Sejid Smriko v. John Ashcroft, Attorney General of the United StatesSejid Smriko v. John Ashcroft, Attorney General of the United States
Lead Opinion
Sejid Smriko was a lawful permanent resident of the United States for less than five years when he committed a crime involving moral turpitude that, under
We first examine the merits of Smriko’s challenge, and conclude that his view of refugee status-that it can only be terminated pursuant to specific enumerated grounds contained in the INA — is consistent with the text and some of the legislative history of the INA. We then note the absence of any precedent counseling in favor of or against Smriko’s proposed interpretation, and briefly examine the Government’s argument that an overall, expert examination of our nation’s immigration laws and system would counsel against Smriko’s proposed reading of ■ the INA, and, instead, would suggest that the INA “implicitly” contemplates that refugees who achieve lawful permanent resident status simultaneously lose their refugee status. ■ ■
Recognizing that the BIA has been charged with providing expert interpretations of our nation’s immigration laws and that this Court must give the BIA deference in making such determinations, we then examine Smriko’s contention that his case was improperly subjected to the BIA’s affirmance without opinion process, thereby erroneously preventing the BIA from offering its interpretation of the statutory provision at issue here. We then conclude that, in most situations, we may, in reviewing a final order of deportation, review the BIA’s decision to issue an affirmance without opinion in á particular case. Here, we conclude that the Board member charged with examining Smriko’s case clearly acted arbitrarily and capriciously by issuing an affirmance without opinion, in violation of the BIA’s streamlining regulations, with respect to a case presenting novel and substantial legal issues without precedent. This agency action deprived us of a Board interpretation of the INA that we believe the applicable agency regulations intended us to have before addressing the merits of Smriko’s petition. Accordingly, we will grant the petition for review and remand so that the BIA may éxercise its expertise and address Smriko’s proposed reading of the INA.
The facts before us are neither complicated, nor in dispute. Smriko is a native and citizen of Bosnia-Herzegovina who was admitted to the United States as a refugee on October 20, 1994 pursuant to
.Within five years of his entry into the United States, Smriko was convicted on three occasions of retail theft offenses in Pennsylvania and New Jersey. On December 26, 1996, he was convicted of retail theft in violation of
The former Immigration and Naturalization Service (“I.N.S.”) commenced removal proceedings against Smriko on August 24, 1999, charging him with removability on two statutory grounds: (1) under
II.
We have jurisdiction to review a final order of removal pursuant to
III.
Title 8,
Any alien who-(I) is convicted of a crime involving moral turpitude committed within five years ... after the date of admission, and (II) is convicted of a crime for which a sentence of one year or longer may be imposed, is deportable.
Id. As noted above, Smriko was convicted for receiving stolen property under
Smriko argues only that his conviction under
We recently explained, in examining
IV.
Our task is not complete, however, as Smriko suggests that the INA affords him additional protection as one who received “refugee status” upon his entry into the United States. While Smriko concedes that
A. Smriko’s Contention that Refugee Status Coexists with LPR Status
Smriko’s contention that refugee status coexists with LPR status and must be
Under Article I of the Convention, entitled “Definition of the term ‘refugee,’ ” one ceases to be a refugee if any of six events occur. See Convention Art. 1(C). In the case of a refugee in Smriko’s situation, refugee status would not cease until “he has acquired a new nationality, and enjoys the protection of the country of his new nationality.” Id. 1(C)(3). The United Nations High Commissioner for Refugees has taken the position that this provision “means that the refugee must secure and be able to exercise all the rights and benefits entailed by possession of the nationality of the country” before losing refugee status, and because LPR status does not entitle one to the same rights and benefits as a United States national, obtaining LPR status is not a basis for the cessation of refugee status under the Convention. See Interpreter Releases, Becoming LPR Does Not Terminate Refugee Status, UNHCR Says, 80 No. 11 Inter. Rel. 413, App. (2003) (statement from Office of the United Nations High Commissioner for Refugees). Accordingly, Smriko argues that the Convention contemplates him retaining refugee status even after he achieved LPR status because attaining LPR status did not give him a “new nationality” that would terminate the need for refugee status under the Convention.
The Refugee Act of 1980, 94 Stat. 102, brought into existence the current definition of “refugee” in the INA, see
Title
any person who is outside any country of such person’s nationality or, in the case of a person having no nationality, is outside any country in which such person last habitually resided, and who is unable or unwilling to return to, and is unable or unwilling to avail himself or herself of the protection of, that country because of persecution or a well-founded fear of persecution on account of race, religion, nationality, membership in a particular social group, or political opinion....
Id. “Refugee” is used in many sections of the INA. The provision under which Smri-ko was admitted,
Other immigration law, Smriko suggests, also contemplates refugee status persisting after lawful permanent resident status is obtained. While, as discussed above, a refugee may be “regarded as” a lawful permanent resident after one year, see
Moreover, Congress and the Department of Homeland Security (through its implementing regulations) have explicitly provided for a means of removing refugee status, consistent with the Protocol and apart from the IJ’s suggestion that refugee status is “implicitly” forfeited upon becoming an LPR. Under
B. The Government’s Response
The Government concedes that “[t]he statutory definition of ‘refugee’ [in
[i]n practice, however, all sources of domestic law, including the INA and its supporting regulations, administrative and judicial case law, and the practices of the INS, the Department of Homeland Security, and the Executive Office for Immigration Review, reason that when a “refugee” adjusts to “lawful permanent resident” ... status, he no longer is considered to be in “refugee” status for purposes of United States immigration and nationality law. Rather, he either maintains his LPR status and may subsequently naturalize to U.S. citizenship, or possibly, may lose his LPR status and become a deportable alien under [8 U.S.C. § 1227 ].
Respondent’s Brief at 15-16 (emphasis added). The Government then presents legislative history, INA provisions, implementing regulations, and two BIA decisions that, it suggests, implicitly contem
First, the government looks to the conference report from the Refugee Act of 1980. The conference report indicates that the Senate’s bill originally provided that, absent emergency situations, refugees would be admitted as lawful permanent residents (with there simply being no such thing as refugee status), while an amendment in the House provided for “all refugees entering the United States [to] be admitted conditionally as ‘refugees’ with retroactive adjustment of status to lawful permanent residents after two years.” H.R. Conf. Rep. No. 96-781, at 21 (1980), reprinted in 1980 U.S.C.C.A.N. 160, 162. The Committee of Conference adopted the House Amendment, but “with adjustment of status permitted after a period of one year.” Id. The Government also looks to a statement by Senator Edward Kennedy, the Senate bill’s chief sponsor, who indicated that
the Conferees compromised on the House version and established a new ‘refugee’ admission status-different from either the present ‘conditional entry’ or ‘parolee’ status. This new status, will end after only one year-rather than two years-after which the refugee can adjust to permanent resident status. This one year ‘refugee’ status would also be counted towards the five-year period required for naturalization.
126 Cong. Rec. S3756-57 (daily ed. " Feb. 26, 1980). Thus, the Government argues that “refugee status” was intended to be a conditional status,- and was intended to end after one year.
The Government further notes that
Finally, the Government looks to two BIA decisions, neither of which addresses Smriko’s argument that the INA’s protections for refugees, as drafted by Congress in implementing the Protocol, co-exist with lawful permanent resident status and must be terminated prior to the initiation of removal proceedings. One decision briefly suggests, without analysis, that once a refugee adjusts to LPR status, the “former” status as a refugee does “not provide a basis for terminating [removal] proceedings.” In re Bahta, 22 I. & N. Dec. 1381, n. 2,
C. Discussion
“The first step in interpreting a statute is to determine whether the language at issue has a plain and unambiguous meaning with regard to the particular dispute in the case.” Ki Se Lee v. Ashcroft,
Although the INA is ambiguous with respect to Smriko’s challenge and Smriko has marshaled at least some legislative history in support of his proposed construction, we are without, in this case, an “agency answer” to examine and potentially defer to. The BIA answered Smriko’s “novel” challenge by assigning his case to a single member who affirmed without opinion the decision of the IJ, whose decision therefore became the final agency determination pursuant to the agency’s affir-mance without opinion regulations, see
In its entirety, the IJ’s response to Smriko’s proposed statutory construction consisted of the following:
[Wjhile the motion for termination would have been granted had the respondent remained a refugee, the respondent unfortunately in this case had adjusted his status to that of a lawful permanent resident, pursuant to Section 209 of the [INA,8 U.S.C. § 1159 ]. The respondent voluntarily chose to adjust his status and certainly there are benefits and rewards in acquiring the status of a lawful permanent resident and respondent has not provided any precedent decisions or any other legal basis for the proposition that a lawful permanent resident also retains the status of arefugee, pursuant to Section 207 [of the INA, 8 U.S.C. § 1157 ].
IJ’s Op. at 2. Even assuming arguendo that an IJ’s decision affirmed without opinion pursuant to the streamlining regulations would otherwise be entitled to Chevron deference,
Smriko raises an additional challenge, however, to the process by which his case arrived at the Court of Appeals without having such an agency answer. While he recognizes that the BIA acted within its authority to promulgate the streamlining regulations and did not, per se, violate his Due Process rights by doing so, see Dia,
V.
As'we recently 'explained in Dia, “[t]he Attorney General promulgated the streamlining regulations in 1999 when the Board was faced with a crushing caseload, the number of eases having increased exponentially in a little over a decade.” Dia,
(i) The Board member to whom a case is assigned shall affirm the decision of the Service or the immigration judge, without opinion, if the Board member determines that the result reached in the decision under review was correct; that any errors in the decision under review were harmless or nonmaterial; and that
(A) The issues on appeal are squarely controlled by existing Board or federal court precedent and do not involve the application of precedent to a novel factual situation; or
(B) The factual and legal issues raised on appeal are not so substantial that the case warrants the issuance of a written opinion in the case.
(ii) If the Board member determines that the decision should be affirmed without opinion, the Board shall issue an order that reads as follows: “The Board affirms, without opinion, the result of the decision below. The decision below is, therefore, the final agency determination. See 8 CFR 1003.1(e)(4).” An order affirming without opinion, issued under authority of this provision, shall not include further explanation or reasoning. Such an order approves the result reached in the decision below; it does not necessarily imply approval of all of the reasoning of that decision, but does signify the Board’s conclusion that any errors in the decision of the immigration judge or the Service were harmless or nonmaterial.
The Government counters that application of the above standards entails a “complicated balancing of a number of factors” only comprehensible to the single Board member, and contends that it is simply “not possible to devise an adequate standard of review” for determining whether there is precedent that “squarely controls” the present case and whether the issues raised are “not so substantial,” especially so because the regulations require the single Board member issuing a streamlining order to provide no reasoning, see
A. The Availability of Judicial Review
Under the APA, any “person suffering legal wrong because of agency action, or adversely affected or aggrieved by agency action within the meaning of a relevant statute, is entitled to judicial review.”
Smriko contends that the single Board member charged with applying the streamlining regulations clearly failed to follow those regulations by subjecting his case to the affirmance without opinion process without the regulatory criteria for doing so having been met. He insists that this erroneous application of the regulations is judicially renewable under the APA as interpreted by the Supreme Court in I.N.S. v. Yueh-Shaio Yang,
Though the agency’s discretion is unfettered at the outset, if it announces and follows-by rule or by settled course of adjudication-a general policy by which its exercise of. discretion will be governed, an irrational departure from that policy (as opposed to an avowed alteration of it) could constitute action that must be overturned as “arbitrary, capricious, [or] an abuse of discretion” within the meaning of the Administrative Procedure Act,5 U.S.C. § 706(2)(A) .
Yuek-Shaio Yang,
Based on Yueh-Shaio Yang and- the APA, it seems clear that we have jurisdiction to review the here challenged application of the streamlining regulations so long as the INA does not preclude that judicial review and> the issues so presented are not committed to agency discretion.
B. Actions Committed to an Agency’s Discretion
Section “701(a)(2) [of the APA] makes it clear that ‘review is not to be had’ in those rare circumstances where the relevant [law] ‘is drawn so that a court would have no meaningful standard against which to judge the agency’s exercise of discretion.’ ” Lincoln,
Under the streamlining regulations, in contrast, in order to affirm without an opinion, several specific criteria must be met: (1) the “result reached in the decision under review [must be] correct;” (2) any “errors in the decision under review [must be] harmless or nonmaterial; and (3) “(A) [t]he issues on appeal [must be] squarely controlled by existing Board or federal court precedent and ... not involve the application of precedent to a novel factual situation” or “(B) [t]he factual and legal issues raised on appeal [must be] not so substantial that the case warrants the issuance of a written opinion in the case.”
These criteria are clearly intended to require the single BIA member to determine whether the correct outcome was reached and, if so, whether a Board opinion would have significant value in the context of an appeal of the matter or in the context of other matters yet to be adjudicated. We agree with the Tenth Circuit Court of Appeals that “they have nothing to do with the BIA’s caseload or other internal circumstances.” Batalova v. Ashcroft,
The government’s insistence that
Nor are we impressed with the government’s suggestion that
We hold that the issues addressed by single BIA members under
C. The Approach of Other Courts
All but one of the other Circuit Courts that have addressed the issue have agreed or suggested that the affirmance without opinion regulations contain sufficient “law” to provide a “meaningful standard against which to judge the agency’s exercise of discretion.” Heckler,
The Eighth Circuit in Ngure parted company from the majority approach largely based upon its interpretation of the “not substantial” third factor found in the affirmance without opinion regulations. Ngure determined that “[wjhether a particular case ‘warrants the issuance of a written opinion’ is necessarily a function of the BIA’s limited resources at a particular point in time, and the views of members of the BIA as to whether those limited resources should be dedicated to writing an opinion in a given case.” Ngure,
Ngure also gave considerable weight to the legal proposition that an “an agency pronouncement is transformed into a binding norm if so intended by the agency, and agency intent, in turn, is ascertained by an examination of the statement’s language, the context, and any available extrinsic evidence.” Ngure,
In support of this view, Ngure quoted from the D.C. Circuit’s decision in Padula. There, faced with a pronouncement from the Director of the Federal Bureau of Investigation (“FBI”) regarding the FBI’s hiring policy with respect to homosexuals and other letters written by FBI personnel to law schools regarding that policy, the D.C. Circuit set forth the above maxim that these types of “agency statements”
Contrary to Ngure’s suggestion, we do not read American Farm Lines v. Black Ball Freight Service,
D. Review of the Decision To Affirm Without Opinion
Having concluded that the decision to streamline is judicially reviewable, the cor
VI.
In many situations where a petition for review challenges a streamlining decision, that decision will have no material impact on a court’s exercise of its judicial review function. In most, it will be readily apparent that the decision is not arbitrary or capricious. In many, the reviewing court may simply choose to address the merits of the IJ’s decision without resolving the procedural challenge.
In Haoud, for example, the First Circuit granted a petition for review because the affirmance without opinion process had been used “to deny [the Court’s] legitimate review power [because the Court was] left without a proper basis to ... evaluate the Board’s own critical analysis,” Haoud,
Similarly, the Fifth Circuit recently remanded a streamlined case to the BIA where the IJ had suggested multiple grounds for denying relief, one of which, if selected as the reason for affirmance by the BIA, would have denied an alien’s asylum application as untimely and would have prevented the Court of Appeals from exercising jurisdiction. Zhu v. Ashcroft,
Where, as here, an important portion of the statutory scheme can be read to produce materially different results, proper application of the streamlining regulations is essential. We are required to “accord[ ] Chevron deference [to the BIA] as it gives ambiguous statutory terms ‘concrete meaning through a process of case-by-case adjudication.’ ” Aguirre-Aguirre,
Here, Smriko presented a plausible reading of the INA to the Board, raising a substantial and important issue of refugee law. Despite the absence of precedent “squarely controlling” Smriko’s argument, Smriko’s case was erroneously affirmed without opinion. That error then prevented the Board from offering its expert opinion on the novel statutory construction issue now before us. Rather than usurping the role of the BIA and establishing a precedent that the Board’s expertise might counsel against, we now grant the petition for review in light of the streamlining error. The Board’s decision will be vacated, and, given the “need to establish a precedent construing the meaning of,”
Notes
. The Government initially argued that the jurisdictional bar of
. That section provides: "A person is guilty of theft if he intentionally receives, retains, or disposes of movable property of another knowing that it has been stolen, or believing that it has probably been stolen, unless the property is received, retained, or disposed with intent to restore it to the owner.” -
. Having determined that Smriko’s
. Smriko also urges that his interpretation is supported by the BIA's decision in Matter of Medrano, 20 I. & N. Dec. 216,
. The Government also suggests that no provision of the INA "confer[s] any authority on an immigration judge to engage in the sort of termination process proposed by Smriko before adjudicating a lawful permanent resident's removability from the United States.” Respondent’s Brief at 17-18 (citing
. The Supreme Court has determined that "the BIA should be accorded Chevron deference as it gives ambiguous statutory terms concrete meaning through a process of case-by-case adjudication.” Aguirre-Aguirre,
Where, as here, the BIA has affirmed without opinion the decision of the IJ, under
. In Marcello v. Bonds,
. Heckler also noted that at issue there was the reviewability of an agency's refusal to exercise its powers, as opposed to where, as here, an agency has exercised its coercive power over an individual. See Heckler,
. Subsection (e)(6) provides:
Panel Decisions. Cases may only be assigned for review by a three-member panel if the case presents one of these circumstances:
(i) The need to settle inconsistencies among the rulings of different immigration judges;
(ii) The need to establish a precedent construing the meaning of laws, regulations, or procedures;
(iii) The need to review a decision by an immigration judge or the Service that is not
in conformity with the law or with applicable precedents;
(iv)The need to resolve a case or controversy of major national import;
. (v) The need to review a clearly erroneous factual determination by an immigration judge; or
(vi) The need to. reverse the decision of an immigration judge or the Service, other than a reversal under§ 1003.1(e)(5) .
. See Haoud v. Ashcroft,
. The Seventh Circuit Court of Appeals has suggested, correctly it would seem, that, with respect to many cases that are improperly streamlined, "it makes no practical difference whether the BIA properly or improperly streamlined review.” Georgis v. Ashcroft,
. One might argue, we suppose, that the individual Board member's decision to issue an affirmance without opinion was an "implicit” rejection of Smriko's proposed statutory construction in favor of another construction. However, the Board member’s decision to issue an affirmance without opinion, in and of itself, is not a substitute for the kind of analysis of the relevant statutes, regulations, or legislative history, that would be required in order to afford Chevron deference. See Berishaj,
Concurrence Opinion
concurring.
I fully concur in Judge Stapleton’s well-reasoned opinion. I write separately to point out that I have participated in two Eighth Circuit cases, i.e., Wolde v. Ashcroft,