James BRUNSON and Brunson Package, Inc., Plaintiffs-Appellants, v. Scott MURRAY, et al., Defendants-Appellees.
No. 14-2877
United States Court of Appeals, Seventh Circuit.
Argued February 24, 2016. Decided December 13, 2016
843 F.3d 698
In sum, the record here shows that Burns and his lawyers focused carefully on sentencing issues. They selected the issues they wanted to pursue. They chose not to dilute them by pursuing other potential but unpromising issues, including the proximate cause objection at the heart of the majority‘s decision. While Burns was disappointed by the results of the strategy, his conduct amounts to waiver. We should not overlook the waiver and indulge Burns’ appellate makeover of his strategy and case. Nor was there any plain error. I would affirm the judgment of the district court in all respects.
Joseph A. Bleyer, Attorney, Bleyer & Bleyer, Marion, IL, Brett E. Legner, Attorney, Office of The Attorney General, Civil Appeals Division, Chicago, IL, for Defendants-Appellees.
Before EASTERBROOK, ROVNER, and HAMILTON, Circuit Judges.
HAMILTON, Circuit Judge.
Plaintiff James Brunson owns a package liquor store in Bridgeport, Illinois. He asserts that city officials violated his constitutional rights by refusing to renew his liquor license and orchestrating a campaign of harassment and outright violence.
Brunson brought this suit under
I. Factual and Procedural Background
On appeal from a grant of summary judgment to the defendants, we construe the evidence in the light reasonably most favorable to the plaintiffs and give them the benefit of all reasonable inferences from that evidence, without vouching for the objective truth of this account. E.g., Chaib v. GEO Group, Inc., 819 F.3d 337, 340-41 (7th Cir. 2016).
A. Brunson‘s Liquor Store
In the summer of 2008, James Brunson purchased the only liquor store in Bridgeport, Illinois. As part of the purchase, he obtained a liquor license. Brunson‘s store was one of only five places to buy alcohol in Bridgeport.
Bridgeport Police Chief Scott Murray was a frequent visitor to the shop. He often told Brunson that he was violating state and local liquor laws. Brunson would try to track down the laws Murray accused him of violating, only to find they did not actually exist. On one occasion, Chief Murray told Brunson that he had to be a Bridgeport resident to own a liquor business. Brunson, finding this odd, called Bridgeport Mayor Max Schauf, who was also the local liquor commissioner. Schauf “confirmed” that such a law was on the books, but it was not.
There is evidence that Schauf‘s interest in Brunson‘s business was a matter of self-interest. First, Schauf had made a competing offer to purchase the store and had lost out to Brunson. Also, Schauf already owned or had an interest in one of the other establishments in town that served alcohol—Red Hills Veterans Club—by way of subterfuge. The Veterans Club was ostensibly run by Beverley Pruez. An investigation by the Illinois Liquor Control Commission revealed that Pruez had a romantic relationship with Schauf, who had owned the club and signed liquor license renewals under the table for Pruez. And Schauf‘s son Mark would open another Bridgeport bar and restaurant called “The Place to Be.” Since Schauf was the local
B. 2010 Liquor License Renewal
In April 2010, Brunson applied to renew his liquor license several weeks before it would expire. This is typically a simple process. A licensee with no violations is entitled to a pro forma license renewal. Instead, Chief Murray visited for an inspection. Brunson asked if there would be any trouble with the license renewal. Chief Murray told him to hire a lawyer. Receiving no updates on the status of his application, Brunson called Schauf the day his license was set to expire. Schauf told Brunson that he would not be renewing the license in time and did not know when he would make a decision. On May 1, with Mayor Schauf running out the clock, Brunson was forced to shutter his business and hire counsel.
Brunson contacted the state Commission, which assigned Special Agent Randal Mendenhall to investigate. Schauf told Mendenhall that he was taking time to review Brunson‘s license. Mendenhall pointed out that under state law, Schauf did not have this type of discretion: Schauf could renew or not renew the license, but he was not entitled to delay indefinitely. The state Commission ordered that Brunson be allowed to operate the store pending a hearing.
Brunson re-opened his store, prompting another visit from Chief Murray to ask: “What makes you think you can reopen your store when we say you can‘t.” Brunson‘s liquor supplier also received a call from the city clerk saying it could no longer sell to Brunson. Brunson showed Murray the Commission‘s order, and the supplier continued to sell to Brunson when the city clerk could not give any specific reason for the prohibition. Shortly before the Commission‘s scheduled hearing over Brunson‘s license, Schauf renewed the license without comment or explanation and backdated it to make it appear as if he had renewed it on time.
C. The Violent Events of August 7, 2010
Brunson‘s experience as a store owner worsened still further in the summer of 2010. One weekend in July, Brunson discovered that someone had attempted to break into the store by trying to remove the back door from its hinges. The act appeared to be both premeditated and at least a little sophisticated. The vandal had left behind a flashlight and safety glasses and had chipped away the door to get at the dead bolt. Chief Murray visited the scene but dismissed the incident as the work of teenagers. He did not file a police report. The following weekend, Brunson discovered that the compressor outside his store had been vandalized. He again called police but found no satisfaction.
Sensing a pattern, and finding little help from the local police, Brunson turned to self-help. He stood guard over his store the next weekend, armed with a loaded gun. A little past 3:00 a.m. on August 7, Brunson noticed a car crawling back and forth past his store. Then the car stopped, a man emerged, and Brunson heard the store‘s front windows shatter. He hurried to the scene and found Jody Harshman—a convicted felon, an off-and-on employee at Mayor Schauf‘s businesses, and a friend of the Schauf family.
Harshman raised a hammer and turned on Brunson, who in turn raised his gun. Harshman thought Brunson was bluffing and moved toward him. Brunson, who was not bluffing, pulled the trigger but the gun jammed. Harshman threatened, “Now you‘re f***ing dead,” and swung the hammer at Brunson. Brunson blocked the blow
Brunson did not disengage. Trailing Harshman at a distance, he called authorities. Before police arrived, Harshman tossed his hammer away, and in doing so caught sight of Brunson. Harshman charged at Brunson, who felled Harshman with a blow to the face. When Harshman tried to get up, Brunson knocked him down again with a kick. Brunson fixed the jam on his gun and held Harshman at gunpoint until police arrived. Brunson also noticed a car parked nearby with Mark Schauf—son of Mayor Schauf and a friend of Harshman—inside. As Harshman was being placed in an ambulance, Chief Murray reached the scene and took over the investigation. Brunson gave his account of the incident; he also pointed Murray‘s attention to Mark Schauf and asked whether Murray should be involved in the investigation.
Another officer at the scene, Officer Dooley, later explained the significance of this exchange. There was no good reason for Mark Schauf to have been at the scene in the early hours of the morning. In Dooley‘s opinion, there was a “likelihood that Mark Schauf may have been an accomplice involved in planning or carrying out the crime,” a suspicion Dooley said Murray shared. And given that Mark‘s father was Chief Murray‘s boss, “Murray should not have investigated this case himself.” Dooley believed that officers from a different jurisdiction—preferably the state police—should take over the investigation. Nonetheless, Chief Murray stayed on the case.
Two weeks later, on August 20, both Harshman and Brunson were arrested. Harshman was charged with criminal damage to property and pled guilty to a misdemeanor. Brunson was charged with felony aggravated battery. He pled not guilty. At least at the time of the district court‘s decision in 2014, that case was still pending.
D. Procedural History
Brunson‘s
On defendants’ motions for summary judgment, the district court first held that State‘s Attorney Wade was absolutely immune from liability for her role in prosecuting Brunson for battery and that Lawrence County was entitled to summary judgment because Brunson failed to respond to the county‘s motion. On the merits, the district court granted summary judgment to all defendants on the false arrest claim (Count 1) because there was probable cause to arrest Brunson for battery. The court granted summary judgment on the equal protection claim (Count 2) because Brunson did not have evidence of similarly situated comparators. The court granted summary judgment on the due process claim (Count 3) based on Killinger v. Johnson, 389 F.3d 765 (7th Cir. 2004), where we said that a local Illinois liquor commissioner had absolute judicial immunity even if his official actions were riddled with errors. The district court declined supplemental jurisdiction over the three state-law claims and dismissed them without prejudice.
II. Prosecutorial Immunity
Brunson claims that prosecutor Wade participated in his false arrest and deprived him of the equal protection of the laws. She is entitled to summary judgment based on absolute prosecutorial immunity.
Wade‘s first involvement with Brunson‘s case came after the violent August 7 incident. On August 11, after the Bridgeport police finished their investigation, Chief Murray turned the case file over to Wade. After Murray and Wade discussed the case, Wade‘s office prepared a formal charge of aggravated battery and sought an arrest warrant, which was issued on August 20. Before the arrest, Wade also spoke with Officer Dooley, who confirmed that Chief Murray alerted her to Mark Schauf‘s presence at the scene. Wade also recognized Chief Murray‘s possible conflict of interest. Wade would later appear on behalf of the State at Brunson‘s probable cause hearing.
Prosecutors are absolutely immune from liability “for their core prosecutorial actions.” Lewis v. Mills, 677 F.3d 324, 330 (7th Cir. 2012), citing Hartman v. Moore, 547 U.S. 250, 261-62, 126 S.Ct. 1695, 164 L.Ed.2d 441 (2006) (prosecutor “is absolutely immune from liability for the decision to prosecute“); see also Spiegel v. Rabinovitz, 121 F.3d 251, 257 (7th Cir. 1997) (“Under Illinois law, the State‘s Attorney ... is vested with exclusive discretion in the initiation and management of a criminal prosecution.“). When a prosecutor performs investigative or administrative actions, however, she receives only the qualified immunity afforded to law-enforcement officers. Lewis, 677 F.3d at 330, quoting Buckley v. Fitzsimmons, 509 U.S. 259, 276, 113 S.Ct. 2606, 125 L.Ed.2d 209 (1993). Core actions covered by absolute prosecutorial immunity are those “intimately associated with the judicial phase of the criminal process.” Lewis, 677 F.3d at 330, quoting Buckley, 509 U.S. at 270.
The issue is whether the prosecutor was acting as an officer of the court and performing actions related to the judicial rather than investigative phase of the criminal process. Fields v. Wharrie, 672 F.3d 505, 510 (7th Cir. 2012). For example, a prosecutor is not absolutely immune when she swears to the facts in a charging document—an investigative function—but she is absolutely immune for signing the charging document itself and initiating a prosecution. Olson v. Champaign County, 784 F.3d 1093, 1102-03 (7th Cir. 2015) (no immunity for Illinois prosecutor swearing to allegedly false information to obtain arrest warrant).
Absolute prosecutorial immunity covers Wade‘s conduct in this case. Wade‘s
III. Equal Protection Claim
This leaves Brunson‘s three federal claims against the remaining defendants: Mayor Schauf, Chief Murray, and the City of Bridgeport. We focus first on Brunson‘s most straightforward claim, that the defendants violated his Fourteenth Amendment right to equal protection of the law. The crux of this claim is that Mayor Schauf, with the aid of the other defendants, harassed Brunson under color of state law in an attempt to drive him out of business for Schauf‘s own personal gain or other illegitimate purposes. Brunson‘s equal protection claim covers the entire campaign against him, including Schauf‘s arbitrary delay in renewing Brunson‘s liquor license as well as the harassment by law enforcement, the interference in his business, the vandalism of his store, and the investigation of his violent encounter with Harshman.
The Equal Protection Clause guards against government discrimination on the basis of race and other immutable characteristics, but it also extends to protect people from so-called “class-of-one” discrimination in which a government arbitrarily and irrationally singles out one person for poor treatment. Geinosky v. City of Chicago, 675 F.3d 743, 747 (7th Cir. 2012). These class-of-one claims are designed to prevent government actors from singling out a person for arbitrary abuse. See Village of Willowbrook v. Olech, 528 U.S. 562, 564, 120 S.Ct. 1073, 145 L.Ed.2d 1060 (2000). Class-of-one discrimination “is illustrated when a public official, ‘with no conceivable basis for his action other than spite or some other improper motive ... comes down hard on a hapless private citizen.‘” Swanson v. City of Chetek, 719 F.3d 780, 784 (7th Cir. 2013), quoting Lauth v. McCollum, 424 F.3d 631, 633 (7th Cir. 2005) (alteration in original).
The district court determined that Brunson‘s claim failed for lack of evidence that defendants treated other similarly situated persons better than they treated him. Citing the Supreme Court‘s decision in Village of Willowbrook, the court wrote that a class-of-one claim requires a two-part showing: first, that a plaintiff was intentionally treated worse than similarly situated comparators, and second, that there was no rational basis for the different treatment. Brunson‘s claim failed, the court said, because he did not produce evidence of similarly situated licensees in Bridgeport who had been treated better during their own licensing processes. Instead, his claim focused too heavily on prong two of the equal protection analysis. See Srail v. Village of Lisle, 588 F.3d 940, 945-46 (7th Cir. 2009) (granting summary judgment to defendants where plaintiffs failed to raise genuine issue of material fact with respect to similarly situated comparators).2
The standard in Judge Easterbrook‘s opinion gives motive and intent in class-of-one suits “no role at all.” Id. at 900 (Easterbrook, C.J., concurring). Class-of-one claims must simply address “whether a rational basis can be conceived, not whether one is established on the record or occurred to a defendant.” Id. Under that standard, the “only proper use of intent in a class-of-one case is to show that discrimination exists.” Id.
The standard in Judge Posner‘s plurality opinion requires the plaintiff to demonstrate that “he was the victim of discrimination intentionally visited on him by state actors who knew or should have known that they had no justification, based on their public duties, for singling him out for unfavorable treatment—who acted in other words for personal reasons, with discriminatory intent and effect.” Id. at 889 (Posner, J., plurality opinion) (emphasis in original removed).
And the third standard, explained in Judge Wood‘s dissent joined by four additional judges, laid out four elements to a class-of-one claim: “(1) plaintiff was the victim of intentional discrimination, (2) at the hands of a state actor, (3) the state actor lacked a rational basis for so singling out the plaintiff, and (4) the plaintiff has been injured by the intentionally discriminatory treatment.” Id. at 913 (Wood, J., dissenting). Under this standard, “personal animus, illegitimate motives, [and] inexplicable deviations from clear rules” illustrate the kind of facts a plaintiff may rely upon to demonstrate that a lack of rational basis is plausible. Id.
While we await a final resolution of the doctrinal debate, Brunson‘s claim survives summary judgment under all three standards. First, while earlier cases cited by the district court had required evidence of similarly situated comparators, see Srail, 588 F.3d at 945; Vision Church v. Village of Long Grove, 468 F.3d 975, 1002 (7th Cir. 2006), our more recent cases have made clear that such evidence is not always required. Evidence of similarly situated individuals is not required as part of a formalistic mandate, but such evidence may help to establish disparate treatment: “if all principal characteristics of the two individuals are the same, and one received more favorable treatment, this may show there was no proper motivation for the disparate treatment.” Swanson, 719 F.3d at 784. Some cases, however, present the circumstance where disparate treatment “is easily demonstrated but similarly situated individuals are difficult to find.” Id. These class-of-one claims are also viable. See, e.g., Miller v. City of Monona, 784 F.3d 1113, 1120-21 (7th Cir. 2015) (collecting cases).
For instance, in Geinosky v. City of Chicago, we reversed a dismissal based on a plaintiff‘s failure to identify and describe
Our later en banc decision in Del Marcelle found common ground in supporting the Geinosky approach to comparators. We said that if the allegations signal that the plaintiff alone suffered the defendant‘s harassment, there is no need to identify a comparator. 680 F.3d at 914-15 (Wood, J., dissenting); see also id. at 898 (Posner, J., plurality opinion) (demonstrated pattern against one individual “adds up to deliberate and unjustified official harassment” even without comparators), quoting Geinosky, 675 F.3d at 745.
Defendants argue here, and the district court agreed, that because Brunson held the only Class B liquor license in Bridgeport, he could not identify any similarly situated comparators. Bridgeport is a small town of 2,500, with just five establishments selling or serving any liquor. Brunson owned the only package liquor store and Class B liquor license. Thus, as in many small communities, it would have been practically impossible for Brunson to produce similarly situated comparators among Class B liquor license holders as distinguished from Class A restaurants and Class C clubs. In this case, requiring Brunson to produce a comparator among Class B liquor establishments “would not help distinguish between ordinary wrongful acts and deliberately discriminatory denials of equal protection.” Geinosky, 675 F.3d at 748.
Brunson offered evidence of a pattern of discriminatory behavior on the part of a government. As we recognized in Geinosky, such a pattern can perform the same function as the similarly situated requirement in other class-of-one claims. Id.3 As the district court noted, Chief Murray repeatedly visited “to inform Brunson that he and his store were in violation” of nonexistent state and local liquor laws. Mayor Schauf attempted to single Brunson out with a proposed local rule that would have driven only him out of business. When Schauf arbitrarily refused to act on his license renewal, Brunson was forced to close his store and hire counsel. A city official tried to intimidate Brunson‘s liquor supplier in an attempt to cut off Brunson‘s receipt of product. Brunson also produced an affidavit from Agent Mendenhall that reasonably described this behavior as harassment.
Brunson has also offered evidence sufficient to avoid summary judgment that
Accordingly, Brunson has shown a lack of rational basis so that his claim survives summary judgment under Judge Easterbrook‘s standard in Del Marcelle. Still, “something other than the normal rational-basis test applies to class-of-one claims,” id. even if that something has not been clearly delineated. Brunson will need to address intent on remand.4
With regard to hostile intent and animus, whether the standard requires it or only allows its use as evidence, the pattern of harassment and discriminatory acts driven by Schauf‘s personal interests in Bridgeport is sufficient to satisfy both the plurality and dissenting opinions in Del Marcelle. See id. at 889, 913. Brunson, supported by Mendenhall‘s affidavit, paints a clear picture of the motive for this pattern of behavior: Schauf had a number of personal interests adverse to Brunson‘s store, and he sought to harass Brunson to drive him out of business. Brunson has offered evidence of substantial animus and a continuing misuse of power by government agents akin to an “orchestrated campaign of official harassment motivated by sheer malice” that we have said is sufficient (though it may not be necessary) to support an equal protection claim. Olech v. Village of Willowbrook, 160 F.3d 386, 388 (7th Cir. 1998) (internal quotation marks omitted), aff‘d, 528 U.S. 562, 120 S.Ct. 1073, 145 L.Ed.2d 1060 (2000).
Courts must handle class-of-one claims carefully to avoid turning “every squabble over municipal services, of which there must be tens or even hundreds of thousands every year, into a federal constitutional case.” Id. But the severity and extent of the defendants’ harassment shown by Brunson‘s evidence convince us that this claim should go to trial.
IV. False Arrest
We turn to Brunson‘s false arrest claim. Brunson was arrested on August 20 on a warrant. Brunson argues that Murray participated in his arrest but lacked probable cause to believe he had committed the crime charged. Brunson contends that clear evidence of self-defense defeated any probable cause to support an arrest for aggravated battery. The district court, reasoning that affirmative defenses play no part in the probable cause determination, granted the defendants’ motion for summary judgment on the claim. We affirm but on a different ground.
The key point is that Chief Murray arrested Brunson on the basis of an arrest warrant. A state court issued the facially valid warrant upon application by
When a person has been arrested as a result of such formal legal processes, his claim is not for an unconstitutional false arrest but (perhaps, if at all) for malicious prosecution, which we leave to state law in Illinois. See Bianchi v. McQueen, 818 F.3d 309, 321 (7th Cir. 2016).5 A police officer who receives a facially valid arrest warrant is ordinarily expected to act upon it, not to second-guess the court‘s decision to issue it. The officer does not personally violate the Constitution by making the arrest the court has authorized.
We have recognized a narrow exception to this rule where a reasonable officer would have known that the evidence provided to support the warrant failed to establish probable cause. Williamson v. Curran, 714 F.3d 432, 442 (7th Cir. 2013). That exception does not apply here. Chief Murray was entitled to investigate, to turn over the results to the prosecutor, and to let the prosecutor and then the court figure out if there was probable cause for the arrest or whether Brunson was clearly acting in self-defense. This case therefore does not present an issue concerning the scope of a police officer‘s duty, on the street, to evaluate available evidence of an affirmative defense. See McBride v. Grice, 576 F.3d 703, 707 (7th Cir. 2009) (officer may end investigation once he has probable cause, but “may not ignore conclusively established evidence of the existence of an affirmative defense,” though Fourth Amendment imposes no duty to investigate validity of defense), quoting Hodgkins ex rel. Hodgkins v. Peterson, 355 F.3d 1048, 1061 (7th Cir. 2004).
A second narrow exception could apply if Murray himself “knowingly or intentionally or with a reckless disregard for the truth, made false statements to the judicial officer, and [if] the false statements were necessary to the judicial officers’ determinations that probable cause existed for the arrests.” See Beauchamp v. City of Noblesville, 320 F.3d 733, 742-43 (7th Cir. 2003), citing Franks v. Delaware, 438 U.S. 154, 155-56, 98 S.Ct. 2674, 57 L.Ed.2d 667 (1978). This can include law enforcement deliberately or recklessly failing to inform the judicial officer of facts negating probable cause. Id. at 743. Brunson has not offered evidence that Murray deliberately or recklessly made any false statement or omitted any critical fact. He has not identified anything in Murray‘s police report or in the factual portion of the application for an arrest warrant that is demonstrably deceptive or false. Accordingly, Brunson has not cleared the high bar to support his false arrest claim.
V. Due Process and Mayor Schauf‘s Immunity
We next address Brunson‘s claim that he was deprived of a property interest (his
The district court‘s grant of absolute immunity for action on a license renewal has support in our opinions in Killinger v. Johnson, 389 F.3d 765 (7th Cir. 2004), and Reed v. Village of Shorewood, 704 F.2d 943 (7th Cir. 1983), which hold or indicate that absolute immunity is available not only for a local liquor commissioner‘s decisions to suspend or revoke licenses, but also for actions on license renewals. On further consideration, however, and in light of supplemental briefing on the question, we conclude that those cases must be narrowed so as to exclude license renewal decisions. The key holding expressed in Reed based its grant of absolute immunity for license renewal decisions on a view of Illinois law that is no longer accurate and on a broad view of absolute immunity that the Supreme Court has narrowed. We reverse the grant of absolute immunity to the mayor with respect to the non-renewal of Brunson‘s liquor license.
We start the analysis with the Supreme Court‘s approach to the strong medicine of absolute immunity. Absolute immunity is a powerful shield attaching primarily to judicial functions—not to the person or position. Cleavinger v. Saxner, 474 U.S. 193, 201, 106 S.Ct. 496, 88 L.Ed.2d 507 (1985), citing Butz v. Economou, 438 U.S. 478, 511, 98 S.Ct. 2894, 57 L.Ed.2d 895 (1978). When a functional analysis of the responsibilities at issue reveals that they are judicial in nature, the actor is entitled to absolute immunity from damages no matter how erroneous the act or injurious the consequences. Id. at 199-200. If the functions are not judicial in nature, however, then absolute immunity is not available. The official is left with the still-important protection of qualified immunity, which defeats individual liability unless his or her actions were contrary to clearly established law. Pearson v. Callahan, 555 U.S. 223, 231, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009).
Under the reasoning of Cleavinger and Butz, the action of renewing or not renewing an Illinois liquor license is a bureaucratic and administrative act—not a judicial act. Under state law, a local liquor commissioner‘s action on a license renewal lacks the procedural formalities and protections that apply to the same official‘s decision to suspend or revoke a license. The differences are great enough to produce different results for the availability of absolute immunity.
An overview of the state statute and facts of this case is helpful here. Under the Illinois Liquor Control Act, a liquor license holder is entitled to important procedural protections when a local liquor commis-
License renewal does not provide comparable procedural protections. The Act provides that a license holder may renew a license at its expiration, “provided he is then qualified to receive a license and the premises for which such renewal license is sought are suitable for such purpose.”
In this case, Brunson submitted the pro forma application for renewal three weeks before his license was set to expire. Although the local ordinance required Schauf to review the application within 15 days, he sat on it for seven weeks, forcing Brunson to close his store. By simply not acting, Schauf made it difficult for Brunson to appeal, which is a key safeguard against unlawful or unconstitutional acts. With no other recourse available to him, Brunson sought the aid of hired counsel and the state Commission. Only because Brunson independently solicited the aid of the state Commission was he able to reopen his store with the involvement of Agent Mendenhall.
Cleavinger offers a guide to assessing the relative importance of these facts and statutory characteristics. 474 U.S. at 201-02. Our functional analysis of the immunity issue is aided by the six factors “characteristic of the judicial process” set out in the decision, which are “to be considered in determining absolute as contrasted with qualified immunity“:
(a) the need to assure that the individual can perform his functions without harassment or intimidation;
(c) insulation from political influence;
(d) the importance of precedent;
(e) the adversary nature of the process; and
(f) the correctability of error on appeal.
Id. at 202, citing Butz, 438 U.S. at 512.
These factors weigh decisively against absolute immunity for an Illinois local liquor commissioner‘s action on whether to renew a liquor license. First, while the risk of harassment may be substantial when a local liquor commissioner makes decisions to suspend or revoke licenses, the risk of harassment is minimal where the decision to renew is “automatic” and “not discretionary.” Second, while there are substantial procedural safeguards available in cases of suspensions or revocations, including notice, a prompt public hearing on an official record, and a reasoned written decision, see
The sixth and only factor that tends to support absolute immunity is that errors can be corrected on appeal to the state Commission. That factor is limited to some extent, however, because in the case of inaction on a license renewal, the appellant must show there is a local commissioner‘s “order or action ... having the effect of denying a renewal application.”
We have applied absolute immunity under federal law only when the official‘s duties “are functionally comparable to those of a judicial officer.” Tobin for Governor v. Illinois State Bd. of Elections, 268 F.3d 517, 521 (7th Cir. 2001), citing Butz, 438 U.S. at 512-13; see also id. at 526 (absolute immunity for election board members when “they rule on the validity of nomination petitions“); Capra v. Cook County Bd. of Review, 733 F.3d 705, 709-10 (7th Cir. 2013) (absolute immunity for members of county board of review for property tax appeals); Heyde v. Pittenger, 633 F.3d 512, 518 (7th Cir. 2011) (absolute immunity for members of a county board of review for quasi-judicial functions, which required notice, a hearing, and otherwise engaging in a judicial proceeding); Wilson v. Kelkhoff, 86 F.3d 1438, 1444 (7th Cir. 1996) (absolute immunity for members of parole board when they “grant, deny, or revoke parole,” quoting Walrath v. United States, 35 F.3d 277, 281 (7th Cir. 1994)).
However, where an official‘s actions “do not involve acts that are analogous to those performed by judges,” we have rejected absolute immunity defenses. Dawson v. Newman, 419 F.3d 656, 662 (7th Cir. 2005) (no absolute immunity for parole officers’ actions involving “day-to-day duties in the supervision of a parolee“); Snyder v. Nolen, 380 F.3d 279, 288-89 (7th Cir. 2004) (no absolute immunity for clerks of court whose duty to “maintain the official record was purely ministerial,” involving “none of the discretion that ... is at the heart of absolute judicial immunity“); Richman v. Sheahan, 270 F.3d 430, 438 (7th Cir. 2001) (no absolute immunity for sheriffs or deputies whose misconduct involved “the manner in which they enforced the judge‘s
The Cleavinger factors thus weigh heavily against extending absolute immunity to an Illinois local liquor commissioner‘s actions on whether to renew a license, even while they weigh in favor of absolute immunity for decisions to revoke or suspend licenses. Denying absolute immunity runs contrary to one holding in a pre-Cleavinger case, which was repeated in dicta more recently. We therefore find it necessary to overrule one holding in Reed v. Village of Shorewood and to disapprove one phrase of dictum in Killinger v. Johnson.
To explain, in 1983 in Reed, we faced allegations of a pattern of official harassment of a liquor licensee similar to the harassment of Brunson in this case. The harassment in Reed included harassment of customers and groundless suspensions of the license, and eventually included denial of license renewal. 704 F.2d at 947-48. We reversed in part the dismissal of the licensee‘s due process claim, holding first and foremost that an Illinois liquor license is a property interest within the meaning of the due process clause. Id. at 949. We also held that the local liquor commissioner was entitled to absolute quasi-judicial immunity for his actions in suspending and revoking the license. Id. at 951-52. We agree with those holdings, which are consistent with the later Supreme Court decision in Cleavinger.
In Reed we also extended that absolute immunity to actions to renew or deny renewal of a license. We reasoned that even though the Illinois statute did not prescribe the same procedural protections for denials of license renewals that it does for suspensions and revocations, Illinois case law required those procedures. Id. at 948-49, citing City of Wyoming v. Liquor Control Comm‘n of Illinois, 48 Ill.App.3d 404, 6 Ill.Dec. 258, 362 N.E.2d 1080, 1084 (1977). We also read the Act as suggesting “that the Illinois legislature expected most licenses to be renewed as a matter of course.” Reed, 704 F.2d at 948-49.
More recently, in Killinger we considered a similar due process claim based on two relatively brief suspensions of a liquor license, including one summary suspension. We followed Reed to hold that the local liquor commissioner was entitled to absolute immunity on those claims based on the suspensions. Killinger, 389 F.3d at 770. We repeated the Reed holding that absolute immunity applied to decisions “to renew or revoke a liquor license,” id. (emphasis added), though strictly speaking the reference to renewal was dictum in Killinger, which presented no issue involving license renewals.
In this appeal, we invited the parties to file supplemental briefs on whether the absolute immunity holding of Reed and the dictum of Killinger on license renewals should be revisited. The principles of stare decisis demand that we give significant weight to our prior decisions unless supervening developments arise. See, e.g., Grandberry v. Keever, 735 F.3d 616, 617 (7th Cir. 2013); McClain v. Retail Food Employers Joint Pension Plan, 413 F.3d 582, 586 (7th Cir. 2005). While recognizing the importance of stare decisis in general, we conclude that we must narrow the Reed holding and disagree with the dictum in Killinger. We must deny absolute immuni-
The principal development in federal law is the Supreme Court‘s decision in Cleavinger, which laid out the factors discussed above for deciding when the rare grant of absolute immunity is required. See also Harlow v. Fitzgerald, 457 U.S. 800, 807-08, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982) (qualified immunity is the norm; absolute immunity is appropriate only when public policy so requires); Saxner v. Benson, 727 F.2d 669, 675 (7th Cir. 1984) (Cudahy, J., concurring), aff‘d sub nom. Cleavinger v. Saxner, 474 U.S. 193, 106 S.Ct. 496 (1985). Cleavinger was decided after Reed and was not cited in Killinger, which in any event did not need to address whether absolute immunity should apply to decisions whether to renew licenses.
The developments in Illinois state law are two-fold. First, recently an Illinois appellate decision has rejected the City of Wyoming holding that “nonrenewal is equivalent to a revocation or suspension.” Knoob Enterprises, Inc. v. City of Carbondale, 407 Ill.App.3d 1177, 350 Ill.Dec. 114, 948 N.E.2d 183, 186 (2011). The court in Knoob Enterprises found that the Act unambiguously distinguished between the procedures for renewals and the procedures for revocations and suspensions. Id. at 186-87. In the case, a liquor licensee appealed the non-renewal of its license. The decision turned on whether the licensee was appealing a suspension or revocation on one hand or a non-renewal on the other. The local government relied on City of Wyoming to argue that there was no difference, and the appellate court rejected that view, explaining that City of Wyoming “gives no reason to depart from the plain language of the Act.” Id. at 186.
While it might be possible to treat Knoob Enterprises as an inconclusive decision by another district of the Appellate Court of Illinois, the opinion also pointed out that the Illinois legislature had responded to City of Wyoming. It did so with a statutory amendment to allow appeals of actions “having the effect of ... denying a renewal application,” but without imposing the sorts of procedural requirements that apply to local liquor commissioners’ decisions to suspend or revoke licenses.
Accordingly, the combination of Cleavinger, the Illinois legislative response to City of Wyoming, and the more recent decision in Knoob Enterprises convinces us that the key assumption in Reed concerning non-renewals no longer applies. Absolute immunity should no longer apply to non-renewal decisions, which lack the hallmarks of a judicial act. Schauf has not claimed qualified immunity, which would not apply in any event if Brunson can prove his claims on the merits. We reverse the district court‘s grant of absolute immunity to Schauf on the due process claim.
VI. Remaining Due Process Issues
A. City of Bridgeport
We affirm the district court‘s grant of summary judgment to the City of Bridge-
Brunson instead hints briefly at an alternative theory of due process liability for the city and the other defendants: that the overall campaign of harassment deprived him of the value of his liquor license. See id. at 949. But Brunson provides only an underdeveloped argument, so that issue is also waived. Puffer v. Allstate Ins. Co., 675 F.3d 709, 718 (7th Cir. 2012).
B. Defendants’ Parratt Defense to Due Process Claim
Defendants suggest that we affirm summary judgment on Brunson‘s due process claim based on Parratt v. Taylor, 451 U.S. 527, 101 S.Ct. 1908, 68 L.Ed.2d 420 (1981). Parratt held that a claim under
VII. Supplemental Jurisdiction
Finally, the district court declined to exercise supplemental jurisdiction over Brunson‘s state-law claims because it had dismissed all of the federal claims over which it had original jurisdiction. See
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To recapitulate, summary judgment for Wade on the basis of prosecutorial immunity and summary judgment as to all defendants on Brunson‘s false arrest claim are AFFIRMED. Summary judgment in favor of defendants Schauf, Murray, and
