Doe v. MckessonDoe v. Mckesson
- Reporters:
- ,
- Before:
- E. Grady Jolly, Elrod, Willett
We WITHDRAW the court‘s prior opinion of August 8, 2019, and substitute the following opinion.
During a public protest against police misconduct in Baton Rouge, Louisiana, an unidentified individual hit Officer John Doe with a heavy object, causing him serious physical injuries. Following this incident, Officer Doe brought suit against “Black Lives Matter,” the group associated with the protest, and DeRay Mckesson, one of the leaders of Black Lives Matter and the organizer of the protest. Officer Doe later sought to amend his complaint to add Black Lives Matter Network, Inc. and #BlackLivesMatter as defendants.
I.
On July 9, 2016, a protest illegally blocked a public highway in front of the Baton Rouge Police Department headquarters.1 This demonstration was one in a string of protests across the country, often associated with Black Lives Matter, concerning police practices. The Baton Rouge Police Department prepared by organizing a front line of officers in riot gear. These officers were ordered to stand in front of other officers prepared to make arrests. Officer Doe was one of the officers ordered to make arrests. DeRay Mckesson, associated with Black Lives Matter, was the prime leader and an organizer of the protest.
In the presence of Mckesson, some protesters began throwing objects at the police officers. Specifically, protestors began to throw full water bottles, which had been stolen from a nearby convenience store. The dismissed complaint further alleges that Mckesson did nothing to prevent the violence or to calm the crowd, and, indeed, alleges that Mckesson “incited the violence on behalf of [Black Lives Matter].” The complaint specifically alleges that Mckesson led the protestors to block the public highway. The police officers
At some point, an unidentified individual picked up a piece of concrete or a similar rock-like object and threw it at the officers making arrests. The object struck Officer Doe‘s face. Officer Doe was knocked to the ground and incapacitated. Officer Doe‘s injuries included loss of teeth, a jaw injury, a brain injury, a head injury, lost wages, “and other compensable losses.”
Following the Baton Rouge protest, Officer Doe brought suit, naming Mckesson and Black Lives Matter as defendants. According to his complaint, the defendants are liable on theories of negligence, respondeat superior, and civil conspiracy. Mckesson subsequently filed two motions: (1) a
Officer Doe responded by filing a motion to amend. He sought leave to amend his complaint to add factual allegations to his complaint and Black Lives Matter Network, Inc. and #BlackLivesMatter as defendants.
II.
The district court granted both of Mckesson‘s motions, treating the
III.
When considering a motion to dismiss under
IV.
We start with whether we have jurisdiction to hear this case, raising sua sponte its potential absence. Neither the district court nor any party addressed this issue in prior proceedings or on appeal. Officer Doe sued Mckesson and Black Lives Matter.3 The complaint alleges that Black Lives Matter is a national unincorporated association, Doe v. Mckesson, 272 F. Supp. 3d 841, 849 (M.D. La. 2017), which, for diversity purposes, is a citizen of every state where a member is a citizen, Getty Oil Corp. v. Ins. Co. of N. Am., 841 F.2d 1254, 1258 (5th Cir. 1988). Officer Doe, as the party invoking federal jurisdiction, bore the burden of establishing jurisdiction. Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377 (1994). But the complaint fails to allege with sufficiency the membership of Black Lives Matter.4 Such failure to establish diversity jurisdiction normally warrants remand—if there was some reason to believe that jurisdiction exists, i.e., some reason to believe both that Black Lives
Yet we need not resort to either here. Even assuming arguendo that Black Lives Matter were nondiverse and thus that the parties were nondiverse at the time of filing this lawsuit, such “lack of [diversity] jurisdiction can be cured when the non-diverse party is dismissed in federal court.” 16 Front Street, L.L.C. v. Miss. Silicon, L.L.C., 886 F.3d 549, 556 (5th Cir. 2018). This “method of curing a jurisdictional defect ha[s] long been an exception to the time-of-filing rule.” Grupo Dataflux v. Atlas Glob. Grp., L.P., 541 U.S. 567, 572 (2004); see, e.g., Caterpillar, Inc. v. Lewis, 519 U.S. 61, 73 (1996) (holding that “diversity became complete” when a nondiverse party settled and was dismissed from the case and that therefore “[t]he jurisdictional defect was cured“) (emphasis removed); McGlothin v. State Farm Mut. Ins. Co., 925 F.3d 741, 744 (5th Cir. 2019) (holding that the dismissal of nondiverse defendants for failure of service of process “created complete diversity; and, therefore, the district court had jurisdiction“) (citations omitted).
Here, the district court took judicial notice that Black Lives Matter was a social movement and therefore a non-juridical entity lacking the capacity to be sued. Doe, 272 F. Supp. 3d at 850; see infra Part V.C. The court subsequently dismissed Black Lives Matter as a defendant. Doe, 272 F. Supp. 3d at 850. If complete diversity did not exist before, this dismissal created the complete diversity (since Officer Doe and Mckesson are citizens of different states) necessary for jurisdiction in this case. For that reason, we have jurisdiction to hear this case.5
V.
A.
We next address Officer Doe‘s claims against DeRay Mckesson. The district court did not reach the merits of Officer Doe‘s underlying state tort claims, but instead found that Officer Doe failed to plead facts that took Mckesson‘s conduct outside of the bounds of First Amendment protected speech and association. Because we ultimately find that Mckesson‘s conduct at this pleading stage was not necessarily protected by the First Amendment, we will begin by addressing the plausibility of Officer Doe‘s state tort claims. We will address each of Officer Doe‘s specific theories of liability in turn—vicarious liability, negligence, and civil conspiracy, beginning with vicarious liability.
1.
2.
We now move on to address Officer Doe‘s civil conspiracy theory. Civil conspiracy is not itself an actionable tort. Ross v. Conoco, Inc., 828 So. 2d 546, 552 (La. 2002). Instead, it assigns liability arising from the existence of an underlying unlawful act. Id. In order to impose liability for civil conspiracy in Louisiana, a plaintiff must prove that (1) an agreement existed with one or more persons to commit an illegal or tortious act; (2) the act was actually committed; (3) the act resulted in plaintiff‘s injury; and (4) there was an agreement as to the intended outcome or result. Crutcher-Tufts Res., Inc. v. Tufts, 992 So. 2d 1091, 1094 (La. Ct. App. 2008); see also
Officer Doe‘s complaint is vague about the underlying conspiracy to which Mckesson agreed, or with whom such an agreement was made. In his complaint, Officer Doe refers to a conspiracy “to incite a riot/protest.” Disregarding Officer Doe‘s conclusory allegations, we find that Officer Doe has not alleged facts that would support a plausible claim that Mckesson can be held liable for his injuries on a theory of civil conspiracy. Although Officer Doe has alleged facts that support an inference that Mckesson agreed with unnamed others to demonstrate illegally on a public highway, he has not pled facts that would allow a jury to conclude that Mckesson colluded with the unknown assailant to attack Officer Doe or knew of the attack and specifically ratified it. The closest that Officer Doe comes to such an allegation is when he states that Mckesson was “giving orders” throughout the demonstration. But we cannot infer from this quite unspecific allegation that Mckesson ordered the unknown assailant to attack Officer Doe. Lacking an allegation of this pleading quality, Officer Doe‘s conspiracy claim must and does fail.
3.
Finally, we turn to Officer Doe‘s negligence theory. Officer Doe alleges that Mckesson was negligent for organizing and leading the Baton Rouge demonstration because he “knew or should have known” that the demonstration would turn violent. We agree as follows.
various moral, social, and economic factors, including the fairness of imposing liability; the economic impact on the defendant and on similarly situated parties; the need for an incentive to prevent future harm; the nature of defendant‘s activity; the potential for an unmanageable flow of litigation; the historical development of
precedent; and the direction in which society and its institutions are evolving.
We first note that this case comes before us from a dismissal on the pleadings alone. In this context, we find that Officer Doe has plausibly alleged that Mckesson breached his duty of reasonable care in the course of organizing and leading the Baton Rouge demonstration. The complaint alleges that Mckesson planned to block a public highway as part of the protest. And the complaint specifically alleges that Mckesson was in charge of the protests and was seen and heard giving orders throughout the day and night of the protests. Blocking a public highway is a criminal act under Louisiana law. See
By ignoring the foreseeable risk of violence that his actions created, Mckesson failed to exercise reasonable care in conducting his demonstration. This is not, as the dissenting opinion contends, a “duty to protect others from the criminal activities of third persons.” See Posecai, 752 So. 2d at 766. Louisiana does not recognize such a duty. It does, however, recognize a duty not to negligently cause a third party to commit a crime that is a foreseeable consequence of negligence. See Brown v. Tesack, 566 So. 2d 955 (La. 1990). The former means a business owner has no duty to provide security guards in
Officer Doe has also plausibly alleged that Mckesson‘s breach of duty was the cause-in-fact of Officer Doe‘s injury and that the injury was within the scope of the duty breached by Mckesson. It may have been an unknown demonstrator who threw the hard object at Officer Doe, but by leading the demonstrators onto the public highway and provoking a violent confrontation with the police, Mckesson‘s negligent actions were the “but for” causes of Officer Doe‘s injuries. See Roberts v. Benoit, 605 So. 2d 1032, 1052 (La. 1992) (“To meet the cause-in-fact element, a plaintiff must prove only that the conduct was a necessary antecedent of the accident, that is, but for the defendant‘s conduct, the incident probably would not have occurred.“). Furthermore, as the purpose of imposing a duty on Mckesson in this situation is to prevent foreseeable violence to the police and bystanders, Officer Doe‘s injury, as alleged in the pleadings, was within the scope of the duty of care allegedly breached by Mckesson.
The amended complaint only bolsters these conclusions. It specifically alleges that Mckesson led protestors down a public highway in an attempt to block the interstate. The protestors followed. During this unlawful act,
We iterate what we have previously noted: Our ruling at this point is not to say that a finding of liability will ultimately be appropriate. At the motion to dismiss stage, however, we are simply required to decide whether Officer Doe‘s claim for relief is sufficiently plausible to allow him to proceed to discovery. We find that it is.
B.
Having concluded that Officer Doe has stated a plausible claim for relief against Mckesson under state tort law, we will now take a step back and address the district court‘s determination that Officer Doe‘s complaint should be dismissed based on the First Amendment. The Supreme Court has made clear that “[t]he First Amendment does not protect violence.” N.A.A.C.P. v. Claiborne Hardware Co., 458 U.S. 886, 916 (1982). Nonetheless, the district court dismissed the complaint on First Amendment grounds, reasoning that “[i]n order to state a claim against Mckesson to hold him liable for the tortious act of another with whom he was associating during the demonstration, Plaintiff would have to allege facts that tend to demonstrate that Mckesson ‘authorized, directed, or ratified specific tortious activity.‘” Doe, 272 F. Supp. 3d at 847 (quoting Claiborne Hardware, 458 U.S. at 927). The district court then went on to find that there were no plausible allegations that Mckesson had done so in his complaint.
We focus here on the fact that Mckesson “directed . . . specific tortious activity” because we hold that Officer Doe has adequately alleged that his injuries were the result of Mckesson‘s own tortious conduct in directing an illegal and foreseeably violent protest. In Mckesson‘s petition for rehearing, he expresses concern that the panel opinion permits Officer Doe to hold him liable for the tortious conduct of others even though Officer Doe merely alleged that he was negligent, and not that he specifically intended that violence would result. We think that Mckesson‘s criticisms are misplaced. We perceive no
A close reading of Claiborne Hardware makes this clear. In that case, the Mississippi Supreme Court had found defendants liable for malicious interference with plaintiff‘s business when they executed a sustained boycott against white-owned businesses for the purpose of securing “equal rights and opportunities for Negro citizens.” See Claiborne Hardware, 458 U.S. at 899 (internal quotations omitted). That holding depended on the conclusion that “force, violence, or threats” were present. See id. at 895 (citing 393 So. 2d 1290, 1301 (Miss. 1980)). This was a departure from the holding of the state chancery court. As the United States Supreme Court clarified, “[t]he Mississippi Supreme Court did not sustain the chancellor‘s imposition of liability on a theory that state law prohibited a nonviolent, politically motivated boycott.” Id. at 915. This distinction is key: Before the United States Supreme Court, the only unlawful activities at issue involved “force, violence, or threats.” If the “force, violence, [and] threats” had been removed from the boycott, the remaining conduct would not have been tortious at all.
This posture is central to understanding what Claiborne Hardware did, and more importantly, did not, hold. When Claiborne Hardware speaks of violence, it speaks of the only unlawful activity at issue in the case. Consider
Yet the dissenting opinion reads Claiborne Hardware as creating a broad categorical rule: ”Claiborne Hardware . . . insulates nonviolent protestors from liability for others’ conduct when engaging in political expression, even intentionally tortious conduct, not intended to incite immediate violence.” How does it reach this conclusion? It relies on the Claiborne Hardware chancery court opinion that grounded liability in nonviolent protest. But the Mississippi Supreme Court and the United States Supreme Court grounded liability solely in the presence of “force, violence or threats.” Id. at 895. The United States Supreme Court did not invent a “violence/nonviolence distinction” when it explained that “[w]hile the State legitimately may impose damages for the consequences of violent conduct, it may not award compensation for the consequences of nonviolent, protected activity.” Id. at 918. It merely applied black-letter tort law: Because the only tortious conduct in Claiborne Hardware was violent, no nonviolent conduct could have proximately caused the plaintiff‘s injury. See id. (“Only those losses proximately caused by unlawful conduct may be recovered.“).
For the same reason, the Claiborne Hardware opinion makes frequent reference to unlawful conduct when, under the dissenting opinion‘s view, it should have spoken of violence. See, e.g., id. at 920 (“For liability to be imposed by reason of association alone, it is necessary to establish that the group itself
This supposed violence/nonviolence distinction also does not square with the case law. Take New York Times Co. v. Sullivan, 376 U.S. 254 (1964). That case held that a public officer cannot “recover[] damages for a defamatory falsehood relating to his official conduct unless he proves that the statement was made with ‘actual malice‘—that is, with knowledge that it was false or with reckless disregard of whether it was false or not.” Id. at 279–80. But defamation is a nonviolent tort, and statements made about public officers are often shouted during political protests. If the dissenting opinion‘s
Neither do recent cases vindicate this understanding. The Seventh Circuit examined a boycott similar to the one in Claiborne Hardware, this time a boycott by a union of a hotel and those doing business with the hotel. See 520 S. Mich. Ave. Assocs., Ltd. v. Unite Here Local 1, 760 F.3d 708 (7th Cir. 2014). The court found that it was “undisputed that the Union delegations all attempted to communicate a message on a topic of public concern.” Id. at 723. But the court nonetheless held that the boycotters could be found liable if they had crossed the line into illegal coercion, because “prohibiting some of the Union‘s conduct under the federal labor laws would pose no greater obstacle to free speech than that posed by ordinary trespass and harassment laws.” Id. The court‘s benchmark for liability was illegality, not violence. The court concluded that if “the Union‘s conduct in this case is equivalent to secondary picketing, and inflicts the same type of economic harm, it too may be prohibited without doing any harm to First Amendment liberties.” Id. The dissenting opinion cannot be squared with this outcome.
Finally, the violence/nonviolence distinction does not make sense. Imagine protesters speaking out on a heated political issue are marching in a downtown district. As they march through the city, a protester jaywalks. To avoid the jaywalker, a car swerves off the street, and the driver is seriously injured. If the dissenting opinion‘s interpretation of Claiborne Hardware is correct, the First Amendment provides an absolute defense to liability for the jaywalker in a suit by the driver. The dissenting opinion says that “preventing tortious interference is not a proper justification for restricting free speech (unlike preventing violence)” because Claiborne Hardware cemented a “violence/nonviolence distinction.” The theory seems to be that because
We of course acknowledge that Mckesson‘s negligent conduct took place in the context of a political protest. It is certainly true that “the presence of activity protected by the First Amendment imposes restraints on the grounds that may give rise to damages liability and on the persons who may be held accountable for those damages.” Claiborne Hardware, 458 U.S. at 916–17. But Claiborne Hardware does not insulate the petitioner from liability for his own negligent conduct simply because he, and those he associated with, also intended to communicate a message. See id. at 916 (“[T]he use of weapons, gunpowder, and gasoline may not constitutionally masquerade under the guise of advocacy.” (internal quotation marks and citations omitted)). Furthermore, although we do not understand the petitioner to be arguing that the Baton Rouge police violated the demonstrators’ First Amendment rights by attempting to remove them from the highway, we note that the criminal conduct allegedly ordered by Mckesson was not itself protected by the First Amendment, as Mckesson ordered the demonstrators to violate a reasonable time, place, and manner restriction by blocking the public highway. See Clark v. Cmty. for Creative Non-Violence, 468 U.S. 288, 293 (1984) (reasonable time, place, and manner restrictions do not violate the First Amendment). As such,
Thus, on the pleadings, which must be read in a light most favorable to Officer Doe, the First Amendment is not a bar to Officer Doe‘s negligence theory. The district court erred by dismissing Officer Doe‘s complaint—at the pleading stage—as barred by the First Amendment.9 We emphasize that this means only that, given the facts that Doe alleges, he could plausibly succeed on this claim. We make no statement (and we cannot know) whether he will.
C.
Now we turn our attention to whether Officer Doe has stated a claim against Black Lives Matter. The district court took judicial notice that “‘Black Lives Matter,’ as that term is used in the Complaint, is a social movement that was catalyzed on social media by the persons listed in the Complaint in response to the perceived mistreatment of African-American citizens by law enforcement officers.” Based on this conclusion, the district court held that Black Lives Matter is not a “juridical person” capable of being sued. See Ermert, 559 So. 2d at 474. We first address the district court‘s taking of judicial notice, then Black Lives Matter‘s alleged capacity to be sued.
We think that the district court was incorrect to take judicial notice of a mixed question of fact and law when it concluded that Black Lives Matter is a ”social movement, rather than an organization or entity of any sort.” The legal status of Black Lives Matter is not immune from reasonable dispute; and, indeed, it is disputed by the parties—Doe claiming that Black Lives Matter is a national unincorporated association, and Mckesson claiming that it is a movement or at best a community of interest. This difference is sufficient under our case law to preclude judicial notice.
We should further say that we see the cases relied on by the district court as distinguishable. Each deals with judicial notice of an aspect of an entity, not its legal form. See United States v. Parise, 159 F.3d 790, 801 (3d Cir. 1998) (holding that the court could take judicial notice of the aims and goals of a movement); Atty. Gen. of U.S. v. Irish N. Aid. Comm., 530 F. Supp. 241, 259–60 (S.D.N.Y. 1981) (stating the court could take “notice that the IRA is a ‘Republican movement,’ at least insofar as it advocates a united Ireland” (emphasis added)); see also Baggett v. Bullitt, 377 U.S. 360, 376 n.13 (1964)
Now, we move on to discuss the merits of Officer Doe‘s contention that Black Lives Matter is a suable entity. He alleges that Black Lives Matter “is a national unincorporated association with chapter [sic] in many states.” Under
Louisiana courts have looked to various factors as indicative of an intent to create an unincorporated association, including requiring dues, having insurance, ownership of property, governing agreements, or the presence of a formal membership structure. See Bogue Lusa Waterworks Dist. v. La. Dep‘t of Envtl. Quality, 897 So. 2d 726, 728–729 (La. Ct. App. 2004) (relying on organization‘s unfiled articles of incorporation); Friendship Hunting Club v. Lejeune, 999 So. 2d 216, 223 (La. Ct. App. 2008) (relying on organization‘s required dues and possession of an insurance policy); see also Citizens Around Murphy v. Murphy Oil USA, Inc., 686 F. Supp. 2d 663, 675 (E.D. La. 2010) (relying on organization‘s formal and determinate membership structure). Lacking at least some of these indicators, Louisiana courts have been unwilling to find an intent to create an unincorporated association. See, e.g., Ermert, 559 So. 2d at 474–475 (finding that hunting group was not an unincorporated association because it did not own or lease the property that it was based on, required the permission of one of its alleged members to use the property, and lacked formal rules or bylaws).
Officer Doe has not shown in his complaint a plausible inference that Black Lives Matter is an unincorporated association. His only allegations are that Black Lives Matter: (1) was created by three women; (2) has several leaders, including Mckesson; (3) has chapters in many states; and (4) was involved in numerous protests in response to police practices. He does not allege that it possesses property, has a formal membership, requires dues, or possesses a governing agreement. As such, the complaint lacks any indication that Black Lives Matter possesses the traits that Louisiana courts have regarded as indicative of an intent to establish a juridical entity. We have no doubt that Black Lives Matter involves a number of people working in concert, but “an unincorporated association . . . . does not come into existence or commence merely by virtue of the fortuitous creation of a community of interest or the fact that a number of individuals have simply acted together.” Id. at 474. Therefore, we find that the district court did not err in concluding that Officer Doe‘s complaint has failed plausibly to allege that Black Lives Matter is an entity capable of being sued.10
VI.
In sum, we hold that Officer Doe has not adequately alleged that Mckesson was vicariously liable for the conduct of the unknown assailant or that Mckesson entered into a civil conspiracy with the purpose of injuring Officer Doe. We do find, however, that Officer Doe adequately alleged that Mckesson is liable in negligence for organizing and leading the Baton Rouge demonstration to illegally occupy a highway. We further find that in this context the district court erred in dismissing the suit on First Amendment grounds. As such, Officer Doe has pleaded a claim for relief against DeRay Mckesson in his active complaint.11 The district court therefore erred by concluding that it would be futile for Doe to amend his complaint. We also hold that the district court erred by taking judicial notice of the legal status of “Black Lives Matter,” but nonetheless find that Officer Doe did not plead facts that would allow us to conclude that Black Lives Matter is an entity capable of being sued. Therefore, the judgment of the district court is AFFIRMED in part, REVERSED in part, and the case is REMANDED for further proceedings consistent with this opinion.12
I originally agreed with denying Mckesson‘s First Amendment defense.1 But I have had a judicial change of heart. Further reflection has led me to see this case differently, as explained below. Admittedly, judges aren‘t naturals at backtracking or about-facing. But I do so forthrightly. Consistency is a cardinal judicial virtue, but not the only virtue. In my judgment, earnest rethinking should underscore, rather than undermine, faith in the judicial process. As Justice Frankfurter elegantly put it 70 years ago, “Wisdom too often never comes, and so one ought not to reject it merely because it comes late.”2
* * *
Officer John Doe was honoring his oath to serve and protect the people of Baton Rouge when an unidentified violent protestor hurled a rock-like object at his face. Officer Doe risked his life to keep his community safe that day—same as every other day he put on the uniform. He deserves justice.
Unquestionably, Officer Doe can sue the rock thrower. But I am unconvinced he can sue the protest leader. First, it is unclear whether DeRay Mckesson owed Officer Doe a duty under Louisiana law to protect him from the criminal acts of others. I would certify that threshold—and potentially dispositive—issue to the Supreme Court of Louisiana. Second, the Constitution that Officer Doe swore to protect itself protects Mckesson‘s rights to speak, assemble, associate, and petition. First Amendment freedoms, of course, are not absolute—and there‘s the rub: Did Mckesson stray from lawfully exercising his own rights to unlawfully exorcising Doe‘s. I don‘t believe he did.3
I
Respectfully, the majority opinion is too quick to conclude that Mckesson‘s organization and leadership of the Black Lives Matter protest amounted to negligence. Under Louisiana law, a person generally has “no duty to protect others from the criminal activities of third persons.”4 And to determine whether to impose such a duty, “the court must make a policy decision in light of the unique facts and circumstances presented.”5 This case raises consequential questions of Federal constitutional law—but only potential questions. If Louisiana law does not impose a duty on protest organizers to protect officers from the criminal violence of individual protestors, then the First Amendment issues, however important, are moot.
The majority opinion concludes that Mckesson, as protest organizer, can be held liable for Officer Doe‘s injuries because the Constitution “does not insulate [Mckesson] from liability for his own negligent conduct simply because he, and those he associated with, also intended to communicate a message.”6 Putting aside whether the Constitution, in fact, supports precisely that,7 the starting-point question is whether Mckesson‘s conduct was negligent at all.
The majority concludes that the foreseeable risk of violence alone imposed a duty on Mckesson to exercise reasonable care to avoid that violence. But I am unaware of any Louisiana case imposing a duty to protect against the criminal acts of a third party absent a special relationship that entails an independent duty.9 The majority, as it must, accepts that Louisiana does not
Recently, in another Louisiana tort case, we stressed, “If guidance from state cases is lacking, ‘it is not for us to adopt innovative theories of recovery
This is not a federal constitutional case unless it is first a state tort case. As such, certification is counseled, if not compelled, by the twin doctrines of constitutional avoidance and abstention. We recently remarked that “the doctrine of constitutional avoidance is rooted in basic considerations of federalism,”14 adding that where a ruling on constitutionality “could be avoided by interpretation of Louisiana law, we must give due consideration to this non-constitutional ground for decision.”15 This caution is less prudish than prudent, and has a venerable, generations-long pedigree. The Supreme Court, almost 80 years ago, held that “where uncertain questions of state law must be resolved before a federal constitutional question can be decided, federal courts should abstain until a state court has addressed the state questions.”16
After all, state judiciaries are equal partners in our shared duty “to say
State judiciaries are fundamental, not ornamental, and have been since the Founding, when Hamilton lauded them as “the immediate and visible guardian of life and property.”21 (Indeed, the federal judiciary didn‘t even exist for the first several years after independence.) Hamilton‘s reassurance has endured for 232 years. Earlier this year, we again extolled the front-and-center role of state judiciaries: “For most Americans, Lady Justice lives in the halls of state courts.”22
In this case, Louisiana law poses a threshold, potentially decisive question. Only the Supreme Court of Louisiana can adjudicate it authoritatively. Certification—inviting the state high court‘s definitive word—
To my mind, there is no need for Erie guesses or crystal balls. Federal-to-state certification is a remarkable device: workable, efficient, and guaranteed to yield a doubt-free answer. Zero guesswork, Erie or otherwise. And this case, by any traditional measure, hits the certification bull‘s-eye: The state-law answer is uncertain, and the federal-law question is (maybe) unnecessary. The first adjudication of this unresolved issue, one that portends far-reaching impact given the ubiquity of “negligent protests,” should be decisive and authoritative, one on which the people of Louisiana can rely.
True, certification is entirely discretionary, not obligatory. And the tipping point for certification-worthiness eludes mathematical precision; it‘s
It is principally the role of state judges to define and delimit state causes of action. And state supreme courts have an irreplaceable duty: to be supreme and to speak supremely. We should let them do so, particularly when doing so may obviate a knotty federal question. I would leave this ruling on Louisiana negligence law to those elected to rule on Louisiana negligence law. I would seek conclusive word from the conclusive court as to what state law prescribes and proscribes. I would not guess, predict, or speculate. I would certify.
II
Even assuming that Mckesson could be sued under Louisiana law for “negligently” leading a protest at which someone became violent, the First Amendment “imposes restraints” on what (and whom) state tort law may punish.27 Just as there is no “hate speech” exception to the First
In Claiborne Hardware, involving a years-long and sometimes violent boycott that tortiously interfered with white-owned businesses, the Court unanimously held that the “highly charged political rhetoric” of Charles Evers—who “unquestionably played the primary leadership role in the organization of the boycott“—was constitutionally protected even though Evers vilified and urged violence against boycott breakers, warning, “if we catch any of you going in any of them racist stores, we‘re gonna break your damn neck.”31 The Court made clear that the First Amendment does not protect words “that provoke immediate violence”32 or “that create an immediate panic.”33 But “mere advocacy of the use of force or violence does not remove speech from the protection of the First Amendment.”34 Because Evers only advocated for
Officer Doe does not assert that Mckesson perpetrated violence himself. Rather, he asserts that Mckesson “incited the violence.” But Doe‘s barebones complaint specifies no words or actions by Mckesson that may have done so. For Rule 12(b)(6) purposes, we accept well-pleaded facts as true and view them in the light most favorable to the plaintiff.37 But “a legal conclusion couched as a factual allegation” need not be accepted as true.38 Gauzy allegations that offer only “labels and conclusions” or “naked assertion[s] devoid of further factual enhancement” do not suffice.39 Doe‘s allegations—“[t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory
Doe strings together various unadorned contentions—that Mckesson was “present during the protest,” “did nothing to calm the crowd,” “directed” protestors to gather on the public street in front of police headquarters, and “knew or should have known . . . that violence would result” from the protest that Mckesson “staged.” Even taking these impermissibly conclusory allegations as true, the complaint lacks sufficient factual detail to state a claim for negligence, much less to overcome Mckesson‘s First Amendment defense. For example, Doe does not allege:
- What orders Mckesson allegedly gave, how he led the protest, or what he said or did to incite violence.
- How Mckesson “controlled” or “directed” the unidentified assailant who injured Officer Doe.
- How statements that Mckesson made to the media after the protest amount to a ratification of violence.
Without these and other fleshed-out facts, the complaint utterly fails to link Mckesson‘s role as leader of the protest demonstration to the mystery attacker‘s violent act. In short, Doe‘s skimpy complaint is heavy on well-worn conclusions but light on well-pleaded facts.
Indeed, the lone “inciteful” speech quoted in Doe‘s complaint is something Mckesson said not to a fired-up protestor but to a mic‘ed-up reporter—the day following the protest: “The police want protestors to be too afraid to protest.” Tellingly, not a single word even obliquely references violence, much less advocates it. Temporally, words spoken after the protest cannot possibly have incited violence during the protest. And tacitly, the majority opinion seems to discard the suggestion that Mckesson uttered anything to incite violence against Officer Doe.
This novel “negligent protest” theory of liability seems incompatible with the First Amendment and foreclosed—squarely—by controlling Supreme Court precedent. Even assuming, for argument‘s sake, that Mckesson directed others to stand in the highway43 and that violating this criminal law constitutes a tort,44 I disagree with the suggestion that directing any tort would strip a protest organizer of First Amendment protection. Even Evers of Claiborne Hardware would be liable under the majority‘s analysis. After all, the economic harm inflicted in Claiborne Hardware was “the result of [Evers‘s] own tortious conduct in organizing a foreseeably violent protest.”45 Evers
In other words, when the Supreme Court observed that Evers could be held liable if he “authorized, directed, or ratified specific tortious activity,” it was clarifying that Evers could be held liable for violence he directly incited because violence is a tortious activity that unequivocally falls outside First Amendment protection.51 This violence/nonviolence distinction52 is cemented later in Claiborne Hardware when the Court restates the same three-verb standard to explain why Evers could not be liable despite his intentionally
The majority opinion avers (though, notably, the complaint does not) that Mckesson directed protestors to block a public highway.55 But encouraging that unlawful activity cannot expose Mckesson to liability for violence because he didn‘t instruct anyone to commit violence.56 The Supreme Court requires “extreme care” when attaching liability to protest-related activity.57 The majority‘s “tortious conduct + foreseeable violence = liability for violence”
The bar set by Claiborne Hardware is much higher than the majority opinion gives it credit for. For example, plaintiffs may only recover “losses proximately caused by unlawful conduct.”59 This requires naming “specific parties who agreed to use unlawful means” and “identifying the impact of such unlawful conduct.”60 Doe‘s complaint does not allege specific facts indicating an agreement or any kind of agency relationship between Mckesson and the unidentified protestor, or that Mckesson encouraged or incited violent acts. Officer Doe does not allege facts supporting that Mckesson had an affirmative duty to intervene, and under Claiborne Hardware, protest organizers cannot be held strictly liable for the violent actions of rogue individuals.61
To reconcile the majority opinion (negligently disregarding potential violence is not protected) with Claiborne Hardware (intentionally advocating violence is protected), we must accept that one who expressly and purposely calls for violence is somehow not behaving negligently to the risk that violence may result. But “[m]ere negligence . . . cannot form the basis of liability under the incitement doctrine[.]”62 To hold otherwise seems fanciful, as does allowing
Holding Mckesson responsible for the violent acts of others because he “negligently” led a protest that carried the risk of potential violence or urged the blocking of a road is impossible to square with Supreme Court precedent holding that only tortious activity meant to incite imminent violence, and likely to do so, forfeits constitutional protection against liability for violent acts committed by others.64 With greatest respect, I disagree with the majority opinion‘s First Amendment analysis—both its substance and its necessity.
III
In Hong Kong, millions of defiant pro-democracy protesters have taken to the streets, with demonstrations growing increasingly violent. In America, political uprisings, from peaceful picketing to lawless riots, have marked our history from the beginning—indeed, from before the beginning. The Sons of Liberty were dumping tea into Boston Harbor almost two centuries before Dr. King‘s Selma-to-Montgomery march (which, of course, occupied public roadways, including the full width of the bloodied Edmund Pettus Bridge).
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Officer Doe put himself in harm‘s way to protect his community (including the violent protestor who injured him). And states have undeniable
First, this is a negligence case, and I would not take it as a given that Mckesson owed an identifiable legal duty under Louisiana law. If no duty was owed, then no First Amendment analysis is necessary. Before weighing United States Supreme Court precedent on a fateful Federal question, I would invite the Louisiana Supreme Court to issue precedent on a fundamental State question. The tort analysis may well obviate the constitutional analysis.
Second, even assuming that Mckesson owed a duty, Doe‘s skeletal complaint does not plausibly assert that Mckesson forfeited First Amendment protection by inciting violence. Not one of the three elements of “incitement“—intent, imminence, likelihood—is competently pleaded here.65 Nor does the complaint competently assert that Mckesson directed, intended, or authorized this attack. Our Constitution explicitly protects nonviolent political protest. And Claiborne Hardware, among “our most significant First Amendment” cases,66 insulates nonviolent protestors from liability for others’ conduct when engaging in political expression, even intentionally tortious conduct, not intended to incite immediate violence. The Constitution does not insulate violence, but it does insulate citizens from responsibility for others’ violence.
“Negligent protest” liability against a protest leader for the violent act of a rogue assailant is a dodge of Claiborne Hardware and clashes head-on with constitutional fundamentals. Such an exotic theory would have enfeebled
Dr. King‘s last protest march was in March 1968, in support of striking Memphis sanitation workers. It was prelude to his assassination a week later, the day after his “I‘ve Been to the Mountaintop” speech. Dr. King‘s hallmark was nonviolent protest, but as he led marchers down Beale Street, some young men began breaking storefront windows. The police moved in, and violence erupted, harming peaceful demonstrators and youthful looters alike. Had Dr. King been sued, either by injured police or injured protestors, I cannot fathom that the Constitution he praised as “magnificent“—“a promissory note to which every American was to fall heir”68—would countenance his personal liability.
Summing up: I would certify the threshold negligence question to the Supreme Court of Louisiana. Failing that, and given the flimsiness of Doe‘s complaint, I would hold that the First Amendment shields Mckesson from tort liability for the rock thrower‘s criminal act. In all other respects, I concur.
Notes
Consider also Brown v. Tesack, relied upon by the majority. 566 So. 2d 955 (La. 1990). In Brown, there was no question that the school had a duty to properly dispose of hazardous materials. Id. at 957. The school “specifically recognized” that certain flammable liquids created an unreasonable risk to the children who played on the school‘s property. Id. As in Posecai, the question before the Supreme Court of Louisiana was whether this pre-existing duty extended to protecting against the acts of third parties (i.e., one child abusing the flammable liquids and burning another child). Id. The court concluded that because the harm that occurred was not only a foreseeable consequence of a breach of the school‘s already existing duty, but was a “foreseen” harm, protecting against the risk of children taking and misusing the hazardous liquids was within the scope of the school‘s underlying duty to properly dispose of the liquids. Id. at 957–58. Further, the underlying duty in Brown was tied to the heightened standard of care involving children, which is not an issue in our case. See id. at 957 (“A duty was owed both to these children and to their potential victims. . . . We agree . . . that ‘children who possess a flammable substance can be expected to light it, to attract other children to join in the play and to commit criminal acts or engage in other misadventures.‘“(quoting Brown, 556 So.2d at 89. (Plotkin, J., dissenting) (“[T]here is no difference between the recognizable risk of a minor‘s misuse of an inherently dangerous object and the likelihood that the minor will cause personal or property damages to others[.]“))). Here, the harm to Officer Doe was not within the scope of the highway-obstruction statute that the majority alleges Doe violated, and Mckesson owed no pre-existing duty to Doe because of a special relationship between them. Finally, the majority opinion, while quoting the multi-factor balancing analysis required by the Louisiana Supreme Court in Posecai, never gets around to actually applying it. Rather, the majority simply assumes that because the harm was foreseeable, a duty necessarily exists. Louisiana law requires more.
Also, to the extent that a tort duty can arise from the violation of statutes against obstructing highways, “recovery will be allowed only if a rule of law on which plaintiff relied included within its limits protections against the particular risk that plaintiff‘s interests encountered.” Lazard, 859 So. 2d at 661. And Louisiana‘s prohibitions on highway-blocking “have as their focus the protection of other motorists.” State v. Winnon, 681 So. 2d 463, 466 (La. App. 2 Cir. 1996). More attenuated harm is likely outside the scope of a defendant‘s duty under