ROBERT J. LABONTE, JR., Plaintiff-Appellant v. UNITED STATES, Defendant-Appellee
2021-1432
United States Court of Appeals for the Federal Circuit
August 12, 2022
Appeal from the United States Court of Federal Claims in No. 1:18-cv-01784-RAH, Judge Richard A. Hertling.
ALEXANDER FISCHER, JOSHUA HERMAN, Veterans Legal Services Clinic, Jerome N. Frank
RICHARD PAUL SCHROEDER, Commercial Litigation Branch, Civil Division, United States Department of Justice, Washington, DC, argued for defendant-appellee. Also represented by BRIAN M. BOYNTON, MARTIN F. HOCKEY, JR., DOUGLAS K. MICKLE.
JULIE VEROFF, Cooley LLP, San Francisco, CA, for amici curiae John Brooker, Eleanor Morales, Brian D. Schenk, Eugene R. Fidell, Hugh McClean, Raymond Jewell Toney. Also represented by KATHLEEN R. HARTNETT.
LIAM JAMES MONTGOMERY, Williams & Connolly LLP, Washington, DC, for amici curiae National Veterans Legal Services Program, Protect Our Defenders. Also represented by AMY MCKINLAY, MIRANDA PETERSEN.
Before CHEN, SCHALL, and STOLL, Circuit Judges.
SCHALL, Circuit Judge.
Appellant, Robert J. LaBonte, Jr., is a veteran who served in the United States Army. In 2006, he went absent without leave (“AWOL“) for six months. After he voluntarily returned to his base, he pleaded guilty to a charge of desertion in a court-martial proceeding and was separated from the Army with a Bad Conduct Discharge.
In 2015, Mr. LaBonte applied to the Army Board for Correction of Military Records (“ABCMR” or “Board“), seeking retroactive medical retirement. He alleged that, while in the Army, he had had a permanent disability resulting from post-traumatic stress disorder (“PTSD“), traumatic brain injury (“TBI“), depression, and anxiety incurred during service. He also alleged that these disabilities had rendered him unfit for service prior to his absence without leave, his court-martial, and his discharge. In 2018, the Board denied his claim.
Mr. LaBonte then filed suit in the United States Court of Federal Claims challenging the ABCMR decision. On December 3, 2019, the court remanded the case to the Board for further proceedings. LaBonte v. United States, No. 18-1784C (Fed. Cl. Dec. 3, 2019), J.A. 2716. On April 29, 2020, on remand, the Board again denied Mr. LaBonte‘s claim for disability retirement. J.A. 2763–65. Subsequently, with the case back before the Court of Federal Claims, Mr. LaBonte challenged the ABCMR‘s April 2020 decision and moved for judgment on the administrative record. The government renewed a previous motion to dismiss for failure to state a claim upon which relief could be granted and, in addition, cross-moved for judgment on the administrative record.
On October 30, 2020, the Court of Federal Claims granted the government‘s motion to dismiss. LaBonte v. United States, 150 Fed. Cl. 552, 564–65 (2020). The court determined that, in order for the ABCMR to grant Mr. LaBonte disability retirement, the Board would have to correct Mr. LaBonte‘s DD-214 Form (“DD-214“) to show that he was separated due to physical disability rather than due to a court-martial conviction. Id. at 561–62.1 Concluding that a statute,
Mr. LaBonte now appeals the Court of Federal Claims’ dismissal of his complaint. For the reasons set forth below, we hold that the Court of Federal Claims erred in holding that the ABCMR lacked authority to grant the relief
Mr. LaBonte is seeking. The court therefore erred in dismissing his complaint for failure to state a claim upon which relief could be granted. Accordingly, we reverse the court‘s decision and remand the case to the court for consideration of the merits of Mr. LaBonte‘s challenge to the April 2020 decision of the Board.
BACKGROUND
I
The pertinent facts are set forth in the decision of the Court of Federal Claims.2
Mr. LaBonte enlisted in the Army in 2002. LaBonte, 150 Fed. Cl. at 555. In 2004, he was deployed in Iraq. During that deployment, he sustained injuries when he fell from a 30-foot guard tower. After returning from Iraq, Mr. LaBonte sought help from his chain of command and from the Fort Hood Mental Health Clinic for symptoms of mental distress, anxiety, disrupted sleep, and panic attacks. An intake specialist at the Mental Health Clinic documented his symptoms and diagnosed him with an adjustment disorder. Id.
In 2004, shortly after his visit to the Mental Health Clinic, Mr. LaBonte learned that he was scheduled to
deploy again to Iraq. Upon learning this, he informed his chain of command that he was not mentally prepared to return to Iraq, and eventually he went AWOL for six months. In 2006, Mr. LaBonte voluntarily returned to Fort Hood. Subsequently, he pleaded guilty to a charge of desertion in a court-martial proceeding and was separated from the Army with a Bad Conduct Discharge. Id.
In 2012, Mr. LaBonte sought treatment from a clinical psychologist, who diagnosed him with PTSD stemming from his combat service in Iraq. In 2014, Mr. LaBonte was evaluated by a psychiatrist who also diagnosed him with service-connected PTSD. Id.
In 2014, the U.S. Department of Veterans Affairs (“VA“) concluded that Mr. LaBonte was eligible for VA benefits for service-connected PTSD, TBI, depression, headaches, back pain, tinnitus, a painful scar, and ulcers. Id. And subsequently, in 2016, Mr. LaBonte received a 100% service-connected disability rating from the VA. Id. at 556.
II
Following his PTSD diagnosis, Mr. LaBonte sought formal review of his service history and post-discharge benefits.3 In 2014, the Army Discharge Review Board
[I]n light of the clear evidence of PTSD, a [Bad Conduct Discharge] in retrospect is too harsh. If the applicant had a firm diagnosis of PTSD and indication of TBI, this would have been mitigating at his trial, [which] in turn would have led to a more lenient sentence.
. . . This recommendation is made after full consideration of all of the applicant‘s faithful and honorable service, as well as the record of misconduct. The evidence in this case supports a conclusion that the applicant‘s characterization of service may now be too harsh and as a result inequitable.
J.A. 1839. The upgrade was reflected on Mr. LaBonte‘s DD-214, where Block 24, Character of Service, was changed from “BAD CONDUCT” to “GENERAL, UNDER HONORABLE CONDITIONS.” J.A. 754. Relevant to this appeal, the ADRB declined to change the reason for Mr. LaBonte‘s discharge, which was his 2006 court-martial. See J.A. 754, 1833, 1840.
In 2015, having secured the upgrade of his discharge from the ADRB, Mr. LaBonte applied to the ABCMR for retroactive medical retirement. LaBonte, 150 Fed. Cl. at 556.4 Before the Board, Mr. LaBonte alleged that he had a permanent disability for PTSD, TBI, depression, and anxiety incurred during service. He argued to the Board that his disability caused him to be unfit for service prior to his absence without leave, his court-martial, and his discharge. Id.5 On October 19, 2017, the ABCMR denied Mr.
LaBonte‘s application for medical retirement. The Board stated:
[B]ased on the available post-service medical evidence, it could be argued the applicant met the criteria for referral to the [disability evaluation system for possible medical retirement] prior to going AWOL. However, in accordance with [
10 U.S.C. §] 1552 , the ABCMR is not empowered to set aside a conviction. As such, and since his discharge resulted from his court-martial conviction, he is ineligible for processing through the [disability evaluation system] for possible medical retirement.
ABCMR, No. AR20160000403 (Oct. 19, 2017), https://boards.law.af.mil/ARMY/BCMR/CY2016/20160000403.txt, J.A. 162; see also LaBonte, 150 Fed. Cl. at 556. The Board concluded that there was “no basis to amend [Mr. LaBonte‘s] DD Form 214 by changing the reason and authority for separation.” J.A. 162.6
The ABCMR‘s decision was reviewed by Deputy Assistant Secretary of the Army Francine Blackmon. Secretary Blackmon
November 20, 2012, the date he submitted an informal claim for VA benefits. J.A. 294.
reason of physical disability through the [disability evaluation system].” Id. (quoting J.A. 198).
In response to Secretary Blackmon‘s directive, two Army physicians conducted an evaluation of Mr. LaBonte as part of a Medical Evaluation Board (“MEB“).7 LaBonte, 150 Fed. Cl. at 556. The physicians sought to determine whether processing through the disability evaluation system was warranted at the time of Mr. LaBonte‘s separation. The physicians concluded that Mr. LaBonte failed to meet medical-retention standards in 2003 because of his PTSD, generalized anxiety disorder, and major depressive disorder, and in 2004 because of his TBI. They found it “unlikely that any further interventions for these conditions would have returned the service member to duties consistent with [his] rank and [Military Occupation Specialty].” Id. at 556 (second alteration in original) (quoting J.A. 178).
Following the review by the two MEB physicians, Dr. Eric Doane, a Senior MEB physician, issued a medical advisory opinion, reviewing Mr. LaBonte‘s medical records for the ABCMR. Id. He found that, at the time of
Mr. LaBonte‘s separation in 2006, there were no indications of disabling PTSD and no symptoms of TBI. Dr. Doane concluded that Mr. LaBonte was not in need of disability processing at the time of his separation from the Army. The Board, on June 21, 2018, adopted Dr. Doane‘s opinion in full as the basis for its denial of Mr. LaBonte‘s claim. Id.; see J.A. 188.
III
On November 20, 2018, Mr. LaBonte filed suit in the Court of Federal Claims, alleging that the denial of his claim was arbitrary and capricious, in bad faith, unsupported by substantial evidence, and a violation of the due process clause of the Fifth Amendment. LaBonte, 150 Fed. Cl. at 556.
After briefing and oral argument, the court held that it had jurisdiction under the Tucker Act over Mr. LaBonte‘s claim for medical retirement. Id. at 556–57. It then vacated the ABCMR‘s decision to deny Mr. LaBonte‘s claim as contrary to law because the Board had relied on a medical opinion—the Doane opinion—“that failed to consider medical evidence as required by
law and thereafter resolve [the] plaintiff‘s claim.” Id. (quoting J.A. 2716).
The Board, while noting that the applicant was ineligible for referral into the Disability Evaluation System . . . prior to service separation because . . . he was charged with an offense under the Uniform Code of Military Justice . . . that could, and did, result in a punitive discharge, considered whether the applicant failed medical retention standards and was unfit prior to service separation in light of the previous upgrade of the discharge to general (under honorable conditions). . . . The Board determined that a preponderance of the evidence does not support a finding that the applicant failed medical retention standards or had any unfitting conditions, to include PTSD and TBI, warranting a disability separation/retirement prior to service separation.
J.A. 2763; LaBonte, 150 Fed. Cl. at 557.
IV
A
Following the ABCMR‘s remand decision and the return of the case to the Court of Federal Claims, the government renewed its motion to dismiss for failure to state a claim upon which relief could be granted and, in the alternative, moved for judgment on the administrative record. LaBonte, 150 Fed. Cl. at 557. Mr. LaBonte responded in opposition and also moved for judgment on the administrative record. Id.
As noted above, on October 30, 2020, the Court of Federal Claims granted the government‘s motion to dismiss. The court first affirmed that Mr. LaBonte‘s disability retirement claims came within the court‘s jurisdiction under the Tucker Act. Id. at 557–58. In that regard, the court determined that the statute governing military retirement for disability,
B
The Court of Federal Claims turned next to the merits of the government‘s
argued that, in order to grant Mr. LaBonte the relief he was seeking, the ABCMR would have to correct his DD-214. The government argued, though, that the Board was without authority under
C
Turning to the government‘s first argument, the court noted that, at the time relevant to Mr. LaBonte‘s claim, ¶ 4-1 of AR 635-40 limited eligibility for disability retirement in the case of a service member charged with an offense:
4-1. Soldiers charged with an offense
a. Uniform Code of Military Justice action. The case of a Soldier charged with an offense under the Uniform Code of Military Justice (UCMJ) or who is under investigation for an offense chargeable under the UCMJ which could result in dismissal or punitive discharge, may not be referred for, or continue, disability processing unless—
(1) The investigation ends without charges.
(2) The officer exercising proper court-martial jurisdiction dismisses the charges.
applicability of the version of the regulation in effect at the time of Mr. LaBonte‘s court-martial in 2006. LaBonte, 150 Fed. Cl. at 560 (citing AR 635-40 (Feb. 8, 2006)) & n.5.
(3) The officer exercising proper court-martial jurisdiction refers the charge for trial to a court-martial that cannot adjudge such a sentence.
AR 635-40 ¶ 4-1; LaBonte, 150 Fed. Cl. at 560. Paragraph 4-2 of AR 635-40 provided that a soldier “may not be referred for, or continue, disability processing if under sentence of dismissal or punitive discharge.”
The Court of Federal Claims rejected the government‘s argument that Mr. LaBonte was not eligible for disability processing under AR 635-40. LaBonte, 150 Fed. Cl. at 560–61. The court reasoned that, although Mr. LaBonte was separated by court-martial, his punitive discharge—Bad Conduct Discharge—was, in view of the 2014 action of the ADRB, no longer reflected on his DD-214. Id. at 561. “The punitive discharge limitation in paragraph 4-2,” the court stated, “therefore does not apply to the plaintiff because he is no longer ‘under’ a punitive discharge.” Id. Since Mr. LaBonte was not currently facing charges or undergoing a court-martial, and since he had received clemency from the ADRB, the court determined that he was no longer subject to a punitive discharge. Id. “Therefore,” the court concluded, “by its own terms, Army Regulation 635-40, in effect at the time of [Mr. LaBonte‘s] discharge, does not preclude [him] from disability-retirement processing.” Id. On appeal, the government does not take issue with the court‘s ruling regarding AR 635-40.
D
Having disposed of the government‘s first argument, the Court of Federal Claims proceeded to address the government‘s contention that the ABCMR was without authority to correct Mr. LaBonte‘s records to grant him disability retirement.
Pursuant to
As noted above, the government took the position that, in order to grant Mr. LaBonte disability retirement, it would be necessary to change his military records to reflect that he was medically separated. Def.‘s Renewed Mot. to Dismiss and, In the Alternative, Cross-Mot. for J. on the Admin. R., and Opp‘n to Pl.‘s Mot., LaBonte v. United States, No. 18-1784C (Fed. Cl. Aug. 19, 2020), ECF No. 74, at 27–29. One example of a military record that would need to be changed, the government argued, was
Mr. LaBonte‘s DD-214. Specifically, the government contended that “[t]o place Mr. LaBonte in retirement processing, at the very least, the narrative reason for separation on his DD-214 Form would need to be changed from ‘court-martial’ to reflect medical retirement.” Id. at 29. According to the government, however, this change could not be made because Mr. LaBonte‘s DD-214 was a “related administrative record” under
The Court of Federal Claims began its analysis by determining that, in order to grant Mr. LaBonte disability retirement, it would be necessary for the Board to correct his DD-214. The court arrived at this conclusion based upon the following reasoning:
Although Secretary Blackmon subsequently determined that the evidence supported the plaintiff‘s request for relief, the Board‘s original decision in 2017 informs this discussion. The Board found that the plaintiff had requested “in effect” a correction of his DD-214 to show that “he was retired due to physical disability.” The Board concluded that
because the plaintiff‘s court-martial made him ineligible for disability processing, there was “no basis to amend [his] DD Form 214 by changing the reason and authority for separation.” The Board itself therefore has answered the question; it would need to correct the plaintiff‘s DD-214 in order to grant the relief the plaintiff seeks.
LaBonte, 150 Fed. Cl. at 562 (alteration in original) (first quoting Admin. R. 86, then quoting Admin. R. 115 (J.A. 162)).
Having determined that granting Mr. LaBonte the relief he sought required changing his DD-214, the court turned to the government‘s argument that
(14) The term “record“, when used in connection with the proceedings of a court-martial, means—
(A) an official written transcript, written summary, or other writing relating to the proceedings; or
(B) an official audiotape, videotape, or similar material from which sound, or sound and visual images, depicting the proceedings may be reproduced.
The court concluded that, although Mr. LaBonte‘s DD-214 noted his court-martial, it was not covered by any of the terms mentioned in
court reasoned that, because
DISCUSSION
I
We review a dismissal for failure to state a claim upon which relief can be granted by the Court of Federal Claims de novo. Steffen v. United States, 995 F.3d 1377, 1379 (Fed. Cir. 2021). We also review statutory interpretation by the Court of Federal Claims de novo. FastShip, LLC v. United States, 968 F.3d 1335, 1337 (Fed. Cir. 2020).
II
On appeal, Mr. LaBonte argues that the Court of Federal Claims erred in granting the government‘s motion to dismiss. First, he contends that the court erred in holding that
As explained below, we agree with Mr. LaBonte that the ABCMR was not required to change his DD-214 in order to grant him disability retirement.
III
In arguing that it is not necessary for the ABCMR to correct his DD-214 in order to grant him the relief he seeks, Mr. LaBonte states at the outset that he “does not primarily seek to correct his DD-214; he seeks disability retirement.” Appellant‘s Br. 40. Addressing the Court of Federal Claims’ ruling that the Board must remove the reference to his court-martial in order to grant him disability retirement, Mr. LaBonte argues that the Board “can, and does, grant disability retirement by issuing retirement orders without ordering a specific correction to the veteran‘s DD-214.” Id. at 41. Mr. LaBonte states that this practice is consistent with the regulatory requirement that, at the conclusion of the disability evaluation process, the Army issues “retirement orders or other disposition instructions.” Id. (citing AR 635-40 ¶ 4-24(b)). In support of this proposition, Mr. LaBonte cites to several correction board decisions where, he says, disability retirement was granted without ordering correction of the veteran‘s DD-214. Appellant‘s Br. 41 nn. 7–9.
In response, the government argues that the Court of Federal Claims correctly held that, in order to grant Mr. LaBonte disability retirement, it would be necessary to change his DD-214 to reflect that he was medically separated instead of separated pursuant to a court-martial conviction. The government discounts the relevance of the correction board decisions cited by Mr. LaBonte, urging that they did not involve a claim for disability retirement benefits by a service member who, like Mr. LaBonte, was discharged by a court-martial. Neither, the government contends, did those decisions involve the restrictions set forth in
IV
We begin our analysis, as we must, with the pertinent statutory language. Food Mktg. Inst. v. Argus Leader Media, 139 S. Ct. 2356, 2364 (2019) (“In statutory interpretation
The language of the correction board statute is broad and unqualified. In relevant part, it states that “[t]he Secretary of a military department may correct any military record of the Secretary‘s department when the Secretary considers it necessary to correct an error or remove an injustice.”
Relevant to this case, as seen, AR 635-40 provided the eligibility criteria for disability evaluation. Again, ¶ 4-1 of the regulation stated:
a. Uniform Code of Military Justice action. The case of a Soldier charged with an offense under the Uniform Code of Military Justice (UCMJ) or who is under investigation for an offense chargeable under the UCMJ which could result in dismissal or punitive discharge, may not be referred for, or continue, disability processing unless—
(1) The investigation ends without charges.
(2) The officer exercising proper court-martial jurisdiction dismisses the charges.
(3) The officer exercising proper court-martial jurisdiction refers the charge for trial to a court-martial that cannot adjudge such a sentence.
As also seen, ¶ 4-2 of the regulation provided that a soldier “may not be referred for, or continue, disability processing if under sentence of dismissal or punitive discharge.” The Court of Federal Claims held that because Mr. LaBonte was not currently charged by or undergoing a court-martial, and because his punitive discharge—Bad Conduct Discharge—was no longer reflected in his official record, AR 635-40, in effect at the time of his discharge, did not bar him from disability-retirement processing. As noted, on appeal the government does not challenge this ruling, and for our part we do not discern error in it.
V
We conclude, though, that the Court of Federal Claims erred when it held that, in order to grant Mr. LaBonte the relief he seeks, the Board would have to change his DD-214. As noted above, the DD-214 is titled “Certificate of Release or Discharge from Active Duty.” J.A. 754. Pursuant to
AR 635-8 (2019), previously AR 635-5 (2000), implements DoDI 1336.01. AR 635-8 ¶ 5-1 (2019) states:
The DD Form 214 is a summary of the Soldier‘s most recent period of continuous active duty. It provides a brief, clear-cut record of all current active, prior active, and prior inactive duty service at the time of [release from active duty], retirement, or discharge. The DD Form 214 is not intended to have any legal effect on termination of a Soldier‘s service.
See also AR 635-5 ¶ 2-1 (2000).12 This language also is used in the regulation implementing
In our view,
Our conclusion that it is not necessary for the Board to alter Mr. LaBonte‘s DD-214 in order to grant him disability retirement is supported also by the practice of the military departments. That practice is reflected in the correction board decisions Mr. LaBonte cites. In those decisions, service members’ underlying records were altered to grant all or part of their requested relief. See ABCMR, No. AR20130022069 (Sept. 11, 2014), https://boards.law.af.mil/ARMY/BCMR/CY2013/20130022069%20.txt (granting a service member disability retirement by voiding his prior discharge and issuing him new retirement orders, without mentioning his DD-214); ABCMR, No. AR20150007051 (May 28, 2015), https://boards.law.af.mil/ARMY/BCMR/CY2015/20150007051%20.txt (same); ABCMR, No. AR20120015742 (July 2, 2013), https://boards.law.af.mil/ARMY/BCMR/CY2012/20120015742.txt (same). In none of these cases did the Board purport to alter the Applicant‘s DD-214. This approach is consistent with that taken by other branches of the military, which have corrected the records of service members previously separated for reasons of misconduct to reflect a discharge by “Secretarial Authority” independently from a correction to the service member‘s DD-214.14
As noted above, in ruling that, in order to grant Mr. LaBonte the relief he was requesting, the Board would have to alter his DD-214, the Court of Federal Claims stated:
Although Secretary Blackmon subsequently determined that the evidence supported the plaintiff‘s request for relief, the Board‘s original decision in 2017 informs this discussion. The Board found that the plaintiff had requested “in effect” a correction of his DD-214 to show that “he was retired due to physical disability.” . . . The Board concluded that because the plaintiff‘s court-martial made him ineligible for disability processing, there was “no basis to amend [his] DD Form 214 by changing the reason and authority for separation.” . . . The Board itself therefore has answered
the question; it would need to correct the plaintiff‘s DD-214 in order to grant the relief the plaintiff seeks.
LaBonte, 150 Fed. Cl. at 562 (alteration in original) (first quoting Admin. R. 86, then quoting Admin R. 115 (J.A. 162)).
We have two difficulties with the court‘s reasoning. The first is that it fails to address
12. With respect to the portion of the request that pertains to a separation/retirement for medical reasons, based on the available post-service medical evidence, it could be argued [Mr. LaBonte] met the criteria for referral to the [disability evaluation system for possible medical retirement] prior to going AWOL. However, in accordance with [
10 U.S.C. §] 1552 , the ABCMR is not empowered to set aside a conviction. As such, and since his discharge resulted from his court-martial conviction, he is ineligible for processing through the [disability evaluation system] for possible medical retirement.13. Based on paragraph 12 above, . . . there is no basis to amend the applicant‘s DD Form 214 by changing the reason and authority for separation.
J.A. 162. This language does not establish that it was necessary for Mr. LaBonte‘s DD Form 214 to be altered in order for him to receive disability retirement. Instead, it simply reflects that the reason the Board declined to amend Mr. LaBonte‘s DD-214 was because it found “no basis” to do so, not because it found such a correction to be required before Mr. LaBonte could receive disability retirement. Further, the Board‘s reasoning for saying it had “no basis” to change Mr. LaBonte‘s form was its inability to set aside his conviction, but his prior conviction does not stand in the way of his eligibility under the court‘s unchallenged ruling with respect to AR 635-40. In any event, Mr. LaBonte does not seek to set aside his conviction. See, e.g., Oral Arg. at 10:30–11:20, https://oralarguments.cafc.uscourts.gov/default.aspx?fl=21-1432_04042022.mp3 (Apr. 4, 2022).
We also note that, before our court, the government has failed to provide any authority to support the proposition that in order to receive disability retirement an applicant‘s DD-214 must be corrected. See, e.g., Oral Arg. at 21:55–23:55.
Accordingly, we hold that the Court of Federal Claims erred in ruling that it was necessary for the ABCMR to alter Mr. LaBonte‘s DD-214 in order to grant him the relief of disability retirement that he is requesting. The court therefore erred in dismissing Mr. LaBonte‘s complaint on the ground that he had failed to state a claim upon which relief could be granted. The decision of the court is reversed and the case is remanded to the court for further proceedings addressing Mr. LaBonte‘s challenge to the ABCMR‘s 2020 remand decision as well as, if necessary, his claim that the Board violated his Fifth Amendment right to due process.
VI
One issue remains to be addressed, however. At oral argument, counsel for Mr. LaBonte stated that Block 23 of his DD-214 “would actually need to be changed under standard practice” should Mr. LaBonte be awarded medical retirement.
necessary to alter Mr. LaBonte‘s DD-214 at some point in the future in this regard, we see no impediment to doing so in
As seen, the Court of Federal Claims’ primary rationale for its ruling that
To begin with, the court‘s reasoning focused solely on the term “related” in § 1552(f)‘s phrase “related administrative records.” In its entirety, however, § 1552(f) states “related administrative records pertaining to court-martial cases” (emphasis added). The court thus failed to consider the impact of the phrase “pertaining to court-martial cases” in its statutory analysis.
To “pertain” to something means “to belong, be connected (in various ways); e.g. as a native or inhabitant, as part of a whole, as an appendage or accessory, as dependent,” Pertain, Oxford English Dictionary (2d ed. 1989), or “to belong as a part, member, accessory, or product,” Pertain, Merriam-Webster Collegiate Dictionary (11th ed. 2003). Section 1552(f)‘s reference to administrative records ”pertaining to court-martial cases” (emphasis added) clearly places Mr. LaBonte‘s DD-214 outside the scope of the statute. As we have explained, a DD-214 is a record document, reflecting what has taken place.
Moreover, “[i]t is a fundamental canon of statutory construction that the words of a statute must be read in their context and with a view to their place in the overall statutory scheme.” Nat‘l Assn. of Home Builders v. Defenders of Wildlife, 551 U.S. 644, 666 (2007) (quoting FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 132–33 (2000)).18 Therefore, to properly analyze the meaning of the phrase “related administrative records pertaining to court-martial cases,” we must consider the purpose of § 1552(f). Kasten v. Saint-Gobain Performance Plastics Corp., 563 U.S. 1, 7 (2011) (“[I]nterpretation of [a] phrase ‘depends upon reading the whole statutory text, considering the purpose and context of the statute . . . .‘” (quoting Dolan v. U.S. Postal Serv., 546 U.S. 481, 486 (2006))). Congress passed § 1552(f) as part of the Military Justice Act of 1983. The Senate Report that accompanied the bill clarifies that the purpose of § 1552(f) is to protect the court-martial process from collateral review through the record-correction process. S. Rep. No. 98-53, at 36–37 (1983) (“The proposed legislation makes it clear that the appellate procedures under the UCMJ provide the sole forum under title 10, United States Code, for a legal review of the legality of courts-martial.“). The Senate Report explains that correction boards “have no authority to modify, as a matter of law, findings or sentences of courts-martial” so as to “channe[] all appellate proceedings and claims for post-conviction relief into the judicial forums established for such actions by Congress in the UCMJ.” Id. at 36. Indeed, the Senate Report also explains that correction boards are generally comprised of “laymen who have no judicial training” and “have extremely large caseloads, with neither the time nor the expertise for the judicial review of courts-martial.” Id. Accordingly, and “[b]ecause the UCMJ provides a comprehensive system for appellate review and post-conviction relief, these boards need not be involved in the issues of law concerning the court-martial process.” Id. We think it is clear from this legislative history that the purpose of § 1552(f) supports an interpretation of “administrative records pertaining to court-martial cases” that is not broadly defined to encompass, in the words of the Court of Federal Claims, “any administrative record that reflects the
decision of the court-martial.” LaBonte, 150 Fed. Cl. at 563. Rather, a document, such as a DD-214, which simply reflects that a court-martial took place, but is not a part of, or a product of, the court-martial itself, lies outside the scope of § 1552(f).
Further, an interpretation of “related administrative records pertaining to court-martial cases” that does not encompass documents that do not have a legal impact on a finding or sentence of a court-martial is consistent with guidance provided by the Department of Defense to the Military Discharge Review Boards and Boards for Correction of Military and Naval Records. In the 2014–2018 time period, the Department of Defense issued a series of interpretive memoranda that instructs the
In sum, a DD-214 is not a part of, or a product of, a court-martial itself, nor does it have a legal impact on a finding or sentence of a court-martial. Indeed, as seen, a “DD Form 214 is not intended to have any legal effect on termination of a Soldier‘s Service.” AR 635-8 ¶ 5-1 (2019). And, as Mr. LaBonte acknowledges, regardless of what his DD-214 says, his conviction will not be removed from his underlying military records, nor could it be under
CONCLUSION
For the foregoing reasons, the decision of the Court of Federal Claims is reversed. The case is remanded to the court for further proceedings consistent with this opinion.
REVERSED AND REMANDED
COSTS
Costs to Mr. LaBonte.
Notes
(f) With respect to records of courts-martial and related administrative records pertaining to court-martial cases tried or reviewed under chapter 47 of this title (or under the Uniform Code of Military Justice (Public Law 506 of the 81st Congress)), action under subsection (a) may extend only to—
(1) correction of a record to reflect actions taken by reviewing authorities under chapter 47 of this title (or under the Uniform Code of Military Justice (Public Law 506 of the 81st Congress)); or
(2) action on the sentence of a court-martial for purposes of clemency.
