Kenneth Craig VICKERS, Appellant v. The STATE of Texas, Appellee
No. 06-14-00072-CR
Court of Appeals of Texas, Texarkana.
Submitted: March 4, 2015. Decided: April 27, 2015
461 S.W.3d 592
Further, we note that the trial court‘s dismissal of the State‘s indictment arose in the form of a ruling on Schunior‘s pre-trial writ of habeas corpus; no evidence has been presented in this case. We have only the allegations in the indictment on which to base our consideration of the “primary crime” underlying the charged aggravated assault with a deadly weapon. The indictment does not allege any facts that would support felony assault, rather than misdemeanor assault, as the “primary crime” of the charged aggravated assault. See
CONCLUSION
Construing the plain unambiguous language of the statutes within the context of the entire statutory scheme, and giving effect to both statutes, we hold that
William W. Ramsay, Dist. Atty., Peter I. Morgan, Asst. Dist. Atty., Sulphur Springs, TX, for appellee.
Before Morriss, C.J., Moseley and Burgess, JJ.
OPINION
Opinion by Justice Burgess
Kenneth Craig Vickers was indicted for burglary of a habitation with intent to commit aggravated assault and aggravated kidnapping. After entering an open plea of guilty to the indicted offense, Vickers elected to have the trial court decide punishment. After hearing the evidence, the trial court found Vickers guilty, entered a finding that he used or exhibited a deadly weapon, and sentenced him to fifty years’ imprisonment. On appeal, Vickers contends (1) that his plea was involuntary because the written and oral admonishments failed to put him on notice that he was pleading guilty to an offense involving a deadly weapon and (2) that he did not receive a fair trial because the trial court failed to base its ruling solely upon the evidence adduced at trial. We affirm the trial court‘s judgment.
I. Factual Background
Around 4:30 a.m. on April 20, 2013, Jake Sewell arrived at Kenneth Craig Vickers’ home and claimed that Cody Ramsey had robbed him. Sewell had learned that Ramsey was staying at Angelina Vallentine‘s apartment in Sulphur Springs, Texas, with Angelina‘s son, Jamie Lindsey. Accordingly, Sewell and Vickers travelled to Vallentine‘s apartment to find Ramsey. When they arrived, Sewell stayed in the car while Vickers went to the apartment, even though Vickers did not know Ramsey. Vickers knocked on the door, and when Angelina‘s four-year-old daughter, Sierra, opened it, Viсkers brushed past her into the apartment and chastised her for allowing a complete stranger to enter her home. Once inside, Vickers pulled a “big gun” from inside his coat, yelled at Angelina‘s husband, Jesse, and put the gun against Jesse‘s head.
Vickers then took Jesse, Angelina, and Sierra to the parking lot to speak with Sewell, at which point the two men realized that none of them were Ramsey. All
At trial, Vickers admitted that he “had been high for days” when Sewell arrived at his house that morning and that the drugs had put him “in a rage of some kind.” He argued that drugs were the root of his problem and that he used methamphetamines so he could “forget about all the hardships” in his life. He also testified that using methamphetamines made him “feel powerful, like nothing [could] hurt [him].” He did not deny the events of the day in question, and even though he claimed he did not remember everything that happened, he admitted to doing “horrible things” and apologized to the Vallentines. He admitted going with Sewell to Angelina‘s apartment, but claimed he only intended to scare Ramsey. He also testified that he “never meant to hurt anybody.”
Vickers’ mother testified that when he was using drugs, his behavior “terrified” her. She testified that she could not “see him doing that under normal circumstances,” but admitted it was possible if he was “on drugs and knowing the way it changes his аttitude.”2 She also testified that Vickers had suffered a serious fall as a child that caused him to have a lazy eye. As a result, he endured bullying when he was in grade school. Vickers began drinking alcohol when he was six years old and began taking drugs when he was a teenager. Vickers has a long history of using methamphetamine, and his drug use has cost him much—his parental rights to his two children were terminated, and both children have since been adopted.3
II. Were Vickers’ Pleas Voluntary?
In his first point of error, Vickers argues that his guilty pleas were not made knowingly and voluntarily because the oral and written рlea admonishments failed to put him on notice that he was pleading guilty to an offense involving a deadly weapon.4 Vickers relies on Boykin v. Alabama, 395 U.S. 238, 244 (1969), which holds that to support a conviction based on a guilty plea, the record must affirmatively disclose that the defendant entered his plea knowingly and voluntarily. Id. at 243; Davison v. State, 405 S.W.3d 682, 687 (Tex. Crim.App.2013). In determining whether a guilty plea was en-
Here, the indictment alleged that Vickers “intentionally and knowingly enter [sic] a habitation without the effective consent of Jesse Ballentine,5 the owner thereof, and attempted to commit or committed the felony offense[s] of Aggravated Assault and Aggravated Kidnapping.” At the plea hearing, the trial court advised Vickers that he was charged with “burglary of a habitation with intent to commit an aggravated assault.” The trial court explained that “[w]ith a plea of guilty, the Court can do anything from defer adjudicating you, known as deferred adjudication community supervision—the Court can find you guilty, sentence you to as little as 5 years in the penitentiary all the way up to 99 years оr a term of life.” Vickers indicated that he understood, stated that he had discussed the issue with his mother and his attorney, and expressed his intent to waive his right to a jury and enter an open plea of guilty to the charged offense. The “deadly weapon” issue was not discussed during the plea hearing.
The written plea admonishments state that Vickers was charged with “burglary habitation intend other felony” and that Vickers faced punishment for a first degree felony, having a range from five years to ninety-nine years or life. In his judicial confession, Vickers admitted that he wаs “guilty of each and every act as alleged in the charging instrument.” On appeal, Vickers contends that the admonishments failed to provide him with notice of the possibility of a deadly-weapon finding in his case.
When the State seeks a deadly-weapon finding against a defendant, it must provide notice of that fact to the defendant before trial. Ex parte Beck, 769 S.W.2d 525, 527 (Tex.Crim.App.1989) (citing Ex parte Patterson, 740 S.W.2d 766 (Tex. Crim.App.1987)).6 However, under certain circumstances, a defendant may receive adequate notice of a deadly-weapon issue based simply on the offense charged. Blount, 257 S.W.3d 712.
In the present case, the State alleged that Vickers did “intentionally and knowingly enter a habitation without the effective consent of Jesse Ballentine, the owner thereof, and attempted to commit or committed the felony offense[s] of Aggravated Assault and Aggravаted Kidnapping.” Unlike the indictment in Blount, the indictment here does not charge Vickers with aggravated assault, but with burglary of a habitation with the intent to commit aggravated assault and aggravated kidnapping. Moreover, burglary of a habitation and aggravated kidnapping can be committed without the use of a deadly weapon or without using “anything that in the manner of its use or intended use is capable of causing death or serious bodily injury.” Id. Thus, Vickers argues that Blount is inapplicable and that the indictment can-
Nevertheless, Vickers received a copy of the indictment at his arraignment. The indictment charges him with burglary of a habitаtion with intent to commit aggravated assault and aggravated kidnapping. At his plea hearing, the trial court told him that he was charged with “burglary of a habitation with intent to commit an aggravated assault.” Vickers pled guilty to the charge pending against him in this case, which was burglary of a habitation with intent to commit aggravated assault and aggravated kidnapping. Because the charge to which he pled guilty included both theories and because the first theory cannot be committed without either using a deadly weapon or causing serious bodily injury, then Blount applies and Vickers was on notice that the State would seek a deadly-weapon finding in this case.8
III. Did the Trial Court Base its Ruling upon Information Other Than the Evidence Adduced at Trial?
In his second point of error, Vickers contends that he did not receive a fair trial before an impartial judge because the trial court based its punishment ruling on information other than the evidence adduced at trial.
“The parties have a right to a fair trial.” Dockstader v. State, 233 S.W.3d 98, 108 (Tex.App.-Houston [14th Dist.] 2007, pet. ref‘d). “One of the most fundamental components of a fair trial is a neutral and detached judge.” Id. Absent clear evidence of bias or partiality found within the appellate record, we presume the trial judge acted as a neutral and detached officer. See Brumit v. State, 206 S.W.3d 639, 645 (Tex.Crim.App.2006) (citing Thompson v. State, 641 S.W.2d 920, 921 (Tex.Crim.App.1982), disagreed with on other grounds by Estep v. State, 901 S.W.2d 491 (Tex. Crim.App.1995)); Fielding v. State, 719 S.W.2d 361, 366 (Tex. App.-Dallas 1986, pet. ref‘d).
In this case, at the punishment hearing, the court considered the presentence investigation report, a substance abuse evaluation of Vickers, and the testimony of Angelina, Vickers, and Vickers’ mother. After the presentation of evidence and after closing arguments, but before the pronouncement of sentence, the trial court made several remarks, to-wit:
You know, I‘m in аn unusual situation here in that I know Jake Sewell and I‘ve known him for a while. And as you know, I sentenced him to twenty-five
years and that was difficult for me to do. Because while the thing to the defensive theory here has been meth and Jake Sewell, I am absolutely convinced that Jake Sewell has always been a follower. Jake Sewell couldn‘t lead himself to the bathroom. Jake Sewell, bless his heart, just ain‘t a real bright guy and you are and he probably did express some frustration. I, too, believe like your mother that everybody is salvageable. But even your mothеr said, she can‘t guarantee what someone will do. And salvageable—there‘s a difference to me when I sentence a guy like Jake Sewell, under the circumstances that were unique to his case and the circumstances that are unique to your case, some of them are the same. Some of them are vastly different. To some degree I feel like I need to protect Jake Sewell from Jake Sewell, because he just will not stop being a knucklehead.
And there‘s a difference between a knucklehead and I hear—I heаr the things that—look—look that day on that April 20, 2013, that wasn‘t me, that was a monster and I‘ll never be that monster again. I have not much confidence that that‘s the case....
I think the issues, since I‘ve worked in mental health some time—for quite a long time. Majored in psychology, minored in counseling. Sometimes people use drugs to mask mental illness. It‘s call [sic] self-medicating. Sometimes the despondency that you‘ve sunk into, in my mind, is a result of the fact that you are an extremely intelligent person, who unlike a guy like Jake Sewell just doesn‘t get it. You get it. You understand how bad it is right now.
The trial court then sentenced Vickers to fifty years’ imprisonment, as recommended by the State. Vickers contends that the court‘s comments regarding Sewell establish that he did not receive a fair trial before an impartial judge. For Vickers to prevail on this point of error, the record must clearly demonstrate bias or partiality.9
In Gentry, a Marion County constable, Dreesen, had received reports of two men “‘walking in and out of traffic or in and out of pastures and things north of Jefferson,‘” Texas. Gentry, 2006 WL 932057, at *1. When he saw Gentry and his companion walking down the sidе of a highway, Dreesen stopped them, conducted a pat-down search of Gentry, and found a switchblade knife and some marihuana. Id. Dreesen arrested Gentry, and Gentry
“You can stop. Because I‘m going to be honest with you, I remember this day. I live on that road. This Motion is going to be denied because I‘m one of them that almost hit them. I‘m going to deny this Motion to Suppress. I‘m not so sure that I wasn‘t one of them who called Officer Dreesen to be honest with you. I remember this day and I remember the situation. I‘m going to deny thе Defendant‘s Motion today; it‘s not going to be granted.
....
Like I say, I‘ve got firsthand knowledge of the situation... and I believe he has the right to do this [search the defendant].
....
To be honest with you, my decision is based on what I saw that day.”
Id. When the trial judge refused to recuse himself, Gentry entered into a plea agreement wherein he was placed on misdemeanor deferred adjudication community supervision for ninety days and fined $150.00. Id. On appeal, this Court noted that “the trial judge stated clearly that he was making his determination and ruling based, not on the evidence adduced at the hearing, but on his personal knowledge of the event.” Id. at *3. We held that the judge‘s actions were void and that he was disqualified “because of his stated inability to rule based solely on the evidence adduced at the trial.” Id.
Comparing the facts of this case to those of Gentry, Vickers argues that the trial court here “made [its] determination of the respective culpability of the two co-defendants based on [its] personal knowledge of [Vickers‘] co-defendant rather than on the evidence adduced at trial.”10 Yet, Gentry is distinguishable because the record here does not establish that the trial judge was a witness to the events in question. See id. at *3. More relevant to the present case is Roman v. State, 145 S.W.3d 316 (Tex.App.-Houston [14th Dist.] 2004, pet. ref‘d), where the defendant sought the trial judge‘s recusal based on his comments prior to trial.11
In Roman, when the defendant informed the trial court that he wanted the court to decide punishment, the court told him that (1) “under a similar first-degree felony drug case, he gave the defendant life in prison,” (2) “he would have given a longer sentence to [Roman‘s] co-defendant than the jury assessed,” and (3) “a jury—and not he—should assess punishment, because he was likely to impose a higher punishment than a jury.” Id. at 318. Ro-
Roman argued that the trial judge‘s comments showed extrajudicial bias. Id. at 321. The court of appeals first noted that Black‘s Law Dictionary defines “extrajudicial” as “something taking place ‘[o]utside court’ or ‘outside the functioning of the court system‘” and that it defines “out-of-court” as “‘[n]ot done or made as a part of a judicial proceeding,’ as a synonym to the word extrajudicial.” Id. The court of appeals went on to find that the judge‘s comments did not stem from an extrajudicial source because they represented “‘opinions formed... on the basis of facts... or events occurring in the course of the current proceedings, or of prior proceedings.‘” Id. at 321-22 (quoting Andrade v. Chojnacki, 338 F.3d 448, 462 (5th Cir.2003)). Accordingly, the court affirmed the trial court‘s judgment.12 Id. at 322.
Here, the trial court heard all the evidence and the arguments of both sides before making its comments regarding the co-defendant, Sewell. The trial court noted that it had previously presided over the State‘s case against Sewell for the events in question. Pursuant to Roman, to the extent that the judge‘s knowledge of Sewell was gained in a previous proceeding, it is not extrajudicial. See id. at 321-22.
Yet, even if the information had come from an extrajudicial source, it would not change the outcome of this case because the judge‘s comments аbout Sewell identified mitigating factors that justified a lesser sentence for Sewell, not aggravating factors justifying a higher sentence for Vickers. In fact, the aggravating factors relied upon by the court in imposing Sewell‘s higher sentence—that (a) Vickers was “an extremely intelligent person,” (b) as opposed to the simple thefts or burglaries usually related to drug addiction, this was a “horrific home invasion” perpetrated by Vickers, and (c) Vickers held the Vallentine family, including a four-year-old child, at gunpoint as part of a “well calculated and planned effort“—were all derived from the evidence presented in Vickers’ case.13 Thus, the trial court based its ruling on the evidence before it, and the aggravating factors identified by the trial judge justified Vickers’ fifty-year sentence. Consequently, Vickers has failed to establish that he did not receive a fair trial before an impartial judge. Accordingly, we overrule this point of error.
We affirm the trial court‘s judgment.
