Gordon James KLINGENSCHMITT, Plaintiff, v. The UNITED STATES of America, Defendant.
No. 11-723C
United States Court of Federal Claims.
November 24, 2014
119 Fed. Cl. 163
Kaplan, Judge.
Thus, the Army‘s rating of EY‘s transition plan as acceptable was not arbitrary or capricious. Count III of IBM‘s complaint, like the others, provides no basis for the Court to set aside the award to EY.
CONCLUSION
Based on the foregoing, IBM‘s motion for judgment on the administrative record is DENIED, and the government‘s and EY‘s cross motions are GRANTED. The Clerk shall enter judgment accordingly.
Pursuant to the Court‘s September 19, 2014 Protective Order, this Opinion and Order has been issued under seal. The parties shall have two weeks to propose redactions and, accordingly, shall file such proposed redactions on or before Friday, November 21, 2014.
IT IS SO ORDERED.
Mikki Cottet, Civil Division, Commercial Litigation Branch, United States Department of Justice, Washington D.C., for defendant. With her on the briefs were Stuart Delery, Acting Assistant Attorney General, Jeanne E. Davidson, Director, Brian M. Simkin, Assistant Director, Bryant Snee, Deputy Director, Lt. Ian Santicola, JAGC, USN and Lt. Commander Andrew Carmichael, JAGC, USN, General Litigation Division, Office of the Judge Advocate General, Department of the Navy, Of Counsel.
OPINION AND ORDER
Kaplan, Judge.
The plaintiff in this action is Gordon James Klingenschmitt (hereinafter “Dr. Klingen-
Incident to his wrongful discharge claim, Dr. Klingenschmitt challenges the decisions of the Board of Correction of Naval Records (“BCNR” or “Board“) denying his request to remove two fitness reports from his naval records which he contends were the product of discrimination and retaliation by his superior officers. He also mounts a collateral attack on his court-martial conviction, which served as one of the bases for the Navy‘s decision not to recertify him as a chaplain. In addition, his complaint raises a variety of claims under other constitutional or statutory provisions: the First Amendment; the Religious Freedom Restoration Act (“RFRA“),
Before the Court is the government‘s motion to dismiss pursuant to the Rules of the Court of the Federal Claims (“RCFC“)
BACKGROUND
I. Service as Chaplain on the USS Anzio
Dr. Klingenschmitt was a Cadet in the United States Air Force Academy from July 1, 1986 to May 28, 1991. Administrative Record (“AR“) 1933.1 He entered into active duty in the United States Air Force on May 29, 1991 and continued his service with the Air Force until September 2, 2002. Id.
On September 3, 2002, Dr. Klingenschmitt transferred from the Air Force to the Navy and began his career as a Navy chaplain, with an ecclesiastical endorsement2 from the Evangelical Episcopal Church. See AR 1933, 1945. After completing chaplain school in late November 2002, AR 912, Klingenschmitt was assigned as Command Chaplain to the guided missile cruiser USS Anzio (CG-68), where he served under the command of Captain James M. Carr. AR 1874-75.
Dr. Klingenschmitt‘s complaint alleges that beginning with his time in chaplain school he felt pressured by his superiors “to censor the content of his public prayers if offered outside of Sunday chapel.” Compl. ¶ IX. In Dr. Klingenschmitt‘s complaint and his briefs, he focuses in particular upon his superiors’ reaction to a sermon he delivered at a June 26, 2004 memorial service for a recently deceased Anzio crew member. Compl. ¶ XII.3 According to Dr. Klingenschmitt, he
Following the memorial service, Captain Carr, the commanding officer of the Anzio, received “no fewer than two dozen specific verbal and written complaints from Sailors and family members who attended the service.” AR 2138. In the days following the memorial service, Captain Carr and Dr. Klingenschmitt apparently discussed the sermon and the concerns that had been raised by attendees of the event. AR 2139; see also 2358-59 (email exchange describing discussions). In an email, Dr. Klingenschmitt attributed the issues identified by Captain Carr to Dr. Klingenschmitt‘s “failure to understand the nature of [Captain Carr‘s] request for a memorial service.” AR 2358. Specifically, Dr. Klingenschmitt observed that “I think what happened between us is that I heard you asking for a memorial service when [what] you may have wanted was a memorial ceremony.” AR 2359.4
In an email responding to Dr. Klingenschmitt, the Captain stated that he did not think that the “disconnect in communication was as simple as a choice of word . . . service vs. ceremony.” AR 2358. “Our disconnect,” he stated, “is far more profound than you appear to have registered after our conversation.” AR 2358. Thus, he continued, “[a]s I have told you many, many times . . . and you have acknowledged many, many times. I will not presume to advise you how to provide pastorship to ‘your flock.‘” AR 2358. He further stated that “I will insist that you refrain from intrusive counseling and pastorship, keeping your message to those who will receive it willingly.” AR 2358. The Captain stated that “I have far too many complaints from Sailors who do not appreciate the strident and negative message they perceive you to be delivering.” AR 2358.
The email also alluded to previous communication between Dr. Klingenschmitt and Captain Carr. According to Captain Carr: “I have asked you to assist me in ‘inspiring Sailors to reach for their better selves’ no matter what faith or belief system they practice. I have asked you to deliver a more ecumenical message. You finally told me yesterday that there is a limit to the ‘compromises you can make’ in your message to make it more ecumenical.” AR 2358. Captain Carr concluded the email by suggesting he may “need to educate [himself] as to what compromises are reasonable for [him] to ask and expect [of Dr. Klingenschmitt] in order for [his] Sailors to receive the inspiring pastorship [he] would hope for them to receive.” AR 2358.
On July 7, 2004, Captain Carr issued a “letter of instruction” to Dr. Klingenschmitt. AR 2340.5 The letter of instruction “called Lieutenant Klingenschmitt‘s attention to a number of professional performance deficiencies both in his conduct as an officer and in his accomplishment of the command religious ministries program mission.” AR 2340.
In light of the results of the first survey, a second survey was conducted in November 2004. AR 2118. The record does not include the results of the second survey. See AR 2121.
II. The 2005 Fitness Report
On January 31, 2005, Captain Carr issued Dr. Klingenschmitt a fitness report7 covering the period of February 1, 2004 to January 31, 2005. AR 1880-81. Dr. Klingenschmitt received ratings of 4.0 (“Above Standards“) for four of the performance traits (Professional Expertise; Command or Organizational Climate/Equal Opportunity; Military Bearing/Character; and Leadership). AR 1880-81. He received the highest rating 5.0 (“Greatly Exceeds Standards“) for the other two performance traits (Teamwork and Mission Accomplishment/Initiative). AR 1880-81.
The report included a number of positive comments about Dr. Klingenschmitt‘s performance. Among other things, it noted that Dr. Klingenschmitt had demonstrated a “professional and positive response to a command climate survey” and that he was “making progress in improving the appeal of this important program to a broader audience in ANZIO‘s crew.” AR 1881.8
The fitness report form also contains a “Promotion Recommendation” section. According to the Navy‘s regulations, there is a five-step promotion recommendation scale: “Significant Problems,” “Progressing,” “Promotable,” “Must Promote,” and “Early Promote.” BUPERSINST 1610.10, Enclosure (2) at A12.9 Captain Carr checked “Must Promote.” AR 1881. This was a decline from the “Early Promote” recommendation that Captain Carr had made in Dr. Klingenschmitt‘s January 2004 report, covering the period from August 23, 2003 to January 31, 2004. AR 1876-77.
Dr. Klingenschmitt signed the evaluation acknowledging that he received the report and that he understood his right to make a statement in response to the evaluation. AR 1881. In the signature block, he indicated that he did not intend to submit a statement. AR 1881.
III. Article 138 Complaint of Wrongs Against Captain Carr
In May 2005, Dr. Klingenschmitt submitted an Article 138 Complaint of Wrongs against Captain Carr. AR 1429-33. Among other things, Dr. Klingenschmitt alleged that Captain Carr had discriminated against him on the basis of his personal religious beliefs and the practices of his religious denomina-
The Commander of Navy Region Mid-Atlantic investigated Dr. Klingenschmitt‘s complaint and, in an extensive and detailed report of findings, concluded that there was no merit to his allegations. AR 2129-46. He found that the declining fitness report was not a product of discrimination but was based on “Captain Carr‘s legitimate evaluation of [Dr. Klingenschmitt‘s] performance of duty,” observing that “Lieutenant Klingenschmitt‘s level of effort to meet command expectations was a proper matter for Captain Carr to consider in evaluating Lieutenant Klingenschmitt‘s performance in his periodic fitness report.” AR 2137, 2139. He also found that Dr. Klingenschmitt‘s allegations regarding the censorship of his prayers were without merit, because “no one, including Captain Carr, has told Lieutenant Klingenschmitt that he may not preach any Gospel message, or that he may only preach certain messages.” AR 2139. The Commander further reasoned that the concerns Captain Carr expressed about the tone of the sermon that Dr. Klingenschmitt had delivered were supported by the feedback he had received, which indicated that the sermon “did not support the purpose of the memorial service, which was intended to pay respects to a deceased crewmember and console the crew.” AR 2139. In particular, the report noted that “the impact Lieutenant Klingenschmitt‘s performance at the command memorial service had on command morale was a legitimate matter of concern to the Commanding Officer, and was a proper matter to consider in evaluating the officer‘s performance.” AR 2139.
The investigative report was forwarded to the Deputy Assistant Secretary of the Navy for Military Personnel Policy. AR 2111. She concurred in the findings of Region Mid-Atlantic. AR 2111-28.
IV. Orders Issued to Dr. Klingenschmitt Regarding the Wearing of His Uniform at Media Events
In April 2005, Dr. Klingenschmitt was transferred to Naval Station Norfolk. See AR 1878-1879, 2121. On December 15, 2005, Captain Lloyd Pyle, Jr., the Commanding Officer of Naval Station Norfolk, became aware of Dr. Klingenschmitt‘s plans to appear on the Bill O‘Reilly television show on the Fox News station on December 19, 2005. AR 519-21; see also AR 1454 (December 15, 2005 Letter from Dr. Klingenschmitt to President Bush advising that “Monday night I‘m scheduled to appear on Bill O‘Reilly‘s TV show, and I plan to appear in uniform, unless you personally order me to wear civilian attire“). The next day, on December 16, 2005, Captain Pyle issued an order to Dr. Klingenschmitt entitled “WEARING OF NAVAL UNIFORM AT PUBLIC VENUES.” AR 880, 1458. Captain Pyle instructed that, pursuant to paragraph 1401.3(b) of the Navy Uniform Regulations,10 Dr. Klingenschmitt was prohibited from
It is unclear from the record whether Dr. Klingenschmitt‘s planned appearance on the Bill O‘Reilly show ever took place. See AR 100 (Captain Pyle‘s testimony that he understood that the appearance had been canceled). Nonetheless, on January 3, 2006, Dr. Klingenschmitt sought clarification from Captain Pyle regarding the scope of the December 16th order, particularly as it applied to his participation in an upcoming event organized by a “clergy lobbyist group.” AR 881-83; 954; see also AR 104 (Captain Pyle‘s testimony referring to the event as one “done by some Political Action Committee“). In his request for clarification, Dr. Klingenschmitt noted that the Navy‘s uniform regulations permitted him to wear his uniform “when attending or participating in a bona fide religious service or observance.” AR 954. He inquired as to whether the order prohibited him “from publicly worshipping Jesus Christ, or saying public prayers ‘in Jesus name’ while in uniform.” AR 954. His letter also cited
Three days later, on behalf of Captain Pyle, the Commanding Officer of Naval Station Norfolk responded to Klingenschmitt‘s request for clarification. AR 881-83. The Commanding Officer stated that the order directed that he not wear his uniform for an appearance on the Bill O‘Reilly show because “[i]t was clear the purpose of [Dr. Klingenschmitt‘s appearance] was to support personal or partisan views on political, social, and religious issues.” AR 881. He explained that “[t]he order did not direct that you ‘may not wear (your) uniform in public if (you) talk about religion or if TV cameras may be present.‘” AR 881. Instead, the Commanding Officer explained that the phrase “media appearances” as used in Captain Pyle‘s Order “meant interviews, press conferences, press availabilities, and similar events, like the scheduled interview on the Bill O‘Reilly show, where you deliberately engage with the press to express personal views.” AR 881. The Commanding Officer clarified that the uniform regulations “permit[ ] a member of the naval service to wear his or her uniform, without obtaining authorization in advance, incident to attending or participating in a bona fide religious service or observance.” AR 882.
The Commanding Officer also responded to Dr. Klingenschmitt‘s request for permission to participate in uniform during the upcoming weekend at an event that Dr. Klingenschmitt had characterized as “bona fide public worship.” See AR 882. He noted that he understood Dr. Klingenschmitt to be requesting permission to participate in the event in his personal capacity and not in his official capacity or as part of his official duties. AR 882. He stated that based on the limited information Dr. Klingenschmitt had provided and the fact “that the event was being organized by a clergy lobbyist group, I have strong reservations about whether this event will, indeed, be a bona fide religious service or observance, rather
If, despite my recommendation, you choose to participate in this event in uniform, you should limit your participation, while in uniform, to the “bona fide religious service or observance.” If the event becomes a demonstration or assembly of personal or partisan views you are directed to ensure that you conform to the guidance as specified in [U.S. Navy Uniform Regulations]. You should not, while in uniform, give interviews, make speeches, or otherwise engage in public advocacy of personal or partisan views on political, social or religious issues.
AR 882.
V. The January 7, 2006 Event
On January 7, 2006, Dr. Klingenschmitt participated in the event in Lafayette Park that he had described as a religious observance. AR 106. After saying a prayer at the event, Dr. Klingenschmitt walked away from the immediate area and, while still in the view of event participants and the media, removed identifiable portions of his Navy uniform. AR 106. He replaced them with a clerical collar before making statements to the press. AR 106.
VI. The 2006 Fitness Report
Nearly one month after the event in Lafayette Park, on February 3, 2006, Dr. Klingenschmitt received his fitness report11 from Captain Pyle for the period of July 23, 2005 to January 31, 2006. AR 1868-69. Dr. Klingenschmitt‘s ratings on the listed performance traits were markedly lower than they had been in the 2005 fitness report. He did not receive any ratings of 5.0 (“Greatly Exceeds Standards“). See AR 1868-69. He received ratings of 4.0 (“Above Standards“) on Professional Expertise and on Mission Accomplishment/Initiative. AR 1868-69. He received a rating of 2.0 (“Progressing“) for Military Bearing/Character. AR 1869. The other performance traits (Command or Organizational Climate/Equal Opportunity; Teamwork; and Leadership) were all rated at 3.0 (“Meets Standards“). AR 1868-69.
The narrative in the fitness report contained negative comments concerning the lack of military bearing and professionalism allegedly exhibited by Dr. Klingenschmitt in connection with at least some of his advocacy activities. It noted that “while he exhibits enthusiasm and expends maximum effort in support of personal goals and convictions, he fails to meet standards in military bearing.” AR 1869. With respect to the latter, Captain Pyle specifically noted the following:
- Respect for the uniform. Intentionally removed his uniform in a public setting and in the presence of media.
- Openly challenged the authority of his chain of command. Examples include: a statement that he answers only to the President and repeated use of intemperate language in the media, in reference to senior leadership.
AR 1869. Finally, Captain Pyle observed, Dr. Klingenschmitt “needs to improve his military bearing and professionalism in order to become a more effective Naval Officer.” AR 1869; see also AR 107-08.
Based on this evaluation, Captain Pyle‘s promotion recommendation designated Dr. Klingenschmitt “Promotable,” a decline in rating from the prior fitness report. AR 1869; see also AR 1881. Dr. Klingenschmitt acknowledged receipt of the report and indicated that he wished to submit a personal statement to accompany the report. AR 1869. There is no indication in the record, however, that he ever submitted such a statement.
VII. February 28, 2006 Letter of Caution Regarding Statements on Dr. Klingenschmitt‘s Website
On February 28, 2006, the Commanding Officer of Naval Station Norfolk issued Dr. Klingenschmitt a nonpunitive letter of caution. AR 1495-97. The letter stated that public statements on Dr. Klingenschmitt‘s website violated Article 89 of the UCMJ, “disrespect toward a senior commissioned officer.” AR 1495. The letter referenced remarks Dr. Klingenschmitt made concerning the Chief of Navy Chaplains’ official statements on public prayer in the Navy. AR 1495. See AR 2229-32 (Dr. Klingenschmitt‘s rebuttal to the Chief of Chaplain‘s Prayer Policy). It acknowledged that Dr. Klingenschmitt could discuss his disagreement with Navy policy in such a public forum but criticized his use of “intemperate language” directed toward senior Navy leadership. AR 1495-96.12 In addition, the letter stated that Dr. Klingenschmitt “failed to use the chain of command properly to route official correspondence and communications” thereby “not only completely disregard[ing] proper procedures, but also detract[ing] from the respect due the authority and persons of three superior commissioned officers.” AR 1497. The Commanding Officer asked Dr. Klingenschmitt “to remove all disrespectful language on your publicly accessible website that refers directly and indirectly to senior commissioned officers and the President of the United States” “within five calendar days of receipt of this letter.” AR 1497.
Dr. Klingenschmitt responded to the letter stating that “after a good-faith ‘review and scrub’ I believe I‘ve complied with your direction to censor and sanitize my web-site.” AR 1498. Invoking the MWPA, Dr. Klingenschmitt warned that “[w]hile I consented this one time to modify the content of my communications to Congress, I shall not do so again.” AR 1499. He noted that he “will respect rank, but never their abuse of power and religious harassment, of which I directly accuse them in my whistleblower reports.” Id.
VIII. Dr. Klingenschmitt‘s Violation of Captain Pyle‘s Order
On March 30, 2006, Dr. Klingenschmitt appeared in uniform at another event in Lafayette Park. AR 2, 612-625, 884-890. The event was organized as a form of protest against Navy policy, which the organizers characterized as prohibiting chaplains from “saying a Christian prayer ending with the phrase ‘through Jesus Christ our Lord,’ while wearing a Navy uniform.” AR 899. Dr. Klingenschmitt stood near the podium in uniform throughout the event and said at least one prayer during this event. AR 624-25, 629, 898. Prior and subsequent to the event and while in Navy uniform, Dr. Klingenschmitt distributed documents to members of the press and other attendees, including a document entitled “Remarks by Reverend Patrick Mahoney, speaking for Chaplain Klingenschmitt who cannot say everything he wants to while in uniform.” AR 619-22, 677-80, 898-900. The “remarks” document characterized the event as a “press conference” and stated that Dr. Klingenschmitt was appearing in uniform so as to “intentionally” violate the orders of his superior officers. AR 899. The document indicated that Dr. Klingenschmitt “fully expect[ed]” to be punished for disobeying his superior‘s orders. AR 900.
Shortly thereafter, Dr. Klingenschmitt‘s expectations were realized. By Memoran-
IX. The Whistleblower Complaint
In the meantime, after the March 30, 2006 event, on April 4, 2006, Dr. Klingenschmitt filed a complaint with the Department of Defense Inspector General (“IG“) alleging that personnel actions prohibited by
On October 3, 2006, the IG‘s Director of Military Reprisal Investigations responded to Dr. Klingenschmitt‘s whistleblower complaint. AR 2236. She observed that she had conducted a preliminary inquiry in which she reviewed the documentation that Dr. Klingenschmitt had provided as well as documentation from other sources, and the testimony of knowledgeable witnesses. AR 2236. See SAR 293-305 (records of the Complaint Review Committee‘s review of the IG‘s preliminary investigation of Dr. Klingenschmitt‘s claims). She stated that based upon this inquiry she had decided that Dr. Klingenschmitt‘s allegations did not warrant investigation for a number of reasons. AR 2236. Among other things, she concluded that Dr. Klingenschmitt received an unfavorable fitness report on February 3, 2006 “based on observed shortcomings in military bearing” noting that “[w]itness testimony and documentary evidence establish that your Commanding Officer would have taken the same action absent your protected communications.” AR 2236. The IG‘s office did not investigate Dr. Klingenschmitt‘s allegations that the Commanding Officer had initiated non-judicial punishment against him in reprisal for his protected communication because that matter was then under the purview of the military justice system. AR 2236. It found that the other matters Dr. Klingenschmitt complained of were either not timely raised or that the actions were not considered unfavorable personnel actions as defined by applicable Department of Defense directives governing the MWPA. AR 2237.
The IG‘s office accordingly closed Dr. Klingenschmitt‘s case, advising him of his right to seek further review before the BCNR. AR 2337.
X. The Court-Martial Proceeding
In the meantime, on August 3, 2006, Dr. Klingenschmitt was charged with one specification of a violation of
Prior to trial, Dr. Klingenschmitt filed several motions, including two motions to dismiss. The first motion to dismiss was based on Dr. Klingenschmitt‘s contention that Captain Pyle‘s order was not lawful because, among other things, it was not specific and it was not in compliance with federal law, including the First Amendment. AR 1061-97. The military judge heard testimony and oral argument but denied Dr. Klingenschmitt‘s motion, ruling that the order was specific and not in violation of established law or the First Amendment. AR 1583-86. The military judge also denied Dr. Klingenschmitt‘s second motion to dismiss, in which he argued that Rear Admiral F.R. Ruehe, Commander Navy Region Mid-Atlantic, improperly acted as the convening authority for the court-martial because he allegedly had a personal interest in the outcome of the case. AR 1152-71, 1775-77.
On September 13, 2006, after hearing testimony, the court-martial members found Dr. Klingenschmitt guilty of violating one specification of Article 92. AR 769-70, 1899-1900. The members sentenced Dr. Klingenschmitt to the forfeiture of $250 in pay per month for twelve months and a reprimand. AR 1899-1900. The members unanimously recommended that the forfeiture of pay be suspended for twelve months. AR 851. Immediately following his conviction and sentence, Dr. Klingenschmitt was served two documents detailing his appellate rights. AR 854-55. Dr. Klingenschmitt signed the documents indicating that he understood his rights on appeal, and the military judge confirmed in court that Klingenschmitt understood his appellate rights. AR 24-30, 854-55, 1863-64.
XI. The Navy‘s Decision Not to Recertify Dr. Klingenschmitt as a Chaplain
On September 25, 2006, twelve days after his conviction, Dr. Klingenschmitt voluntarily tendered his resignation from the Evangelical Episcopal Church. AR 1894. On that same day, the Evangelical Episcopal Church notified the Chief of Naval Personnel that Dr. Klingenschmitt had lost his ecclesiastical endorsement, effective October 1, 2006. AR 1885. On September 28, 2006, the Chaplaincy of Full Gospel Churches executed an ecclesiastical endorsement for Dr. Klingenschmitt and transmitted a copy of that endorsement to the Chief of Navy Chaplains by facsimile on September 29, 2006. AR 2001-02.
By letter dated September 29, 2006, the Chief of Naval Personnel forwarded to Dr. Klingenschmitt a copy of the Evangelical Episcopal Church‘s September 25th letter withdrawing its endorsement of Dr. Klingenschmitt and a copy of the Chaplaincy of Full Gospel Churches September 29th endorsement of Dr. Klingenschmitt. AR 2000. The Chief of Naval Personnel advised Dr. Klingenschmitt that, pursuant to the requirements of DoDI 1304.2814 and Secretary of
Notwithstanding the letter from the Evangelical Episcopal Church documenting the withdrawal of its endorsement of Dr. Klingenschmitt (AR 1999), by letter to the Chief of Chaplains dated September 30, 2006, Dr. Klingenschmitt stated that he never “lost” his endorsement. AR 2004. He argued that, because the Navy had received a new endorsement, OPNAVINST 1120.9 required that he be promptly recertified. AR 1894, 2004. The Navy responded by letter dated October 4, 2006, and reiterated that Dr. Klingenschmitt‘s new endorsement from the Chaplaincy of Full Gospel Churches did not automatically qualify him to serve as a chaplain. AR 2007-09. That letter also noted that Dr. Klingenschmitt had the right to request that the Secretary approve his new ecclesiastical endorsement, and informed Dr. Klingenschmitt that if he availed himself of this option, the Chief of Chaplains would make a recommendation to the Secretary, who would ultimately make the final decision concerning Dr. Klingenschmitt‘s new ecclesiastical endorsement. AR 2008. The October 4th letter also informed Dr. Klingenschmitt that, pursuant to the mandatory requirements of DoDI 1304.28, ¶ 6.5, the Navy had initiated administrative action and convened a Chaplain Appointment and Recall Eligibility Advisory Group (CARE board) to separate him from the Navy because of the loss of his ecclesiastical endorsement. AR 2007.
On October 6, 2006, Dr. Klingenschmitt sent a letter to the Chief of Naval Personnel requesting all documents pertaining to his possible administrative separation from the Navy. AR 2011. Dr. Klingenschmitt also requested that the Navy allow him to retire in lieu of administrative separation. AR 2011. The Navy responded on October 11th, noting that all relevant materials had already been made available to Dr. Klingenschmitt and that Dr. Klingenschmitt was not entitled to retire as a matter of law, as he had not attained twenty years of creditable service. AR 2020-21.
Dr. Klingenschmitt submitted a formal request for approval of his endorsement from the Chaplaincy of Full Gospel Churches on October 14, 2006. AR 2023-24. The Chief of Navy Chaplains convened a CARE board to, among other things, make a written recommendation whether to recertify Dr. Klingenschmitt‘s “professional qualification upon receipt of a new ecclesiastical endorsement.” AR 1980. See OPNAVINST 1120.9, ¶ 5(b)(3) (setting forth professional qualifications for chaplains and procedures for verifying such qualifications). By letter dated October 26, 2006, the CARE board recommended that “Lieutenant Klingenschmitt‘s request for the recertification of his professional qualifica-
Both the Chief of Navy Chaplains and the Chief of Naval Personnel concurred with the CARE board‘s recommendation and further recommended to the Assistant Secretary of the Navy for Manpower and Reserve Affairs that Dr. Klingenschmitt‘s request for approval of his new endorsement be denied. AR 1977, 1882-83. The Assistant Secretary (acting on behalf of the Secretary) concurred. See AR 1971-72.
On November 16, 2006, the Commander of the Navy Personnel Command informed Klingenschmitt that the Secretary had denied his request for approval of a new ecclesiastical endorsement pursuant to
2. The Secretary determined you are professionally unsuited for further service as a naval officer and chaplain. Presentation of a new ecclesiastical endorsement from a qualified religious organization does not automatically mandate recertification of a chaplain‘s professional qualification. Rather, a new ecclesiastical endorsement is just one factor to be considered in evaluating whether a chaplain‘s professional qualification should be recertified. Other factors include the officer‘s record of professional performance and accomplishment, disciplinary record, if any[,] and chain of command support.
3. The Secretary concluded that your recent professional performance has been unsatisfactory. Your most recent fitness report, for the period 23 July 2005 to 31 January 2006, graded you below average in the area of “military bearing/character,” and the narrative noted that “he fails to meet standards of military bearing.” In addition, you were convicted at a special court-martial on 14 September 2006 for violating the lawful order [of] a superior commissioned officer. Further, the Chief of Chaplains, your community leader, recommended denial of recertification and processing you for administrative separation. The Secretary concluded that you do not possess the character, leadership, or professional traits needed to successfully serve as a naval officer.
AR 1971. The letter also advised that the Secretary had ordered that Dr. Klingenschmitt be administratively separated from naval service and that Dr. Klingenschmitt separate by January 31, 2007, unless Dr. Klingenschmitt requested an earlier date of separation. Id.
XII. Dr. Klingenschmitt‘s Lawsuit in the United States District Court for the District of Columbia
On October 25, 2006, the same day that the CARE board issued its recommendation to deny his recertification as a Navy chaplain, Dr. Klingenschmitt filed a complaint against the Secretary of the Navy in the United States District Court for the District of Columbia. Complaint, Klingenschmitt v. Winter, No. 06-01832, 2006 WL 1879192 (D.D.C. October 25, 2006). The complaint sought declaratory, injunctive, and compensatory relief for alleged constitutional and statutory violations committed by the Navy. Id. The complaint alleged four basic violations: (1) that the Navy violated its own rules and regulations by initiating separation proceedings against him after he resigned his ecclesiastical endorsement; (2) that the Navy was separating him in retaliation for his religious views and his criticism of the Navy‘s now rescinded regulation concerning religious elements at official command functions; (3) that the Navy restricted his free exercise of religion in violation of the First Amendment and RFRA; and (4) that the Navy unconstitutionally established a Unitarian religion. Id. at ¶¶ 105-131.
The day after filing his complaint in the district court, Dr. Klingenschmitt also filed a motion for a temporary restraining order (TRO) and a motion for preliminary injunction (PI) to stop the separation proceedings against him. Emergency Motion for Temporary Restraining Order, Klingenschmitt v. Winter, No. 06-01832 (D.D.C. October 26, 2006), ECF No. 2. The district court denied Dr. Klingenschmitt‘s TRO request on No-
Thereafter, on January 24, 2007, Dr. Klingenschmitt filed a notice of appeal from the district court order denying his motion for a preliminary injunction. Notice of Appeal, Klingenschmitt v. Winter, No. 06-01832 (D.D.C. January 24, 2007), ECF No. 31. The United States Court of Appeals for the District of Columbia Circuit granted an administrative stay barring the Navy from effectuating Dr. Klingenschmitt‘s separation from the Navy in order that the court could consider his motion for an injunction pending appeal. Klingenschmitt v. Winter, 2007 WL 4459331, 2007 U.S.App. LEXIS 2339 (D.C.Cir., Jan. 31, 2007). However, on February 27, 2007, the D.C. Circuit denied Dr. Klingenschmitt‘s motion for an injunction pending appeal and lifted the administrative stay of separation proceedings. Per Curiam Order, Klingenschmitt v. Winter, No. 07-5034 (D.C.Cir., February 27, 2007). Accordingly, Dr. Klingenschmitt was separated from the Navy on March 1, 2007. AR 1934.
On August 21, 2007, the district court entered an order dismissing Dr. Klingenschmitt‘s complaint. Order Dismissing Case, Klingenschmitt v. Winter, No. 06-01832 (D.D.C. Aug. 21, 2007), ECF No. 46; see also Memorandum Opinion, Klingenschmitt v. Winter, No. 06-01832 (D.D.C. Aug. 21, 2007), ECF No. 45. The court found that the term “recertify” in OPNAVINST 1120.9 did not, as Klingenschmitt contended, require the Chief of Chaplains to recertify Dr. Klingenschmitt solely because he had received a new ecclesiastical endorsement. Memorandum Opinion at 5, Klingenschmitt v. Winter, No. 06-01832 (D.D.C. Aug. 21, 2007), ECF No. 45. The court held that, “[a]ccurately interpreted, then, the term ‘recertify’ refers to a decisionmaking process by which the Chief of Chaplains is required to determine whether a chaplain continues to enjoy ‘professional qualification’ and whether the chaplain‘s continuance with the Navy should be recommended.” Id. The district court also held that the Navy‘s initiation of separation proceedings against Dr. Klingenschmitt could not have been retaliatory as it was required by regulation. Id. at 6. Finally, the district court held that Dr. Klingenschmitt lacked standing to bring his constitutional and statutory claims as he had already been separated from the Navy and was not prospectively threatened by Navy policies. Id. at 6-7.
Dr. Klingenschmitt appealed the district court‘s decision and, on April 14, 2008, the Court of Appeals for the D.C. Circuit affirmed the district court‘s dismissal. Klingenschmitt v. Winter, 275 Fed.Appx. 12 (D.C.Cir.2008). The court of appeals noted that “[b]ecause mandatory, the Secretary‘s initiation of separation proceedings could not have been motivated by retaliatory animus.” Id. at 13.
XIII. Post Court-Martial Review
In the meantime, on December 22, 2006, while the district court action was pending, Dr. Klingenschmitt submitted matters in clemency to the court-martial convening authority pursuant to
On June 15, 2007, a Navy Force Judge Advocate reviewed Dr. Klingenschmitt‘s court-martial for error under
XIV. The Board for Correction of Naval Records Upholds the 2005 and 2006 Fitness Reports
After his separation from the Navy, Dr. Klingenschmitt filed applications to the BCNR seeking the correction of his service record by removal of the two adverse fitness reports. AR 2365, 2278. Specifically, on February 11, 2008, Klingenschmitt requested that the BCNR “Delete/Remove the 18 Feb 05 fitness report signed by CAPT James Carr from [his] personnel record.” AR 2365. He argued that the results of the January 2006 investigation of his grievances confirmed that Captain Carr had downgraded his evaluation “because I dared to quote ‘exclusive’ Bible verses in the base chapel during one optionally-attended Christian memorial service, and I prayed publicly ‘in Jesus name.‘” AR 2365. He alleged that the downgrade in the evaluation had violated his rights under the First Amendment and under
Before replying to Dr. Klingenschmitt, the BCNR sought an advisory opinion from Navy Personnel Command (“NPC“). AR 2420-21. Navy Personnel Command responded by stating that it did not find any error in the fitness report. AR 2406-07. It noted that Dr. Klingenschmitt‘s grievances challenging the fitness report had been found without merit, that the promotion recommendation of “Must Promote” did not equate to a finding of deficient performance, that the comments and performance trait marks assigned to a member are “at the discretion of the reporting senior,” that BUPERSINST 1610.10, unlike BUPERSINST 1610.10A, did not provide a member relief for a declining fitness report, and that Dr. Klingenschmitt did not prove the report to be in error. AR 2406-07.
Dr. Klingenschmitt was allowed an opportunity to comment on NPC‘s advisory opinion. AR 2408-17. His response consisted essentially of a reiteration of his claims that his downgrading on the 2005 fitness report was punishment for the sermon he delivered at the 2004 memorial service. AR 2409. On June 5, 2008, the BCNR adopted the views of the advisory opinion and denied Dr. Klingenschmitt relief as to the January 2005 fitness report. AR 2315-16.
On January 23, 2009, Dr. Klingenschmitt again petitioned the BCNR, this time requesting that the Board “[r]emove [the] 3 Feb 06 fitness report signed by CAPT L.E. Pyle from [his] service record.” AR 2278, 2281-91. Dr. Klingenschmitt argued that the fitness report was unlawful under the MWPA because it punished him for making what he characterized as “protected whistleblower communications” to the President and members of Congress. AR 2281. He also alleged that allowing the fitness report to remain in his record would “validate the religious harassment I experienced by the Chief of Navy Chaplains” and would violate “the spirit and letter of the U.S. Code, DoD Whistleblower Protection Statutes, SECNAV instructions, and the Spirit of human rights and military justice itself.” AR 2283.
Thereafter, on June 16, 2010, Dr. Klingenschmitt asked the Board to reconsider its June 5, 2008 decision upholding his January 2005 fitness report based on what he characterized as newly discovered evidence. AR 2196-2215. This evidence consisted of emails from Deputy Assistant Secretary of the Navy, Anita Blair, that he had secured through a request under the Freedom of Information Act, and that he argued were relevant to the question of whether Captain Carr acted unlawfully in criticizing him for the sermon he delivered at the 2004 memorial service. AR 2200-04. He argued that the BCNR should set aside its earlier decision in light of this new “evidence” and First Amendment guarantees. AR 2214.
The BCNR again sought an advisory opinion from NPC, and NPC found no error in the 2006 fitness report. AR 2308-10. Among other things, NPC noted that the Inspector General‘s Office had already found
Dr. Klingenschmitt submitted a rebuttal to NPC‘s advisory opinion. AR 2311-13. On May 7, 2009, the BCNR denied Dr. Klingenschmitt relief as to the January 2006 fitness report. AR 2216-17. It stated that it concurred in the comments contained in the advisory opinion and that it was “unable to find the contested fitness report was the result of reprisal against you for protected communications, or discrimination against you because of your religious beliefs.” AR 2216.
Finally, on August 11, 2010, the BCNR issued a decision in response to Dr. Klingenschmitt‘s request for reconsideration of its June 2008 decision upholding his 2005 fitness report. AR 2194. Finding that Dr. Klingenschmitt presented no new material evidence, the BCNR denied Dr. Klingenschmitt‘s request. AR 2194.
XV. The Secretary of Defense Rejects Dr. Klingenschmitt‘s Appeal of the BCNR‘s Ruling on His Whistleblower Retaliation Claim
As noted, in challenging his 2006 fitness report before the BCNR, Dr. Klingenschmitt invoked the anti-retaliation provisions of the MWPA. Under that Act, a member of the Armed Services who is dissatisfied with a decision of a correction board concerning his retaliation claim may file an appeal with the Secretary of Defense.
DISCUSSION
I. The Government‘s Motions to Dismiss
The
The
In this case, Dr. Klingenschmitt alleges that he was wrongfully discharged from the Navy and seeks an award of backpay and allowances and benefits retroactive to his separation date and reinstatement as a chaplain. Incident to that claim, he seeks removal of references to his 2005 and 2006 fitness reports and the CARE board‘s recommendation from his record. Compl. ¶ CXVIII. He also asks that the Court vacate his court-martial conviction and direct that references to the conviction, including the letter of reprimand issued pursuant to his conviction, be
The government acknowledges that the Tucker Act and the Military Pay Act confer jurisdiction on this Court to consider wrongful discharge claims. See Def.‘s Mot. 4, ECF No. 12 (April 11, 2012). It also acknowledges that—to the extent Dr. Klingenschmitt‘s wrongful discharge claim is properly before the Court—the Court has jurisdiction over his claims related to the fitness reports as incident to the wrongful discharge claim. See Def.‘s Mot. 32. Further, the government recognizes that if the wrongful discharge claim is properly before the Court, then the Court possesses jurisdiction to entertain a collateral attack on the court-martial conviction limited to the question of whether “in the court-martial proceedings there has been such a deprivation of fundamental fairness as to impair due process.” Matias v. United States, 923 F.2d 821, 826 (Fed.Cir.1990) (quoting Bowling v. United States, 713 F.2d 1558, 1561 (Fed.Cir.1983)). See generally Oral Arg. Tr. 11-12.
Nonetheless, the government has moved to dismiss Dr. Klingenschmitt‘s complaint in its entirety under
For the reasons set forth below, the Court finds: (1) that Dr. Klingenschmitt did not waive his wrongful discharge claim; (2) that it has jurisdiction to review the BCNR‘s decisions regarding Dr. Klingenschmitt‘s fitness reports as incidental to his claim for money damages arising from his separation from the Navy; (3) that the Court has jurisdiction over Dr. Klingenschmitt‘s collateral attack on his court-martial conviction for the limited purpose of determining whether the court-martial proceedings were fundamentally fair and consistent with due process; (4) that the Court may consider Dr. Klingenschmitt‘s claims of retaliation under the First Amendment and RFRA in connection with its exercise of jurisdiction over his wrongful discharge claims and his challenges to the fitness reports; (5) that the Court lacks jurisdiction over Dr. Klingenschmitt‘s claims under the MWPA; and (6) that the Court lacks jurisdiction over Dr. Klingenschmitt‘s assorted standalone statutory and constitutional claims (including his challenges to Navy policies such as SECNAVINST 1730.7C). Therefore, the government‘s motion to dismiss for failure to state a claim is DENIED and its motion to dismiss for lack of subject matter jurisdiction is DENIED-IN-PART and GRANTED-IN-PART.
A. Motion to Dismiss for Failure to State a Claim: Waiver of Wrongful Discharge Claim
In ruling on an
As noted, the Government has moved to dismiss the complaint under
It is well established that military correction boards provide a “permissive administrative remedy” for wrongful discharge and that “an application to a correction board is therefore not a mandatory prerequisite to filing a Tucker Act suit challenging the discharge.” Martinez v. United States, 333 F.3d 1295, 1304 (Fed.Cir.2003) (citing Richey v. United States, 322 F.3d 1317, 1325 (Fed.Cir.2003)); Heisig v. United States, 719 F.2d 1153, 1155 (Fed.Cir.1983) (“[A]lthough relief has usually been first sought from military correction boards since their creation in 1946, there is here no requirement of exhaustion of administrative remedies prior to pursuit of judicial review.“). Nonetheless, if a plaintiff chooses to invoke this permissive administrative remedy and takes his wrongful discharge claim to a correction board, he must raise all arguments in support of his challenge to the discharge at the administrative level; he cannot raise new claims when seeking judicial review of the Board‘s decision in this Court. See Metz, 466 F.3d at 999 (citing United States v. L.A. Tucker Truck Lines, Inc., 344 U.S. 33, 37 (1952) (“Simple fairness to those who are engaged in the tasks of administration, and to litigants, requires as a general rule that courts should not topple over administrative decisions unless the administrative body not only has erred but has erred against objection made at the time appropriate under its practice.“)); see also Murakami v. United States, 398 F.3d 1342, 1354 (Fed.Cir.2005) (affirming Court of Federal Claims’ determination that plaintiff, who had failed to raise an argument before the Board, was precluded from raising that issue for the first time before the Court of Federal Claims).
The Metz case illustrates the application of this waiver rule. In that case, the plaintiff tested positive for use of illegal drugs and requested separation from the service in lieu of a trial by court-martial. 466 F.3d at 993. In accordance with his request, the plaintiff received a discharge under other than honorable conditions. Id. A year later, he had his sample retested and, based on the laboratory‘s finding that the sample was tainted, he raised a wrongful discharge claim before the Air Force Board for Correction of Military Records. Id. at 993-94. The Board rejected his challenge in part on the grounds that he had voluntarily requested separation from the service rather than face a court-martial. Id. at 994. In seeking review before the Court of Federal Claims, the plaintiff argued for the first time that his separation was involuntary because he had received ineffective assistance of counsel in responding to the court-martial charges against him. Id. at 995. The Federal Circuit held that because plaintiff did not raise this argument before the Board, he waived his right to challenge the voluntariness of his separation before the court. Id. at 999.
The ruling in Metz was based on longstanding principles regarding the scope of judicial review of administrative action. As the Court of Claims explained in Doyle v. United States, 599 F.2d 984, 1001 (Ct.Cl.1979), amended by 609 F.2d 990, the waiver doctrine “requires that known objections be made to the agency” and is applied to ensure that administrative agencies are “afforded an opportunity to make adjustments and correct errors on the administrative level.” 599 F.2d 984, 1001 (Ct.Cl.1979), amended by 609 F.2d 990. Therefore, if a party elects to bring a claim before an administrative agency, it must give that agency the opportunity to resolve all issues relevant to the adjudication of that claim, and it cannot save some arguments for an initial airing before the court on review of the agency‘s decision. See id. “Any other rule” the court explained, “would not give proper regard to the broad powers of the agency to correct errors, would be wasteful of the good faith effort and expense undertaken by the Secretary in this case, and would not accord with principles of justice.” 599 F.2d at 1001.
The government‘s reliance on these principles to support its argument that Dr. Klingenschmitt waived his wrongful discharge claim is misplaced. Critically, unlike the plaintiff in Metz, Dr. Klingenschmitt did not raise any claim at all before the BCNR concerning the lawfulness of his separation from the service. Instead, the only claims before the Board were his requests to remove the fitness reports from his record. See AR 2278, 2281-91, 2365. In this case, unlike in Metz, the full resolution of the claims presented to the Board (concerning the fitness reports) did not require the Board to consider in any way the circumstances under which Dr. Klingenschmitt was separated from the service. Similarly, Dr. Klingenschmitt is not asking this Court to consider arguments concerning the validity of the fitness reports that he did not make to the Board. In short, the rationale of Metz and similar cases is inapplicable, and the policies that those cases promote—allowing an agency to correct its own errors and respecting the administrative process—are not implicated here.
In Lewis, the plaintiff was a veteran who had received a general discharge under honorable conditions for the convenience of the government based on his personality disorder. 476 Fed.Appx. at 242. He unsuccessfully petitioned the Corrections Board to amend his records to show that he had retired on a disability. Id. The BCNR concluded that plaintiff was not “unfit for service by reason of physical disability at the time of his discharge.” Lewis v. United States, 2009 WL 5549354, *2, 2009 U.S. Claims LEXIS 358, *5-6 (2009) (citing the administrative record). In seeking review of the Board‘s adverse decision in the Court of Federal Claims, the plaintiff sought to press claims of wrongful discharge based on whistleblower retaliation and violations of his constitutional rights. Id. at *3, 2009 U.S. Claims LEXIS 358 at *6. The court of appeals held that plaintiff had waived his wrongful discharge claims by not presenting them to the Board in connection with his request that his record be amended to show that he had been retired on a disability. 476 Fed.Appx. at 244.
As is readily apparent, Lewis involved a straightforward application of the principles set forth in Doyle and Metz and their progeny. Plaintiff could not bring his wrongful discharge claim to this court because he had withheld from the Board arguments relevant to his request to treat his separation as a retirement based on disability. He sought to raise, for the first time in this court, new arguments that he was wrongfully discharged. Lewis is distinguishable from the present case because Dr. Klingenschmitt does not ask this Court to address any arguments regarding the validity of his fitness reports that he did not raise before the Board.
In short, the Court finds the government‘s waiver argument unpersuasive. Accordingly,
B. Motion to Dismiss for Lack of Jurisdiction
In ruling on a motion to dismiss for lack of subject matter jurisdiction under
As noted above, the
In this case, the government argues that this Court lacks jurisdiction to consider Dr. Klingenschmitt‘s claims under the
The same rationale applies with respect to Dr. Klingenschmitt‘s claim that his discharge violated
On the other hand, the Court lacks jurisdiction to adjudicate the constitutional and statutory claims in Dr. Klingenschmitt‘s complaint that seek to challenge Navy policies such as
In addition to his arguments under the
The
The existence of this comprehensive scheme establishes that Congress did not intend to provide plaintiffs with a private cause of action to enforce their rights under the
II. Motion for Judgment on the Administrative Record
A. Standard of Review
B. The 2005 and 2006 Fitness Reports
As noted above, this Court reviews the BCNR‘s decisions refusing to remove the 2005 and 2006 fitness reports from Dr. Klingenschmitt‘s record as incidental to its adjudication of Dr. Klingenschmitt‘s wrongful discharge claim, which is the basis of his claim for money damages. For the reasons set forth below, the Court finds no basis for disturbing the BCNR‘s decisions regarding the validity of the 2005 and 2006 fitness reports.
The scope of judicial review of military correction board decisions is a deferential one and is “limited to determining whether a decision of the Correction Board is arbitrary, capricious, unsupported by substantial evidence, or contrary to applicable statutes and regulations.” Melendez Camilo v. United States, 642 F.3d 1040, 1044 (Fed.Cir.2011) (quoting Heisig v. United States, 719 F.2d 1153, 1156 (Fed.Cir.1983)). The arbitrary and capricious standard of review “does not require a reweighing of the evidence, but a determination whether the conclusion being reviewed is supported by substantial evidence.” Heisig, 719 F.2d at 1157. “Substantial evidence” is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 389, 401 (1971) (quoting Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). The court is limited to a review of the record that was before the corrections board. Metz, 466 F.3d at 998; see also Walls v. United States, 582 F.3d 1358, 1368 (Fed.Cir.2009). Finally, it may not “substitute [its] judgment for that of the military departments when reasonable minds could reach differing conclusions on the same evidence.” Heisig, 719 F.2d at 1156.
Dr. Klingenschmitt argues that the BCNR‘s decisions refusing to remove the 2005 and 2006 fitness reports from his records were arbitrary and capricious and not supported by substantial evidence. Specifically, he argues that the BCNR “merely rubber stamped the ‘advisory opinions’ provided by the Navy” and that its failure to find that the fitness reports “were the result of Chaplain Klingenschmitt‘s religious beliefs” was irrational because of the existence of what he calls “smoking guns to the contrary.” Pl.‘s Mot. 46-47. In particular, Dr. Klingenschmitt argues that it was irrational for the BCNR not to find a causal connection between the downgraded fitness reports and the Navy‘s alleged displeasure with his sermons and with his advocacy concerning the Navy‘s policies for chaplains. Id. at 48.
The Court finds these arguments unpersuasive. To the extent that Dr. Klingenschmitt is asking the Court to second guess the evaluation of his performance or his superiors’ assessment of his promotion potential, such claims are nonjusticiable because “[a] court lacks the special expertise needed to review ... officers’ records and rank them on the basis of relative merit.” Antonellis v. United States, 723 F.3d 1328, 1332 (Fed.Cir.2013) (quoting Sargisson v. United States, 913 F.2d 918, 922 (Fed.Cir.1990)). Review is therefore limited to whether there has been a violation of a specific procedure mandated by law or regulation. Antonellis, 723 F.3d at 1332; see also Lewis, 458 F.3d at 1377 (“In general, we have said that the questions of the fitness of an officer to serve on active duty, and in what capacity the officer should serve, are not for the courts to decide.“); Dysart, 369 F.3d at 1315 (“[T]he subject of military promotions is beyond the competence of courts to review.“); Savio v. United States, 213 Ct.Cl. 737, 740, 553 F.2d 105 (1977) (stating that “ratings and promotions are discretionary matters in which the court will scrupulously not intervene unless relief is mandated by law.“).
As described below, Dr. Klingenschmitt has failed to identify a specific law, rule, or regulation that was violated with respect to either of his fitness reports. Further, substantial evidence supports the BCNR‘s conclusions rejecting Dr. Klingenschmitt‘s allegations that the downgraded fitness reports were the product of retaliation for Dr. Klingenschmitt‘s exercise of his
1. The 2005 Fitness Report
First, with respect to the 2005 Report, the BCNR found no merit to Dr. Klingenschmitt‘s claims that the declining recommendation in the report (from “Early Promote” to “Must Promote“) was based on his exercise of his claimed
The advisory opinion noted that Dr. Klingenschmitt‘s grievances challenging the fitness report had been found without merit, that the promotion recommendation of “must promote” did not equate to a finding of deficient performance, that the comments and performance trait marks assigned to a member are “at the discretion of the reporting senior,” and that Dr. Klingenschmitt did not prove the report to be in error. AR 2406-07. The BCNR‘s adoption of this rationale was neither arbitrary nor capricious.
The record before the Board here revealed that the ratings and “Must Promote” recommendation in the 2005 fitness report were based on the results of the command survey that Captain Carr conducted as part of his oversight of the religious ministries program. That survey had uncovered a significant amount of dissatisfaction with Dr. Klingenschmitt‘s performance among the sailors he served on the USS Anzio. AR 2451-52.
Dr. Klingenschmitt has not identified any law, rule, or regulation that precluded his superiors from taking the survey results into consideration in assigning him a “Must Promote” rather than “Early Promote” recommendation. And he has not identified any basis in law or regulation to challenge the numerical ratings that were assigned in the report, other than conclusory arguments that such ratings could only have been based on animus toward Dr. Klingenschmitt based on his religious expression.
Finally, because the BCNR reasonably concluded that the ratings in the 2005 fitness report were based on the survey results, and not on the content of the sermon Dr. Klingenschmitt delivered at the 2004 memorial service, it is unnecessary for the Court to address Dr. Klingenschmitt‘s argument that he had a right under the
2. The 2006 Fitness Report
Dr. Klingenschmitt‘s challenge to the BCNR‘s decision declining to remove his 2006 fitness report from his record is similarly meritless. As described above, that report was critical of Dr. Klingenschmitt for removing his uniform “in a public setting and in the presence of media,” and for “[o]penly chal-leng[ing] the authority of his chain of command” through, among other things, “intemperate” statements to the media and on his website in reference to senior leadership. AR 1869. The report further advised that Dr. Klingenschmitt “needs to improve his military bearing and professionalism in order to become a more effective Naval Officer.” Id. Finally, it contained a recommendation of “Promotable” which was a further decline from the recommendation of “Must Promote” in the 2005 report. Id. See AR 1881.
Dr. Klingenschmitt argued before the Board that the 2006 fitness report was unlawful because it punished him for making what he characterized as “protected whistleblower communications to the President and members of Congress.” AR 2278. He characterized those “communications” as complaints “accusing senior Naval officials, including the Chief of Navy Chaplains, of violating their oath to support and defend the Constitution, specifically by engaging in religious harassment and discrimination against me, a junior chaplain under their control, by censoring and threatening to censor the content of my public prayers.” AR 2281.
In rejecting Dr. Klingenschmitt‘s claims, the BCNR again relied upon the reasoning in an advisory opinion from NPC. That opinion noted that the Inspector General‘s Office had already found that Dr. Klingenschmitt‘s allegations of reprisal lacked merit and did not warrant further investigation under the
Upon consideration of the entire record, “the Board found that the evidence submitted was insufficient to establish the existence of probable material error or injustice” with respect to the 2006 report. AR 2216. It noted that it “substantially concurred with the comments contained in the advisory opinion” and that it was “unable to find the contested fitness report was the result of reprisal against you for protected communications, or discrimination against you because of your religious beliefs.” AR 2216.
Dr. Klingenschmitt exercised his rights under
As to the other bases Dr. Klingenschmitt asserted for challenging the 2006 fitness report (i.e. religious discrimination), the Board‘s decision was neither arbitrary nor capricious, and its conclusions were supported by substantial evidence. Thus, Dr. Klingenschmitt does not deny that he engaged in the offending conduct identified in the narrative in his fitness report. Beyond making conclusory statements that the report was the product of retaliatory animus against him (see Pl.‘s Mot. 26, asserting that “the fitness reports ... were the results of religious persecution by a newly secular military terrorized by political correction“), he provides no grounds upon which the Court could properly disturb the Board‘s findings or its determination.
Ultimately, as with the 2005 fitness report, Dr. Klingenschmitt‘s challenge to the BCNR‘s determination regarding the validity of the 2006 report relies entirely upon an argument that Dr. Klingenschmitt‘s activities and public pronouncements about Navy policy (which he characterizes as part of a “crusade to restore religious freedom“) had angered Navy officials. See Pl.‘s Mot. 48 (observing that “[i]t takes no great leap of faith to decide that high Navy officials were angry at Chaplain Klingenschmitt“). According to Dr. Klingenschmitt, in rejecting his claim of discrimination based on protected activity, the Board failed to “read between the lines and make reasonable inferences.” Pl.‘s Mot. 48.
Dr. Klingenschmitt again fails to appreciate that the BCNR‘s decision declining to draw an inference of retaliatory motives was based on the narratives in the 2006 fitness report, whose factual basis Dr. Klingenschmitt does not challenge. On its face, the enumeration of acts of improper conduct by Dr. Klingenschmitt contained in the report provided ample support for the ratings contained in the report. Those acts provided a sufficient basis to permit the BCNR to find that any protected activities by Dr. Klingenschmitt were not the but-for cause of the downgraded report. His claims based on the
C. The Collateral Attack on the Court-Martial
Dr. Klingenschmitt requests the removal of the court-martial conviction and all related matters (including the letter of reprimand) from his record. He contends that Captain Pyle‘s Order not to wear his uniform at the March 30, 2006 media event was unlawful within the meaning of United States v. Wine, 28 M.J. 688 (A.F.C.M.R.1989), unconstitutional under the
As noted above, the Court has jurisdiction to hear collateral attacks upon a court-martial conviction where the conviction has back pay and monetary consequences. Matias, 923 F.2d at 823-25. Here, such monetary consequences arise out of the fact that the court-martial conviction played a role in the Navy‘s decision not to recertify Dr. Klingenschmitt as a chaplain, which resulted in his discharge. The scope of review in such cases is extremely limited, however, encompassing only “issues that address the fundamental fairness in military proceedings and the constitutional guarantee of due process.” Id. at 826 (citations omitted). In order to prevail, the plaintiff must “demonstrate convincingly that in the court-martial proceedings there has been such a deprivation of fundamental fairness as to impair due process.” Id. (citations omitted). Dr. Klingenschmitt has not met this burden.
First, Dr. Klingenschmitt‘s arguments regarding the lawfulness of Captain Pyle‘s Order (which he unsuccessfully litigated before the court-martial) do not go to the question of whether the court-martial proceedings themselves were fundamentally unfair and violative of due process. Rather, the lawfulness of the Order is relevant to the underlying merits of the conviction. Therefore, those arguments do not concern matters within the Court‘s scope of review of the court-martial. Bowling v. United States, 713 F.2d 1555, 1561 (Fed.Cir.1983) (“[I]t is not the duty of the civil courts simply to repeat [the court-martial] process—to reexamine and reweigh each item of evidence. ... It is the limited function of the civil courts to determine whether the military have [sic] given fair consideration to each of these claims.” (quoting Burns v. Wilson, 346 U.S. 137, 144 (1953))); see also Matias v. United States, 19 Cl.Ct. 635, 638 (1990) (“If fair consideration has been given to the allegations presented during the court-martial trial and the review process, then the civil courts should refrain from asserting jurisdiction and substituting [their] judgment for that of the military courts.“).
Dr. Klingenschmitt‘s second contention is that the court-martial proceedings were fundamentally unfair because they were tainted by impermissible “command influence.” Pl.‘s Mot. 33.21 Of the several examples of alleged improper command influence set forth in his brief, however, only one—the allegation that the convening authority of the court-martial, Admiral Ruehe, Commander Navy Religion Mid-Atlantic, was an accuser—was raised before the court-martial. Pl.‘s Mot. 35 (citing AR 1152-71). The other objections based on allegedly improper command influence were not raised and are therefore waived. See Martinez v. United States, 914 F.2d 1486, 1488 (Fed.Cir.1990) (holding that plaintiff‘s “failure to raise his
Dr. Klingenschmitt argues that improper command influence was exercised in the court-martial because, he alleges that Admiral Ruehe who convened the court-martial, was an accuser in the case. Specifically, he argues, Admiral Ruehe “had to deal with Chaplain Klingenschmitt through Art. 138 complaints, Art. 1150 complaints, news inquiries and hunger strikes” and that, in addition, “[h]e had to spend time in discussion with the Chief of Chaplains and even the office of the Chief of Naval Operations and the Judge Advocate General.” Pl.‘s Mot. 36.
An accuser is an individual who is “so closely connected to the offense that a reasonable person would conclude that he had a personal interest in the matter.” United States v. Voorhees, 50 M.J. 494, 499 (C.A.A.F.1999) (citations omitted). The military judge addressed the command influence issue at AR 1775 and concluded that Admiral Ruehe did not have a personal interest in the matter, but rather was discharging his duties as Regional Commander in referring the charges against Dr. Klingenschmitt for trial. AR 1777. His involvement in matters related to Dr. Klingenschmitt‘s grievances and other complaints was part of his official duties. Id. The Court agrees that “[n]o reasonable person, knowing the facts as they exist in [Klingenschmitt‘s] case, would conclude that the Regional Commander‘s actions have been anything other than those of an officer discharging his various duties.” AR 1777. Accordingly, Dr. Klingenschmitt has failed to make the convincing demonstration of fundamental unfairness required to grant his request that the court-martial conviction be vacated.
D. Wrongful Discharge
Finally, the Court turns to Dr. Klingenschmitt‘s contention that the decision not to recertify him as a chaplain after he lost his ecclesiastical endorsement was arbitrary, capricious and/or contrary to law. Pl.‘s Mot. 39. In addressing this challenge, the Court is again mindful of the Federal Circuit‘s admonition that the decisions of military officials regarding which individuals are fit to serve and in what capacity “are not for the courts to decide.” Lewis, 458 F.3d at 1377. Thus, in order to secure relief here, Dr. Klingenschmitt must demonstrate that the failure to recertify him and the decision to separate him violated a law, rule, or regulation. Id. It is clear that Dr. Klingenschmitt has failed to make this demonstration.
The Secretary of Defense has the statutory authority to issue regulations concerning the discharge of a military chaplain who “fails to maintain the qualifications needed to perform his professional function.”
Once the process is initiated, the chaplain must be advised of, among other things, his right to counsel and of his option to seek another ecclesiastical endorsement, apply for non-chaplain duties or voluntary retirement, or tender a resignation.
The administrative record before the Court reveals that these procedures were followed in connection with Dr. Klingenschmitt‘s separation. As described in greater detail above, after Dr. Klingenschmitt lost his ecclesiastical endorsement from the Evangelical Episcopal Church, he submitted a formal request for approval of his endorsement from the Chaplaincy of Full Gospel Churches. AR 2001-02. The Chief of Navy Chaplains then convened a CARE board to make recommendations regarding whether Klingenschmitt should be recertified. AR 1980. The CARE board considered Dr. Klingenschmitt‘s service record and the materials he submitted in support of his recertification, and recommended that his request for recertification be denied. AR 1978-1979. The Chief of Navy Chaplains and the Chief of Naval Personnel concurred with this recommendation and further recommended to the Assistant Secretary of the Navy for Manpower and Reserve Affairs that Klingenschmitt‘s request for approval of his new endorsement be denied. AR 1977, 1882-83.
Based on these recommendations and the entire record, the Assistant Secretary (acting pursuant to a delegation of authority from the Secretary) determined that Dr. Klingenschmitt was “professionally unsuited for further service as a naval officer and chaplain.” AR 1971. Among other things, he considered Dr. Klingenschmitt‘s performance and disciplinary record (including his fitness reports and court-martial conviction) as well as the lack of support for him in his chain of command. Id. Citing the 2006 fitness report, which had graded him “below average in the area of ‘military bearing/character,‘” he noted that Dr. Klingenschmitt‘s “recent professional performance has been unsatisfactory.” Id. The Assistant Secretary also relied on Dr. Klingenschmitt‘s court-martial conviction for violating the lawful order of a superior commissioned officer in connection with the March 2006 media event at Lafayette Park. Id. Finally, the Assistant Secretary also relied upon the fact that “the Chief of Chaplains, your community leader, recommended denial of recertification and processing you for administrative separation.” Id. He concluded that Dr. Klingenschmitt “d[id] not possess the character, leadership, or professional traits needed to successfully serve as a naval officer.” Id.
Dr. Klingenschmitt has failed to establish that there was any violation of law, rule, or regulation in connection with the separation process itself. Thus, the Court can find no basis for Dr. Klingenschmitt‘s contention that neither the CARE board nor the Assistant Secretary had before them an adequate record on which to judge Klingenschmitt‘s suitability to be recertified and retained.
Indeed, at the oral argument in this matter, counsel for Dr. Klingenschmitt abandoned his argument that the administrative record before the Court was incomplete, and acknowledged that he had no basis for challenging the government‘s representation that it included at AR 1977-2127 the entire record considered by both the CARE board and the Assistant Secretary. Oral Arg. Tr. 40. Those pages include, among other things, Dr. Klingenschmitt‘s fitness reports, the report of the investigation of his Article 138 grievance, the rulings in connection with his court-martial, and his own submissions in support of his recertification. AR 1982. See also AR 2008 (notifying Dr. Klingenschmitt that the
There is similarly no merit to Dr. Klingenschmitt‘s argument that the CARE board acted beyond its authority by recommending his separation. Pl.‘s Mot. 44-45. Specifically, he asserts that in deciding pursuant to
Finally, Dr. Klingenschmitt‘s claim that the decision not to recertify him constituted reprisal for constitutionally protected activity is not supported by the administrative record before the Court. As the court of appeals for the D.C. Circuit observed, “[b]ecause mandatory, the Secretary‘s initiation of separation proceedings could not have been motivated by retaliatory animus.” Klingenschmitt v. Winter, 275 Fed.Appx. at 13. Moreover, the administrative record reveals that the ultimate decision not to recertify Dr. Klingenschmitt was based on performance deficiencies and misconduct that were, as described above, unrelated to the content of his sermons or any other even arguably protected activity.
In that regard, the Court finds unpersuasive Dr. Klingenschmitt‘s argument that his
In short, the record fails to support a showing of any causal connection between any protected activity and Dr. Klingenschmitt‘s separation. For that reason, and because his other challenges to the lawfulness of the recertification process are without merit, the Court concludes that the Navy‘s decision not to recertify Dr. Klingen-
CONCLUSION
For the reasons stated above, the government‘s motion to dismiss under
IT IS SO ORDERED.
Notes
(1) Members of the Armed Forces (including retired members and members of reserve components). Wearing of uniforms is prohibited under any of the following circumstances:
(b) During or in connection with political activities, private employment or commercial interest, that imply official sponsorship of the activity or interest.
(c) When participating in activities such as public speeches, interviews, picket lines, marches, rallies or any public demonstration which implies the service supports the principles of the demonstration or activity. This rule may be waived by the service.
(4) For Members of the Naval Service. The Secretary [of] the Navy supports the following:
(a) Exercising the rights of freedom of speech and assembly does not include the right to use the inherent prestige and traditions represented by the uniforms of the naval service to promote privately held convictions on public issues.
(b) Members of the Navy and Marine Corps, including retired members and members of reserve components are prohibited from wearing uniforms of the naval service while attending or participating in a demonstration, assembly, or activity knowing that a purpose of the demonstration, assembly, or activity supports personal or partisan views on political, social, economic, or religious issues, except as authorized in advance by competent authority; or incident to attending or participating in a bona fide religious service or observance.
(5) Other Than Official Events. A commanding officer may authorize wearing the uniform when assured that the service member is not appearing in uniform at the particular event, to promote privately held convictions or interests, or lead the observers to believe that the demonstration, assembly, or activity does not relate to matters in public controversy.
U.S. Dep‘t of Navy, Reg. 15665I, U.S. Navy Uniform Regulations para. 1401.3(b) (19 April 1991) [hereinafter NAVPERS 15665I].Any person subject to this chapter who—
(1) violates or fails to obey any lawful general order or regulation;
(2) having knowledge of any other lawful order issued by a member of the armed forces, which it is his duty to obey, fails to obey the order; or
(3) is derelict in the performance of his duties;
shall be punished as a court-martial may direct.
If a chaplain loses ecclesiastical authority to function as an RMP [Religious Ministry Professional] or has ecclesiastical endorsement to serve as a chaplain withdrawn, the appropriate Religious Organization shall provide written notification to the Military Department concerned. Processing for separation in accordance with Section 643 of [Title 10 of the United States Code] shall be initiated immediately upon such notification.
Section 643 states that “[u]nder regulations prescribed by the Secretary of Defense, a commissioned officer on the active-duty list of the Army, Navy, or Air Force who is appointed or designated as a chaplain may, if he fails to maintain the qualifications needed to perform his professional function, be discharged or, if eligible for retirement, may be retired.”
