This appeal implicates the constitutionality of a Massachusetts statute requiring manufacturers of tobacco products to disclose the additives and nicotine-yield ratings of then-products to the state’s public health department. See Mass. Gen. Laws ch. 94, § 307B (the “Disclosure Act”). Plaintiffs-appellants, various manufacturers of cigarette and smokeless tobacco products (collectively, “the manufacturers”), 1 appeal the district court’s grant of summary judgment in favor of defendants-appellees, the Attorney General of the Commonwealth of Massachusetts and the Massachusetts Public Health Commissioner (collectively, the “Commonwealth”). 2 The district court ruled that neither the Federal Cigarette Labeling and Advertising Act, as amended (the “FCLAA”), 15 U.S.C. §§ 1331-41, nor the Comprehensive Smokeless Tobacco Health Education Act of 1986 (the “Smokeless Tobacco Act”), 15 U.S.C. §§ 4401-08, preempts enforcement of the Disclosure Act. We affirm the district court’s ruling, and hold that the Massachusetts Disclosure Act survives the manufacturers’ preemption challenge.
I.
Prior Proceedings
On August 2, 1996, the day Massachusetts enacted the Disclosure Act, the cigarette manufacturers and smokeless tobacco manufacturers separately filed complaints in the district court claiming that the FCLAA and the Smokeless Tobacco Act preempt the state law by operation of the Supremacy Clause of the U.S. Constitution. Their complaints also allege that the Disclosure Act violates the Constitution’s Commerce Clause, Full Faith and Credit Clause, Fourteenth Amendment Due Process Clause, and Takings Clause. The parties cross-moved for summary judgment in each case on the preemption claim only. 3 After denying the manufacturers’ motions and granting the Commonwealth’s motions, the district court amended its orders to certify the rulings for immediate appeal. See 28 U.S.C. § 1292(b). We accepted interlocutory review of the orders. This appeal, therefore, presents only the preemption issue.
*62 II.
Standard of Review
We review the district court’s summary judgment ruling
de novo. Grenier v. Vermont Log Bldgs., Inc.,
III.
Background
We begin our discussion with a review of the Massachusetts Disclosure Act and the allegedly preempting federal laws, the FCLAA and the Smokeless Tobacco Act. In so doing, we consider the statutes’ respective texts along with the relevant historical and legislative contexts in which they were enacted.
See Wood v. General Motors Corp.,
A. The Disclosure Act
The Massachusetts Disclosure Act, the first state law of its kind, requires “any manufacturer of cigarettes, snuff or chewing tobacco sold in the commonwealth” to provide the Massachusetts Department of Public Health with a yearly report that lists for each brand of product (1) any added constituents “in descending order according to weight, measure, or numerical count,” and (2) nicotine yield ratings “which shall accurately predict nicotine intake for average consumers.” Mass. Gen. Laws ch. 94, § 307B. 5 The Disclosure Act permits public access to the information reported upon an appropriate finding by the department. Specifically, the Disclosure Act provides:
The nicotine yield ratings so provided, and any other such information in the annual reports with respect to which the department determines that there is a reasonable scientific basis for concluding that the availability of such information could reduce risks to public health, shall be public records.
Id.
The public health department may not reveal the information, however, “unless and until the attorney general advises that such disclosure would not constitute an unconstitutional taking.” Id. Despite the apparent limitations on the public health department’s ability to disclose reported information, the record evidence strongly indicates that Massachusetts officials intend to publicize the information. At oral argument before us, the Commonwealth avoided direct questions on this issue, asserting that the department’s potential publication of the information was irrelevant for the purposes of preemption analysis. For the purposes of this case, we assume that the department will make the information publicly available at the first legal and practical opportunity.
By all indications, the purpose of the Disclosure Act is to further the public health and education in the use of tobacco products. Most tellingly, the law prefaces its require *63 ments with the phrase, “For the purpose of protecting the public health.” Mass. Gen. Laws. ch. 94, § 307B. In addition, a press release from the Massachusetts Executive Department released the same day the law was enacted describes the Disclosure Act as a “consumer protection law” intended to foster educated decision-making on the part of the consuming public when choosing specific tobacco products and brands.
B. The Federal Laws
1. FCLAA
In 1964, the United States Surgeon General’s advisory committee issued a report that officially acknowledged the health hazards of cigarette smoking.
See Cipollone,
Congress expressly declared its “policy and purpose” in passing the 1965 Act:
It is the policy of the Congress, and the purpose of this chapter, to establish a comprehensive Federal program to deal with cigarette labeling and advertising with respect to any relationship between smoking and health, whereby—
(1) the public may be adequately informed that cigarette smoking may be hazardous to health by inclusion of a warning to that effect on each package of cigarettes; and
(2) commerce and the national economy may be (A) protected to the maximum extent consistent with this declared policy and (B) not impeded by diverse, nonuniform, and confusing cigarette labeling and advertising regulations with respect to any relationship between smoking and health.
15 U.S.C. § 1331.
The Cipollone majority determined that the congressional purposes expressed in this provision were as follows:
(1) adequately informing the public that cigarette smoking may be hazardous to health, and (2) protecting the national economy from the burden imposed by diverse, nonuniform, and confusing cigarette labeling and advertising regulations.
(b) No statement relating to smoking and health shall be required in the advertising of any cigarettes the packages of which are labeled in conformity with the provisions of this Act.
15 U.S.C. § 1334(b) (1966), amended by 15 U.S.C. § 1334(b) (1969).
By its own terms, the 1965 Act’s provisions pertaining to advertising were to terminate on July 1, 1969.
See Cipollone,
(b) No requirement or prohibition based on smoking and health shall be imposed under State law with respect to the advertising or promotion of any cigarettes the packages of which are labeled in conformity with the provisions of this chapter.
15 U.S.C. § 1334(b). 8
The Senate Report accompanying the 1969 Act explained that the revised preemption provision was necessary “to avoid the chaos created by a multiplicity of conflicting [cigarette advertising] regulations.” S.Rep. No. 91-566 (1970), reprinted in 1970 U.S.C.C.A.N. 2652, 2663. Senate Report 566 further explained:
The State preemption of regulation or prohibition with respect to cigarette advertising is narrowly phrased to preempt only State action based on smoking and health. It would in no way affect the power of any State or political subdivision of any State with respect to the taxation or the sale of cigarettes to minors, or the prohibition of smoking in public buildings, or similar police regulations. It is limited entirely to State or local requirements or prohibitions in the advertising of cigarettes.
Id.
After thirteen years of scientific research following the enactment of the 1969 Act, Congress further amended the FCLAA in 1984. See H.R.Rep. No. 98-805, at 12 (1984), reprinted in 1984 U.S.C.C.A.N. 3718, 3725. Renewed congressional action in this area was in part prompted by Surgeon General reports identifying cigarette smoking as a significant risk factor in certain health problems. See id. (citing various reports). In light of the Surgeon General’s findings and testimony before congressional committees on the adverse health effects of smoking, Congress passed the Comprehensive Smoking Education Act of 1984 (the “CSEA”). House Report 805 states that the CSEA’s purpose was “to assist the public to make an informed decision about whether or not to smoke” “[b]y updating the cigarette warning, by giving visibility and emphasis to smoking research and educational activities at the Federal level, and by working closer with the private voluntary health section.” Id.
Specifically, the CSEA amended the FCLAA by establishing a new warning system employing four different smoking and health messages that would alternate quarterly on both cigarette packages and cigarette advertisements. See 15 U.S.C. § 1333. 9 To reflect the new multiple-warning system, Congress amended the language in the statute’s purpose provision from “a warning ... on each package of cigarettes [that] cigarette smoking may be hazardous to health” to “warning notices on each package of cigarettes and in each advertisement of cigarettes [to inform the public] about any adverse health effects of cigarette smoking.” § 1331(1); see also H.R.Rep. No. 98-805, at 21,1984 U.S.C.C.A.N. at 3734.
*65 Significantly, the CSEA inserted an ingredient reporting provision that requires cigarette manufacturers to “annually provide the Secretary [of Health and Human Services] with a list of the ingredients added to tobacco in the manufacture of cigarettes which does not identify the company which uses the ingredients or the brand of cigarettes which contain the ingredients.” § 1335a(a). The-provision permits, but does not mandate, “[a] person or group of persons required to provide [the list] ... [to] designate an individual or entity to provide the list.” Id. In other words, to satisfy their respective reporting obligations, the manufacturers at their option may submit ingredient lists to a designated agent who, in turn, may transmit the information aggregately to the Secretary. Based on the information provided, the Secretary must transmit a report to Congress, “[a]t such times as the Secretary considers appropriate,” on research activities regarding the health effects or risks of cigarette additives and “any other information which the Secretary determines to be in the public interest.” § 1335a(b)(l). 10
The ingredient reporting provision sets forth comprehensive procedures for the Secretary’s handling of the information provided. Specifically, § 1335(b)(2)(A) provides:
Any information provided to the Secretary under subsection (a) of this section shall be treated as trade secret or confidential information subject to section 552(b)(4) of Title 5 [providing a trade secret exemption for disclosure under the Freedom of Information Act] and section 1905 of Title 18 [criminalizing disclosure of confidential information by federal officers or employees] and shall not be revealed, except as provided in paragraph (1) [respecting the Secretary’s report to Congress], to any person other than those authorized by the Secretary in carrying out their official duties under this section.
Despite the above-quoted section, a different section directs that the Secretary may not withhold the ingredient information from a requesting congressional committee or subcommittee. See § 1335a(b)(2)(B). 11 When faced with such a request, the Secretary must make the list available “and shall, at the same time, notify in writing the person who provided the list of such request.” Id. 12
Finally, the ingredient reporting provision requires the Secretary to ensure the confidentiality of the provided information through specified procedures, including (1) a designated custodian of the information who, when the information is not in use, “shall store it in a locked cabinet or file” and shall keep a record of those inspecting or using the information, § 1335a(b)(2)(C), and (2) a requirement that persons “permitted access to the information shall be instructed in writing not to disclose the information to anyone who is not entitled to have access to the information.” Id. 13
*66 2. Smokeless Tobacco Act
By the mid-1980’s, Congress became concerned that the federal government’s activities regarding the health hazards of cigarette smoking had no parallel with respect to smokeless tobacco products such as chewing tobacco and snuff. See S.Rep. No. 99-209, at 3-4 (1986), reprinted in 1986 U.S.C.C.A.N. 7, 9-10. According to the Senate Report, the almost-forgotten smokeless tobacco industry had staged a recent resurgence, and its products had become popular among youth who apparently considered such products a safe alternative to cigarette smoking. See id. Further evidence suggested that smokeless tobacco products contained “significant levels of nicotine” and were linked with serious health problems, including oral cancer. S.Rep. No. 99-209, at 3,1986 U.S.C.C.A.N. at 9. These factors led to regulatory action on various fronts regarding warning requirements. For example, a Massachusetts executive order required warning labels on the packages and in the advertisements of smokeless tobacco products. Id. Additionally, prominent health organizations called for legislation requiring warnings, and the FTC enlisted the Surgeon General’s help in considering a petition seeking warning label requirements. See S.Rep. No. 99-209, at 4-5, 1986 U.S.C.C.A.N. at 10-11.
In response to such regulatory efforts, Congress passed the Comprehensive Smokeless Tobacco Health Education Act of 1986 (the “Smokeless Tobacco Act”). The Senate Report explains that the Act, “for the most part, simply extends the provisions of ... the Comprehensive Smoking Education Act of 1984, to include smokeless tobacco products.” S.Rep. No. 99-209, at 5,1986 U.S.C.C.A.N. at 11. Thus, the Smokeless Tobacco Act contains features similar, but not identical, to the FCLAA as amended by the CSEA.
Like the CSEA, the Smokeless Tobacco Act calls for the Secretary of Health and Human Services to “establish and carry out a program to inform the public of any dangers to human health resulting from the use of smokeless tobacco products.” 15 U.S.C. § 4401. The statute bans the advertising of smokeless tobacco on radio and television, see 15 U.S.C. § 4402(f), and establishes a rotating warning requirement for package labels and advertising, with specific warnings regarding the potential adverse health effects of smokeless tobacco products. See § 4402. 14
Congress included in the Smokeless Tobacco Act an express preemption provision which states, in pertinent part:
No statement relating to the use of smokeless tobacco products and health, other than the statements required by [this act], shall be required by any State or local statute or regulation to be included on any package or in any advertisement ... of a smokeless tobacco product.
15 U.S.C. § 4406(b). 15 Unlike the FCLAA, the Smokeless Tobacco Act contains a “savings clause,” which provides: “Nothing in this chapter shall relieve any person from liability at common law or under State statutory law to any other person.” 15 U.S.C. § 4406(c). 16
The Smokeless Tobacco Act similarly provides for anonymous and aggregate ingredient reporting to the Secretary of Health and Human Services. § 4403(a). 17 Unlike the *67 FCLAA, however, the Smokeless Tobacco Act also requires smokeless tobacco manufacturers to specify the nicotine quantity contained in each product. Id. The statute’s provisions for the Secretary’s handling of the information are essentially identical to .those in the FCLAA, except for the absence of a cross reference to 18 U.S.C. § 1905, which criminalizes unauthorized disclosure of confidential information. Compare 15 U.S.C. § 1335(b)(2)(A) with 15 U.S.C. § 4403(b)(2). The statute also requires the Secretary to transmit informative and advisory reports to Congress. See 15 U.S.C. § 4407.
C. Preemption Principles
Having reviewed the federal and state statutes at issue in this case, we now consider the preemption principles that control our analysis of the question whether federal law either explicitly or impliedly preempts the challenged state law. We begin by noting that the health and safety of each state’s citizens “are primarily, and historically, matters of local concern.”
Medtronic v. Lohr,
— U.S. -, -,
Nevertheless, Article VI of the United States Constitution provides that federal law “shall be the supreme Law of the Land; ... any Thing in the Constitution or Laws of any State to the Contrary notwithstanding.” U.S. Const. Art. VI, cl. 2. As a result, “any state law, however clearly within a State’s acknowledged power, which interferes with or is contrary to federal law, must yield.”
Gade v. National Solid Wastes Mgmt. Ass’n,
In any preemption analysis, “[t]he purpose of Congress is the ultimate touchstone.”
Ingersoll-Rand Co. v. McClendon,
One method by which Congress may evince preemptive intent is through explicit preemption language.
See Jones v. Rath Packing Co.,
“More often, explicit pre-emption language does not appear, or does not directly answer the question. In that event, courts must consider whether the federal statute’s ‘structure and purpose,’ or nonspecific statu
*68
tory language, nonetheless reveal a clear, but implicit, pre-emptive intent.”
Barnett Bank,
- U.S. at -,
Finally, there exists an assumption that federal law does not supersede a state’s historic police powers “ ‘unless that [is] the clear and manifest purpose of Congress.’ ”
Cipollone,
While these principles are readily enough stated, their application in practice can be rather difficult because each preemption sce
*69
nario necessarily involves a unique intersection of federal and state law.
See Hines,
IV
Analysis
A. Express Preemption
Because Congress included express preemption language in both the FCLAA and the Smokeless Tobacco Act, “our initial concern is with express preemption and with the reach of the clause[s] in question.”
Wilson v. Bradlees of New Eng., Inc.,
1. FCLAA
Because the Disclosure Act does not require a “statement relating to smoking and health ... on any cigarette package,” 15 U.S.C. § 1334(a) (emphasis added), we are concerned only with § 1334(b), which provides:
No requirement or prohibition based on smoking and health shall be imposed under State law with respect to the advertising or promotion of any cigarettes the packages of which are labeled in conformity with the provisions of this chapter.
15 U.S.C. § 1334(b).
a. Cipollone
We begin with
Cipollone,
which concerned the viability of state common-law damages actions against cigarette manufacturers for injuries stemming from the lung-cancer death of Rose Cipollone.
See
To determine whether or not a particular common law claim fell within the express preemption clause, the plurality formulated the following “central inquiry”: “we ask whether the legal duty that is the predicate of the common-law damages action constitutes a ‘requirement or prohibition based on smoking and health ... imposed under State law with respect to ... advertising and promotion,’ giving that clause a fair but narrow reading.”
Id.
at 524,
On this basis, we apply a modified version of the test in this ease and ask whether or not the “predicate legal duty” created by the Disclosure Act constitutes a(l) a “requirement or prohibition ... imposed under State law,” (2) “based on smoking and health,” (3) “with respect to the advertising or promotion of any [properly labeled] cigarettes.” § 1334(b). 21
b. Application
(1) “Requirement or prohibition ... imposed under State law.”
Although members of the
Cipollone
Court disagreed over whether a state common-law damages action could constitute a “requirement” under § 1334(b), the Court unanimously agreed that “positive enactments” are state-imposed “requirement^] or prohibition[s]” within the meaning of that clause.
See
(2) “Based on Smoking and Health ”
We think it clear that the obligations imposed by the Disclosure Act are “based on smoking and health,” and the Commonwealth does not dispute this position. The law’s stated purpose, “[f]or the purpose of protecting the public health,” and the accompanying text strongly imply that its anticipated effect will be greater public awareness about the additives and nicotine in tobacco products and the potential health effects of those ingredients. Mass. Gen. Laws ch. 94, § 307B. The Disclosure Act, therefore, bears the requisite relationship to “smoking and health” within the meaning of § 1334(b).
See Vango Media,
Courts have found the requisite link to smoking and health lacking where the predi
*71
cate duty was “a more general obligation,” for example, “the duty not to deceive,”
Cipollone,
Here, the Commonwealth does not argue that the Disclosure Act imposes an obligation so general as to take it out of the smoking- and-health nexus of § 1334(b). While the argument could be made that the Disclosure Act predicates its obligations upon the general duty to follow state statutory reporting requirements rather than state-considerations that are “based on smoking and health,” we think such an argument impermissibly raises the level of generality of the inquiry. The logical extension of this argument would be that all obligations stemming from state positive-enactments are predicated on the “general duty” to “abide by state law,” thus bringing every such requirement outside the scope of the preemption clause even if it squarely involved otherwise preempted matters.
Cf. Cipollone,
(3) “With Respect to the Advertising or Promotion of Any Cigarettes ”
Having found that the Disclosure Act is a “requirement or prohibition based on smoking and health ... imposed under State law,” we turn to the main dispute underlying our express preemption analysis: whether or not the obligations imposed under the Disclosure Act are “with respect to the advertising or promotion of any cigarettes” within the meaning of § 1334(b). At first glance, the Disclosure Act’s reporting duties seem entirely unrelated to tobacco industry advertising and promotion. Certainly, as the district court found, the compelled furnishing of additive and nicotine-yield lists to state authorities does not itself constitute “advertising or promotion.” 23 Although the cigarette manufacturers do not seriously dispute this conclusion, they submit that the Disclosure Act’s requirements are “with respect to” advertising and promotion within the meaning of § 1334(b).
The cigarette manufacturers theorize that the FCLAA, through its mandated warning labels and express preemption language, exclusively delineates the necessary and sufficient health information that cigarette manufacturers may be compelled to communicate to the public. They contend that section 1334(b), therefore, in addition to preempting requirements to change cigarette labels or advertisements, prohibits any additional requirement to communicate to the public *72 about smoking and health. The manufacturers reason that the Disclosure Act, although styled as an agency reporting requirement, essentially compels them to communicate additional smoking and health information to the public because the health department will make the information publicly available. They assert that § 1334(b) would be rendered meaningless if the Commonwealth may accomplish indirectly what it may not accomplish directly by using the state agency “as a conduit” for the manufacturers’ compelled communication. In short, they claim that the Disclosure Act impermissibly requires them to participate in what amounts to a public service advertising campaign intended to supplement the federally mandated warnings.
In
Cipollone,
two of the Court’s opinions specifically analyzed the phrase “with respect to ... advertising and promotion”: Justice Stevens’ four-vote plurality opinion, which interpreted the phrase narrowly, and Justice Scalia’s opinion concurring in part and dissenting in part, in which Justice Thomas joined, which interpreted the phrase more broadly.
24
We note initially that the six Justices represented by these two opinions apparently agreed that the preemption clause reached plaintiffs’ failure-to-warn claims, at least insofar as they required proof that the manufacturers’ “post-1969 advertising or promotions should have included additional, or more clearly stated, warnings.”
The four-member plurality further found, however, that the preemption clause did not bar “[failure-to-warn] claims that rely solely on [the cigarette manufacturers’] testing or research practices or other actions
unrelated to advertising or promotion.” Cipollone
Under the plurality’s reasoning, there appears to be little doubt that the Disclosure Act is not “with respect to” advertising or promotion because the manufacturers do not satisfy their obligation to file annual reports to the state health department “through” an advertising or promotion channel.
See
Justice Scalia’s opinion, concurring in part and dissenting in part, disagreed with the plurality’s conclusion that a state law claim based on the failure to warn consumers “ ‘through channels of communication other than advertising or promotion’ ” would not come within § 1334(b)’s preemptive scope.
Id.
at 554,
Justice Scalia’s opinion also intimated, however, that a hypothetical law requiring disclosure of product health-hazards to a state public-health agency would bear “no relation” to industry advertising and promotion.
Id.
at 554,
In this case, of course, we are presented with an agency reporting requirement coupled with the probability that the information provided will be made public. Although the health department will likely publicize the required reports, the Disclosure Act does not “practically compel” the manufacturers to communicate smoking and health information to the public within Justice Scalia’s explication because, while the communicative action to consumers could alternatively be achieved through advertising and promotional efforts, the Disclosure Act itself admits of no such alternative to compliance. There is no suggestion that the manufacturers could somehow comply with the Disclosure Act simply by changing their advertising or promotional materials. Moreover, direct communication of the additive and nicotine-yield information to the public through some other means would not excuse the manufacturers’ duties under the law. Thus viewed, the Disclosure Act would survive even Justice Scalia’s more expansive, but distinct minority view of the preemption clause.
While our Cipollone-based analysis necessarily draws upon the dicta of six Justices who were not presented with an actual agency-reporting scheme, much less a scheme that contemplates the public release of the information reported, we believe that the Justices’ observations suggest a qualitative difference, for § 1334(b) purposes, between direct communication with the public and disclosure to a state agency. The fact that public health agencies exist to serve the public, and the absence of any secrecy mandates in the Cipollone opinions discussing state agency reporting requirements, further suggest that the agency’s ultimate use of the information does not bear on the question whether such a reporting scheme relates to advertising and promotion. In the end, we believe that Cipollone weighs strongly in favor of the Commonwealth’s position.
In the wake of Cipollone, several courts have dealt specifically with the question whether a state statute or common-law damages action, in various contexts, implicates the phrase, “with respect to ... advertising or promotion.” § 1334(b). In general, the cases yield a broad interpretation of the language at issue. Not surprisingly, therefore, the manufacturers rely heavily on select language from them. Although none of the cases involves a state-agency reporting scheme, we review them to contextualize the manufacturers’ arguments and to indicate how the cases differ from the instant dispute.
In
Vango Media, Inc. v. City of New York,
In this case, the cigarette manufacturers argue that Vango Media establishes that the FCLAA preempts any attempt to require anyone to provide smoking and health messages to the public through any media, even media other than industry advertisements. They argue that the Disclosure Act surely comes within this vast preempted realm. We do not read Vango Media so expansively. In Vango Media, the very display of tobacco advertisements invoked the city ordinance requirements, thus evincing a direct and substantial connection between the ordinance and industry advertising. See id. at 74-75. The Disclosure Act, on the other hand, does not impose conditions upon tobacco advertising or promotional decisions, which are irrelevant to the Disclosure Act’s obligations.
Moreover, even assuming (without deciding) that “with respect to” is synonymous with “relate to,” the Disclosure Act does not “relate to” advertising or promotion because it lacks the requisite “reference to” or “connection with” the preempted realm.
See California Labor Standards Enforcement v. Dillingham Construction,
— U.S. -, -,
Several other cases have involved state claims that sought to impose liability on tobacco product manufacturers for failing to disclose information to consumers through channels
other
than traditional advertising or promotion. A few courts have found general allegations in this regard insufficient to escape § 1334(b)’s preemptive reach.
See Cantley v. Lorillard Tobacco Co.,
In another case, a plaintiff creatively premised her failure-to-warn claim on the failure to employ specific “non-promotional communications,” such as “public service messages, seminars on smoking cessation and harmful smoking habits, direct mail-outs ..., public advocacy, and lobbying.”
Sonnenreich v. Philip Morris Inc.,
In yet another case more closely analogous to this one, a plaintiff sought an injunction to compel cigarette manufacturers to disclose to consumers “the nature, type, extent and identity” of all cigarette additives.
Lacey v. Lorillard Tobacco Co.,
Here, we are presented with more than a vague “tell-the-consumers-any-way-you-wish” claim.
Cipollone,
There would arguably appear to be little difference between requiring manufacturers to disseminate ingredient information directly to the public and requiring them to file such information with a state agency, which, in turn, will make the information publicly available. Nevertheless, there is a difference, and we are unpersuaded by the manufacturers’ argument that the difference is not substantively important. Moreover, we find doubtful their expansive interpretation of the with-respect-to-advertising-and-promotion condition.
While we need not decide the issue now, we are skeptical of the manufacturers’ sweeping proposition that the FCLAA prescribes the exclusive means by which they may be compelled to communicate health information directly to the public. On this point, we find informative the
Cipollone
plurality’s preservation of some claims that were based, in part, on the duty to communicate smoking-and-health information to the public.
See
Our skepticism aside, significantly, the Disclosure Act does not require the manufacturers to communicate directly with consumers. Of course, a quintessential state requirement “with respect to ... advertising and promotion” would be a law mandating changes or additions to the content of cigarette advertisements. One step removed from such a law would be a requirement that manufacturers mass-communicate additional warnings or other smoking-and-health information directly to consumers through channels other than advertising or promotion. At this point, the argument in favor of preemption begins to weaken given the
Cipollone
plurality’s seemingly narrow concern with requirements specifically involving advertising and promotional channels.
See
We think that the agency-reporting scheme prescribed under the Disclosure Act is insufficiently related to the advertising and promotion realm to bring the state law within § 1334(b)’s preemptive scope. As noted above, the reports required under the Disclosure Act do not themselves constitute or resemble promotional material. Once the manufacturers file the reports with the state public health agency,- their communicative obligation ceases. They will not be required to disseminate further the reported information, which becomes public (if at all), solely through agency action. Thus, unlike an obligation to advise consumers directly of any information, which may compel the manufacturers to engage in activity resembling advertising and promotional efforts, the Disclosure Act requires no such exertion. In fact, the law separates the normal source of product advertising and promotion, the tobacco industry, from any direct communicative action to the public. That the information contained in the report may eventually become widely disseminated does not transform the manufacturer’s initial reporting obligation into an advertising or promotional activity. In our view, an implied transformation of this sort would distort the language of § 1334(b) beyond Congress’ intent. In short, the line between “with respect to” and “no relation to” advertising and promotion must be crossed at some point, and although we need not pinpoint that exact location now, we think it has been crossed here.
Moreover, we disagree with the manufacturers’ argument that the Disclosure Act meets this condition because it reflects the Commonwealth’s “impermissible judgment” that the federally-mandated health warnings are inadequate and thus constitutes an attack upon those warnings. The
Cipollone
plurality specifically rejected the proposition that § 1334(b) broadly preempts any claim that inevitably questions the suitability of the manufacturers’ advertising and promotion activities.
See
We find, therefore, that the reach of the FCLAA’s express preemption clause, § 1334(b), does not preclude enforcement of the Disclosure Act. We reach this conclusion even assuming that underlying the state law is discontent with the federally mandated warnings and the desire to communicate the additive and nicotine-yield information to the public. Looking to the actual effect of the state law, the Disclosure Act does not require alterations in the industry’s advertising and promotional activities, or impose any duty to disclose information through those channels. The state law’s obligations are neither triggered by advertising decisions, nor could they be fulfilled by altering cigarette labels or advertisements. The law does not direct the manufacturers to employ any mass-marketing or other techniques even remotely resembling advertising and promotion. In the end, we think that had Congress intended to prohibit the public disclosure of smoking and health information that, at some point, the tobacco-product manufacturers had disgorged under state law, the limited phrase “with respect to advertising and promotion” would be an odd vehicle to reach this end. Thus, we find the explicit preemption language and legislative history insufficient to “clear[ly] and manifestly]” overcome the presumption against preemption of a state’s traditional powers to legislate for the health and safety of its citizens.
Mortier,
2. Smokeless Tobacco Act
Our inquiry into the scope of the Smokeless Tobacco Act’s preemption clause is considerably simpler than the preceding analysis. The Smokeless Tobacco Act provides that
No statement relating to the use of smokeless tobacco products and health, other than the statements required by [this act], shall be required by any State or local statute or regulation to be included on any package or in any advertisement (unless the advertisement is an outdoor billboard advertisement of a smokeless tobacco product.)
15 U.S.C. § 4406(b) (emphasis added).
We find dispositive the phrases
“on
any package” and
“in
any advertisement,” which differ significantly from the broader “with respect to” language in the FCLAA’s preemption provision.
Cf. Cipollone,
We observe that our holding is wholly consistent with the Smokeless Tobacco Act’s “savings clause” which preserves, inter alia, state common-law failure to warn claims. See 15 U.S.C. § 4406(c); S.Rep. No. 99-209, at 14, 1986 U.S.C.C.A.N. at 13 (also stating that Smokeless Tobacco Act is not intended “to preempt a State’s ability to control the promotion or advertising of tobacco products”). If claims directly attacking the adequacy of package labeling and advertising survive the Smokeless Tobacco Act’s express preemption clause, then the reporting obligations under the Disclosure Act surely survive as well.
We conclude that neither the FCLAA nor the Smokeless Tobacco Act expressly preempts the Massachusetts Disclosure Act.
B. Implied Preemption
1. A Proper Inquiry ?
Before we turn to the manufacturers’ implied pre-emption arguments, we first address the Commonwealth’s contention that
Cipollone
precludes any preemption analysis beyond the scope of the express preemption clause. In
Cipollone,
the Court held that “the pre-emptive scope of the 1965 Act and the 1969 Act is governed entirely by the express [preemption] language in ... each Act” and explained that “Congress’ enactment of a provision defining the pre-emptive reach of a statute implies that matters beyond that reach are not pre-empted.”
Subsequent to
Cipollone,
the Court clarified the appropriate approach to implied preemption issues in cases in which express preemption language exists. In
Freightliner Corp. v. Myrick,
In this case, the manufacturers’ implied preemption arguments are largely based on the ingredient reporting provisions added to the FCLAA by the CSEA in 1984, which were not at issue in
Cipollone. See
We are bound, however, by the
Cipollone
majority’s holding that § 1334(b) governs the preemptive scope of the 1965 and 1969 Acts. Having found that the Disclosure Act falls outside the domain of § 1334(b), we engage in an implied preemption analysis only to the extent it relies on the amendments wrought by the CSEA in 1984. In other words, we are not at liberty to address any implied preemption theories based solely on the FCLAA in its 1965 or 1969 versions, independent of the CSEA. Moreover, given that a majority of the Court has indicated that the FCLAA’s express preemption clause implies
*79
that matters outside its scope are not preempted,
see Cipollone,
2. Manufacturers’Arguments
As detailed above, both the FCLAA and Smokeless Tobacco Act direct tobacco-product manufacturers to provide to the Secretary of Health and Human Services an annual ingredients list which does not identify the manufacturer or the brand represented by the list, information which may be submitted aggregately by more than one manufacturer through an agent. See 15 U.S.C. §§ 1335a(a), 4403(a). Under both statutes, the information provided is “treated as a trade secret or confidential information,” and its unauthorized disclosure is forbidden. See §§ 1335a(b)(2)(A), 4403(b)(2)(A). 30 The laws further require the Secretary to establish written procedures by which the information will be safeguarded and specifically mandates that those procedures include certain custodial, storing, and access arrangements. See §§ 1335a(b)(2)(C), 4403(b)(2)(C). The manufacturers contend that the Disclosure Act is impliedly preempted in light of these provisions combined with the structure and purpose of the statutes.
The manufacturers do not rely, nor could they rely, on the theory that compliance with both the Disclosure Act and federal law presents a “physical impossibility.”
See Florida Lime & Avocado Growers, Inc. v. Paul,
Specifically, the manufacturers argue that through the FCLAA and the Smokeless Tobacco Act, Congress intended to establish a careful balance between two national interests: (1) educating the public about the use of tobacco products and health and (2) limiting commercial burdens on the tobacco industry. The ingredient reporting and safeguarding provisions, they contend, further these purposes in a unique and exclusive manner. They reason that, while the required ingredient lists allow Congress, with the assistance of the Department of Health and Human Services (“HHS”) and its research efforts, to determine the continued adequacy of the mandated warning labels, nonetheless the information provided is kept in strict confidence through elaborate statutory protections. These comprehensive provisions, the manufacturers claim, limit the impact upon commerce associated with reporting and evaluating ingredient information.
The manufacturers assert that, by prescribing both an anonymous form of ingredient disclosure and strict safekeeping of the information provided, Congress intended to avoid “unnecessary invasion of company-specific and brand-specific trade secret information.” They contend that Congress could have required full ingredient disclosure on all product labels, or, at the other extreme, no disclosure whatever. Instead, it chose a specific intermediate position which represents a “precisely calibrated balance” that, in Congress’ judgment, best served the public.
The manufacturers further contend that the anonymity provided them when submitting the ingredient lists indicates that the additional provisions protecting the confidentiality of the collected information are not merely matters of “custody” or “internal housekeeping.” While conceding that the federal statutes do not grant the information “trade secret status” per se, the manufacturers nonetheless argue that, for preemption *80 purposes, the exacting confidentiality provisions reflect Congress’ concern for the potential loss of commercial advantage, which itself is part and parcel of Congress’ broader intent to protect commerce and the national economy.
According to the manufacturers, enforcement of the Disclosure Act’s obligations to disclose brand-specific and company-specific ingredient information, without guarantees of confidentiality, would frustrate the purposes of the FCLAA and Smokeless Tobacco Act. They contend that the federal statutes’ intricate information-safekeeping provisions “would be utterly pointless” if a state were permitted to make publicly available information that the federal government may not even collect, much less reveal. Moreover, they claim, it would be “absurd” for the HHS Secretary to continue to collect the federally prescribed ingredient information when even more precise, brand specific information collected pursuant to the Disclosure Act would be readily available. Because Congress carefully limited the collection and disclosure of cigarette ingredients in furtherance of the balance between health education and trade protection, they argue, collection and disclosure of the type contemplated by the Disclosure Act would “stand[ ] as an obstacle to the accomplishment and execution of the full purposes and objectives of Congress.”
Hines v. Davidowitz,
The manufacturers also offer a closely related argument: the Disclosure Act intrudes into a “field,” albeit a narrow one, that Congress intended federal law to occupy exclusively. To this end, they assert that the HHS Secretary’s role to review cigarette ingredients from a health standpoint, the stringent confidentiality procedures, and the balance of national interests “evince Congress’ intent to occupy the field of cigarette ingredient reporting, monitoring and review.” In sum, they argue that the very comprehensiveness, complexity, and specificity of the federal reporting provisions evince a federal dominance and pervasiveness in ingredient reporting and disclosure that allows no room for supplemental state laws such as the Disclosure Act. Ultimately, we find the manufacturers’ arguments unpersuasive.
3. Actual Conflict
Topics that warrant congressional legislation necessarily entail issues of national concern.
See English v. General Elec. Co.,
*81 a. Balance of National Interests?
As indicated above, the FCLAA contains explicit language setting forth its policy and purpose:
It is the policy of the Congress, and the purpose of this chapter, to establish a comprehensive Federal program to deal with cigarette labeling and advertising with respect to any relationship between smoking and health, whereby—
(1) the public may be adequately informed about any adverse health effects of cigarette smoking by inclusion of warning notices on each package of cigarettes; and
(2) commerce and the national economy may be (A) protected to the maximum extent consistent with this declared policy and (B) not impeded by diverse, nonuniform, and confusing cigarette labeling and advertising regulations with respect to any relationship between smoking and health.
15 U.S.C. § 1331. 31
The manufacturers’ implied preemption arguments rely heavily on select phrases from § 1331 and on certain language in our pre
Cipollone
decision,
Palmer v. Liggett Group, Inc.,
in which we held that the FCLAA impliedly preempted state common-law causes of action based on failure-to-warn theories.
See
On review of the Third Circuit’s
Cipollone
opinions,
32
the Supreme Court acknowledged the § 1331-based “protection of national economy” theory, quoting the same phrase we quoted in
Palmer
when reviewing the prior proceedings of the case.
See Cipollone,
*82
The Court’s evident rejection of the lower court’s “balance of national interests theory” is reflected in the Court’s refusal to engage in an implied preemption analysis even as to those claims not expressly preempted. Had the Court been inclined to recognize and give preemptive effect to the asserted balance, it might have found preempted the surviving failure-to-warn and fraudulent misrepresentation claims which, if successful, would certainly inflict a burden upon the tobacco trade. Instead, the Court recognized the limited purpose of avoiding the burden on the national economy specifically posed by nonuniform labeling and advertising regulations.
36
Moreover, the Court indicated that Congress addressed this concern largely, if not solely, through the express preemption clause, which we have addressed above.
See Cipollone, 505 U.S.
at 514,
We cannot ignore the
Cipollone
majority’s reading of the congressional purpose evinced in § 1331, which is considerably more limited than our enunciation in
Palmer
and the manufacturers’ current contentions. Given the Court’s narrower interpretation, we conclude that the Disclosure Act does not impede either purpose expressed in § 1331 because it neither obstructs the congressionally mandated warning labels, nor (for the reasons expressed previously) impedes the national economy by imposing a diverse or nonuniform advertising regulation. Although § 1331 may express some general concern for protecting commerce and the national economy, we will not find preemption where a state law merely creates some general tension with a federal law’s abstract objectives.
See Commonwealth Edison Co. v. Montana,
Having found that the purported general national policy does not yield a special statutory feature that warrants preemption, we turn to specific statutory provisions with which the Disclosure Act allegedly conflicts.
Cf. Montana,
b. Conflict with Federal Reporting Provisions?
The manufacturers contend that the Disclosure Act conflicts with, and effectively “repeals,” Congress’ carefully wrought ingredient reporting scheme. They argue that the federal anonymity and confidentiality protections show congressional intent to oust state laws such as the Disclosure Act, which demand product-specific and brand-specific information without protection of confidentiality. Normally, however, state laws are not preempted “ ‘solely because they impose liability over and above that authorized by federal law.’”
English,
On their face, the FCLAA and Smokeless Tobacco Act do not protect generally the confidentiality of tobacco-industry ingredient information. Rather, they secure only “information provided to the Secretary under [the reporting provisions].” 15 U.S.C. §§ 1335a(b)(2)(A), 4403(b)(2)(A). By like token, the provisions mandating the Secretary to establish confidentiality procedures, while notable for their specificity, apply only to the information provided to her under the statutes. See §§ 1335a(b)(2)(C), 4403(b)(2)(C). Furthermore, as the manufacturers concede, the statutes do not confer “trade secret” or “confidential” status upon the information, but only “treat[ ]” it as such. Id.
While the statutes strictly forbid unauthorized disclosure, the proscriptions govern the conduct of only certain federal officers or employees. 37 For example, the laws bestow upon the collected information the benefit of the trade secrets exemption in the Freedom of Information Act (“FOIA”). See 5 U.S.C. § 552(b)(4). The FOIA, however, by its own terms, applies only to federal executive branch agencies. See 5 U.S.C. §§ 551(1), 552(a). Thus, HHS employees and other federal employees need not make publicly available the collected information under the FOIA, but the exemption would not inhibit the conduct of state agencies possessing such information, which are not governed by the FOIA in the first instance. The FCLAA further indicates Congress’ strong intent to ensure the confidentiality of the collected information by incorporation of 18 U.S.C. § 1905, which criminalizes unauthorized disclosure of confidential or trade secret information. Again, section 1905 itself applies only to “an officer or employee of the United States or of any department or agency thereof’ and certain other persons not implicated here. Id.
Moreover, the legislative histories referencing the reporting provisions make little or no mention of the ancillary confidentiality protections and certainly do not reveal any intent generally to safeguard industry ingredient-information outside of the lists provided to the Secretary. With regard to the reporting provision in the CSEA, House Report 805 accompanying the CSEA explains only that it “would permit the federal government to initiate the toxicologic research necessary to measure any health risk posed by additives and other ingredients to cigarettes during the manufacturing process.” H.R.Rep. No. 98-805, at 21, 1984 U.S.C.C.A.N. at 3734. Senate Report 209 accompanying the Smokeless Tobacco Act states only that the provision “is included to further the accumulation of knowledge about the health risks of smokeless tobacco use, particularly the possible hazards of substances added to tobacco to enhance flavor and for other purposes.” S.Rep. No. 99-209 at 14, 1986 U.S.C.C.A.N. p. 13. The reports neither discuss nor elaborate upon the purpose of the confidentiality protections.
The textual and historical indications lead to the conclusion that Congress primarily intended the reporting provisions in the FCLAA and Smokeless Tobacco Act to further toxicological research. By “treating]” the collected information as a “trade secret” or “confidential,” the statutes further the primary research objective in a meaningful, but limited, way: facilitating ready access to the ingredient information required for research purposes by assuring the tobacco industry that any trade secret interests in the information provided to the Secretary will be safeguarded. 38 In our view, the fact that Congress took great care to safeguard reported ingredient information at most indicates that Congress presumed the information’s confidential nature for the purposes of *84 its regime. Perhaps Congress even assumed that there was no question as to the trade secret status of the ingredient information. Underlying assumptions, however, do not merit preemptive force; legislative enactments do. Our review of the statutory text and legislative history does not yield the requisite clear and manifest congressional intent to speak nationally and finally on the general confidential status of tobacco-product ingredients. 39
Thus, while Congress proceeded expeditiously with its health research objectives by treating the ingredient information as a trade secret, it did not thereby preempt States from otherwise lawfully obtaining (or attempting to obtain) such information. Moreover, that Congress did not intend through the FCLAA and Smokeless Tobacco Act nationally to protect all tobacco-product ingredients information does not necessarily force the manufacturers to reveal their purported trade secrets. The manufacturers may well have valid trade secret interests that are threatened by the Disclosure Act. The actual merit of any trade secret claim, however, is not before us now, and we are not at liberty to speculate as to the resolution of the issue.
40
Cf. CSX Transp., Inc. v. Easterwood,
The manufacturers insist that enforcement of the Disclosure Act will circumvent or otherwise nullify federal law because it potentially allows widespread access to information that, when in the federal government’s hands, would not be publicly available. Having found, however, that national trade-secret protection of ingredient information is neither a feature nor an objective of the statutes, the state law does not “nullify” the federal confidentiality protections because the information submitted under the federal regime itself is not affected by it. In other words, enforcement of the Disclosure Act neither directly nor indirectly allows access to the information in the HHS’s possession. Moreover, because the Disclosure Act leaves completely unaffected the requirements, procedures, and programs of the FCLAA and Smokeless Tobacco Act, it does not interfere with the methods by which Congress sought to reach its research and public-education goals.
Cf. Ouellette,
The manufacturers seek solace in
Hyde Park Partners v. Connolly,
The manufacturers contend that, here, Congress carefully chose a “point of equipoise” between ingredient reporting and confidentiality, which' the Disclosure Act impermissibly alters. We disagree. First, unlike the temporal public-disclosure balance in
Hyde Park,
the purported “point of equipoise” itself is not directly disturbed because the Disclosure Act has no effect on the federal laws’ collection and safeguarding efforts with respect to the information provided to the Secretary. ,. Second, even assuming the state law somehow altered the purported balance, “[u]nder
Hyde Park,
the question is not whether a congressionally calibrated system is altered by state law, but
if altered, whether the change obstructs the purpose of Congress.” Associated Indus. of Mass. v. Snow,
Finally, we find no evidence that Congress intended to effect national “uniformity” in ingredient reporting and disclosure regulations.
41
In
Wood,
both the statutory language and legislative history indicated Congress’ intent to effect uniform federal motor-vehicle safety standards throughout the 'country.
See
In sum, the reporting provisions protect only the particular information provided to the HHS while in the hands of HHS employees, and only from disclosure by HHS or certain federal government employees. Congress considered the submission of aggregate and anonymous ingredient information sufficient for its research purposes, and, to be sure, intended to safeguard the confidentiality of the information once provided. Although Congress apparently accepted any claim to the trade secret status of tobacco industry ingredient-information, it did not intend to immunize manufacturers nationally from any additional reporting or disclosure requirements, or to prevent the public from becoming aware of such information other than that particularly provided to the HHS under the federal schemes. While enforcement of the Disclosure Act may ultimately make the confidentiality protections somewhat redundant, it does not frustrate the controlling congressional purpose to initiate toxicological research on the effects of tobacco-product additives. In light of the strong presumption against preemption of state health-and-safety regulations that governs our analysis, we find that the federal statutes’ provisions to protect the confidentiality of tobacco-product ingredient information do
*86
not constitute a “special feature” overcoming that presumption.
See English,
4. Field Occupation
Having found no actual conflict between the federal laws and the Disclosure Act, we turn to the argument that the Disclosure Act nonetheless treads upon an exclusive federal regulatory domain. ‘“Where ... the field which Congress is said to have pre-empted’ includes areas that have ‘been traditionally occupied by the states,’ congressional intent to supersede state laws must be ‘ “clear and manifest.” ’ ”
English,
It is evident that the FCLAA and Smokeless Tobacco Act preempt state regulation in the area of tobacco-product labeling and warnings. The statutes do not purport, however, to regulate exclusively all other aspects of tobacco-produet use or sales.
42
While the reporting provisions address ingredient collection and safekeeping “in considerable detail,”
id.,
those provisions simply further the statutory goal of toxicological research on the part of HHS, with a view toward potential additional federal regulatory action. Although the federal scheme is in some respects comprehensive, it is not “ ‘so pervasive as to make reasonable the inference that Congress left no room for the States to supplement it.’ ”
Mortier,
Nor can the manufacturers maintain that the Disclosure Act treads upon the preempted domain of labeling and advertising. On this point, the Court’s analysis in
English
is instructive. In
English,
respondent argued that a federal provision forbidding retaliation for making a nuclear-safety complaint was an integral part of the preempted field of nuclear safety, and thus, state law remedies for conduct covered under the federal retaliation provision were preempted.
See
Here, while the federal reporting provisions bear some relation to the field of labeling and advertising, their “paramount purpose” is to initiate toxicological research into the health hazards posed by additives. It would be speculative, at best, to envision how the manufacturers’ reporting obligations to the Massachusetts Department of Public Health under the Disclosure Act might have a remote effect, much less a direct and substantial one, on federal efforts in the area of labeling and advertising.
Cf. Schneidewind,
Thus, we find no indication in the federal statutes that Congress intended to supplant any and all state involvement in the area of tobacco-product ingredient collecting, monitoring, and review. In the absence of such indication, the mere detail by which the statutes collect and safeguard ingredient information is insufficient to establish a “clear and
*87
manifest” intent on the part of Congress to supersede state laws,
English,
V
Conclusion
Although Congress sought through the FCLAA and the Smokeless Tobacco Act to achieve several goals on the subject of tobacco-product use and health, preventing states from obtaining information regarding product additives and disclosing such information to the public was not one of them. Congress is free, of course, to enact legislation to bar the operation of laws such as the Disclosure Act. We are satisfied, however, that it has not done so yet, and “[t]he courts should not assume the role which our system assigns to Congress.”
Pacific Gas & Electric,
For the foregoing reasons, we affirm the district court’s ruling that the Massachusetts Disclosure Act survives the manufacturers preemption challenge. Costs to Appellees.
ATTACHMENT
Appendix A
In its entirety, the Massachusetts Disclosure Act provides:
§ 307B. Manufacture of tobacco products; annual reports including added constituents and nicotine yield ratings; disclosure; exclusions
For the purpose of protecting the public health, any manufacturer of cigarettes, snuff or chewing tobacco sold in the commonwealth shall provide the department of public health with an annual report, in a form and at a time specified by that department, which lists for each brand of such product sold the following information:
(a) The identity of any added constituent other than tobacco, water or reconstituted tobacco sheet made wholly from tobacco, to be listed in descending order according to weight, measure, or numerical count; and
(b) The nicotine yield ratings, which shall accurately predict nicotine intake for average consumers, based on standards to be established by the department of public health.
The nicotine yield ratings so provided, and any other such information in the annual reports with respect to which the department determines that there is a reasonable scientific basis' for concluding that the availability of such information could reduce risks to public health, shall be public records; provided, however, that before any public disclosure of such information the department shall request the advice of the attorney general whether such disclosure would constitute an unconstitutional taking of property, and shall not disclose such information unless and until the attorney general advises that such disclosure would not constitute an unconstitutional taking.
This section shall not require a manufacturer, in its report to the department or otherwise, to identify or disclose the specific amount of any ingredient that has been approved by the Food and Drug Administration, Public Health Service, United States Department of Health and Human Services (“FDA”), or its successor agency, as safe when burned and inhaled or that *88 has been designated by the FDA, or its successor agency, as generally recognized as safe when burned and inhaled, according to the Generally Recognized As Safe list of the FDA.
Mass. Gen. Laws ch. 94, § 307B.
Notes
.The specific plaintiffs-appellants are Philip Morris Incorporated, R.J. Reynolds Tobacco Company, Brown & Williamson Tobacco Corporation, and Lorillard Tobacco Company ("the cigarette manufacturers”) [case no. 97-8022], and United States Tobacco Company, Brown & Williamson Tobacco Corporation, Conwood Company, L.P., National Tobacco Company, L.P., The Pinkerton Tobacco Company, and Swisher International, Inc. ("the smokeless tobacco manufacturers”) [case no. 97-8023].
. The specific defendants-appellees are L. Scott Harshbarger, Attorney General of the Commonwealth of Massachusetts, and David H. Mulligan, Massachusetts Commissioner of Public Health.
. Because of the Disclosure Act’s extended effective date, now November 1, 1997, the district court deferred consideration of the manufacturers’ contemporaneously filed preliminary injunction motion.
. When reviewing a district court’s ruling on cross-motions for summary judgment, normally we consider the record evidence with respect to each motion separately "to determine whether either of the parties deserves judgment as a matter of law on facts that are not disputed.”
Wightman v. Springfield Terminal Ry. Co.,
. See Appendix A for the full text of the Disclosure Act, Mass. Gen. Laws ch. 94, § 307B.
. At the time, the warning was not required in cigarette advertisements.
. For example, the Federal Communications Commission announced its intention to consider a proposed rule that would ban radio and television cigarette commercials, while the California Senate “passed a total ban on both print and electronic cigarette advertisements.”
Cipollone,
. In part because the new preemption provision banned restrictions imposed only "under State law,” in 1972 the Federal Trade Commission extended the warning requirements to print advertisements, as well as package labels.
See Cipollone,
. Specifically, the new required warnings, all preceded by the phrase “SURGEON GENERAL'S WARNING,” are as follows:
Smoking Causes Lung Cancer, Heart Disease, Emphysema, And May Complicate Pregnancy. Quitting Smoking Now Greatly Reduces Serious Risks to Your Health.
Smoking by Pregnant Women May Result in Fetal Injury, Premature Birth, and Low Birth Weight.
Cigarette Smoke Contains Carbon Monoxide. - 15 U.S.C. § 1333(a).
. The legislative history indicates that the ingredient reporting provision was intended to supply statutory authority to require the manufacturers to disclose such information and to "supercede, in all respects, a voluntary agreement entered into between the Department of [Health and Human Services] and the tobacco industry in June, 1982.” H.R.Rep. No. 98-805, at 21, 1984 U.S.C.C.A.N. at 3734. The House Report further explains that the provisions “would permit the federal government to initiate the toxicologic research necessary to measure any health risk posed by the addition of additives and other ingredients to cigarettes during the manufacturing process." Id.
. The extent to which members of Congress are bound, if at all, by the disclosure prohibitions is unclear.
. It appears, however, that the Secretary’s efforts to notify the "person who provided the list” may be made more difficult by § 1335a(a)’s option for such persons to provide the list anonymously through a third individual or entity.
.In addition to amending the FCLAA, the CSEA also directed the Secretary to "establish and carry out a program to inform the public of any dangers to human health presented by cigarette smoking.” 15 U.S.C. § 1341. Pursuant to that program, the Secretary must, inter alia, coordinate research on smoking and health and disseminate pertinent information to the public. See id. at § 1341(a). To carry out some of the program’s purposes, the CSEA established an Interagency Committee on Smoking and Health. See id. at § 1341(b). The Secretary also must transmit specified reports to Congress regarding efforts made to inform the public of the health hazards of smoking and other information. See id. at§ 1341(c).
. The specific texts of the alternative warnings, all preceded by the word "WARNING,” read:
THIS PRODUCT MAY CAUSE MOUTH CANCER.
THIS PRODUCT MAY CAUSE GUM DISEASE AND TOOTH LOSS.
THIS PRODUCT IS NOT A SAFE ALTERNATIVE TO CIGARETTES.
15 U.S.C. § 4402(a)(1).
. Additionally, the Smokeless Tobacco Act specifically precludes any federal agency from requiring any such statements. See 15 U.S.C. § 4406(a).
. Senate Report 209 explains that "the Committee [on Labor and Human Resources] wants to emphasize that by including provisions in [the Act] which require health warnings on packages and advertisements for smokeless tobacco products, and by preempting State and local laws requiring additional health warnings, it does not intend to preempt a State’s ability to control the promotion or advertising of tobacco products and does not intend to preempt product liability suits in State or Federal courts based on failure to warn.” S.Rep. No. 99-209, at 14, 1986 U.S.C.C.A.N. at 13.
.According to the Senate Report, the Smokeless Act’s ingredient reporting provision is "very similar” to that in the CSEA and "is included to further the accumulation of knowledge about the *67 health risks of smokeless tobacco use, particularly the possible hazards of substances added to tobacco to enhance flavor and for other purposes.” S.Rep. No. 99-209, at 14, 1986 U.S.C.C.A.N. at 13.
. The preemption framework described, while providing a useful backdrop for our analysis, does not reflect "rigidly distinct" preemption categories.
English,
. In
Cipollone,
a majority of the Supreme Court employed the presumption in analyzing and construing the 1965 Act's express preemption provision.
See
. We acknowledge that the
Cipollone
plurality's “narrow'' reading of the preemption provision is not without disagreement by other members of the Court.
See
. It is undisputed that the cigarette manufacturers’ cigarette packages are properly labeled under the FCLAA.
. The Disclosure Act constitutes a "requirement” because unless tobacco product manufacturers comply with its reporting provisions, they must forgo selling their products in Massachusetts.
Cf. Vango Media, Inc. v. City of New York,
. In reviewing the FCLAA as a whole,
see Crandon v. United States,
. Justice Blackmun’s concurring and dissenting opinion, joined by two other Justices, expressed the view that the 1969 Act's preemption clause did not reach state common law claims at all. Thus, these three Justices expressed no view on the meaning of the phrase at issue here.
. Noting that manufacturers normally communicate required product warnings through advertising and promotion, Justice Scalia found it "implausible that Congress meant to save cigarette companies from being compelled to convey such data to consumers through that means, only to allow them to be compelled to do so through means more onerous still."
Cipollone,
. The
Lacey
court acknowledged the
Cipollone
plurality's suggestion that the FCLAA would not preempt a state law requirement to disclose smoking-and-health facts to an administrative agency.
See
.
See Penn Advertising v. Mayor of Baltimore,
. The manufacturers do not argue that the 1984 amendments to the FCLAA wrought by the CSEA in any manner changed or affected the meaning of the express preemption clause, last amended in 1969. Thus, we do not address the question whether the ingredient reporting requirements or other amendments affect the express preemption analysis.
. For the reasons stated in our FCLAA express preemption analysis, we reject the manufacturers' argument that the publicizing of the ingredient lists effectively transforms the lists into an *78 "advertisement” within the meaning of § 4406(b).
. The FCLAA additionally makes such disclosure a felony by explicit reference to 18 U.S.C. § 1905, which criminalizes unauthorized disclosure of trade secret or confidential information by federal officers or employees. See 15 U.S.C. § 1335a(b)(2)(A).
. Although the Smokeless Tobacco Act does not contain a § 1331 counterpart, the smokeless tobacco manufacturers seek to avail themselves of arguments related to this section because of the similar substantive provisions in the two statutes. Because a statute's substantive provisions carry out its purpose, they argue, Congress must have intended the same polices and purposes to animate the two statutes. For the sake of argument, we accept their contention that the same pertinent purposes animate the two statutes.
. The Third Circuit produced a number of published opinions for the
Cipollone
case. Although the Supreme Court discussed the Court of Appeals’ opinion published at
. The Court also cited
Palmer
as an example of a case following the Third Circuit's analysis in
Cipollone,
. We modify the Court’s language here in light of the 1984 amendment to § 1331(1) reflecting the new rotating warning system.
. As indicated earlier, the Cipollone Court did not address the CSEA and its amendments to the FCLAA. We see no reason, however, why the CSEA would change the Court’s interpretation of *82 the text of § 1331(2), which has never been amended, regarding the nature of the burden to the national economy sought to be avoided under the FCLAA. While the CSEA necessarily furthers the congressional purposes expressed in § 1331, nothing in the 1984 amendments suggests that it alters the scope of the protected interest expressed in § 1331(2), as interpreted by the Court in Cipollone.
. At this point, we will not speculate as to the nature and character of the burden created should other states impose differing reporting requirements.
See English
. The proscriptions against disclosure are subject to any request by a congressional committee or subcommittee. See 15 U.S.C. §§ 1335a(b)(2)(B), 4403(b)(2)(B).
. Furthermore, the mere fact that Congress found an aggregate form of ingredients disclosure sufficient for its purposes is no indication that increased state requirements would conflict with its own scheme.
. We are thus unpersuaded by the manufacturers' citation of isolated bits of hearing testimony referring to the CSEA's protection of "trade secret” ingredient information.
See e.g.,
130 Cong. Rec. 24,626 (1984). Such statements, while indicative of Congress’ intent to protect the presumed confidential status of the information provided to the Secretary, do not reveal a purpose to grant tobacco-product manufacturers nationwide immunity from state attempts to obtain and publicize ingredient information.
Cf. Mortier,
. From our review of the manufacturers' complaints, it appears that the merits of any trade secret claims underlie their takings and full faith and credit claims.
. We note the observation that a congressional determination to effect a nationally uniform standard presents "a situation similar in practical effect to that of federal occupation of a field." Tribe, supra § 6-26, at 486.
. Although the statutes also contain provisions to further health education through research, we find no indication that Congress intended to oust supplemental state efforts in this regard as well.
. The cigarette manufacturers also assert that the Disclosure Act is not a matter of "local concern" because it addresses an issue of national significance as to which Massachusetts has no special or unique interest and that, by its very nature, it will necessarily have nationwide impact thereby contradicting a policy decision made for the nation by Congress. To the extent this argument touches upon the "balance of national interests" theory, we have disposed of that above for the purposes of preemption analysis. To the extent the argument touches upon any Commerce Clause claims,
see generally Hyde Park,
