THE COMMITTEE FOR AN EFFECTIVE JUDICIARY; ARTHUR M. MARTIN, CARL M. DAVIS, JEAN BOWMAN, ROBERT S. KELLER, ET AL., PETITIONERS v. STATE OF MONTANA, AND JAMES WALTERMIRE, SECRETARY OF STATE, RESPONDENT.
No. 84-20
SUPREME COURT OF MONTANA
Submitted March 6, 1984. Decided April 3, 1984.
679 P.2d 1223 | 105-123
Mike Greely, Atty. Gen., Judy Browning argued, Asst. Atty. Gen., Helena, for respondent.
MR. JUSTICE SHEA delivered the Opinion of the Court.
Petitioners are all registered voters in this state. This Court assumed jurisdiction of petitioners’ original petition for declaratory judgment that we hold
“Any holder of a judicial position forfeits that position by either filing for an elective office other than a judicial position or absenting himself from the state for more than sixty (60) consecutive days.” (Emphasis added.)
Petitioners contend that this constitutional provision clearly authorizes a district judge to file for elective office to the supreme court and a justice of the supreme court to file for the position of chief justice — without resigning from office to do so.
This is an election year and two supreme court positions must face the election process: the office of chief justice, and the office of position number three (3), now occupied by the author of this opinion. The deadline for filing judicial nominations is April 16, 1984. Because of the importance of the question and time exigencies imposed by the nominating deadline, this Court assumed jurisdiction. In our order assuming jurisdiction we asked that the parties file briefs not only on the constitutional questions raised, but also on the question of whether the petitioners have standing to challenge the constitutionality of the statutes.
Although other constitutional issues are raised attacking the statutes, petitioners’ primary contention is that
Although the State conceded at oral argument that it would be in the рublic interest to decide the constitutional question on the merits, the State nonetheless steadfastly adhered to its position that no standing exists regardless of the status of petitioners. We need not discuss each of the contentions because we hold that standing, under the facts of this case, exists because the petitioners are registered voters and the statutes involved adversely affect the election process contemplated by the 1972 Montana Constitution. We hold also that
I. STANDING—REGISTERED VOTER
The State argues that a registered voter is not sufficiently affected by the statutes because the statutes do not deprive the voter of his right to vote in the election but merely provide that a district judge or a supreme court justice cannot be one of those candidates for whom the voter can cast his ballot. To create standing in a registered voter, the State argues, three conditions must be met: (1) a sitting district judge or supreme court justice must declare that he would run for another judicial office; (2) the judge must decline to file because of the automatic resignation provisions of
At the time of the 1972 Constitutional Convention,
The first version of the amendment that was voted on was more precise but longer than the version finally adopted. The first version provided in part that “Filing for another elective public office results in forfeiture of a judicial position, but a judge may file for another judicial position without forfeiture of the judicial position he holds.” (Tr. 1972
“Any holder of a judicial position forfeits that position by either filing for an elective office other than a judicial position or absenting himself from the state for more than sixty (60) consecutive days.” (
Art. VII, Section 10 .)
This constitutional provision was motivated by the belief of the delegates that the public interest would be served by a provision that would permit judges to seek various levels of judicial office through the elective process without first suffering a forfeiture of their own office. We must, therefore, recognize that a public interest exists, apart from the desires of individual district judges or supreme court justices, to assert the integrity and supremacy of this constitutional provision voted on and passed by the delegates and later voted on and ratified by the people of this state. We hold that a registered voter has the standing to make this assertion.
Standing questions cannot often be decided by hard and fast rules because of thе varying complexity and importance of questions that come before the courts. We recognized in Stewart v. Board of County Commissioners of Big Horn County (1977), 175 Mont. 197, 573 P.2d 184, that standing questions must be viewed in part in light of “discretionary doctrines aimed at prudently managing judicial review of the legality of public acts...” 175 Mont. at 200, 573 P.2d at 186. Where discretion is involved hard and fast rules cannot be the decisive factors. The importance of the question to the public surely is an important factor, and this is why in State ex rel. Sego v. Kirkpatrick (N.M. 1974), 524 P.2d 975, the New Mexico Supreme Court recognized that private parties should be granted standing to contest important public issues. The Court said:
“[T]his court in its discretion, may grant standing to private parties to vindicate the public interest in cases presenting issues of great public importance.” Sego,, supra, 524 P.2d at 979.
The Sego case involved the validity of a partial veto exercised by the governor of New Mexico. The court granted standing to petitioner, as an elector and taxpayer, to contest the legality of the governor‘s action. See also State ex rel. Howard v. Oklahoma Corporation Commission (Okla. 1980), 614 P.2d 45, where the Oklahoma Supreme Court, relying in part on the Sego case, looked mostly to private citizen petitioners to grant standing to assert that a state commission had failed to comply with an Oklahoma statute. In Howard, the petitioners sought and obtained a peremptory writ of mandamus compelling the state commission to comply with the Oklahoma statute. Nor should we ignore the rights of citizens to assert the public interest in challenging the legality of legislative action that allegedly flies in the face of our state constitution. That is particularly so where the constitutional provision is intended to benefit the public as a whole rather than classes of individuals—such as judges. The constitutional provision invoked here was not intended to confer special privileges on the judiciary or on individual judges. Rather, it was intended to give the public a potentially broader choice in exercising its constitutional right to votе for judicial candidates.
This Court has been keenly sensitive to the constitutional rights of voters. Although the case is not in point factually or legally, we clearly recognized in Jones v. Judge (1978), 176 Mont. 251, 577 P.2d 846, that a special interest exists in a registered voter whose vote may be denied by legislation. We said:
“The right to vote, however, is a personal and constitutional right. Although stature as an elector will generally
not allow an individual to bring an action invoking the judicial power, an elector who is denied this right is sufficiently affected to invoke the judicial power to challenge the validity of the Act which denies him the right.” 176 Mont. at 254, 577 P.2d at 848.
In Jones the right of registered votеrs to vote for judicial candidates was completely denied by operation of the challenged statutes. Here the registered voters would not be completely denied their right to vote for judicial candidates running for the offices that are open to the elective process this year. But the operation of the challenged statutes does deny the voters their right to vote for a class of judicial candidates that allegedly is expressly permitted by
The constitutional delegates clearly intended the Montana electorate to be the benеficiaries of a judicial elective process permitting all judges to file for other judicial office provided they are otherwise qualified. The challenged statutes have not only chilled that process, they have essentially frozen that process by making it a virtual certainty that judges would not run for other judicial office at the risk of automatic forfeiture of their office by the mere act of filing for other judicial office. The electorate has been effectively denied a right to a potentially broader selection of judicial candidates. Just as clearly, a registered voter must be recognized as having the standing to assert that the challenged
II. UNCONSTITUTIONALITY OF SECTIONS 3-1-607 and 3-1-608, MCA
The parties differ in their interpretation of the key language of
The petitioners rely not only on the language of
According to the State,
The question, of course, involves the interpretation to be given
The constitutional prohibition against judges seeking nonjudicial offices while still holding judicial office is but part of a general constitutional scheme declaring directly or indirectly the rights of office holders in all branches of government to seek office while still holding office. The legislative article (
The judicial article is clearly the most restrictive — it imposes severe sanctions on office-seeking by judicial office holders. Any judge holding office in this state forfeits his office if he files for any office — “other than a judicial position.” (
The State‘s position would permit the legislature to close a door which the constitutiоnal delegates intentionally left open. The door was left open because the delegates perceived a public benefit in opening up the judicial election process to judges who desired to move from lower courts to the district court and from district court to the supreme court, or from a justice on the supreme court to a chief justice on the supreme court. (See Part I, supra.) While
MR. JUSTICES HARRISON, SHEEHY and WEBER concur.
APPENDIX A
“3-1-607. Supreme court justice or district court judge not to run for office — resignation required. (1) If a person occupying the office of chief justice or associate justice of the supreme court or judge of a district court of the state of Montana becomes a candidate for election to аny elective office under the laws of the state of Montana, he shall immediately, and in any event at or before the time when he must file as a candidate for such office in any primary or special or general election, resign from his office of chief justice, associate justice, or district judge.
“(2) The resignation becomes effective immediately upon its delivery to the proper officer or superior.
“(3) The resignation requirement applies except when the person is a bona fide candidate for reelection to the identical office then occupiеd by him or for another nonpartisan judicial office the term of which does not commence earlier than the end of the term of the office then occupied by him.”
APPENDIX B
“3-1-608. Forced vacancy. In the event of a failure to resign, the office of chief justice, associate justice, or district judge automatically becomes vacant and the former occupant has no further right, power, or authority therein for any purpose and no right to any emoluments thereof, notwithstanding the fact that a successor is not appointed or elected. The vacancy becomes operative to deprive the person of the emoluments of the office in order to carry out the policy of this Section and
Today‘s majority opinion may arguably establish a good political policy, but it cannot be sustained under existing law.
The essence of the majority opinion on the standing of petitioners to bring this action is contained in a single sentence:
“We need not discuss each of the contentions because we hold that standing, under the facts of this case, exists because the petitioners are registered voters and the statutes involved adversely affect the election process contemplated by the 1972 Montana Constitution.”
In sum, I dissent on the following grounds: (1) There is no actual case or controversy to invoke the judicial power of this Court; (2) there is no injury or threatened injury to any of the petitioners by reason of the resign-to-run statutes that petitioners ask us to declare unconstitutional; and (3) the expansion of this Court‘s judicial power is a dangerous precedent that violates constitutional and statutory provisions of existing law.
Essentially this is an original petition seeking a declaratory judgment that the resign-to-run statutes are unconstitutional. Montana adopted the Uniform Dеclaratory Judgments Act in 1935. Under that Act a decision on the constitutionality of a statute cannot be obtained by a person who has no interest in the question except that of a “resident, citizen, taxpayer and elector.” Chovanak v. Matthews (1948), 120 Mont. 520, 526, 188 P.2d 582, 588. In Chovanak we held that the judicial power under this Act extends only to actual cases and controversies and not to abstract questions. Petitioners here seek to overturn this holding on the grounds they are voters and that the acts in question adversely affect the election processes under the 1972 Montana Constitution.
We have previously construed Montana‘s Uniform Declaratory Judgments Act to prohibit the courts from determining speculative matters, entering anticipatory judgments, or
“It has been held and we approve of the following statement of the principles applicable under the Uniform Declaratory Judgment Act:
” ‘The courts have no jurisdiction to determine matters purely speculative, enter anticipatory judgments, declare social status, deal with theoretical problems, give advisory opinions, answer moot questions, adjudicate academic matters, provide for contingencies which may hereafter arise, or give abstract opinions. (Citing cases.) The Uniform Declaratory Judgment Act does not license litigants to fish in judicial ponds for legal advice.’ (Citing cases.) (Emphasis added.) Montana Department of Natural Resources and Conservation v. Intake Water Co. (1976), 171 Mont. 416, 440, 558 P.2d 1110, 1123.
The case at bar is a manufactured or contrived lawsuit. Petitioners admittedly are an ad hoc committee formed to prosecute this case. At oral argument counsel for petitioner stated: “This committee was formed for the express purpose of initiating this lawsuit to answer this question.”
No individual on the committee is alleged to have any interest in running for judicial office. No sitting judgе has expressed a desire to run for another judicial office. Under such circumstances this Court has no jurisdiction to determine the purely theoretical, abstract and academic question posed which owes its genesis to a hypothetical future contingency that may or may not arise.
Secondly, there is no injury or threatened injury to petitioners apart from the general public. This is a constitutional requirement of standing under both the United States and Montana Constitutions.
The Federal injury requirement has been found to stem from language in
“... at an irreducible minimum, Art. III requires the party who invokes the court‘s authority to ‘show that he personally has suffered some actual or threatened injury as a result of the putatively illegal conduct of the defendant‘...”
In Montana we have also held that our state constitution requires an actual “case” or “controversy” before the judicial power can be invoked. In a 1977 case, we held:
“From these cases we synthesize that the issue presented for review must represent a “case” or “controversy” within the judicial cognizance of the state sovereignty. Additionally, the following minimum criteria are necessary to establish standing to sue a governmental entity: (1) The complaining party must clearly allege past, present or threatened injury to a property or civil right; and (2) the alleged injury must be distinguishable from the injury to the public generally, but the injury need not be exclusive to the complaining party.” Stewart v. Board of County Commissioners (1977), 175 Mont. 197, 201, 573 P.2d 184, 186.
Only those adversely affected by a statute can challenge its validity. Jones v. Judge (1978), 176 Mont. 251, 577 P.2d 846.
A constitutionally grounded requirement of injury is not a discretionary matter which the court may require or dispense with at its option. Constitutional standing requirements are distinguishable from discretionary prudential limitations which the courts have fashioned to limit the number of cases they hear. In Stewart we recognized this distinction:
“The concept of standing arises from two different doctrines: (1) Discretionary doctrines aimed at prudently managing judicial review of the legality of public acts, (citations omitted); and (2) doctrines of constitutional limitation in the federal courts drawn from the ‘cases and controversies’ definition of federal judicial power in Article III, United States Constitution and in the Montana courts drawn from
the ‘cases at law and in equity’ definition of state judicial power in Article VII, 1972 Montana Constitution .” 175 Mont. at 200, 573 P.2d at 186.
This distinction is crucial becаuse courts are free to fashion exceptions to discretionary prudential limitations but not constitutional standing requirements which are mandatory. See generally, L. Tribe, American Constitutional Law at 100 (1978).
Here the flaw in petitioners’ standing is that it presents only a hypothetical future contingency for determination which we have held insufficient to invoke the courts’ jurisdiction. Intake Water Co., supra. Petitioners here have alleged only that some judges may choose to run, i.e. that the statutes may be triggered by a hypothetical future event that may or may not occur. No past, present or future injury is alleged absent hypothetical future events or occurrences. There can be no injury to petitioners unless and until a sitting judge indicates a desire to run for another judicial office but for the resign-to-run statutes. The following major cases in which resign-to-run statutes have been challenged reveal that in each case at least one of the petitioners alleged that he or she wanted to run for another office: Clements v. Fashing (1982), 457 U.S. 957, 102 S.Ct. 2836, 73 L.Ed.2d 508; Bullock v. Carter (1972), 405 U.S. 134, 92 S.Ct. 849, 31 L.Ed.2d 92; Joyner v. Moffard (9th Cir. 1983), 706 F.2d 1523; Morial v. Judiciary Commission of the State of Louisiana (5th Cir. 1977), 565 F.2d 295; Henderson v. Fort Worth Independent School District (5th Cir. 1976), 526 F.2d 286. Although standing was not at issue in these case, each court found it significant to note that one of the plaintiffs had expressed a desire to run for office.
I would hold as the United States Supreme Court held in Clements, supra, that to have a bona fide case or controversy, a plaintiff challenging a resign-to-run statute must allege that but for the sanctions of the statutes, he or she would engage in the very aсts that would trigger enforcement of the statute.
“... In his complaint, he alleges that he is a resident of Fort Shaw, Cascade County, Montana; that he frequently drives a motor vehicle on the highways of this state, particularly Montana State Highway No. 200 and Interstate Highway No. 15 between Fort Shaw and Great Falls, Montana; that the attorney general has issued the proclamation to which we have adverted; that except for such proclamation, he would be entitled to drive a motor vehicle under the provisions of
Section 61-8-303, MCA , (the basic speed rule) in excess of 55 miles per hour as he was accustomed to doing prior to the issuance of the proclamation.”
This language of the complaint was followed by the Court‘s observation that:
“... Gary Lee is directly affected by the operation of the statute he attacks in this case. His right or privilege to drive a motor vehicle by the basic rule of safety under
Section 61-8-303, MCA , has been adversely limited by the enforcement or threatened enforcement ofSection 61-8-304, MCA . He wants to drive his motor vehicle as fast as the basic rule allows ...” 195 Mont. at 7, 635 P.2d at 1285.
The majority, ignoring the Montana Constitution and Montana cases to the contrary, rely on a New Mexico case, State ex rel Sego v. Kirkpatrick (1974), 86 N.M. 359, 524 P.2d 975 and an Oklahoma case, State ex rel. Howard v. Oklahoma Corporation Commission (Okla. 1980), 614 P.2d 45 to grant standing to a private party to contest important public issues.
In my view, this is not a voting rights case. No voter has the right to vote for a potential candidate who does not choose to run. Montana‘s resign-to-run statutes restrict the conduct of judges, not the conduct of voters. These statutes no more affect the public interest or the rights of voters than statutes establishing qualifications for any elective office.
Petitioners want this Court to reach out and declare a legislative act unconstitutional simply because it allegedly affects the public interest and their constitutional rights as voters. Their constitutional rights as voters are not infringed absent the presence of a sitting judge who wants to run for another judicial office but for the statutes in question. The perceived public interest is a nebulous concept dependent on whose ox is being gored. The contention that public interest creates standing can be made against almost any legislative act and effectively eliminates constitutional standing requirements.
The issue presented in this case is purely hypothetical and academic. The majority opinion today establishes a precedent that will compel this Court and the district courts in future cases to file down this self-created primrose path like lemmings in their March-to-the-Sea.
I respectfully dissent. I would dismiss the petition fоr lack of standing.
MR. JUSTICE GULBRANDSON and the HON. HENRY LOBLE, sitting for MR. JUSTICE MORRISON, join in the foregoing dissent of the Chief Justice.
MR. JUSTICE SHEEHY, concurring:
I concur fully with the majority opinion and want to add an observation respecting suits of this nature by voters.
This Court has long recognized the standing of an elector who challenges the validity of an election or the alleged misuse of the elective process. From State ex rel. Clarke v. Moran (1900), 24 Mont. 433, 633 P. 390, through State ex rel. Steen v. Murray (1964), 144 Mont. 61, 394 P.2d 761,
