IN RE SANTIAGO G.*
(AC 36852)
Connecticut Appellate Court
January 6, 2015
DiPentima, C. J., and Alvord and Bear, Js.
Argued October 29, 2014
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Elizabeth K. Adams, for the appellant (respondent mother).
Michael Besso, assistant attorney general, with whom were Lorri Kirk, assistant attorney general, and, on the brief, George Jepsen, attorney general, and Gregory T. D‘Auria, solicitor general, for the appellee (petitioner).
Joshua Michtom, assistant public defender, for the minor child.
Opinion
DiPENTIMA, C. J. In this uniquely unfortunate case, the respondent mother, Melissa M.,1 appeals from the judgment of the trial court denying her motion to revoke the commitment of her minor child, Santiago G. (child), and transfer custody and guardianship to a third person, Maria G., who had cared for the child for the first three years of his life. Specifically, she argues that the court improperly (1) considered the best interests of the child even though the original cause for commitment never had existed, (2) found that it was in his best interests to remain with his foster family,2 and (3) denied her motion to open on the basis of newly discovered evidence. The petitioner, the Commissioner of Children and Families (commissioner), also advocates that the child should be returned to the custody and guardianship of Maria G. The child, through his attorney, and the guardian ad litem, Attorney Brian D. Kaschel,3 disagree and counter that the court properly considered and weighed the best interests of the child in declining to remove him from his foster family. We affirm the judgment of the trial court.
The unique circumstances of this case require a detailed recitation of the facts. On October 10, 2012, the child, then age three, was taken into the care and custody of the commissioner pursuant to a ninety-six hour hold. The child was returned to Maria G. the next day after the court, Hon. A. William Mottolese, judge trial referee, denied the ex parte motion filed by the commissioner for an order of temporary custody. Judge White denied a second ex parte motion for an order of temporary custody on October 12, 2012. On October 16, 2012, the commissioner filed for a third ex parte motion for an order of temporary custody on the basis of the same facts. Specifically, the commissioner alleged that the Department of Children and Families (department) had received a report from the United States Department of Homeland Security that Maria G. and her husband possibly had purchased a child in Guatemala and smuggled him into the United States on June 14, 2009.4 This report also contained an allegation that Maria G. had been physically aggressive with the child.
During an investigation by the department, Maria G. stated that the mother of her former housekeeper alerted her to a pregnant fourteen year old orphan in Guatemala, later identified as the respondent, who wanted to place her newborn baby. Maria G. admitted to travelling to Guatemala, paying a physician to deliver the baby and contacting a midwife to falsify information so that she was listed as the biological mother. Maria G. acknowledged using this false information to obtain a birth certificate for the child that named her and her husband as the biological parents. Last, Maria G. told the investigator that she had used the false passport to
On October 16, 2012, Judge Heller, finding that the child was in immediate physical danger from his surroundings, entered an order vesting the temporary care and custody of him in the commissioner and scheduled a subsequent hearing. The court sustained the order of temporary custody after a hearing on October 25, 2012. On November 15, 2012, the court adjudicated the child neglected on the basis that he had been abandoned by his biological parents, who were unknown at the time of the hearing. At a hearing on December 6, 2012, the assistant attorney general representing the department informed the court that Maria G. had provided him with the identity of the respondent and that the department was in the process of verifying that she was the biological mother of the child. On January 24, 2013, the court rendered a default judgment against the biological father for failing to appear in the proceedings. On February 14, 2013, the commissioner objected to Maria G. being granted intervenor status and, thereafter, the court denied her motion to intervene.
At a hearing on June 6, 2013, counsel for the respondent was present for the first time and the court appointed Kaschel as guardian ad litem for the child. Additionally, on that date the court received evidence that the respondent was the biological mother of the child.5 On June 28, 2013, the commissioner reversed her position on Maria G. being granted intervenor status after confirming that the respondent was the biological mother who wanted Maria G. to raise the child.
On September 12, 2013, the department presented a permanency plan seeking a transfer of guardianship to Maria G. and a concurrent termination of parental rights and adoption by Maria G. The alternative plan was a termination of the respondent‘s parental rights and adoption by the foster parents, who had been caring for the child since December, 2012. On October 22, 2013, the respondent filed a motion captioned “Motion to Revoke Commitment.” She alleged that the cause for commitment of the child no longer existed and that custody and guardianship of the child should be transferred to Maria G. in accordance with the respondent‘s wishes. Approximately two months later, the commissioner filed a motion to open and set aside the judgment adjudicating the child neglected on the basis of mutual mistake. Specifically, the commissioner argued that the parties had been mistaken in the belief that the identity of the biological parents was unknown at the time of the commitment, and that the child was the victim of human trafficking. The commissioner asserted that it was in the best interests of the child for the court to open the adjudication of neglect and to set aside the November 15, 2012 order of commitment.6
Starting on January 16, 2014, and continuing for
Maria G. herself testified that a family friend needed a place to live and she permitted him to sleep in the basement for a few days. She believed that this individual was the person responsible for contacting the United States Department of Homeland Security after she requested that he move out.7 Maria G. also testified that she had pleaded guilty to a federal felony8 and as part of her plea she agreed to leave the United States and return to Argentina. She planned to take the child with her and live with her family.
After hearing from other witnesses, the court issued an oral decision at the conclusion of the hearing. The court first determined that the grounds for the commitment no longer existed. It then turned to the issue of whether the revocation of the commitment was in the best interests of the child. “The court believes that the burden of proof has been sustained and that the motion to revoke the commitment should be denied. . . . Now, my concerns are, and the reason that I believe that it is in this child‘s best interests that he remain with [his foster parents] are: First, that a removal from his present environment would be so harmfully traumatic to him that he would suffer far greater from that trauma than he would suffer from any predictable, perceivable harm that he will suffer in later life, whether that‘s when he reaches middle school age, at age ten, whether he reaches what I always say is the toughest age for an adolescent, and that‘s age fourteen, or whether it doesn‘t hit him until he‘s an adult, all of that to me, the likelihood of that happening, which is not certain, it‘s not inevitably predictable. And I don‘t think I even heard it stated from an expert within a reasonable degree of probability, but I am going to assume that there is a distinct possibility that it will occur. That harm does not outweigh the harm that I think will occur to him from the removal. . . .
“But it‘s clear to me that from his use of the term, I have two mommies, that the description that Dr. [David]
“So [Maria G.‘s] stature as a primary attachment will gradually diminish, and she will become a secondary attachment, if—if even, if even that. And the [foster family] will be become a stronger primary attachment. And it‘s clear to me from all the testimony from the school people, from the therapist, that [the child] is thriving in this environment, and that he will continue to thrive. And it‘s not just a question of making him happy, it‘s not just a question of doing what he requests that we do, of catering to his whims and desires. After all . . . he‘s certainly not capable of making any kind of a rational or mature judgment. But nevertheless, I agree with the guardian ad litem that is, it is clearly in his best interests that he continue to grow up in that environment. . . . I mean, I have—I have a vision in my mind of the kid, child being removed bodily, kicking and screaming, and being taken out to visit [Maria G.] because he‘s learned that he‘s going to be going back to [Maria G.] I can‘t assess the damage that would be caused to him for that.
“Next, in trying to determine what reunification would be like with Maria G., I see, of course, a trip to Argentina, and the establishment of the home in Argentina, the development of relationships with family and extended family, the making of new friends. I‘m going to presume that all of that is—is going to go—would go smoothly, and would benefit him. But what I don‘t know is what‘s the rest of the environment look like down there?
“There may be psychological, psychologists, therapists. I don‘t know that their level of competence is. I don‘t know whether they‘re equipped, trained to deal with this—this particular issue that this child faces, which rarely occurs in the experience of any psychologist. I don‘t know what kind of schools there are in Argentina. I don‘t know what the community consists of down there, whether it‘s appropriate for him or not. . . . So these—these are the concerns that I have. And these are the reasons why I don‘t think reunification with Maria G. is in his best interests. And that remaining with the [foster family] is indeed in his best interests.”
On April 28, 2014, the commissioner filed a motion for reconsideration. On May 6, 2014, the commissioner filed a motion to open the judgment and introduce newly discovered evidence, which the respondent subsequently joined. The commissioner argued that Maria G. would not be sentenced in her federal criminal case until August, 2014, at the earliest, and therefore there would be time to reintroduce the child to her before
I
The respondent first claims that the court improperly considered the best interests of the child even though the original cause for commitment never had existed. Specifically, she argues that
The case of In re Avirex R., 151 Conn. App. 820, 96 A.3d 662 (2014), is the appropriate starting point for our analysis. In that case, the respondent mother appealed from the judgment of the trial court transferring guardianship of her minor child from the commissioner to his paternal aunt.12 Id., 821–22. The child had been born with opiates in his system. Id., 822. The commissioner placed a ninety-six hour hold on him, filed a neglect petition and moved for an order of temporary custody. Id., 823. The court granted the ex parte motion for an order of temporary custody and the commissioner placed the child with his paternal aunt following his release from the hospital. Id., 823.
The respondent in that case pleaded nolo contendere to the neglect petition, but contested the disposition of commitment. Id., 823. She also filed a motion for transfer of guardianship seeking to have the child placed with his maternal grandmother. Id. The court denied this motion. Id. Approximately three months later, the commissioner sought to revoke the commitment and transfer guardianship to the paternal aunt. Id., 824. The respondent filed an objection to the proposed transfer of guardianship, and to have the court order a reunification plan with her. Id., 824–25.
The court granted the commissioner‘s motion and referred to
On appeal, the respondent argued that the court had misapplied
In setting forth the rationale for our decision, we first noted that resolution of the appeal required a harmonization of the subsections of
We then explained the distinction between the two subsections of
“Accordingly, we conclude that the legislature intended that a motion, like the one filed here by the [commissioner], seeking to transfer guardianship of a child or youth from the [commissioner] to an individual other than the parent or former guardian, should be adjudicated by the court pursuant to subsection (j) of
We set forth the applicable test for granting a motion to transfer guardianship under
The reasoning of In re Avirex R. applies to the present case. The October 22, 2013 motion filed by the respondent, although captioned as a “Motion to Revoke Commitment,” sought an order transferring custody and guardianship of the child to Maria G., a third party who does not fall within the ambit of
The respondent‘s appellate argument that the adjudi-
II
The respondent next claims that the court‘s best interests finding was clearly erroneous. Specifically, she argues that the court improperly credited the conclusions of David Mantell, a clinical psychologist. We conclude that the court‘s best interests finding was supported in the record, and therefore, was not clearly erroneous.
The following additional facts are necessary for our discussion. The respondent called Rodolfo Rosado, a psychologist, as an expert witness. Rosado had evaluated both the child and Maria G. He subsequently spoke with the foster parents. As to Maria G., he testified that she was upset with the circumstances and “extremely motivated” to regain custody. Testing revealed no significant indications of any antisocial types of behavior or any indications of substance abuse or mental illness. Rosado described her as “fundamentally a loving, caring, attentive parent.” Rosado evaluated the child during June and July, 2013, and described him as having some trouble sitting still and focusing and that these aspects suggest the eventual emergence of either severe anxiety or attention deficit disorder. Rosado testified that the child had increased indications of being restless, impulsive and emotionally labile, or having a tendency to overreact to situations. The child identified himself with the surname of the foster parents, who Rosado described as “naturally affectionate, intelligent, caring, decent, good people . . . .”
During one test, Rosado asked the child to make up stories based on various cards. Rosado explained that his stories lacked heroic figures, indicating that he looked “at the world as confused . . . [where] terrible things can happen in your life with absolutely no explanation and there is no one to provide protection or security against those dangerous, ominous forces.” Rosado expressed concerns that taking the child from his first parental figure, Maria G., without warning or explanation “broke” him and that this psychological injury would remain and present a problem later in life.15 Rosado indicated, however, that the child appeared to
Rosado also explained that the child needed a narrative, which he lacked, to understand what had happened to him and to complete his sense of identity. Absent this narrative to heal the damage to his sense of identity, Rosado feared that a tragedy involving the child would occur one day in the future.
Rosado recommended that the child be placed in the care of Maria G., even if she left the United States for Argentina. Acknowledging the negative impact on both the foster family and the child, Rosado opined that he would be surrounded by extended family and there was “a fair prognosis of being in an environment where he will be loved and healed and given an explanation of everything that went on in the first five years of his life that make sense to him.”
Mantell testified as an expert called by the attorney for the child. He had evaluated the child on two occasions in December, 2013. The child presented as a “[s]uper high-charged little boy, just lovely, sociable, friendly, responsive, interested, alert, verbal.” Mantell described the interactions between the child and the foster parents that he witnessed as “[v]ery natural, warm, mutually interested reactions. The whole time they—it looked like a natural and very close parenting child set of relationships. Moved easily between parent to parent, lots of spontaneous expression of affection that he initiated to both of them for touch contact, and hugs, and smiles, and touches of many kinds, and which he received similarly. And also, a great deal of laughter as they played word games, and invented other things to keep themselves busy with the toys and equipment in the office.” The child identified the foster family as his family. He also showed a “great deal of mutual knowledge and affection” with his foster brother, who was one year older. In short, Mantell opined that the foster family was the child‘s psychological family.16
Given the child‘s prior experiences of being separated from Maria G.‘s husband, then from Maria G., followed by an unsuccessful and upsetting first foster care placement, Mantell stated that he had been compromised developmentally and considered him to be an already vulnerable child who also had some temperamental characteristics that placed him at risk for attention deficit disorder. As a result, Mantell indicated that the child would not be able to understand and successfully integrate the loss of his foster family. He further explained that these types of losses have a cumulative effect, and therefore the greater the number of losses, the greater the deficits in the future. Additionally, Mantell expected that impact of the prior losses of Maria G.‘s husband, and then Maria G. herself to lessen for the child due to his age when those events had occurred.17 Mantell also explained that while the child had two primary
Mantell agreed that a narrative would be beneficial to the child and stated that one should be provided to him at age ten. He noted that a narrative was being developed with the foster family as evidenced by their celebration of his one year anniversary with them in December, 2013. The child, as he grew older, would seek for a more advanced cognitive narrative to explain the events, but he likely had overcome a substantial portion of the emotional trauma of the removal from Maria G. Specifically, he stated: “I think he has already done the emotional work of processing that loss. I think that that wound is already substantially healed. I think he has already moved on significantly. And in his emotional world, left that prior world behind. . . . I think [that losing his world with the foster family] will be a devastating impact. I don‘t—I don‘t know how he will deal with that.” Mantell later clarified that, in his opinion, this devastation would have a long lasting effect on the child. Last, he stated that he did not know of any way that returning the child back to Maria G. would be better for him.
The respondent presented Ilene Grueneberg, a psychologist, as an expert and rebuttal witness. In preparation for her testimony, she reviewed the reports filed by both Rosado and Mantell, as well as their testimony in this case. She observed that Rosado and Mantell differed as to their descriptions of whether the child had a primary attachment to Maria G. and the impact of removing him from his foster family‘s home. Grueneberg opined that returning the child to Maria G. would allow him “to heal and understand, and hopefully integrate some of the events that have occurred in a more positive way.” She concluded that placing the child with Maria G. was “really the primary and perhaps the only way to—for him to resolve what has occurred, given that he has that opportunity. . . . In this case, he has the opportunity to heal that wound, to have some other narrative for what‘s happened to him. The absence of narrative is very damaging. So it allows him not only to know that, but to repair that with her.”
We note that: “Questions of custodial placement generally are resolved by a factbound determination of what is in the best interest of the child . . . as shown by a fair preponderance of the evidence. . . . To determine whether a custodial placement is in the best interest of the child, the court uses its broad discretion to choose a place that will foster the child‘s interest in sustained growth, development, well-being, and in the continuity and stability of [his] environment. . . . We have stated that when making the determination of what is in the best interest of the child, [t]he authority to exercise the judicial discretion under the circumstances revealed by the finding is not conferred upon this court,
The respondent specifically argues that the court‘s findings based on Mantell‘s testimony were clearly erroneous and that instead the court should have credited the expert testimony from Rosado and Grueneberg. “We do not examine the record to determine whether the trier of fact could have reached a conclusion other than the one reached . . . nor do we retry the case or pass upon the credibility of the witnesses. . . . The determinations reached by the trial court . . . will be disturbed only if [any challenged] finding is not supported by the evidence and [is], in light of the evidence in the whole record, clearly erroneous.” (Internal quotation marks omitted.) In re Cameron C., supra, 103 Conn. App. 757.18
The respondent challenges the court‘s reliance on Mantell‘s opinion that the child formed a second primary attachment to the foster mother and removal from that home would cause greater harm than ending his relationship with Maria G. She further points to the testimony of Rosado and Grueneberg as more persuasive. Acceptance of this argument, however, would be contrary to our case law. “It is well established that [i]n a case tried before a court, the trial judge is the sole arbiter of the credibility of the witnesses and the weight to be given specific testimony. . . . The credibility and the weight of expert testimony is judged by the same standard, and the trial court is privileged to adopt whatever testimony [it] reasonably believes to be credible. . . . On appeal, we do not retry the facts or pass on the credibility of the witnesses. . . . It is the quintessential function of the fact finder to reject or accept certain evidence, and to believe or disbelieve any expert testimony. . . . The trier may accept or reject, in whole or in part, the testimony of an expert offered by one party or the other.” (Internal quotation marks omitted.) In re Rafael S., 125 Conn. App. 605, 611–12, 9 A.3d 417 (2010); see also In re Juvenile Appeal (Anonymous), 177 Conn. 648, 668, 420 A.2d 875 (1979) (psychological testimony from professionals is rightly accorded great weight and appellate courts not in position to second-guess opinions of expert witness).
III
The respondent next claims that the court improperly denied her motion to open on the basis of newly discovered evidence.20 Specifically, she argues that once it became known that Maria G.‘s sentencing in her federal criminal case would be postponed and thus a graduated, transitional return with the child would be possible, the court should have granted the motion to open the judgment. We disagree.
On May 6, 2014, the commissioner, pursuant to
The following facts are necessary for our discussion. On May 27, 2014, the court held a hearing on the motion to open. The assistant attorney general claimed that the court‘s decision was based in large part on the lack of time to introduce the child back into Maria G.‘s life and that her sentencing had been “pushed off” until sometime after August.22 The court then issued an oral decision denying the motion to open. It stated that the commissioner had taken a “subsidiary finding and made it the primary finding.” In other words, the period of time before Maria G. would leave the United States was not the primary reason for the court‘s determination that the best interests of the child were to remain with the foster family. The court‘s decision set forth two primary reasons for denying the motion to transfer guardianship. First, the court found that the present harm of removing the child from the foster family outweighed any potential future harm. Second, the court had a significant lack of information regarding the psychological resources available to the child in Argentina.
“A court may grant a motion for a new proceeding based on newly discovered evidence if the movant establishes by a preponderance of the evidence, that:
The court did not abuse its discretion in denying the motion to open filed by the commissioner and joined by the respondent. It explained that the timing of Maria G.‘s departure from the United States was not the primary focus of its best interests determination.23 It is clear that the court concluded that the delay in sentencing would not have produced a different result in a new proceeding. This claim, therefore, fails.
As a final matter, we note the following statements made over the course of Rosado‘s testimony that compellingly summarized the unfortunate nature of this case. “My fear today is that we may have damaged [the child] deeply and almost irreparably. And not only the [child] but if you were to design a way to deeply damage two children and two families, you couldn‘t have done a better job than the way this situation has evolved. . . . [T]hese things happen to keep it going and substantiate it. [N]o matter what you do it is going to be damaging. . . . No matter what you do at this point very, very significant damage has been done . . . to [the child], to [Maria G.], to the current foster parents, and to their son . . . . The damage has been done by us collectively with the best of intentions.”
The judgment is affirmed.
In this opinion the other judges concurred.
DIPENTIMA, C. J.
Notes
The court granted the commissioner‘s motion for reconsideration but denied the relief requested. It determined that “[m]utual mistake, no matter how clear it is—and I don‘t think it‘s that clear here at all—does not trump best interests by any means. Mutual mistake is an equitable principle that allows for the court to work fairness, equity and justice. It would not be fair, equitable and just to take action that was inimitable to the best interests of the child. That‘s why that principle does not prevail here.”
