Clаrence Jones, Appellant, v 414 Equities LLC et al., Respondents. (And a Third-Party Action.)
Supreme Court, Appellate Division, First Department, New York
October 28, 2008
866 N.Y.S.2d 165 | 57 A.D.3d 65
Pollack, Pollack, Isaac & DeCicco, New York City (Brian J. Isaac and Michael H. Zhu of counsel), for appellant.
Rubin, Fiorella & Friedman, LLP, New York City (Shelley R. Halber of counsel), for respondents.
OPINION OF THE COURT
McGuire, J.
The principal issue on this appeal is whether plaintiff, a demolition worker who fell approximately 10 to 12 feet when the permanent floor he was walking across collapsed, is entitled to summary judgment on his cause of action premised on
Plaintiff worked as a demolition laborer on a renovation project at a five-story apartment building owned by defendant 414 Equities LLC. Defendant Artimus Construction, Inc., was the general contractor of the project and retained plaintiff‘s employer, third-party defendant Bronxdale Maintenance Corp., as a subcontractor. The project involved major renovations to the interior of the building, including the demolition of all interior walls, and the removаl of all debris and bathroom and kitchen fixtures. Essentially, the interior of the building was being “gutted” and rebuilt. Notably, however, the building‘s permanent wooden floors were not to be removed in the course of the project.
On November 13, 2003, plaintiff was working on the second floor when the accident giving rise to this litigation occurred. Plaintiff described his accident as follows: “I was picking up [a] piece of the [interior] walls, like an old-fashion wall, it got cement and I was up [sic], I heard a loud crack and I just fell through the floor and the floor came from under me. The next
On January 12, 2005, plaintiff commenced this action against the owner asserting causes of action under
In June 2006 plaintiff moved for summary judgment against the owner on the issue of liability on the
In opposition the owner argued that summary judgment was premature because two entities—plaintiff‘s employer and the general contractor—had been or were in the process of being added as parties to the action, and disclosure was needed from those entities to ascertain the condition of the floor prior to its collapse and the cause of the collapse. The owner also argued that a triable issue of fact existed “as to whether the building was in a state of disrepair and decay such that the conditions created a foreseeable [elevation-related] risk” requiring the owner to provide the plaintiff with proper safety devices.
In August 2006 plaintiff filed a supplemental summons and complaint against the general contractor asserting the same
On the same day he mailed the notice (and while his motion for summary judgment against the owner was sub judice), plaintiff moved for a default judgment against the general contractor, arguing that the general contractor had failed timely to answer the action. On or about November 3, the general contractor cross-moved for leave to serve a late answer. The general contractor acknowledged that it failed timely to answer the action, but asserted that its brief delay in answering was caused “by the intervening time required for the Secretary of State‘s copy to be served upon the defendants, for that copy to be forwarded to [the general contractor‘s] insurance carrier and for counsel to be appointed.” The general contractor noted that its insurer retained the law firm representing the owner to represent the general contractor on October 31. Plaintiff opposed the cross motion on the ground that the general contractor failed to offer both a reasonable excuse for its failure timely to answer and a meritorious defense to the action.
Supreme Court denied plaintiff‘s motion for summary judgment against the owner on the issue of liability on the
With respect to his motion against the owner, plaintiff asserts that he is entitled to summary judgment on his
To establish a cause of action under
In Rocovich v Consolidated Edison Co. (supra), the Court of Appeals for the first time “fully addressed” the questiоn of “the nature of those occupational hazards which the Legislature intended should warrant the absolute protection that [section
“[Each of] [t]he various tasks in which these devices are customarily needed or employed . . . entail[s] a significant risk inherent in the particular task because of the relative elevation at which the task must be performed or at which materials or loads must be positioned or secured. The contemplated hazards are those related to the effects of gravity where protective devices are called for either because of a difference between the elevation level of the required work and a lower level or a difference between the elevation level where the worker is positioned and the higher level of the materials or load being hoisted or secured” (id. at 514).
The Court concluded that the worker in Rocovich, who slipped and fell backward, which in turn caused him to step into a 12-inch-deep recessed trough containing caustic hot oil, was not subjected to an elevation-related risk (id. at 514-515).
The Court of Appeals reexamined Rocovich in Ross v Curtis-Palmer Hydro-Elec. Co. (81 NY2d 494 [1993]). The plaintiff in Ross was assigned to weld a seam near the top of a shaft that was 40 to 50 feet deep. In order to perform the task, plaintiff was required to sit on a temporary platform above the shaft. To complete the task without falling from the platform, the plaintiff was forced to sit in a contorted position, which caused him to sustain back injuries. The Court rejected the plaintiff‘s contention that his task posed an elevation-related risk covered by
“do not encompass any and all perils that may be connected in some tangential way with the effects of gravity. Rather, the ‘special hazards’ referred to are limited to such specific gravity-related accidents as falling from a height or being struck by a falling object that was improperly hoisted or inadequately secured. In other words,
Labor Law § 240 (1) wasdesigned to prevent those types of accidents in which the scaffold, hoist, stay, ladder or other protective device proved inadequate to shield the injured worker from harm directly flowing from the application of the force of gravity to an object or person” (id. at 501 [citation and emphasis omitted]).
Since the platform served the core objective of
Several years after it decided Ross, the Court again examined the elevation-related risk component of a
“[t]he core objective of the statute in requiring protective devices for those working at heights is to allow them to complete their work safely and prevent them from falling. Where an injury results from a separate hazard wholly unrelated to the risk which brought about the need for the safety device in the first instance, no
section 240 (1) liability exists” (id. at 916).
Since the ladder the worker used prevented him from falling while performing the installation, the “core objective” of the statute was satisfied; the accident resulted not from an elevation-related risk but from the presence of a concealed object on the floor below the ladder, a “usual and ordinary danger[ ] at a construction site” (id.; see Bond v York Hunter Constr., 95 NY2d 883 [2000] [risk of falling while alighting from a construction vehicle was not an elevation-related risk]; Melber v 6333 Main St., 91 NY2d 759 [1998] [worker who tripped over conduit while walking in stilts he wore to perform work at a height was
The Court of Appeals revisited the issue of elevation-related risks in Toefer v Long Is. R.R. (4 NY3d 399 [2005]), which concerned two separate actions involving workers who fell from the surfaces of flatbed trucks. In one of the actions (Toefer), the worker fell approximately four feet from the surface of a truck to the ground while unloading beams from the truck. The Court determined that the worker had not been exposed to an elevation-related risk because he “was working on a large and stable surface only four feet from the ground[;] [t]hat is not a situation that calls for the use of a device like those listed in
“[s]afety devices of the kind listed in the statute are normally associated with more dangerous activity than a worker‘s getting down from the back of a truck . . . [T]he [four-to-five-foot] distance . . . [the worker] had to travel, considering the nature of the platform he was departing from[, i.e., a flat trailer], was not enough to make [the statute] applicable” (id. at 408-409).
The Court of Appeals recently reviewed elevation-related risks in Broggy v Rockefeller Group, Inc. (supra). The worker in Broggy was part of a crew assigned to wash both exterior and interior window panes in a building. While washing the interior pane of one of the windows, the worker fell from the surface of a desk he was standing on to perform the task. He fell approximately four feet to the floor below, sustaining personal injuries. The Court concluded that the worker was not exposed to an
At bottom, the Court of Appeals case law demonstrates that no bright-line test exists for determining whether a worker was exposed to an elevation-related risk. Nevertheless, under that case law, a plaintiff in a
While the Court of Appeals has not had occasion to review whether the collapse оf a permanent floor or similar structure entails an elevation-related risk, numerous Appellate Division decisions have tackled that issue.3 The Second Department has concluded that the collapse of a permanent floor can, under certain circumstances, pose an elevation-related risk and give rise to liability under
In Shipkoski v Watch Case Factory Assoc. (292 AD2d 587 [2002]), the Second Department elaborated on its holding in Richardson. The worker in Shipkoski was injured when the permanent floor he was walking on collapsed, causing him to fall to the floor below. There was evidence in the record on the worker‘s motion for summary judgment on his
“[t]here must be a foreseeable risk of injury from an elevation-related hazard to impose liability under the statute, as ‘[d]efendants are liable for all normal and foreseeable consequences of their acts’ (Gordon
Applying these principles, the Court concluded that a triable issue of fact existed regarding “whether the building was in suсh an advanced state of disrepair and decay from neglect, vandalism, and the elements that the plaintiff‘s work on the third floor exposed him to a foreseeable risk of injury from an elevation-related hazard” (id. at 589; see Cavanagh v Mega Contr., Inc., 34 AD3d 411 [2d Dept 2006]; cf. Balladares v Southgate Owners Corp., 40 AD3d 667, 669-670 [2d Dept 2007] [“Although injury resulting from the collapse of a floor may give rise to liability under
The Second Department has also imposed liability on owners and contractors under
The Third Department generally applies a rule that is at odds with the prevailing rule in the Second Department that the collapse of a permanent floor or similar structure can give rise to liability under
For its part, the Fourth Department also has issued decisions on the issue of whether the collapse of a permanent structure may give rise to liability under
Our precedents regarding whether the collapse of a permanent structure may give rise to liability under
“[the statute] does not apply merely because work is performed at elevated heights, but rather, applies only where the work itself involves risks related to differences in elevation. However, [the dissent] misapplies this principle in concluding that no elevation-related risk existed because the plaintiff was working on a ‘permanent concrete floor,’ and that this accident was no different from a situation where the plaintiff tripped on a pothole on the ground floor. Indeed, it is the risk posed by elevation differentials at a construction site, not the permanency of the structure, which is determinative of the statute‘s applicability” (id. at 235-236 [citation omitted]).
As this survey of the Appellate Division case law makes plain, the law is unclear on the issue of whether the collapse of a permanent floor or similar structure poses an elevation-related risk giving rise to a cause of action under
The prevailing rule of the Third Department—the collapse of a permanent structure cannot give rise to
With respect to whether plaintiff must demonstrate that the collapse of the floor was foreseeable, Justice Sullivan discussed the issue of foreseeability as it relates to
Our conclusion that liability under
Here, plaintiff failed to make a prima facie showing that the collapse of the floor was a foreseeable risk of the task he was performing. Plaintiff was walking across the permanent floor, which was not being removed during the project, while dragging a 50- to 60-pound piece of debris. Plaintiff‘s deposition testimony sheds little light on the condition of the floor prior to its collapse; he only testified that he “was walking on a clean straight floor” in which there were no holes. Moreover, in his affidavit plaintiff merely averred that “[p]ortions of the second floor were old, rotted and decayed.” Plaintiff offered no specifics as to which portions of the second floor were in that condition, and his characterization of the condition of the floor, i.e., “old, rotted and decayed,” is unsupported by any factual details. Accordingly, plaintiff failed to demonstrate his entitlement to judgment as a matter of law, and Supreme Court correctly denied the motion without prejudice to a renewed motion following disclosure.
With respect to plaintiff‘s appeal from the order denying his motion for a default judgment against the general contractor and granting the general contractor‘s cross motion for leave to serve a late answer, plaintiff argues that neither the affirmation of the general contractor‘s counsel nor the affidavit of the general contractor‘s president demonstrated a reasonable excuse for its failure timеly to serve an answer. Similarly, plaintiff argues that the president‘s affidavit failed to demonstrate that the general contractor has a meritorious defense to the action.
On August 30, 2006, plaintiff filed a supplemental summons and complaint naming the general contractor as a party to this
The general contractor failed timely to serve an answer, and it did not seek to serve a late answer until plaintiff sought a default judgment against it. The general contractor‘s excuse for its nearly three-week delay in seeking leave to serve a late answer is hardly overwhelming; the general contractor asserted that the “delay was occasioned by the intervening time required for the Secretary of State‘s copy to be served upon [it], for that copy to be forwarded to [the general contractor‘s] insurance carrier and for counsel to be appointed.” Nevertheless, since the delay was brief and plaintiff was not prejudiced by the delay, we find the excuse to be adequate (see generally Rodriguez v Dixie N.Y.C., Inc., 26 AD3d 199 [2006]; Heskel‘s W. 38th St. Corp. v Gotham Constr. Co. LLC, 14 AD3d 306 [2005]). While we agree with plaintiff that the conclusory affidavit of the general contractor‘s president is insufficient to demonstrate a potential meritorious defense to the action, a showing of a potential meritorious defense is not an essential component of a motion to serve a late answer (
Accordingly, the order of Supreme Court, New York County (Karen S. Smith, J.), entered November 1, 2006, which denied
Saxe, J.P., Sweeny and Acosta, JJ., concur.
Orders, Supreme Court, New York County, entered November 1, 2006 and December 13, 2006, affirmed, without costs.
