Janice WALTERS, individually and on behalf of all other similarly situated persons whose child support is processed by and through the Central Disbursement Agency; Margaret Powell, individually and on behalf of all other similarly situated persons whose child support is processed by and through the Central Disbursement Agency, Appellants, Shari Rush, individually and on behalf of all other similarly situated persons whose child support is processed by and through the Central Disbursement Agency, Appellant, Brandi McCloud, individually and on behalf of all other similarly situated persons whose child support is processed by and through the Central Disbursement Agency, Appellant, v. Richard WEISS, as Director of the Arkansas Department of Finance and Administration; Dan McDonald, as Director of the Arkansas Office of Child Support Enforcement of the Revenue Division; J.D. Gingerich, as Administrative Director of the Administrative Office of Courts, Appellees.
No. 03-3674.
United States Court of Appeals, Eighth Circuit.
Submitted: Sept. 16, 2004. Filed: Dec. 17, 2004.
391 F.3d 916
Petitioner Begna‘s case presents no novel or substantial legal issues, and although he asserts that the BIA‘s summary affirmance violated his due process rights, his brief fails to identify any grounds justifying judicial review of the BIA‘s summary affirmance. Accordingly, such review is not warranted in this case.
Nonetheless, I concur in order to highlight a perceived error in our jurisdiction‘s precedent, and to echo the Third Circuit‘s concern that it is highly “foreseeable that there will be a number of situations ... in which an arbitrary and capricious decision to streamline will hold the potential for distorting the judicial review that both the regulations and Congress contemplated.” Smriko, 387 F.3d at 296. The precedent in our jurisdiction should be modified in accordance with the majority of circuit courts.
Mark A. Hagemeier, argued, Little Rock, AR (Mike Beebe and Sherri L. Robinson, on the brief), for appellee.
McMILLIAN, Circuit Judge.
A class of custodial parents (“plaintiffs“) who receive child support payments collected, distributed, and disbursed by a statewide distribution unit (“SDU“) operated by the Office of Child Support Enforcement (“OCSE“) of the State of Arkansas (“the State“) appeals from a final order entered in the United States District Court1 for the Eastern District of Arkansas granting summary judgment in favor of Arkansas officials (“defendants“) on plaintiffs’ claims seeking injunctive and declaratory relief under
Plaintiffs initially filed this action in Arkansas state court, and defendants removed the case to federal court. The district court granted plaintiffs’ requеst for class certification. Some of plaintiffs’ claims were dismissed, and the parties filed cross-motions for summary judgment. In addressing the parties’ cross-motions for summary judgment, the district court set forth plaintiffs’ pending claims as follows:
First Claim: Defendants’ failure to provide Plaintiffs with prompt disbursement of support collected violates Plaintiffs’ rights under
42 U.S.C. §§ 654(27) and654B which requires that the Defendants’ state distribution unit distribute child support payments within two business days.Third Claim: Defendants’ failure to provide Plaintiffs with prompt, accurate, timely, frequent and meaningful notice of support collected and distributed violates Plaintiffs’ rights under
42 U.S.C. § 654(5) .Fourth Claim: Plaintiffs claim that the denial of accurаte, timely, frequent and meaningful notice of payment, collection, allocation and disbursement of child support funds violates Plaintiffs’ rights under the Due Process Clause of the Fourteenth Amendment.
Seventh Claim: Plaintiffs claim a denial of an administrative procedural mechanism for correction of errors and delays and meaningful notice of any administrative remedy in violation of the Due Process Clause of the Fourteenth Amendment.
Tenth Claim: Plaintiffs assert that
42 U.S.C. § 657 confers a specific right to be free from administrative costs and fees taken from support payments and to be free from the practice of recoupment to recovеr from agency errors.Eleventh Claim: Plaintiffs claim that they are deprived of property by the taking of “administrative fees” from support.2
Walters v. Weiss, No. 4:01-CV-00628, 349 F.Supp.2d 1160, 1162 (E.D.Ark. Oct. 16, 2003) (hereinafter “slip op.“).
The district court held that
Discussion
We review a grant of summary judgment de novo. The question before the district court, and this court on appeal, is whether the record, when viewed in the light most favorable to the non-moving party, shows that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. See
On appeal, plaintiffs first argue that the district court erred in dismissing their tenth claim for relief. Plaintiffs contend that the error results from the district court‘s misunderstanding of their claim. They explain:
The custodial parents never contended they are entitled to payments in excess of the total amount collected pursuant to an order for child support. Neither have custodial parents contended they were immune to state law procedures afforded to the state as a creditor for the repayment of overpayments. But section 657 makes no provision for refus-
ing to disburse support collected for the family because the IV-D agency‘s prior errors resulted in an alleged earlier overpayment. The issue is whether the State may unilaterally assert a “self-help” remedy and elevate itself to a preferrеd creditor status when there are no federal statutory or regulatory provisions authorizing this action.
Brief for Appellant at 16.
In other words, plaintiffs maintain that they are not disputing the State‘s right to recover past overpayments; rather, they are disputing the way in which the State exercises that right. More specifically, plaintiffs contend that the State is improperly failing to distribute funds in strict compliance with
We do not foreclose the possibility that some provisions of Title IV-D give rise to individual rights. The lower court did not separate out the particular rights it believed arise from the statutory scheme, and we think the complaint is less than clear in this regard. For example, [one of the plaintiffs] alleged that the state agency managed to collect some support payments from her ex-husband but failed to pass through the first $50 of each payment, to which she was purportedly entitled under the pre-1996 version of
520 U.S. at 345-46 (quoted in Brief for Appellants at 18) (citation omitted).
Moreover, in response to the district court‘s observation that they have failed to identify any specific rights-creating statutory language, and merely rely upon the general introductory paragraph of
We begin by emphasizing that, in Blessing, the Supreme Court wrote:
Section 1983 imposes liability on any one who, under color of state law, deprives a person “of any rights, privileges, or immunities secured by the Constitution and laws.” We have held that this provision safeguards certain rights conferred by federal statutes. In order to seek redress through
§ 1983 , however, a plaintiff must assert the violation of a federal right, not merely a violation of federal law. We have traditionally looked at three factors when dеtermining whether a particular statutory provision gives rise to a federal right. First, Congress must have intended that the provision in question benefit the plaintiff. Second, the plaintiff must demonstrate that the right assertedly protected by the statute is not so “vague and amorphous” that its enforcement would strain judicial competence. Third, the statute must unambiguously impose a binding obligation on the States. In other words, the provisiongiving rise to the asserted right must be couched in mandatory, rather than precatory, terms. Even if a plaintiff demonstrates that a federal statute creates an individual right, there is only a rebuttable presumption that the right is enforceable under
§ 1983 . Because our inquiry focuses on congressional intent, dismissal is proper if Congress “specifically foreclosed a remedy under§ 1983 .” Congress may do so expressly, by forbidding recourse to§ 1983 in the statute itself, or impliedly, by creating a comprehensive enforcement scheme that is incompatible with individual enforcement under§ 1983 .
520 U.S. at 340-41 (citations omitted).
The Supreme Court also explained that it is the burden of the party asserting the federal right to “identify with particularity” the right being asserted. The Court noted that, “[o]nly when the complaint is broken down into manageable analytic bites can a court ascertain whether each separate claim satisfies the various criteria wе have set forth for determining whether a federal statute creates rights.” Id. at 342 (citation omitted). The Court thus indicated that the specific right must be drawn from a particular statutory provision. See id. at 342-43 (noting that “[i]n prior cases, we have been able to determine whether or not a statute created a given right because the plaintiffs articulated, and lower courts evaluated, well-defined claims” and discussing examples of rights found to be created by particular federal statutory provisions). The Supreme Court concluded that the plaintiffs in Blessing had not shown, under the articulated test, that they had an individually-enforceable federаl right to the State of Arizona‘s “substantial compliance” with Title IV-D. Id. at 343 (“[T]he requirement that a State operate its child support program in ‘substantial compliance’ with Title IV-D was not intended to benefit individual children and custodial parents, and therefore it does not constitute a federal right. Far from creating an individual entitlement to services, the standard is simply a yardstick for the Secretary to measure the systemwide performance of a State‘s Title IV-D program.“).
As indicated above, however, the Supreme Court went on to comment that it “[did] not foreclose the possibility that some provisions of Title IV-D give rise to individual rights,” and that, although
The only specific statutory provision that plaintiffs have identified as giving rise to the asserted individually-enforceable federal right is the introductory paragraph, subsection (a), of
To the extent that plaintiffs alternatively argue that
Plaintiffs next argue that the district court erred in holding that they failed as a matter of law to establish a constitutionаl due process violation in their fourth and seventh claims for relief. Plaintiffs describe their due process theory as based upon the deprivation of property that occurs whenever a mistake is made by the State resulting in a denial of child support which they are qualified to receive. Brief for Appellants at 29. They again argue that the district court misunderstood their claims. They explain:
The District Court erroneously identified the deprivation of property as occurring only from recoupment or the imposition of administrative fees. Custodial parents did not challenge either recoupment or fees аs an unconstitutional taking of their support. However, they did object to a lack of procedural due process available to challenge the State‘s assertion that it was owed a debt which could be satisfied by the taking of their future child support payments.
Id.
Citing Mathews v. Eldridge, 424 U.S. 319 (1976) (Mathews), and cases from other circuits, plaintiffs continue:
[A] [Title] IV-D agency‘s notice of collection and distribution of support must state the information used by the agency to distribute support. The notice must also state how each amount is distribut-
ed and provide an explanation if the government has taken some of the support collected or explain why all the support collected has not been sent to thе custodial parent.
Id. at 31.
Plaintiffs further contend: “Custodial parents entitled to child support which is processed through the State‘s SDU must have ‘timely and adequate notice detailing the reasons’ for the distribution of their support and the right to challenge the State‘s support distributions.” Id. at 32 (quoting Goldberg v. Kelly, 397 U.S. 254, 267 (1970) (welfare recipients are entitled to limited pre-termination procedural safeguards; in that context, due process principles “require that a recipient have timely and adequate notice detailing the reasons for a proposed termination of benefits, and an effective opportunity to defend by confronting any adverse witnesses and by presenting his own arguments and evidence orally“)). In the present case, plaintiffs conclude, the district court erred in failing to determine whether, under Mathews, the State is violating their procedural due process right to notices that would enable them to identify errors made by the State in distributing child support payments. Brief for Appellants at 34.
“To have a property interest in a benefit, a recipient must have a legitimate claim of entitlement to it.” Board of Regents v. Roth, 408 U.S. 564, 577 (1972). As the district court noted, plaintiffs in the present case do not have a protected property interest in any actual overpayments of child supрort because the protected property interest must be limited to child support funds that the custodial parents are qualified to receive. Cf. Bliek v. Palmer, 102 F.3d 1472, 1475 (8th Cir.1997) (“welfare benefits ‘are a matter of statutory entitlement for persons qualified to receive them’ and thus are a constitutionally protected property interest“) (quoting Goldberg v. Kelly, 397 U.S. at 262). However, plaintiffs contend that they are not asserting a property interest in actual overpayments. Rather, based upon the inherent risk of an erroneous deprivation occurring in the recoupment process, plaintiffs are challenging the alleged lack of sufficient prоcedures for assessing and disputing the State‘s position whenever it claims that an overpayment has occurred and may be remedied by withholding collected child support funds from future payments.
The due process analysis set forth by the Supreme Court in Mathews v. Eldridge, 424 U.S. at 335, requires consideration of three factors: (1) the private interest that will be affected by the governmental action, (2) the risk of an erroneous deprivation of such interest through the procedures used, along with the probable value, if any, of requiring additional or substitute procedures, and (3) the governmental interest involved, including the burdens that the additional or substitute procedures would create. See also Bliek v. Palmer, 102 F.3d at 1476-77 (quoting Mathews v. Eldridge). “Due process is a flexible concept and a determination of what process is due, or what notice is adequate, depends upon the particular circumstances involved.” Id. at 1475. “[C]onsideration of what procedures due process may require under any given set of circumstances must begin with a determination of the precise nature of the government function involved as well as the private interest that has been affected by governmental action.” Goldberg v. Kelly, 397 U.S. at 263.
In Goldberg v. Kelly, the precise governmental action at issue was the termination by the appellant-state of welfare benefits,
In the present case, the government function at issue is the State‘s collection, distribution, and disbursement of child support payments, which, рlaintiffs point out, involve both families receiving public assistance as well as families not receiving public assistance. The precise governmental action being challenged is the recoupment of prior overpayments. The private interest involved is that of custodial parents in avoiding erroneous deprivations of collected child support which they are qualified to receive. Plaintiffs argue that minimal standards of due process require the State to provide more detailed information in the notices accompanying child support payment checks issued by the SDU so that any such errоrs in the State‘s recoupment practices may be readily identified and challenged. As stated above, plaintiffs argue that these notices must specifically include: what information was used to distribute collected child support, how each amount of collected child support has been distributed, and the reason for any failure by the State to distribute to the custodial parent any portion of the collected child support. We disagree.
Plaintiffs concede that the State is currently providing, along with each standard monthly child support payment check, sufficient information to satisfy the statutory and regulаtory requirements in
Moreover, because the precise governmental action being challenged is the recoupment of prior overpayments, the consequence of error is not so burdensome as, for example, was the case in Goldberg v. Kelly, where the governmental action being challenged was the complete termination of benefits. On the other hand, the additional procedure being demanded of the State (individualized notice of several underlying factors in the calculation of the monthly child support distributions) would be considerably more burdensome than the procedure requested in, for example,
Upon careful consideration of the particular circumstances in the present case, we conclude that the government‘s interest in avoiding the burdensome procedures plaintiffs request far outweighs plaintiffs’ interest in avoiding the risk of an erroneous deprivation and the probable value of requiring those additional procedures. Accordingly, we hold that plaintiffs have not established a procedural due process violation as a result of inadequate notice accompanying their standard monthly child support payment сhecks.
Plaintiffs next argue that their procedural due process rights are being violated as a result of inadequate administrative grievance procedures to contest alleged errors in the State‘s recoupment practices, and inadequate notice that such procedures exist. Brief for Appellants at 34.
It is undisputed that the stub accompanying each standard monthly child support payment check issued by the State contains the following printed statement:
Please retain this stub for your records. If you have questions about this payment or your child support case that is being enforced by [the Arkansas] OCSE, please call the number on the front of this stub. If your concerns are not resolved, you may request an administrative review. You will be asked to complete a Case Review Request Form and explain the problem in writing. The local office manager or Customer Service Unit Manager will review your case. A response detailing the findings and the action to be taken to correct any problems will be provided to you. You may also obtain a copy of the Case Review Request Form by calling the number on the front or on our website at: www.accessarkansas.org/dfa/childsupport/.
See Joint Appendix, Vol. 3, at 730 (Exhibit 18) (quoted in Brief for Appellants at 35).
In arguing that this notice of grievance procedures is constitutionally inadequate, plaintiffs argue that some custodial parents might be confused as to whether the referenced inquiry procedures apply to them. Plaintiffs also allege, based upon anecdotal evidence, that, even when a telephone inquiry is made as instructed, the information provided by the State is confusing and unhelpful because the caller is not specifically told on the telephone how to request review of his or her case. Brief for Appellant at 36 (citing Declaration of Abigail Miller (Joint Appendix, Vol. 3, at 486-87)). Regarding the referenced “Case Review Request Form,” plaintiffs argue that: “the stub fails to indicate when the form is to be used, or how and from where a form can be obtained.” Id.
We read the above-quoted notice as plainly informing the recipient that grievance procedures may be initiated by completing and submitting a Case Review Request Form and a written explanation of the problem. Contrary to plaintiffs’ argument, the notice does indicate where the form can be obtained. It states that a copy of the form may be obtained by calling the telephone number provided on the reverse-side of the notice or from the website specifically provided. Moreover, plaintiffs have not alleged, much less supported with evidence, that completion and submission of a Case Review Request Form and a written explanation of the problem results in a denial of administrative review. In other words, we have no basis from which to conclude that the grievance procedures offered by the State are inadequate. Plaintiffs have failed to
Finally, plaintiffs argue that, at a minimum, a procedural due process violation occurs whenever the State manually issues a child support payment check because these manual checks are not accompanied by the information required under
Due process does not require the State to give the very same notice each and every time it disburses child support funds to a custodial parent. No such requirement is expressed or implied in
Conclusion
The order of the district court is affirmed.
