Lead Opinion
Opinion for the court filed by Circuit Judge DYK. Circuit Judge PROST dissents in part.
Appellants Jan’s Helicopter Service, Inc. (“Jan’s”) and Americopters, LLC (“Ameri-copters”), appeal from decisions of the District Court of Guam transferring their claims against appellee Federal Aviation Administration (“FAA”) to the United States Court of Federal Claims under 28 U.S.C. § 1631 (2000). Appellants are seeking money damages against the United States in excess of $10,000 for alleged regulatory takings. Therefore under the Tucker Act, 28 U.S.C. § 1491(a)(1), the only court that could have subject matter jurisdiction over their claims is the Court of Federal Claims. We affirm the order of the District Court of Guam transferring appellants’ claims to that court.
BACKGROUND
Jan’s and Americopters both were engaged in helicopter-related businesses in Guam until 2002. Jan’s was in the business of transporting helicopters by airplane from Guam International Airport to rental and lease customers in Micronesia. Americopters provided sightseeing helicopter rides to tourists in Guam, using the roof of a restaurant as a takeoff and landing site. Appellants allege that actions by the FAA in 2002 forced them to cease operations. Jan’s alleges that on July 31, 2002, Lewis I. Zeigler, an FAA employee in San Francisco, sent an e-mail message to the Guam International Airport authorities directing the airport to halt Jan’s flight operations because its transport aircraft did not have authority to operate. On August 9, 2002, airport authorities denied Jan’s transport aircraft access to the
Americopters alleges that on June 24, 2002, Clarence Kanae, an FAA employee in Honolulu, issued a formal written statement directing Americopters to cease its flight operations because its rooftop helicopter-pad was unsafe and did not meet applicable design requirements.
Both Jan’s and Americopters responded to the FAA’s actions by seeking various forms of administrative review, including requesting hearings and filing formal complaints with the FAA. The FAA denied or failed to respond to each of these requests. On September 19, 2002, in a letter sent to appellants’ counsel, the FAA explained that appellants were not entitled to hearings under 14 C.F.R. § 13.20(b), because that regulation “sets forth the procedures for requesting hearings where the FAA has issued orders of compliance, cease and desist orders, orders of denial, and other orders,” and “[n]o such orders were issued with respect to the operations of [appellants].” Americopters J.A. at 85; Jan’s J.A. at 79. This letter also stated that appellants “should be aware that [14 C.F.R. § 13.5] does not apply to complaints against the Administrator or complaints against FAA employees acting within the scope of their employment,” id., and suggested that formal complaints filed under that regulation would therefore be unsuccessful. Appellants nonetheless filed formal complaints with the agency under 14 C.F.R. § 13.5 after receiving this letter; appellants allege that these complaints went unanswered.
In February 2003, Jan’s and Americop-ters each filed separate but similar complaints in the District Court of Guam, alleging that the FAA’s actions violated its own regulations and “constituted a violation of due process under Amendment V to the United States Constitution and therefore, an illegal taking of [appellants’] property,” and seeking restoration of their operating authority, “civil penalties pursuant to [14 C.F.R. §§ 13.15 — .16],” and money damages for the alleged constitutional violations. Complaint at 5, Americopters, LLC v. FAA, No. 03-00005 (D.Guam filed Feb. 18, 2003); see also Complaint at 6-7, Jan’s Helicopter Serv., Inc. v. FAA, No. 03-00002 (D.Guam filed Feb. 4, 2003). On motion by the FAA, the district court dismissed the complaints for lack of subject matter jurisdiction. The court held that the claims relating to the FAA’s alleged violations of its regulations could only be filed as petitions for review of agency orders with the Ninth Circuit Court of Appeals, pursuant to 49 U.S.C. § 46110(a), and that the constitutional claims were “inescapably intertwined with” the review of the agency orders.
Jan’s and Americopters filed original petitions for review of the FAA’s orders under section 46110(a) in the Ninth Circuit and also appealed the dismissal of their claims to the Ninth Circuit. The Ninth Circuit criticized both appellants and the government for the procedural confusion. The court stated that Jan’s and Americop-ters “now find themselves in a sort of procedural limbo or netherworld, largely the making of the FAA,” because of the agency’s inconsistent legal positions as to the availability of review of the administrative actions, but also noted that appellants “contributed to this mess by taking their own wrong turns in litigating this case.”
On remand, Jan’s and Americopters filed amended complaints, each containing a single claim seeking damages for “violations of due process under Amendment V to the United States Constitution and therefore, an illegal taking of [appellants’] property.” Americopters J.A. at 10-11; Jan’s J.A. at 11. The FAA filed motions to dismiss the amended complaints under Federal Rule of Civil Procedure 12(b)(6) for failure to state takings claims, because the appellants did not concede the lawfulness of the government’s conduct. The FAA also filed motions in the alternative to transfer the cases under 28 U.S.C. § 1631, because appellants were seeking money damages from the United States in excess of $10,000 and therefore the Court of Federal Claims had exclusive jurisdiction under the Tucker Act, 28 U.S.C. § 1491. In separate but nearly identical decisions issued on the same day, the district court did not address the Rule 12(b)(6) motions, because it held that transfer of both actions was proper under section 1631. The court found that Ameri-copters and Jan’s were alleging takings claims, based on the Ninth Circuit’s description of the constitutional claims as “taking claims” and on the complaints’ citation to the Fifth Amendment, and that the damages sought were in excess of $10,000. Because the district court found that it lacked jurisdiction over the claims under the Little Tucker Act, and that jurisdiction would be proper in the Court of Federal Claims under the Tucker Act, the district court granted appellee’s motions to transfer the actions under 28 U.S.C. § 1631.
Jan’s and Americopters timely appealed the transfer orders to this court. We have jurisdiction pursuant to 28 U.S.C. § 1292(d)(4)(A).
DISCUSSION
Under 28 U.S.C. § 1631, when a civil action is filed in a federal district court that lacks jurisdiction over the action, “the court shall, if it is in the interest of justice, transfer such action ... to any other such court in which the action ... could have been brought at the time it was filed.” We review a district court’s decision to transfer a case to the Court of Federal Claims without deference. James v. Caldera,
The statutory provision commonly known as the Tucker Act confers jurisdiction on the Court of Federal Claims “to render judgment upon any claim against the United States founded either upon the Constitution, or any Act of Congress.” 28 U.S.C. § 1491(a)(1). Another provision, known as the Little Tucker Act, grants the district courts concurrent jurisdiction with the Court of Federal Claims for claims against the United States “not exceeding $10,000 in amount” and “founded either upon the Constitution, or any Act of Congress.” 28 U.S.C. § 1346(a)(2). The Supreme Court and this court have explained that “the obvious implication of these acts is that Congress intended the Court of Federal Claims to have ‘exclusive jurisdiction to render judgment upon any claim against the United States for money damages exceeding $10,000 that is founded either upon the Constitution, or any Act of Congress.’ ” Christopher Village, L.P. v. United States,
Plainly, the District Court of Guam lacked jurisdiction over appellants’ amended complaints.
Because the District Court of Guam lacked jurisdiction over appellants’ claims, transfer under section 1631 was proper as long as jurisdiction existed in the Court of Federal Claims. As we noted in Gonzales & Gonzales Bonds & Insurance Agency, Inc. v. Dep’t of Homeland Sec.,
I
At the outset, we note that the dissent suggests that a substantial federal question is essential to jurisdiction under Article III, citing Steel Co. v. Citizens for a Better Environment,
We have explained that, because the Tucker Act itself does not create a substantive cause of action, “in order to come within the jurisdictional reach and the waiver of the Tucker Act, a plaintiff must identify a separate source of substantive law that creates the right to money damages.” Fisher v. United States,
In Mitchell, the Court found that the Court of Federal Claims had jurisdiction because the statutes and regulations at issue “clearly establish[ed] fiduciary obligations of the Government in the management and operation of Indian lands and resources,” and therefore concluded that they could “fairly be interpreted as mandating compensation by the Federal Government” for the alleged breach of those fiduciary obligations.
In a subsequent case the Court again addressed the standards of jurisdiction under the Tucker Act. In United States v. White Mountain Apache Tribe,
In Fisher, following White Mountain, the en banc court explicitly overruled our previous approach, set out in Gollehon Farming v. United States,
Thus, if the test described in Mitchell and White Mountain is satisfied and the plaintiff has made a nonfrivolous assertion that it is within the class of plaintiffs entitled to recover under the money-mandating source, the Court of Federal Claims has jurisdiction. There is no further jurisdictional requirement that plaintiff make the additional nonfrivolous allegation that it is entitled to relief under the relevant money-mandating source. Rather, as the panel explained in Fisher, “the consequence of a ruling by the court ... that plaintiffs case does not fit within the scope of the source ... is simply this: plaintiff loses on the merits for failing to state a claim on which relief can be granted.”
This principle was illustrated in In re United States,
We reaffirmed this principle as well in Greenlee County. There we affirmed the Court of Federal Claims’s dismissal of a Tucker Act claim under Rule 12(b)(6). Although the government argued that the court should have dismissed for lack of jurisdiction, we emphasized:
[W]hen a claim is brought under the Tucker Act, the Court of Federal Claims must first consider whether the statute or regulation is money-mandating. In doing so, the Court of Federal Claims asks only whether the plaintiff is within the class of plaintiffs entitled to recover under the statute if the elements of a cause of action are established. If the statute is not money-mandating, the Court of Federal Claims lacks jurisdiction, and the dismissal should be for lack of subject matter jurisdiction.
Only after this initial inquiry is completed and the Court of Federal Claims takes jurisdiction over the case does it consider the facts specific to the plaintiff’s case to determine “whether on the facts [the plaintiffs] claim f[alls] within the terms of the statutes.”
Greenlee County,
II
Appellants’ first amended com
Appellants’ contentions about the lawfulness or authorization of the government’s actions, while relevant to whether appellants’ takings claims will be successful on their merits, do not affect the jurisdiction of the Court of Federal Claims to consider those claims. See DeV-Rio Drilling Programs, Inc. v. United States,
As explained above, the District Court of Guam plainly lacked jurisdiction over appellants’ takings claims. Because appellants are asserting claims against the government based on a money-mandating provision of the Constitution and seeking money damages in excess of $10,000, the Court of Federal Claims has exclusive jurisdiction over those claims. Therefore the District Court of Guam properly transferred the claims to that court under 28 U.S.C. § 1631. We leave it for the Court of Federal Claims in the first instance to address whether appellants have stated regulatory takings claims on which relief may be granted.
CONCLUSION
For the foregoing reasons, the decision of the District Court of Guam is affirmed.
AFFIRMED
COSTS
No costs.
Notes
. Appellants argue that the Ninth Circuit held that the District Court of Guam had subject matter jurisdiction over their constitutional claims, and that the doctrine of law of the case therefore bars us from reconsidering that court’s jurisdiction. See Christianson v. Colt Indus. Operating Corp.,
. According to exhibits filed with the FAA's motions to transfer, Americopters was seeking $94,890.37 in damages, and Jan’s was seeking at least $30,600 to cover its lease of an alternative aircraft, plus insurance charges on the aircraft.
. The dissent appears to suggest that whether Tucker Act jurisdiction requires a nonfrivo-lous claim on the merits is not presented in this case. We respectfully disagree. Appellants' claims are based on alleged regulatory violations by the‘government, and our cases have "made clear that a claim premised on a regulatory violation does not state a claim for a taking.” Lion Raisins, Inc. v. United States,
. See Bell v. Hood,
Even in this context, the Supreme Court has suggested that the substantial federal question requirement may not, in fact, be compelled. See Rosado v. Wyman,
. Although the Supreme Court in Williams v. United States,
. Nearly identical language appears in 28 U.S.C. § 1345(a)(2), which provides concurrent jurisdiction in the district courts for certain money damages suits against the United States.
. See also United States v. Navajo Nation,
. We have previously explained that this requirement is satisfied when a plaintiff makes "a non-frivolous assertion that [plaintiffs] are entitled to relief under the statute.” Brodowy v. United States,
. The dissent urges that our decision here, and presumably our decisions in In re United States and Greenlee, are inconsistent with Mo-den v. United States,
In any event, the court's statements, quoted at page 4 of the dissent, are dicta, and we are not bound by them, because the court did not consider the possibility that under Fisher a nonfrivolous allegation on the merits of the claim was not required. See Brecht v. Abrahamson,
. The government argues that the claim for relief should be construed as seeking compensation under the Due Process Clause, rather than the Takings Clause, and that the Due Process Clause is not money-mandating in these circumstances. We need not address this argument because, like the district court, we construe the complaint as asserting a takings claim, despite its infelicitous reference to due process.
. See Majority Op. at 1309 ("In determining whether the Court of Federal Claims has jurisdiction, all that is required is a determination that the claim is founded upon a money-mandating source and the plaintiff has made a nonfrivolous allegation that it is within the class of plaintiffs entitled to recover under the money-mandating source. There is no further jurisdictional requirement that the court determine whether the additional allegations of the complaint state a nonfrivolous claim on the merits.”).
Dissenting Opinion
dissenting-in-part.
I join Part III of the majority opinion and concur in the result affirming the transfer from the United States District Court for the District of Guam to the United States Court of Federal Claims. I do not join Parts I and II of the majority opinion, however, because they foreclose dismissal of frivolous claims for lack of jurisdiction if the claim is founded upon a money-mandating source and the plaintiff has made a nonfrivolous allegation that it is within the class of plaintiffs entitled to recover under the money-mandating source.
First, resolution of this nonfrivolous question is not required in the present case. The government does not argue that the plaintiffs’ takings claims are frivolous or that they should not be transferred to the Court of Federal Claims, as long as the claims are not construed as due process claims.
Second, the majority has not satisfactorily explained why the determination of Tucker Act jurisdiction in the Court of Federal Claims differs from that of general federal question jurisdiction under 28 U.S.C. § 1331 relating to the dismissal of frivolous claims for lack of jurisdiction. The Supreme Court has indicated that a district court may lack jurisdiction if a “claim ‘clearly appears to be immaterial and made solely for the purpose of obtaining jurisdiction or where such a claim is wholly insubstantial and frivolous.’ ” Steel Co. v. Citizens for a Better Env’t,
Third, as the majority opinion correctly notes, “[i]n Fisher, following White Mountain, the en banc court explicitly overruled our previous approach, set out in Gollehon Farming v. United States,
Finally, for the Court of Federal Claims to have jurisdiction, the majority would only require a determination that: (1) “the claim is founded upon a money-mandating source,” and (2) “the plaintiff has made a nonfrivolous allegation that it is within the class of plaintiffs entitled to recover under the money-mandating source.” Majority Op. at 1309. Beyond these two requirements, it concludes that “[tjhere is no further jurisdictional requirement that the court determine whether the additional allegations of the complaint state a nonfrivo-lous claim on the merits.” Id. This analysis appears in my view to be inconsistent with the court’s decision in Moden,
Here the parties do not dispute that the Takings Clause of the Fifth Amendment is money-mandating. Thus, to the extent the Modens have a nonfrivolous takings claim founded upon the Fifth Amendment, jurisdiction under the Tucker Act is proper.
The government neither argues that the Modens’ claim is frivolous nor argues that it is so insubstantial, implausible, foreclosed by prior decisions, or otherwise completely devoid of merit as not to involve a federal controversy. And while at oral argument the United States repeatedly refused to concede that jurisdiction is proper in this case, it clearly is.
... In short, we have jurisdiction to address the merits of this case, as did the Court of Federal Claims, because the Modens’ claim is neither frivolous nor so insubstantial, implausible, foreclosed by prior decisions, or otherwise completely devoid of merit as not to involve a federal controversy.
Id. at 1341-42.
The majority attempts to disregard Mo-den by (1) “reading] Moden as holding that the plaintiff must make a nonfrivolous allegation that it is within the class of plaintiffs entitled to recover under the money-mandating source of law,” and (2)
In sum, based on this record, I would not foreclose dismissal for lack of jurisdiction of claims that point to a money-mandating source but are frivolous or “so insubstantial, implausible, foreclosed by prior decisions, or otherwise completely devoid of merit as not to involve a federal controversy.” Id. Therefore, I respectfully dissent-in-part.
. As explained by the majority, the plaintiffs' claims in the present case are properly construed as takings claims, not due process claims. See Majority Op. at 1309 n. 10.
. In support of its claim that the Moden court did not consider whether Fisher changed the nonfrivolous claim requirement, the majority states that "the opinion’s failure to consider this issue is not surprising, because the government did not raise it.” Majority at 1308-09 n. 9. Even if the majority is correct in its claim that the government did not raise this issue in Moden, we note that the same circumstance exists in the present case where neither party raised this issue.
