UNITED STATES v. WEXLER
31 F.3d 117
United States Court of Appeals, Third Circuit
146
V.
For the aforementioned reasons, we will dismiss the foregoing appeal for lack of jurisdiction and remand for further proceedings consistent with this Opinion.4
Joe A. KANNIKAL, Appellant v. ATTORNEY GENERAL UNITED STATES of America.
No. 12-3205
United States Court of Appeals, Third Circuit.
Argued Nov. 18, 2014. Opinion filed: Jan. 20, 2015.
776 F.3d 146
Faye Riva Cohen, Esquire, (argued), Law Office of Faye Riva Cohen, P.C., Philadelphia, PA, for Appellant.
Stuart F. Delery, Esquire, Assistant Attorney General, David J. Hickton, Esquire, United States Attorney, Marleigh D. Dover, Esquire, Stephanie R. Marcus, Esquire, (argued), United States Department of Justice, Washington, DC, Rebecca R. Haywood, Esquire, Office of the United States Attorney, Pittsburgh, PA, for Appellee.
Before: RENDELL, JORDAN and NYGAARD, Circuit Judges.
OPINION
RENDELL, Circuit Judge:
I. Introduction
The District Court dismissed Joe Kannikal‘s suit against his former employer, the Federal Bureau of Prisons, as untimely based on the six-year statute of limitations set forth in
II. Background
The Bureau of Prisons terminated Kannikal on September 3, 1999. On April 20, 2001, Kannikal filed a formal complaint with the Equal Employment Opportunity Commission (“EEOC“), but he did not receive an administrative hearing until 2006. Kannikal‘s case was then held in abeyance because it was considered part of a pending class action complaint. In 2007, the Department of Justice informed Kannikal that his case would no longer be held in abeyance and suggested that he contact the EEOC. Kannikal asked the EEOC about his case status in 2008 and 2009, but he never received a response, let alone a final decision. He filed this civil action on March 28, 2012.
The Government filed a motion to dismiss for lack of subject matter jurisdiction, arguing that
On appeal, we questioned the parties’ assumption that a general six-year limit would apply, notwithstanding Title VII‘s specific scheme regarding the timing of civil actions, and we asked the parties to provide supplemental briefing on this issue.
Kannikal argues that applying
III. Whether § 2401(a) Applies
We first address our ability to have raised, sua sponte, the issue of whether
Our analysis must begin with the text of Title VII. Title VII has a detailed, specific provision regarding the limitation of actions,
Within 90 days of receipt of notice of final action taken by a department, agency, or unit ... or by the Equal Employment Opportunity Commission upon an appeal from a decision or order of such department, agency, or unit on a complaint of discrimination based on race, color, religion, sex or national origin ... or after one hundred and eighty days from the filing of the initial charge with the department, agency, or unit or with the Equal Employment Opportunity Commission on appeal from a decision or order of such department, agency, or unit until such time as final action may be taken by a department, agency, or unit, an employee or applicant for employment, if aggrieved by the final disposition of his complaint, or by the failure to take final action on his complaint, may file a civil action....
The specificity of Title VII‘s limitations scheme convinces us that
The Court of Appeals for the Eighth Circuit addressed a similar situation in Bruno v. United States, wherein a party seeking a tax refund argued that
The Government argues that
The legislative history of Title VII also demonstrates that Congress did not intend to foreclose the administrative process. Indeed, Congress encouraged use of the administrative process, while also providing an escape valve from EEOC delays by permitting civil actions to be brought after 180 days. The House Report for
The House Report acknowledged that litigation, whether in court or in the administrative process, is time-consuming, and Congress expected that claimants would not abandon the administrative process only to encounter equally time-consuming procedures in court:
The complexity of many of the charges, and the time required to develop the cases, is well recognized by the committee. It is assumed that individual complainants, who are apprised of the need for the proper preparation of a complex complaint involving multiple issues and extensive discovery procedures, would not cut short the administrative process merely to encounter the same kind of delays in a court proceeding. It would, however, be appropriate for the individual to institute a court action where the delay is occasioned by administrative inefficiencies. The primary concern must be protection of the aggrieved person‘s option to seek a prompt remedy in the best manner possible.
Id. at 13. The House Report thus reflects an awareness of the potential delays in the administrative process, as well as an assumption that complainants would allow
The Senate Committee similarly explained that “the committee believes that the aggrieved person should be given an opportunity to escape the administrative process when he feels his claim has not been given adequate attention” and that “[t]he primary concern should be to protect the aggrieved person‘s option to seek a prompt remedy.” S.Rep. No. 92-415, at 23-24 (1971). An analysis presented to the Senate with the Conference Report emphasized that “as the individual‘s rights to redress are paramount under the provisions of Title VII it is necessary that all avenues be left open for quick and effective relief.” 118 Cong. Rec. 7168. It would be incongruous, given Congress’ emphasis on claimants’ rights, and its statement that it is “necessary” to leave “all avenues” open for relief, to hold that a complainant is foreclosed if he is patient and awaits agency action that takes longer than six years. Id.
We cannot imagine that Congress intended to penalize claimants for EEOC delays. Applying
The Supreme Court‘s analysis of Title VII‘s legislative history further confirms our view. Congress prioritized claimants’ rights by “afford[ing] an aggrieved person the option of withdrawing his case from the EEOC if he was dissatisfied with the rate at which his charge was being processed.” Occidental Life Ins. Co. of Cal. v. E.E.O.C., 432 U.S. 355, 362, 97 S.Ct. 2447, 53 L.Ed.2d 402 (1977).4 In Occidental, the EEOC sued a private employer, who argued that the suit was untimely. The employer urged that the EEOC was barred from bringing an enforcement suit by not doing so within 180 days after the employee filed the charge. Reading the relevant provision of Title VII carefully, the Supreme Court affirmed the ruling of the Court of Appeals for the Ninth Circuit that the 180-day period set forth in the statute was not a limitation, but, rather, was a time period after which the complainant could elect to seek relief through a private enforcement action. It held that the 180-days provision means that “[i]f a
The Supreme Court concluded that “final and conclusive confirmation of the meaning” of the 180-days provision was in the analysis presented to the Senate with the Conference Report stating that the private right of action “‘is designed to make sure that the person aggrieved does not have to endure lengthy delays.... It is hoped that recourse to the private lawsuit will be the exception and not the rule, and that the vast majority of complaints will be handled through the ... EEOC.‘” Id. at 365-66, 97 S.Ct. 2447 (quoting 118 Cong. Rec. 7168 (1972)). It explained that “Congressional concern over delays ... was resolved by providing complainants with the continuing opportunity to withdraw their cases from the EEOC and bring private suits.” Id. at 369 n. 25, 97 S.Ct. 2447 (emphasis added). There is nothing to indicate that this “continuing opportunity” has a cut-off point. Indeed, the concept of a “continuing opportunity” supports the opposite conclusion, i.e., that this opportunity continues until the EEOC issues a final decision.5 While Congress provided the complainant a way to avoid lengthy delays, it did not, on the other hand, express any objection to a claimant‘s decision to await agency action.
The Government presents three specific attacks that we must address. First, the Government argues that
Thus, applying
Second, the Government argues that
This argument lacks merit, however, because, notwithstanding the “every civil action” language of Title VII,
Section 2401(a) is meant to apply when other limitations periods are lacking, which is certainly not the case here. The Court of Appeals for the Tenth Circuit applied
Third, the Government argues that there must be “some outer limit” to the time period in which Kannikal can come to federal court, that
In Occidental, the Supreme Court specifically rejected the notion that a time limitation not clearly set forth in Title VII could apply to limit the EEOC‘s right to file enforcement suits on behalf of private claimants. The employer argued that, if Title VII did not limit the time during which the EEOC could bring enforcement suits, then the most analogous state statute of limitations should apply. The Supreme Court rejected this argument, noting that “Congress did express concern for the need of time limitations in the fair operation of [Title VII], but that concern was directed entirely to the initial filing of a charge with the EEOC and prompt notification thereafter to the alleged violator.” Occidental, 432 U.S. at 371, 97 S.Ct. 2447. It emphasized that “[n]othing in [Title VII] indicates that EEOC enforcement powers cease if the complainant decides to leave the case in the hands of the EEOC rather than to pursue a private action.” Id. at 361, 97 S.Ct. 2447. The absence of an outer limit defined in years is consistent with Title VII‘s overall scheme: “that the only statute of limitations discussions in Congress were directed to the period preceding the filing of an initial charge is wholly consistent with [Title VII]‘s overall enforcement structure” because “[w]ithin this procedural framework, the bench-
The Government‘s concern for an outer limit is all the more perplexing when we consider that this limit is totally within its control. Once the agency issues a final decision, the limitation period is quite short, only 90 days. Any lengthy delays are therefore attributable to the Government. It would be unreasonable to hold that the Government‘s own delays can protect it from Title VII lawsuits. The Government also asserts that
In sum, we hold that
IV. The LCSA Does Not Apply
The Government also argues that Kannikal‘s signing of a Last Chance Settlement Agreement (“LCSA“) bars this action because the Bureau of Prisons agreed to postpone his termination and provide him improvement opportunities in exchange for his waiver of his appeal rights.8 We disagree with the Government‘s interpretation of the LCSA.
The LCSA provides that Kannikal “agrees ... to waive any and all appeal and grievance rights, relating to the underlying charges proposed in this matter on February 2, 1999, including, but not limited to, the Merit Systems Protection Board, Equal Employment Opportunity Commission ... for a period ending June 2, 2000.” (J.A. 22.) The LCSA‘s plain language shows that Kannikal‘s waiver applied only until June 2, 2000. He filed his complaint with the EEOC on April 20, 2001, and, thus, the LCSA does not apply.
At oral argument, the Government argued that the June 2, 2000 date meant that Kannikal could never appeal discriminatory behavior relating to the termination in this case, but he could challenge future
The Government also argues that res judicata bars Kannikal from pursuing this appeal. On September 30, 1999, Kannikal appealed his termination to the Merit Systems Protection Board (“MSPB“). He appealed to the MSPB before June 2, 2000, i.e., during the time period in which the LCSA prohibited him from appealing. The MSPB held that the LCSA barred his appeal. The Court of Appeals for the Federal Circuit upheld this decision, holding that “this court detects no error in the Board‘s conclusion that it lacked jurisdiction.” Kannikal v. Dep‘t of Justice, 25 Fed.Appx. 874, 877 (Fed.Cir.2001). Res judicata does not bar Kannikal from pursuing the instant action because he filed his EEOC appeal after the LCSA waiver expired and because the MSPB only addressed the LCSA, not the merits of Kannikal‘s termination claim.9
In short, the LCSA does not apply after June 2, 2000. Kannikal filed his EEOC charge on April 20, 2001. Neither the LCSA nor the Federal Circuit decision bars this suit.
V. Conclusion
Section 2401(a) does not apply to Title VII actions. Kannikal was terminated in 1999 and has sought relief for over a decade. While we offer no opinion regarding the merits of his case, we do conclude that
RENDELL
Circuit Judge
