Rossignol v. VoorhaarRossignol v. Voorhaar
ARGUED: Ashley Ivy Kissinger, Levine, Sullivan & Koch, L.L.P., Washington, DC, for Appellants. Daniel Karp, Allen, Karpinski, Bryant & Karp, Baltimore, Maryland, for Appellees. ON BRIEF: Lee Levine, Seth D. Berlin, Audrey Billingsley, Levine, Sullivan & Koch, L.L.P., Washington, DC; Alice Neff Lucan, Washington, DC, for Appellants. Victoria M. Shearer, Kevin Karpinski, Allen, Karpinski, Bryant & Karp, Baltimore, Maryland; John F. Breads, Jr., Columbia, Maryland, for Appellees. Paul M. Smith, Thomas J. Perrelli, Nathan C. Guerrero, Brian Hauck, Jenner & Block, L.L.C., Washington, DC, for Amici Curiae; Lucy A. Dalglish, Gregg P. Leslie, Reporters Committee for Freedom of the Press, Arlington, Virginia, for Amicus Curiae Committee; Richard M. Schmidt, Jr., Kevin M. Goldberg, Cohn & Marks, L.L.P., Washington, DC, for Amicus Curiae Society; Richard Karpel, Association of Alternative Newsweeklies, Washington, DC, for Amicus Curiae Newsweeklies.
Reversed and remanded by published opinion. Chief Judge WILKINSON wrote the opinion, in which Judge GREGORY and Senior Judge MAGILL joined.
OPINION
WILKINSON, Chief Judge.
Plaintiff Kenneth Rossignol brought suit against defendants for their organized efforts to suppress the distribution of the election day issue of plaintiff Island Publishing Company‘s newspaper, St. Mary‘s Today. Plaintiffs sought damages and injunctive relief under
I.
The facts of this case are largely undisputed. St. Mary‘s Today is a weekly newspaper owned by Kenneth Rossignol and primarily serving St. Mary‘s County in southern Maryland. It has reported extensively and often critically on local government and public officials, including County Sheriff Richard Voorhaar and his deputies, from “Captain [Steven] Doolan at the top of the rank ... all the way to the bottom.” In defendants’ own words, St. Mary‘s Today published “constant belittlement” and “scandalous things” about the sheriff‘s deputies’ performance, including what they “buy for the agency, equipment, [and] positions [they] ask for.” Nor was this just “one article“; it was constantly, “week, after week, after week.” This criticism also extended to a personal friend of Voorhaar named Richard Fritz, a candidate for St. Mary‘s County State‘s Attorney in the November 1998 elections who enjoyed broad support in the Sheriff‘s Office.
Several deputies in the Sheriff‘s Office anticipated that the election day issue of St. Mary‘s Today would be critical of them and their favored candidates, particularly Voorhaar and Fritz. Over the course of a series of meetings and conversations, both on the job at the Sheriff‘s Office and in the evening at private homes, some of the deputies formulated a plan to deal with this problem. They decided to form two teams on election day, each comprising three sheriff‘s deputies, and buy out the stock of St. Mary‘s Today at vending locations throughout the county. They viewed the seizure as a “good opportunity” for two things: “to piss [Rossignol] off” and to “protest [their] disagreement” with Rossignol‘s “irresponsible journalism.” They planned to stage a “bonfire party” when the seizure was completed.
The election day issue of St. Mary‘s Today bore the front-page headline “Fritz Guilty of Rape.” It accurately reported that in 1965, Fritz and three other men had pled guilty to carnal knowledge of a fifteen-year-old girl. Fritz, who was eighteen at the time of the rape, was sentenced to probation and a suspended sentence of eighteen months in state prison. The same article reported that Fritz‘s opponent had been convicted of marijuana possession in 1973. Another article in the issue also reported an EEOC complaint which charged that Voorhaar had assigned a deputy who complained of sexual harassment to work directly under the supervision of the harasser. Six thousand five hundred total copies of St. Mary‘s Today were printed: 2,600 papers delivered to stores in St. Mary‘s County, 1,100 placed in newspaper boxes throughout the county, 1,100 delivered by mail to subscribers, and 1,700 distributed to other counties. Each copy cost seventy-five cents.
Late on the night before the election, six sheriff‘s deputies set out in two cars. The officers were off duty, wearing plainclothes, and driving their personal cars. They drove throughout the county, buying newspapers from both newsboxes and local stores. To prove that they were purchasing the newspapers and not stealing them, defendants got receipts from the stores and videotaped themselves removing papers from newsboxes. Later that night, Rossignol discovered defendants’ plan and drove through the county attempting to resupply the stores and newsboxes. But defendants followed him around the county, buying up the fresh inventory as soon as it was replenished.
During the course of the mass purchase, a group of defendants met with an on-duty sheriff‘s deputy who had contacted them on their department-issued pagers in order to conduct official business. Some defendants also stopped at a Sheriff‘s Office outpost to use facilities there during the course of the evening. One defendant wore his Fraternal Order of Police sweatshirt with the word “Sheriff” written on top of the county seal. Two other defendants carried their service weapons during the mass purchase; those firearms are visible on two videotapes of the incident and were noticed by at least one eyewitness.
The mass purchase was completed at approximately 7:00 a.m., defendants having visited roughly forty stores and forty newsboxes and removed at least 1,300 copies of the paper. At least 300 more copies were seized without payment from retailers who had not yet opened, but defendants contend that any copies taken without payment were not taken by them. One witness testified that after the mass purchase he could not find “any papers anywhere in the county.”
Both Voorhaar and Fritz personally supported and participated in the mass purchase. Approximately one week before the election, one deputy spoke with Voorhaar and secured his approval for the plan. Voorhaar approved the plan, personally contributed $500 to defray purchasing costs, and wished his deputies “good luck” on the endeavor. He also personally purchased multiple copies of the newspaper early in the morning on election day. And during the days following the election, he made extensive comments in local media defending and celebrating the seizure. Likewise, Fritz explicitly approved the plan and was directly involved in planning its implementation and mapping out with the other defendants exactly how they should proceed on the night before election day. Fritz‘s co-defendants testified that he contributed $500 of his own money to the seizure; at a minimum, he served as a conduit for contributions which had been given to him. Hе also offered legal advice to defendants about the constitutionality of their plan, researching the issue before advising them that it was legal under both Maryland and federal law.
Plaintiffs brought suit in November 1999, alleging violations of their rights under the First, Fourth, and Fourteenth Amendments, as well as under the Maryland Constitution and at common law. After extensive discovery, the parties filed cross-motions for summary judgment. In February 2002, the district court granted summary judgment against plaintiffs on the
II.
As a threshold matter, there can be no question that, if defendants acted under color оf state law, they violated these plaintiffs’ constitutional rights. The seizure clearly contravened the most elemental tenets of First Amendment law. First, defendants targeted Rossignol‘s newspaper for suppression and retaliation because they disagreed with its viewpoint and intended to prevent its message from being disseminated. This by itself was sufficient to violate the Constitution. “It is axiomatic that the government may not regulate speech based on its substantive content or the message it conveys.” Rosenberger v. Rector and Visitors of Univ. of Virginia, 515 U.S. 819, 828, 115 S.Ct. 2510, 132 L.Ed.2d 700 (1995). And when, as here, the government targets “not subject matter, but particular views taken by speakers on a subject, the violation of the First Amendment is all the more blatant.” Id. at 829, 115 S.Ct. 2510; see also R.A.V. v. City of St. Paul, 505 U.S. 377, 112 S.Ct. 2538, 120 L.Ed.2d 305 (1992).
Third, the fact that defendants paid for the newspapers in no way affects the conclusion that the seizure violated plaintiffs’ right to disseminate core political speech. “Governmental restraint on publishing need not fall into familiar or traditional patterns to be subject to constitutional limitations on governmental powers.” Miami Herald Publ‘g Co. v. Tornillo, 418 U.S. 241, 256, 94 S.Ct. 2831, 41 L.Ed.2d 730 (1974). The First Amendment is about more than a publisher‘s right to cover his costs. Indeed, it protects both a speaker‘s right to communicate information and ideas to a broаd audience and the intended recipients’ right to receive that information and those ideas. Bd. of Educ., Island Trees Union Free Sch. Dist. No. 26 v. Pico, 457 U.S. 853, 867, 102 S.Ct. 2799, 73 L.Ed.2d 435 (1982). Liberty of circulation is as important to freedom of the press “as liberty of publishing; indeed, without the circulation, the publication would be of little value.” Lovell v. City of Griffin, 303 U.S. 444, 452, 58 S.Ct. 666, 82 L.Ed. 949 (1938) (quoting Ex parte Jackson, 96 U.S. 727, 733, 24 L.Ed. 877 (1877)).
It is because of the inherently communicative purpose of First Amendment activity that compensation in the form of lost profits is legally insufficient as a remedy for the loss of First Amendment freedoms. See Elrod v. Burns, 427 U.S. 347, 373-74, 96 S.Ct. 2673, 49 L.Ed.2d 547 (1976) (plurality opinion) (citing New York Times Co. v. United States, 403 U.S. 713, 91 S.Ct. 2140, 29 L.Ed.2d 822 (1971)). The fact that a small newspaper seeks to turn a meager profit does not remove it from the protections of the First Amendment. The Suprеme Court has made clear that “the degree of First Amendment protection is not diminished merely because the newspaper or speech is sold rather than given away.” City of Lakewood v. Plain Dealer Publ‘g Co., 486 U.S. 750, 756 n. 5, 108 S.Ct. 2138, 100 L.Ed.2d 771 (1988). What matters is that defendants intentionally suppressed the dissemination of plaintiffs’ political ideas on the basis of their viewpoint. And in doing so before the critical commentary ever reached the eyes of readers, their conduct met the classic definition of a prior restraint. E.g., Near v. Minnesota, 283 U.S. 697, 51 S.Ct. 625, 75 L.Ed. 1357 (1931).
III.
The district court granted summary judgment for defendants on the grounds that “the mass purchase constituted private conduct not executed under color of state law” as required by
A.
We have no doubt that the seizure in this case was perpetrated under color of state law. The requisite nexus between defendants’ public office and their actions during the seizure arose initially out of their censorial motivation. Defendants executed a systematic, carefully-organized plan to suppress the distribution of St. Mary‘s Today. And they did so to retaliate against those who questioned their fitness for public office and who challenged many of them in the conduct of their official duties. The defendants’ scheme was thus a classic example of the kind of suppression of political critiсism which the First Amendment was intended to prohibit. The fact that these law enforcement officers acted after hours and after they had taken off their badges cannot immunize their efforts to shield themselves from adverse comment and to stifle public scrutiny of their performance. Revene v. Charles Cty. Comm‘rs, 882 F.2d 870, 872 (4th Cir.1989).
To begin with, it is clear that if a defendant‘s purportedly private actions are linked to events which arose out of his official status, the nexus between the two can play a role in establishing that he acted under color of state law. In Layne v. Sampley, 627 F.2d 12 (6th Cir.1980), for example, an off-duty police officer was in plain clothes, had been on vacation for severаl days, and was sitting in his personal car when he shot the plaintiff. The Sixth Circuit nonetheless held that there was sufficient evidence to support a finding that the defendant had acted under color of state law, in large part because “the animosity grew out of [the officer‘s] performance of his official duties.” Id. at 13. And in United States v. Causey, 185 F.3d 407 (5th Cir.1999), the Fifth Circuit held that a police officer had acted under color of state law when he conspired with two civilians to murder a woman who had filed police brutality charges against him. Important to the decision was the fact that the desire to retaliate against the victim arose out of her criticism of the defendаnt‘s actions in his official capacity. Id. at 415-16.
Indeed, where the action arises out of purely personal circumstances, courts have not found state action even where a defendant took advantage of his position as a public officer in other ways. For example, in Martinez v. Colon, 54 F.3d 980 (1st Cir.1995), an on-duty police officer shot his coworker with a state-issued revolver while they were both in the stationhouse. The court nonetheless held that the defendant had not acted under color of state law because the shooting had arisen from a “singularly personal frolic: tormenting an acquaintance,” and because defendant‘s “status as a police officer simply did not enter into” his decision to torment the victim. Id. at 987; see also Bonsignore v. City of New York, 683 F.2d 635, 638-39 (2d Cir.1982) (no state action where police officer shot his wife with a police revolver and then committed suicide).
The actions here arose out of public, not personal, circumstances. Where the sole intention of a public official is to suppress speech critical of his conduct of official duties or fitness for public office, his actions are more fairly attributable to the state. That was the case here. Defendants were enraged by what they called Rossignol‘s “unsavory journalism.” And they had reason to dislike his coverage: their depositions detail at length Rossignol‘s past attacks on their performance of official duties. They were also convinced that St. Mary‘s Today would print election day attacks on “Voorhaar [or] anybody that was not on [Rossignol‘s] ticket.” So they decided both to punish Rossignol‘s previous speech by “piss[ing] him off” and to suppress his expected election day criticism of Sheriff Voorhaar‘s performance in office. Defendants’ statements on the videotapes recorded that evening further emphasize their desire to “cleanse the filth” printed in the newspaper and prevent the “pack of lies” from being circulated. Among other comparable comments, one deputy said, “you call us idiots, Rossignol? We‘ll show you.... We‘ll show you, Rossignol; that‘s all I got to say.” Another deputy stated that “we don‘t believe in blasphemy being published, so we‘re buying them all.”
Ultimately, defendants were driven by a desire to retaliate against Rossignol‘s past criticism of their fitness for office and to censor future criticism along the same lines. This link between the seizure‘s purpose and defendants’ official roles helps demonstrate that defendants’ actions borе a “sufficiently close nexus” with the State to be “fairly treated as that of the State itself.” Jackson v. Metro. Edison Co., 419 U.S. at 351, 95 S.Ct. 449.2
B.
Several additional factors reinforce our conviction that defendants acted under color of state law.
Among these was defendants’ ability to use their positions in the Sheriff‘s Department to ensure that they would not be prosecuted for their election day seizure. Under Maryland law, the Newspaper Theft Act prohibits “knowingly or willfully obtain[ing] or exert[ing] control that is unauthorized over newspapers with the intent to prevent another from reading the newspapers.”
Voorhaar‘s position as Sheriff, however, gave him the ability to help shield his coworkers from the consequences of their crime through both formal direction of his department‘s investigations and informal ties to other law enforcement agencies. And his personal contribution of $500 made Voorhaar part of the conspiracy and served as a bond of solidarity with the other deputies involved in the seizure. Resting on the powers of his public office and his own self-interest in avoiding prosecution, Voorhaar‘s sanction operated as a concrete assurance that the rest of the defendants would be shielded from criminal repercussions by the cloak of state protection. This in turn meant that the St. Mary‘s County Sheriff Department “did more than adopt a passive рosition” towards the seizure, Chestnut Ridge, 218 F.3d at 342 (quoting Skinner v. Ry. Labor Executives’ Ass‘n., 489 U.S. 602, 615, 109 S.Ct. 1402, 103 L.Ed.2d 639 (1989)), and instead gave “significant encouragement” to its perpetrators. Mentavlos v. Anderson, 249 F.3d 301, 311 (4th Cir.2001) (quoting Am. Mfrs. Mut. Ins. Co., 526 U.S. at 52, 119 S.Ct. 977).
Additionally, the deputies’ identities as state officers played a role at several points during the seizure itself. They were recognized as police officers by store employees throughout the county. They were carrying their state-issued firearms, and some of those firearms were visible during the evening. And one of them was wearing a Fraternal Order of the Police sweatshirt. It is no surprise, then, that at least one clerk was intimidated into selling his entire run of newspapers by the deputies’ authority as state officials. When the deputies first tried tо buy all the papers, he said “y‘all can‘t do that because other people want to read them.” The clerk later testified, however, that while the deputies made no explicit threats, “they basically came off real intimidating” and “made it real apparent ... if I didn‘t sell it to them, then they could make my life here a living hell.... [I]t wouldn‘t be that hard [for them] to set [me] up for something.” Cf. Bantam Books, Inc. v. Sullivan, 372 U.S. 58, 68, 83 S.Ct. 631, 9 L.Ed.2d 584 (1963) (noting that “[p]eople do not lightly disregard public officers’ thinly veiled threats“).
In sum, the nexus between defendants’ actions and the state arose from more than just defendants’ desire to still criticism of their public performance. Their status as sheriff‘s deputies enabled them to execute their scheme in a manner that private citizens never could have.
C.
Finally, both the First Amendment and
Similarly, defendants’ conspiracy bears many of the hallmarks of the civil rights violations that prompted the pаssage of
IV.
The incident in this case may have taken place in America, but it belongs to a society much different and more oppressive than our own. If we were to sanction this conduct, we would point the way for other state officials to stifle public criticism of their policies and their performance. And we would leave particularly vulnerable this kind of paper in this kind of community. Alternative weeklies such as St. Mary‘s Today may stir deep ire in the objects of their irreverence, but we can hardly say on that aсcount that they play no useful part in the political dialogue. No doubt the public has formed over time its opinion of the paper‘s responsibility and reputation. If defendants believed its attacks to be scurrilous, their remedy was either to undertake their own response or to initiate a defamation action. It was not for law enforcement to summon the organized force of the sheriff‘s office to the cause of censorship and dispatch deputies on the errands of suppression in the dead of night.
The judgment of the district court is therefore reversed and the case is remanded for further proceedings consistent with this opinion.
REVERSED AND REMANDED.