329a (a) and that, as a result of those violations, the reliability of the result of the election is seriously in doubt, and, when the trial court‘s memorandum of decision was read in its entirety, it was clear that the trial court properly understood and applied the correct standard; moreover, under that standard, the trial court correctly concluded that the plaintiffs had failed to establish that the reliability of the result of the primary election was seriously in doubt, the plaintiffs having failed to challenge any of the trial court‘s factual findings or legal conclusions as to which absentee ballots should have been counted, and having failed to present any evidence that there was a serious risk that any of the losing candidates in the primary election would have won in the absence of the alleged improprieties.
Argued November 4—officially released November 29, 2019*
Procedural History
Action seeking, inter alia, an order setting aside the results of the Democratic primary election held by the city of Bridgeport and directing a new special primary, and for other relief, brought to the Superior Court in the judicial district of Fairfield, where the court, Stevens, J., granted in part the defendants’ motion to dismiss; thereafter, the case was tried to the court; judgment for the defendants and certifying the results of the primary election, from which the plaintiffs appealed to this court. Affirmed.
James J. Healy, with whom were John P. Bohannon, Jr., deputy city attorney, and John F. Droney, Jr., for the appellees (defendants).
Opinion
ROBINSON, C. J. This appeal, which comes before this court pursuant to the expedited review procedure provided by
The record reveals the following facts, which were found by the trial court or are undisputed, and procedural history. The primary election took place on September 10, 2019. The mayoral candidates were Joseph P. Ganim and Marilyn Moore. There were 4337 walk-in ballots cast for Ganim and 4721 for Moore. In addition, 967 absentee ballots were cast for Ganim and 313 for Moore. Thus, Ganim won the election with 5304 votes, as against 5034 votes for Moore, by a margin of 270 votes.
Thereafter, the plaintiffs, who voted in the primary election, brought this action pursuant to
The defendants moved to dismiss the complaint on the ground that the plaintiffs were not personally aggrieved by the ruling of any election official for purposes of
The trial court concluded that the plaintiffs were not aggrieved for purposes of
The trial court conducted a trial over the course of two weeks, during which the plaintiff presented the following evidence: testimony by five witnesses that they had been solicited to submit absentee ballots, even though they did not satisfy the criteria for doing so under
This expedited appeal pursuant to
We conclude that the appeal is not moot because a new general election could be held if this court concludes that the trial court improperly denied the plaintiffs’ request for an order directing a new primary election. We further conclude that the trial court correctly determined that the plaintiffs did not have standing to assert a claim pursuant to
I
Because it implicates this court‘s subject matter jurisdiction, we first address the plaintiff‘s claim that this appeal is justiciable. As we indicated, the plaintiffs contended in their brief to this court that this appeal was not moot at the time that it was filed because this court could order a new primary election before the general election occurred. Neither party has addressed the issue of whether this court can void a general election that has already occurred and order a new one after invalidating the primary election at which the candidates for the general election were chosen. Nevertheless, because the issue implicates this court‘s jurisdiction, we address it.
This court has never directly addressed the issue of whether a primary election contest becomes moot after the general
It does not follow, however, from the fact that a general election must go forward while a challenge to the primary election at which the candidates were selected is pending—thereby preserving the special “snapshot” character3 of the election in the event that the challenge is unsuccessful—that the courts cannot order a new general election if the plaintiff prevails in his challenge to the validity of the primary election after the general election has taken place. If the invalidation of the primary results were given nunc pro tunc effect4—that is, if this court reversed the trial court and that decision was deemed to be effective as of the time that the appeal was heard before the general election—that necessarily would mean that the candidates for office who ran in the primary were not validly elected candidates for the general election.4 Thus, with respect to those candidates, the general election also
II
We next address the plaintiffs’ claim that the trial court incorrectly determined that they lacked standing to bring a claim pursuant to
“Standing is not a technical rule intended to keep aggrieved parties out of court; nor is it a test of substantive rights. Rather it is a practical concept designed to ensure that courts and parties are not vexed by suits brought to vindicate nonjusticiable interests and that judicial decisions which may affect the rights of others are forged in hot controversy, with each view fairly and vigorously represented. . . . These two objectives are ordinarily held to have been met when a complainant makes a colorable claim of direct injury he has suffered or is likely to suffer, in an individual or representative capacity. Such a personal stake in the outcome of the controversy . . . provides the requisite assurance of concrete adverseness and diligent advocacy. . . . The requirement of directness between the injuries claimed by the plaintiff and the conduct of the defendant also is expressed, in our standing jurisprudence, by the focus on whether the plaintiff is the proper party to assert the claim at issue. . . .
“Two broad yet distinct categories of aggrievement exist, classical and statutory. . . . Classical aggrievement requires a two part showing. First, a party must demonstrate a specific, personal and legal interest in the subject matter of the [controversy], as opposed to a general interest that all members of the community share. . . . Second, the party must also show that the [alleged conduct] has specially and injuriously affected that specific personal or legal interest. . . .
“Statutory aggrievement exists by legislative fiat, not by judicial analysis of the particular facts of the case. In other words, in cases of statutory aggrievement, particular legislation grants standing to those who claim injury to an interest protected by that legislation.” (Internal quotation marks omitted.) Id., 802–803.
“The fundamental aspect of [statutory] standing . . . [is that] it focuses on the party seeking to get his complaint before [the] court and not on the issues he wishes to have adjudicated. . . . When standing is put in issue, the question is whether the person whose standing is challenged
In the present case, the plaintiffs contend that the trial court incorrectly determined that, to have standing to bring a claim pursuant to
The plaintiffs have cited no authority, however, for the proposition that, whenever the legislature enacts a statute protecting a specific zone of interests, any person who is a member of the class of persons who are statutorily authorized to invoke the statute may bring an action to protect that zone of interests. Although the legislature has, on occasion, dispensed with the requirement that a plaintiff establish the elements of classical aggrievement in order to have standing to invoke a statute by conferring presumptive or automatic standing on a particular class of persons; see, e.g., Jolly, Inc. v. Zoning Board of Appeals, 237 Conn. 184, 201, 676 A.2d 831 (1996) (under
Nevertheless, the plaintiffs contend that the legislature must have intended that all electors, or at least the class of electors that is entitled to vote in a particular election, would have standing to bring a claim pursuant to
The plaintiffs also contend that this court previously has held that
We disagree with the plaintiffs’ reliance on Caruso II. In that case, there
The plaintiffs also rely on this court‘s decision in Bauer v. Souto, 277 Conn. 829, 896 A.2d 90 (2006), to support their contention that a plaintiff bringing a claim pursuant to
We disagree. This court‘s conclusion in Bauer that a new citywide election with all candidates participating was required was not driven by the determination that the plaintiff could raise claims on behalf of the other candidates or electors but by the determination that the best way to remedy the undercount of the votes cast for Bauer, a common council candidate, was to conduct an election that would approximate as closely as possible the at-large conditions of the invalidated election. See id., 843–44. In any event, it appears that Bauer claimed that there had been a mistake in the count of the vote, not that he was aggrieved by the ruling of an election official. See id., 836–37 (trial court found that, as result of malfunctioning machine, “all those who voted for [the plaintiff] in district eleven did not have their vote[s] counted” [internal quotation marks omitted]). Under
The plaintiffs have made no claim that, if they are required to establish that they had a specific personal interest that was affected by the improprieties in the handling of the absentee ballots, they are able to do so. The only harm that the plaintiffs have claimed is that the election was unfair as a result of the improprieties, and an unfair election affects every voter. Although we are not unsympathetic to the desire to ensure the fairness of the city‘s election, particularly given that this is not the first time that there have been challenges to the handling of absentee ballots in the city, it is well established that a claim of injury to “a general interest that all members of the community share” is not sufficient to establish standing. (Internal quotation marks omitted.) Id.; see also Crist v. Commission on Presidential Debates, 262 F.3d 193, 195 (2d Cir. 2001) (“a voter fails to present an [injury in fact] when the alleged harm is abstract and widely shared or is only derivative of a harm experienced by a candidate“); Kauffman v. Osser, 441 Pa. 150, 156, 271 A.2d 236 (1970) (electors did not have standing to challenge validity of statutes governing absentee ballots on ground that statutes operated to dilute their votes because “a person whose interest is common to that of the public generally, in contradistinction to an interest peculiar to himself, lacks standing to attack the validity of a legislative enactment“). But see Committee for an Effective Judiciary v. State, 209 Mont. 105, 112, 679 P.2d 1223 (1984) (voters had standing to challenge constitutionality of statutes requiring district court judge or Supreme Court justice to resign from office before running for another elective judicial office because electorate was intended to be beneficiary of state constitutional provision allowing judge to run for another judicial office without first resigning). Accordingly, we conclude that the trial court correctly determined that the plaintiffs lacked standing to bring a claim pursuant to
III
Finally, we address the plaintiffs’ contention that the trial court applied an improper legal standard when it determined that the plaintiffs had not established that a mistake in the count of the votes cast in the primary election entitled them to an order directing a new primary election. We disagree.
We begin with a review of the general principles governing our review of election contests. “We previously have recognized that, under our democratic form of government, an election is the paradigm of the
When considering whether to order a new election, the court must engage in a “sensitive balance among three powerful interests, all of which are integral to our notion of democracy, but which in a challenged election may pull in different directions. One such interest is that each elector who properly cast his or her vote in the election is entitled to have that vote counted. Correspondingly, the candidate for whom that vote properly was cast has a legitimate and powerful interest in having that vote properly recorded in his or her favor. When an election is challenged on the basis that particular electors’ votes for a particular candidate were not properly credited to him, these two interests pull in the direction of ordering a new election. The third such interest, however, is that of the rest of the electorate who voted at a challenged election, and arises from the nature of an election in our democratic society, as we explain in the discussion that follows. That interest ordinarily will pull in the direction of letting the election results stand.
“An election is essentially—and necessarily—a snapshot. It is preceded by a particular election campaign, for a particular period of time, which culminates on a particular date, namely, the officially designated election day. In that campaign, the various parties and candidates presumably concentrate their resources—financial, political and personal—on producing a victory on that date. When that date comes, the election records the votes of those electors, and only those electors, who were available to and took the opportunity to vote—whether by machine lever, write-in or absentee ballot—on that particular day. Those electors, moreover, ordinarily are motivated by a complex combination of personal and political factors that may result in particular combinations of votes for the various candidates who are running for the various offices.
“The snapshot captures, therefore, only the results of the election conducted on the officially designated election day. It reflects the will of the people as recorded on that particular day, after that particular campaign, and as expressed by the electors who voted on that day. Those results, however, although in fact reflecting the will of the people as expressed on that day and no other, under our democratic electoral system operate nonetheless to vest power in the elected candidates for the duration of their terms. That is what we mean when we say that one candidate has been elected and another defeated. No losing candidate is entitled to the electoral equivalent of a mulligan.
“Moreover, that snapshot can never be duplicated. The campaign, the resources available for it, the totality of the electors who voted in it, and their motivations, inevitably will be different a second time around. Thus, when a court orders a new election, it is really ordering a different election. It is substituting a different snapshot of the electoral process from that taken by the voting electorate on the officially designated election day.” (Emphasis in original; footnote omitted; internal quotation marks omitted.) Bortner v. Woodbridge, supra, 250 Conn. 255–56.
With these general principles in mind, we turn to the plaintiffs’ contention that the trial court applied the wrong legal standard when it determined that the plaintiffs had not established that they
This court previously has had occasion to construe the phrase “the result of such primary might have been different” as used in
In Caruso II, supra, 285 Conn. 649, the plaintiff contended that this court in Penn had “too literally construed the language in . . .
We agreed with the plaintiff in Caruso II that our interpretation of
In the present case, the trial court stated three times in its memorandum of decision that it would be authorized to order a new primary if it found that the result of the first primary “might have been different.” The court, quoting Bortner v. Woodbridge, supra, 250 Conn. 263, also observed that the plaintiffs were required to prove by a fair preponderance of the evidence that ” ‘(1) there were . . . substantial mistakes in the count of the votes; and (2) as a result of those errors or mistakes, the reliability of the result of the election . . . is seriously in doubt.’ ” Thus, although the trial court stated at one point in its memorandum of decision that the plaintiffs had failed to establish that the “the result of the primary would have been different” but for the mistake in the count of the votes, when the memorandum is read in its entirety, it is clear that the trial court properly understood and applied the “might have been different” standard. See Caruso II, supra, 285 Conn. 650 n.26 (rejecting plaintiff‘s claim that single reference to “would have been different” standard showed that trial court applied that standard when it repeatedly cited correct “might have been different” standard [emphasis omitted; internal quotation marks omitted]).
To the extent that the plaintiffs contend that the requirement under Bortner v. Woodbridge, supra, 250 Conn. 263, that they establish that “the reliability of the result of the election . . . is seriously in doubt” does not require them to establish that there is a significant risk that the result would have been different but for the conduct complained of, but only that there were significant improprieties in the election process, we expressly held to the contrary in Caruso II, supra, 285 Conn. 618. We stated in that case that, “[a]lthough we are
We further conclude that the trial court properly found that, under this standard, the plaintiffs had failed to establish that the reliability of the result of the primary election is seriously in doubt. Indeed, they have not expressly challenged any of the court‘s factual findings or legal conclusions as to which absentee ballots should have been counted, and they have not pointed to any evidence that would compel a finding that there is a serious risk that Moore or any of the other candidates who lost in the primary election would have won in the absence of the improprieties in the handling of the absentee ballots. Accordingly, we conclude that the trial court correctly determined that the plaintiffs failed to establish that they were entitled to an order directing a new special primary election.
The judgment is affirmed.
In this opinion the other justices concurred.
* November 29, 2019, the date that this decision was released as a slip opinion, is the operative date for all substantive and procedural purposes.
