LA UNION DEL PUEBLO ENTERO; FRIENDSHIP-WEST BAPTIST CHURCH; THE ANTI-DEFAMATION LEAGUE AUSTIN, SOUTHWEST, AND TEXOMA; SOUTHWEST VOTER REGISTRATION EDUCATION PROJECT; TEXAS IMPACT; MEXICAN AMERICAN BAR ASSOCIATION OF TEXAS; TEXAS HISPANICS ORGANIZED FOR POLITICAL EDUCATION; JOLT ACTION; WILLIAM C. VELASQUEZ INSTITUTE; JAMES LEWIN; FIEL HOUSTON, INCORPORATED; MI FAMILIA VOTA; MARLA LOPEZ; PAUL RUTLEDGE, Plaintiffs-Appellees, versus GREGORY W. ABBOTT, in his official capacity as Governor of Texas, et al., Defendants, HARRIS COUNTY REPUBLICAN PARTY; DALLAS COUNTY REPUBLICAN PARTY; NATIONAL REPUBLICAN SENATORIAL COMMITTEE; NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE; REPUBLICAN NATIONAL COMMITTEE, Movants-Appellants, OCA-GREATER HOUSTON; LEAGUE OF WOMEN VOTERS OF TEXAS; REVUP-TEXAS; TEXAS ORGANIZING PROJECT; WORKERS DEFENSE ACTION FUND, Plaintiffs-Appellees, versus JOSE A. ESPARZA, in his official capacity as Deputy Secretary of the State of Texas, et al., Defendants, HARRIS COUNTY REPUBLICAN PARTY; DALLAS COUNTY REPUBLICAN PARTY; NATIONAL REPUBLICAN SENATORIAL COMMITTEE; NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE; REPUBLICAN NATIONAL COMMITTEE, Movants-Appellants, HOUSTON JUSTICE; DELTA SIGMA THETA SORORITY, INCORPORATED; HOUSTON AREA URBAN LEAGUE; THE ARC OF TEXAS; JEFFREY LAMAR CLEMMONS, Plaintiffs-Appellees, versus GREGORY WAYNE ABBOTT, in his official capacity as Governor of Texas, et al., Defendants, HARRIS COUNTY REPUBLICAN PARTY; DALLAS COUNTY REPUBLICAN PARTY; NATIONAL REPUBLICAN SENATORIAL COMMITTEE; NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE; REPUBLICAN NATIONAL COMMITTEE, Movants-Appellants, LULAC TEXAS; VOTE LATINO; TEXAS ALLIANCE FOR RETIRED AMERICANS; TEXAS AFT, Plaintiffs-Appellees, versus JOSE ESPARZA, in his official capacity as the Texas Deputy Secretary of State, et al., Defendants, HARRIS COUNTY REPUBLICAN PARTY; DALLAS COUNTY REPUBLICAN PARTY; NATIONAL REPUBLICAN SENATORIAL COMMITTEE; NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE; REPUBLICAN NATIONAL COMMITTEE, Movants-Appellants, MI FAMILIA VOTA; MARLA LOPEZ; MARLON LOPEZ; PAUL RUTLEDGE, Plaintiffs-Appellees, versus GREGORY ABBOTT, in his official capacity as Governor of Texas, et al., Defendants, HARRIS COUNTY REPUBLICAN PARTY; DALLAS COUNTY REPUBLICAN PARTY; NATIONAL REPUBLICAN SENATORIAL COMMITTEE; NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE; REPUBLICAN NATIONAL COMMITTEE, Movants-Appellants, UNITED STATES OF AMERICA, Plaintiff-Appellee, versus STATE OF TEXAS, et al., Defendant, HARRIS COUNTY REPUBLICAN PARTY; DALLAS COUNTY REPUBLICAN PARTY; NATIONAL REPUBLICAN SENATORIAL COMMITTEE; NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE; REPUBLICAN NATIONAL COMMITTEE, Movants-Appellants.
No. 21-51145
United States Court of Appeals for the Fifth Circuit
March 25, 2022
Before OWEN, Chief Judge, and HIGGINBOTHAM and ELROD, Circuit Judges.
JENNIFER WALKER ELROD, Circuit Judge:
The Texas Legislature passed Senate Bill 1 in August 2021 and Governor Greg Abbott signed it into law the next month. SB 1 amended the Texas Election Code in various ways. Five groups of private plaintiffs and the United States sued the State of Texas and an assortment of state and local officials to enjoin enforcement of some or all of the new provisions. Several committees associated with the Republican Party moved to intervene as defendants. The district court denied their motions. Because the Committees have a right to intervene under
I.
In one of many special sessions in 2021, the Texas Legislature passed SB 1. See
About a month after the district court consolidated the private suits at the end of September, and a week and a half before the United States filed suit, the Republican Committees sought to intervene as defendants. The Republican Committees include the local chapters of Harris and Dallas Counties, the Republican National Committee, the National Republican Senatorial Committee, and the National Republican Congressional Committee. The local chapter committees make “significant contributions and expenditures to support Republican candidates” in Texas‘s elections, primarily by “devoting substantial resources towards educating, mobilizing, assisting, training, and turning out voters, volunteers, and poll watchers” in their respective counties. The national chapter committees do much the same on the national level, but also provide resources to local Republican-affiliated groups in Texas.
II.
Rule 24 allows certain parties to intervene by right.
(1) the application for intervention must be timely;
(2) the applicant must have an interest relating to the property or transaction which is the subject of the action;
(3) the applicant must be so situated that the disposition of the action may, as a practical matter, impair or impede his ability to protect that interest; [and]
(4) the applicant‘s interest must be inadequately represented by the existing parties to the suit.
Texas v. United States, 805 F.3d 653, 657 (5th Cir. 2015) (quoting New Orleans Pub. Serv., Inc. v. United Gas Pipe Line Co. (”NOPSI“), 732 F.2d 452, 463 (5th Cir. 1984)). It is the movant‘s burden to establish the right to intervene, but “Rule 24 is to be liberally construed.” Brumfield v. Dodd, 749
The Committees argue that they are entitled to intervene by right and that they satisfy each of
A.
First, the interest requirement. To intervene by right, the Committees must claim “an interest relating to the property or transaction that is the subject of the action.”
The Committees have satisfied the interest requirement of Rule 24(a). Specifically, the Committees expend significant resources in the recruiting and training of volunteers and poll watchers who participate in the election process.2 SB 1 unquestionably regulates the conduct of the Committees’ volunteers and poll watchers. See Texas, 805 F.3d at 658 (quoting Northland Fam. Plan. Clinic, Inc. v. Cox, 487 F.3d 323, 343 (6th Cir. 2007)). As noted by the Committees, they expend resources regarding the recruitment, training, and appointment of poll watchers, and SB 1 changes the legal landscape for what it takes to carry out that duty.3 This interest goes beyond
B.
Second, the impairment requirement. Because the Committees have established an interest in these proceedings, they must next show that “disposition of the action may, as a practical matter, impair or impede [their] ability to protect that interest.” Texas, 805 F.3d at 657 (quoting NOPSI, 732
The Committees have established that their interest may be impaired if they are denied intervention. SB 1 makes several amendments to the Texas Election Code which change the entire election landscape for those participating as the Committees’ members and volunteers.
The poll watchers are the prime example. The Texas Election Code already provides that the “county chair for each political party” that has nominees on the ballot “may appoint [poll] watchers.”
SB 1 also provides poll watchers with more rights. Under SB 1, poll watchers “may not be denied free movement where election activity is occurring within the location at which the watcher is serving.” See
If the district court either partially or fully grants the relief sought by the plaintiffs here, the Committees will have to expend resources to educate their members on the shifting situation in the lead-up to the 2022 election. Further, SB 1 grants rights to the Committees and their members that could be taken away if the plaintiffs prevail. Because that result could practically impair the Committees’ interest in their absence, they have satisfied the impairment requirement under
C.
Third, the inadequacy-of-representation requirement. Having satisfied the rest of
Though we have characterized this burden as “minimal,” Edwards, 78 F.3d at 1005, to give it some “teeth,” we have recognized “two presumptions of adequate representation,” Brumfield, 749 F.3d at 345. The first presumption arises when the intervenor “has the same ultimate
Assuming either presumption applies, the Committees have rebutted each. It is uncontested that the starting point is that the Committees and the defendants have the same objective: uphold SB 1. But as the Committees point out, there are reasons to believe the Committees’ interests are less broad than those of the governmental defendants, which may lead to divergent results. See Brumfield, 749 F.3d at 346. The Committees’ interests diverge first and foremost with how to carry out the ultimate objective. The State and its officials would prefer to not resolve this case on the merits at all—they vigorously contend that these lawsuits should be dismissed on sovereign-immunity and standing grounds. Were the State and its officials to succeed on those arguments, the remaining local officials would not adequately represent the Committees’ interests—neither the United States
Specific to the governmental-representative presumption, the Committees’ private interests are different in kind from the public interests of the State or its officials. The Committees interests primarily rely on the expenditure of their resources to equip and educate their members, along with relying on the rights of the Committees’ members and volunteers who participate in the election. See Sierra Club, 18 F.3d at 1207 (finding this requirement satisfied where government was defending public interests while the intervenors sought to vindicate only their economic interests). Though the Committees’ interests are not solely ideological, see Texas, 805 F.3d at 658, they are nevertheless incidentally partisan—if for no other
Though we “cannot say for sure that the state‘s more extensive interests will in fact result in inadequate representation,” we can say that “surely they might, which is all that [
III.
The Committees made a timely application to intervene by right, they claim interests relating to SB 1 which is the subject of this consolidated suit, their absence from the suit may practically impede their ability to protect their interests, and the existing parties might not adequately represent those interests. Because this is enough to satisfy
Both local and national Republican committees (“the Committees“) seek to intervene as of right as defendants in five consolidated lawsuits brought by private plaintiffs against Texas state and local officials and a suit by the United States against the State of Texas and Texas‘s Secretary of State challenging various provisions of SB 1. The Local Committees seeking to intervene are the Harris County Republican Party and Dallas County Republican Party. The National Committees are the National Republican Senatorial Committee, National Republican Congressional Committee, and the Republican National Committee. I write separately because, to these eyes, the Committees have not shown that they are entitled to intervene as of right under
I.
I agree with the panel decision that the Local Committees presented a sufficient interest in the proceedings. But in my view, the National Committees failed to present a direct interest related to defending SB 1. An intervenor must show a “direct, substantial, legally protectable interest in the proceedings,”2 and the interest must be “one that the substantive law recognizes as belonging to” the intervenor.3 A “generalized preference that the case come out a certain way” is not enough to show an interest.4 Nor are purely “ideological, economic, or precedential reasons” for intervention.5
A.
The Local Committees assert that they have an interest in the lawsuit because they “recruit, train, and appoint poll watchers ‘to observe the conduct of ... election[s]’ in Texas.” Section 4.04 of SB 1 requires the Secretary of State to develop and maintain training for poll watchers.6 SB 1 requires poll watchers to complete the training, though it also requires that this free training be accessible online “at any time, without a requirement for prior registration.”7 While SB 1 does not regulate whom the Local Committees recruit or appoint as poll watchers, the Local Committees assert a direct, substantial, legally protectable interest in the proceedings as SB 1‘s training requirements will affect how the Local Committees recruit and train their poll watchers.
B.
The same cannot be said of the National Committees. The National Committees assert that they have an interest in the lawsuit because they “fund recruiting, education, and support activities for poll watchers.” This is not a direct interest in the poll watching provisions of SB 1. The National Committees’ purported interest is too remote to allow them to intervene as of right.
Several of our sister circuits likewise use the “direct, substantial, legally protectable” standard.8 In American Lung Association, the Second Circuit held that electric utility companies did not have an interest in various
In sum, I would find that only the Local Committees presented a direct, substantial, legally protectable interest in the proceedings. That is not to say that the National Committees have no interest in the outcome of the litigation. Rather, their interest is too broad and indirect to support intervention as of right, especially as compared to the existing parties to the lawsuit and the Local Committees. In this situation, courts typically welcome their advocacy by amicus briefs. Here, the National Committees’ position is most efficiently and appropriately considered as friends of the court rather than as parties to the lawsuit.
II.
Second, even if both the National and Local Committees had a direct, substantial, legally protectable interest in the proceedings, the Committees
There is a presumption that the existing parties adequately represent the intervenors interests when the intervenor and an existing party share the same ultimate objective.11 Here, the Committees concede that they share same ultimate “objective” “of upholding SB 1.” To rebut the presumption of adequate representation, the Committees “must show adversity of interest, collusion, or nonfeasance on the part of the existing party.”12 The Committees allege that their interests diverge from the existing defendants.
That the state defendants are defending SB 1 on jurisdictional grounds whereas the Committees seek to defend SB 1 on the merits does not create an adversity of interest. This case is dissimilar to Brumfield, in which the intervenors and the existing party had divergent views on the same substantive issue.13 Indeed, the party in Brumfield conceded a legal issue whereas the intervenors wished to contest it.14 Here, however, the existing defendants and the Committees are unified in defending the substance of the lawsuit—seeking to uphold SB 1. The state defendants are working towards that objective via jurisdictional challenges. Both procedural and merits-based
The panel decision contemplates that adversity of interests between the local officials named as defendants and the Committees could arise if the state officials are later dismissed on sovereign immunity grounds. But the Committees’ purported adversity of interest must be “more than merely theoretical; there must be a serious probability that the existing party and the movant may not share the same ultimate objective.”15 The panel decision moves too quickly in its sovereign immunity analysis. First, one of the consolidated actions is the United States’ action against the State of Texas. Obviously, Texas cannot assert protection on sovereign immunity grounds against the United States.16 The Committees fail to explain why Texas would not continue to defend its own legislation on the merits when the State has been actively defending SB 1. Second, abrogation is a promising means to ensure that the state defendants remain in the lawsuit, as all the complaints bring claims under the Voting Rights Act to which the State enjoys no immunity.17
Because the Committees cannot point to a meaningful adversity of interest beyond a theoretical possibility that all the state defendants who are actively defending the lawsuit could drop out, the Committees failed to meet their burden to rebut the presumption that the existing defendants will adequately protect the Committees’ interest.
III.
Of course, this Court favors intervention when the elements are met; however, there is no “broad policy” favoring intervention when the intervenor fails to meet the strictures showing intervention as of right.18 To me, the Committees failed to meet their burden to show they are entitled to intervention as of right. The price of relaxing the showing required for intervention as of right risks undue complication of litigation. An amicus brief, as invited by the able district court judge, would have been the
