Feehan v. MarconeFeehan v. Marcone
The record reveals the following facts, as alleged in the operative complaint, and procedural history. On November 6, 2018, the election for the state representative for the 120th assembly district took place. There were three candidates for that position: the plaintiff, who was endorsed by the Republican Party and the Independent Party, Young, who was endorsed by the Democratic Party, and a petitioning candidate, Prez Palmer. One of the polling places for the 120th assembly district was Bunnell High School, which also served as a polling place for the 122nd assembly district. At some point midday, a packet of ballots for the 122nd assembly district was distributed to voters in the voting line for the 120th assembly district. As a result, approximately seventy-six voters who received those ballots were unable to cast a vote for the office of state representative from the 120th assembly district.
After the initial vote tabulation for the 120th assembly district, the vote count was 5217 votes for Young, 5199 votes for the plaintiff, and 55 votes for Palmer. Because there was a difference of only 18 votes between Young and the plaintiff, a statutory recanvass was required pursuant to
On November 15, 2018, the plaintiff filed a complaint in the trial court, seeking the following relief: (1) "a declaration that, as a result of the errors committed at the Bunnell [High School] polling place and resulting disenfranchisement of voters in the 120th assembly district, a new election must be held for the office of state representative for the 120th [assembly] district"; (2) "a mandatory injunction requiring the defendants to hold a special election for the office of state representative in the 120th assembly district"; and (3) "a prohibitory injunction precluding [the state defendants] from declaring a candidate elected state representative in the 120th assembly district before a new election is held." The plaintiff subsequently amended that complaint to include claims pursuant to
After the trial court granted Young's motion for permission to intervene in the action as a defendant, he-supported by the state defendants-moved to dismiss the amended complaint
After conducting a hearing on the motion to dismiss the amended complaint, the trial court granted the motion in part with respect to the plaintiff's requests for a declaration and mandatory injunction requiring a new election for the office of state representative for the 120th assembly district.
We held oral argument in these appeals on December 21, 2018.
"Depending on the record before it, a trial court ruling on a motion to dismiss for lack of subject matter jurisdiction pursuant to
"If [as here] the court decides the motion on the basis of the complaint alone, it must consider the allegations of the complaint in their most favorable light.... In this regard, a court must take the facts to be those alleged in the complaint, including those facts necessarily implied from the allegations, construing them in a manner most favorable to the pleader." (Citations omitted; internal quotation marks omitted.) Id., at 276-77,
THE PLAINTIFF'S APPEAL
In attacking the trial court's jurisdictional conclusion, the plaintiff contends that (1) the elections clause of the Connecticut constitution does not "divest the judiciary of jurisdiction over this dispute," (2)
A
Whether the Elections Clause Divests State Courts of Jurisdiction over This Case
We begin with the plaintiff's claim that the elections clause does not divest state courts of jurisdiction over this case. The plaintiff contends that the plain language of the elections clause, which makes "each house ... the final judge of the election returns and qualifications of its own members";
In response, the defendants contend that the plaintiff's interpretation of the elections clause would "inject our courts into a General Assembly election ... for the first time in our history" and that the state House of Representatives "is the sole entity that is constitutionally authorized to determine how such disputes shall be resolved." Relying on State ex rel. Morris v. Bulkeley ,
In State v. Geisler ,
"The Geisler factors serve a dual purpose: they encourage the raising of state constitutional issues in a manner to which the opposing party ... can respond; and they encourage a principled development of our state constitutional jurisprudence. Although in Geisler we compartmentalized the factors that should be considered in order to stress that a systematic analysis is required, we recognize that they may be inextricably interwoven.... [N]ot every Geisler factor is relevant in all cases.... Moreover, a proper Geisler analysis does not require us simply to tally and follow the decisions favoring one party's state constitutional claim; a deeper review of those decisions' underpinnings is required because we follow only persuasive decisions." (Citation omitted; internal quotation marks
We begin with the relevant constitutional text, which provides in relevant part: "The treasurer, secretary of the state, and comptroller shall canvass publicly the votes for senators and representatives. The person ... in each assembly district having the greatest number of votes for representative shall be declared to be duly elected for such district.... The return of votes, and the result of the canvass, shall be submitted to the house of representatives and to the senate on the first day of the session of the general assembly. Each house shall be the final judge of the election returns and qualifications of its own members ." (Emphasis added.)
Turning to Connecticut case law, the seminal case on the elections clause is In re Application of Mylchreest , supra,
With respect to the constitutional history, there was "no significant debate in either 1818 or 1965" at the constitutional conventions with respect to the elections clause, which originally dates to 1818. W. Horton, The Connecticut State Constitution (2d Ed. 2012) pp. 115-16. Particularly given the importance in 1818 of the concept of the separation of powers;
We read Roudebush to hold only that state legislatures have constitutional authority pursuant to article one, § 4, of the United States constitution to enact their own laws for the purpose of verifying the accuracy of the results in Congressional elections, subject to the
Significant to our historical analysis under Geisler is the court's observation in Morgan that the "history of the [federal elections clause] is entirely consistent with its plain exclusion of judicial jurisdiction. In the formative years of the American republic, it was the uniform practice of England and America for legislatures to be the final judges of the elections and qualifications of their members.... There was no opposition to the [e]lections [c]lause in the [f]ederal [c]onstitutional [c]onvention ... and the minor opposition in the ratification debates focused upon the clause's removal of
Turning to a review of the sister state decisions, we note that the "almost universal constitutional doctrine in the United States and the several states which have constitutions containing this or similar provisions is that ... [e]ach legislative body is the sole judge of the elections, returns, and qualifications of its own members, and its action in admitting or expelling a member is not reviewable in the courts. Furthermore, a statute which requires a court to inquire into the commission of corrupt practices in the election of a
A separate line of sister state cases holds, consistent with Roudebush , that state legislatures may enact statutes setting forth procedures by which the vote may
In our view, these recount cases are distinguishable because a recount is a process that requires the ministerial action of tallying the votes cast-thus ensuring the accuracy of the vote tally that the legislature is ultimately to consider-rather than finding facts in a judicial manner with respect to the fairness or legality of the underlying elections process. See Young v. Mikva ,
The plaintiff raises several prudential arguments to bolster his interpretation of the elections clause that would allow the exercise of jurisdiction by the courts over legislative election disputes. He contends that the courts must have jurisdiction over disputes involving the election process because only they have the authority to grant the relief that he is requesting, namely, a new election. In support of this claim, he relies on the statement of the North Dakota Supreme Court in State ex rel. Olson v. Bakken , supra,
First, we disagree with the plaintiff's reliance on the North Dakota decision in State ex rel. Olson v. Bakken , supra,
Instead, we find telling, as a public policy matter, the absence of a statute authorizing elections contests in state legislative elections, when the legislature has provided such a statute for virtually every other state, federal, and municipal election. See
Instead, our state House of Representatives has thus far addressed this gap in the election contest statutory scheme by adopting House Rule No. 19 to implement its constitutional function of judging the elections returns for its own members. The
Whether
We next address the plaintiff's contention that, even if the elections clause deprives the court of inherent jurisdiction to
In response, the defendants contend that
Whether the office of state representative for the 120th assembly district is a "municipal office" for purposes of jurisdiction under
We begin with the text of
Turning first to the inapplicability of
Rather, the applicable definition is set forth in
Beyond the plain and unambiguous statutory text, the plaintiff's construction of
C
Whether State Courts Have Jurisdiction over the Plaintiff's Federal Constitutional Claims, Regardless of the State Elections Clause
We next address the plaintiff's claim that the trial court had jurisdiction to entertain his complaint because he brought a claim pursuant to
The Second Circuit has stated that the "right to vote is regarded as a fundamental political right ... preservative of all rights.... As the citizen's link to his laws and government ... the right to vote is at the heart of our democracy....
"Principles of federalism limit the power of federal courts to intervene in state elections, however.... The [c]onstitution leaves the conduct of state elections
In Shannon , the Second Circuit emphasized that, in Daniels v. Williams ,
It is well settled in the Second Circuit that establishing an equal protection violation requires similar proof of intentional
II
THE DEFENDANTS' APPEALS FROM THE GRANT OF INJUNCTIVE RELIEF
We next turn to the defendants' appeals in which they claim that the trial court improperly granted the
A
Mootness
Because it implicates this court's appellate subject matter jurisdiction, we begin with the plaintiff's mootness claim. The plaintiff contends that the defendants' appeals challenging the trial court's order of injunctive relief have been rendered moot because of the passage of the statutory deadline in
"It is well established that [m]ootness implicates [this] court's subject matter jurisdiction and is thus a threshold matter for us to resolve.... It is a well-settled general rule that the existence of an actual controversy is an essential requisite to appellate jurisdiction; it is not the province of appellate courts to decide moot questions, disconnected from the granting of actual relief or from the determination
Appeals challenging temporary injunctions may be rendered moot by, inter alia, the cessation of the challenged activity or the expiration of the injunction by its own terms. See, e.g., Connecticut State Employees Assn. v. American Federation of State, County & Municipal Employees, AFL-CIO ,
The District of Columbia Circuit's decision in Jacksonville Port Authority is consistent with Connecticut courts' authority-in the absence of statutory preclusion-to render judgments nunc pro tunc, or "now for then," when "necessary in furtherance of justice and in order to save a party from unjust prejudice ... caused by the act of the court or the course of judicial
B
Merits
As to the defendants' challenge to the temporary injunction, they first contend that, because the trial court lacked jurisdiction over this case, it similarly lacked jurisdiction to consider the plaintiffs' motion for a temporary injunction, and should have dismissed the motion on that ground. The state defendants further emphasize that the trial court improperly relied on Kinsella v. Jaekle , supra,
"A prayer for injunctive relief is addressed to the sound discretion of the court and the court's ruling can be reviewed only for the purpose of determining whether the decision was based on an erroneous statement of law or an abuse of discretion.... Therefore, unless the trial court has abused its discretion ... the trial court's decision must stand.... How a court balances the equities is discretionary but if, in balancing those equities, a trial court draws conclusions of law, our review is plenary." (Citation omitted; internal quotation
If the trial court lacks subject matter jurisdiction over a case, it similarly lacks jurisdiction to render even a temporary injunction. See Olcott v. Pendleton ,
In this opinion the other justices concurred.
Notes
The amended complaint also named the following local election officials for the town as defendants: Rick Marcone, the town's Democratic registrar of voters; Lou Decilio, the town's Republican registrar of voters; Beth Boda, the head moderator for the election; John Krekoska, the head moderator of the recount; and Susan M. Pawluk, the town's clerk. Although these local election officials have appeared through counsel both before the trial court and in these appeals, they have not otherwise participated in this case. For the sake of simplicity, we refer to Young, Merrill, Nappier, and Lembo, collectively, as the defendants, and to Young, individually, by name.
Article third, § 7, of the Connecticut constitution provides in relevant part: "The treasurer, secretary of the state, and comptroller shall canvass publicly the votes for senators and representatives. The person ... in each assembly district having the greatest number of votes for representative shall be declared to be duly elected for such district.... The return of votes, and the result of the canvass, shall be submitted to the house of representatives and to the senate on the first day of the session of the general assembly. Each house shall be the final judge of the election returns and qualifications of its own members."
Although an order granting a temporary injunction is ordinarily not an immediately appealable final judgment; see, e.g., Bozrah v. Chmurynski ,
The supremacy clause of the United States constitution provides in relevant part: "This Constitution, and the Laws of the United States which shall be made in Pursuance thereof ... shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding."
The complaint alleges that the voter checklist at Bunnell High School for the 120th assembly district shows 1575 names crossed off the official checklist, but only 1499 ballots processed, which would indicate 76 fewer ballots than voters. In contrast, the checklist at that location for the 122nd assembly district allegedly shows 952 names crossed off the official checklist, but 1031 ballots processed, which would indicate 79 more ballots than voters.
We note that the checklist summary for the 122nd assembly district, which was supplied as an exhibit in the appendix to the plaintiff's brief, indicates that the names of 954 voters had been crossed off. This would result in an actual difference of 77 more ballots than voters. This minor typographical discrepancy does not, however, affect the substantive analysis within this opinion.
Although the plaintiff styled his application as one for "an emergency temporary restraining order," we, like the parties and the trial court, refer in this opinion to that application as one for a "temporary injunction" because it was granted after notice and a hearing. See, e.g., Canterbury v. Kukevitch , Superior Court, judicial district of Windham, Docket No. CV-03-0070337-S (June 17, 2003) (
The plaintiff filed the amended complaint while a motion to dismiss, filed by Young with the support of the state defendants, was pending with respect to the original complaint.
On December 13, 2018, the trial court issued a written memorandum of decision further articulating its oral decision on the parties' motions.
We reiterate our gratitude to counsel, first voiced by Justice McDonald at oral argument before this court, for their thorough and professional briefing and argument of this case on an expedited basis.
We also note that, in the afternoon of December 20, 2018, the day before oral argument in these appeals, the ACLU Foundation of Connecticut filed an application for permission to file an amicus curiae brief. Although we ordinarily are very receptive to amicus briefs, we denied this application because its eve of argument timing would have rendered the filing of such a brief in the present appeals both potentially prejudicial to the parties and comparatively less useful to the court.
The use of the word "returns" to modify "election" renders that phrase suggestive of the vote tally, rather than the electoral process that produces the votes. See Henry v. Henderson ,
Indeed, it is significant that, "[p]rior to the adoption of the constitution of this state in 1818, all governmental power, including the judicial power, was vested in the General Assembly." State v. Clemente ,
The constitution of the United States, article one, § 5, provides in relevant part: "Each House shall be the Judge of the Elections, Returns and Qualifications of its own Members ...."
The constitution of the United States, article one, § 4, provides: "The Times, Places and Manner of holding Elections for Senators and Representatives, shall be prescribed in each State by the Legislature thereof; but the Congress may at any time by Law make or alter such Regulations, except as to the Places of chusing Senators."
See Baker v. Carr ,
We note that the plaintiff attempts to distinguish Morgan v. United States , supra,
A comprehensive collection of generally early cases on this point is set forth in an annotation published within the American Law Reports. See generally annot.,
We note that the Kentucky Supreme Court's decision in Stephenson v. Woodward , supra,
We acknowledge that, in In re Application of Mylchreest , supra,
We also disagree with the plaintiff's reliance on State ex rel. Wahl v. Richards , supra,
In Akizaki v. Fong , supra,
In McGann v. Board of Elections , supra,
After Bakken , North Dakota subsequently amended its state constitution to make even clearer the role of the judiciary in deciding elections contests, including those in legislative elections. See Timm v. Schoenwald ,
With respect to the separation of powers, we note that the District of Columbia Circuit Court of Appeals emphasized in Morgan that the exclusivity of legislative jurisdiction "makes eminent practical sense. The pressing legislative demands of contemporary government have if anything increased the need for quick, decisive resolution of election controversies. Adding a layer of judicial review, which would undoubtedly be resorted to on a regular basis, would frustrate this end. What is involved, it should be borne in mind, is not judicial resolution of a narrow issue of law, but review of an election recount, with all the fact-finding that that entails. If it be said that the relevant [h]ouse is not the appropriate body to make the determination because of the possibility of improper political motivation, the response is that '[a]ll power may be abused if placed in unworthy hands. But it would be difficult ... to point out any other hands in which this power would be more safe, and at the same time equally effectual.' Luther v. Borden ,
We note that we do not understand the plaintiff to argue that the courts and the legislature share jurisdiction over legislative election contests challenging the administration of the election. Such complementary jurisdiction, which would render the ultimate judicial determination advisory, has been criticized as problematic given the constitutional complications attendant to the issuance of advisory opinions, along with an even greater potential for interbranch entanglement. See Scheibel v. Pavlak , supra,
We note that
The plaintiff expresses his concern about the impact of partisanship on the legislature's ability to resolve election disputes fairly. With respect to partisanship, we agree with the District of Columbia Circuit's dismissal of concerns about "party-line votes" in election cases by emphasizing that the point that "institutional incentives make it safer to lodge the function [in the legislature] than anywhere else still stands. The major evil of interference by other branches of government is entirely avoided, while a substantial degree of responsibility is still provided by regular elections, the interim demands of public opinion, and the desire of each [h]ouse to preserve its standing in relation to the other institutions of government." Morgan v. United States , supra,
We emphasize that, although the elections clause requires us to stay our hand, we do not foreclose a limited role for the courts in cases arising from legislative election disputes. It is "conceivable, for example, that in investigating such a dispute a [legislative body] might go beyond its constitutional power to compel witnesses. In that event, a clear showing of such arbitrary and improvident use of the power as will constitute a denial of due process of law would justify limited judicial interference.... Such a due process violation, however, must rest on violation of some individual interest beyond the failure to seat an individual or to recognize that person as the winner of an election. That substantive determination, which is the issue in the present case, resides entirely with the [h]ouse." (Citation omitted; internal quotation marks omitted.) Morgan v. United States , supra,
Specifically, Young argues that the plaintiff's construction would mean that "the election of 73 of the 151 [state representatives] would be subject to judicial review under § 9-328, and 78 would not.... None of the 36 state senators' elections would be subject to § 9-328. There is no articulable reason ... why the General Assembly would have chosen to allow by statute judicial challenges to fewer than one half of house seats but not the others." (Citations omitted; emphasis omitted.)
" 'Political subdivision' means any voting district or combination of voting districts constituting a part of a municipality."
As the defendants argue, we note that, in an unpublished decision arising from a challenge to the election of then-Representative Joan Hartley, the Superior Court adopted this construction of §§ 9-328 and 9-372 (7) more than three decades ago. See Bogen v. Hartley , Superior Court, judicial district of Waterbury, Docket No. 070798 (November 21, 1984).
See
Young also cites the remarks during a 1985 debate in our state House of Representatives concerning the challenge of the election of then-Representative Joan Hartley as evincing the legislature's understanding that § 9-328 is inapplicable because it, and other election contest statutes, did not apply to state legislative elections, thus rendering legislative proceedings under the elections clause the exclusive remedy. Although undoubtedly interesting from a historical perspective, this debate is of minimal persuasive value with respect to the interpretation of § 9-328 because it is not a contemporaneous statement of legislative intent. See, e.g., State v. Nixon ,
We acknowledge the plaintiff's contention that the parties have consistently treated the election as one for a municipal office. Specifically, he represents that the town "had six [state legislative] offices up for election in 2018." Three of those offices were for assembly districts that crossed town boundaries, and three were for districts that were located entirely within the town. For the multitown districts, the major political parties followed the nomination procedures for district offices set forth in
Although subject matter jurisdiction is a threshold issue that we must address before proceeding to the merits, we may make legal assumptions with respect to jurisdiction in appropriate cases. See Sousa v. Sousa ,
In addressing the pleading arguments first, we agree with Young's acknowledgment that the failure of the complaint to adequately raise a federal constitutional violation is "not necessarily central to the question of whether the [trial court] had jurisdiction over the federal claims ...." Given that the parties have briefed this issue, which presents a question of law on the pleadings in this case, we address it first, even though the sufficiency of a pleading, namely, whether the allegations therein state a claim, is addressed via a motion to strike, rather than a motion to dismiss, which challenges a court's jurisdiction. See, e.g., Santorso v. Bristol Hospital ,
The Second Circuit further noted that, "[w]ithout question, courts have found due process violations in voting cases before, but each case involved an intentional act on the part of the government or its officials.... Infringements of voting rights that have risen to the level of constitutional violation include: dilution of votes by reason of malapportioned voting districts or weighted voting systems ... purposeful or systematic discrimination against voters of a certain class ... geographic area ... or political affiliation ... and other [wilful] conduct that undermines the organic processes by which candidates are elected .... Each required intentional state conduct directed at impairing a citizen's right to vote." (Citations omitted.) Shannon v. Jacobowitz , supra,
The Second Circuit has observed that it is not alone in requiring proof of intent, citing Rossello-Gonzalez v. Calderon-Serra ,
A review of federal case law provides various examples of purposeful misconduct generally found sufficient to state such a constitutional claim. See Acosta v. Democratic City Committee ,
In support of his claim to the contrary, the plaintiff relies on Hunter v. Hamilton County Board of Elections ,
The Supreme Court's decision in Bush is similarly distinguishable because, in that case, the court concluded that an equal protection violation occurred when, during a recount procedure, "each of the counties used varying standards to determine what was a legal vote. Broward County used a more forgiving standard than Palm Beach County, and uncovered almost three times as many new votes, a result markedly disproportionate to the difference in population between the counties." Bush v. Gore , supra,
Thus, we also disagree with the plaintiff's reliance on Butterworth v. Dempsey ,
We disagree with the plaintiff's reliance on this court's decision in Office of the Governor v. Select Committee of Inquiry , supra,
The plaintiff cites a 1933 Attorney General's Opinion as standing for the proposition that there is "significance in the 'during the month' requirement." See Opinions, Conn. Atty. Gen. (May 1, 1933) pp. 147-48. We disagree with the plaintiff's reliance on that opinion, which was limited to whether an election to fill a probate judge vacancy may be held at the same time and same place as a vote for delegates to a constitutional convention. That opinion did not address the consequence, if any, of a failure to complete the canvass during the month of the election.
Accordingly, we need not reach the merits of the defendants' argument that the trial court abused its discretion by granting a temporary injunction.
We acknowledge the well established "strong presumption in favor of jurisdiction"; (internal quotation marks omitted) State v. Evans ,