IN RE KYARA H. ET AL.*
(AC 35573)
Appellate Court of Connecticut
Beach, Keller and Pellegrino, Js.
Argued October 21, 2013—officially released January 16, 2014**
* In accordance with the spirit and intent of
Susan T. Pearlman, assistant attorney general, with whom were Benjamin Zivyon, assistant attorney general, and, on the brief, George Jepsen, attorney general, and Michael J. Besso, assistant attorney general, for the appellee (petitioner).
Raymond F. Parlato, for the minor children.
Opinion
**January 16, 2014, the date that this decision was released as a slip opinion, is the operative date for all substantive and procedural purposes.
On July 25, 2012, the petitioner, the Commissioner of Children and Families (commissioner) filed petitions to terminate the parental rights of the respondent and Tyrone H. in their children, Kyara and Jahein.1 On that same date, the commissioner filed petitions to terminate the parental rights of the respondent and Jose M. in their children Trevon and Kahlil.2 In each petition, the commissioner asserted that “[t]he child has been found in a prior proceeding to have been neglected and uncared for and [the respondent and the male biological parent of the child] has . . . failed to achieve the degree of personal rehabilitation that would encourage the belief that within a reasonable time, considering the age and needs of the child . . . they . . . could assume a responsible position in the life of the child . . . .” See
The court conducted a trial on the petitions, after which it rendered a thorough memorandum of decision that set forth its findings and conclusions. In the adjudicative phase of the proceeding, the court found in relevant part: “[The respondent] is presently twenty-eight years old. She was raised in Hartford and moved to Eastern Connecticut after she dropped out of school in the ninth grade. Her father was an active alcoholic; her mother was addicted to cocaine. She was sexually abused by her brother when she was twelve. She reports a strong relationship with her father who remains an active alcoholic. [The respondent] frequently left her children in the care of her father throughout the years.
“At eighteen years old, [the respondent] was arrested by the Putnam police for resisting arrest. She was convicted and received a nine month suspended sentence and [one] year probation. . . .
“[The respondent] met Tyrone when she was nineteen and soon got pregnant. Kyara was born on January 22, 2004. The child tested positive for the presence of marijuana; [the respondent] admitted usage throughout her pregnancy. A continuing theme. [The respondent] transferred guardianship of Kyara to her father, Leander [K.], where the child remained for the first three years of her life.
“[The respondent] gave birth to her second child, Jahein, on November 13, of the same year, 2004. Jahein also tested positive
“From May 6, 2005, until the spring of 2006, neither of the children were with [the respondent]. Kyara was with [Leander K.] and Jahein was removed from [the respondent’s] care by [the commissioner] after [the respondent] was found several miles from her home extremely intoxicated by alcohol while Jahein was with her. She lost her balance and fell while holding him and he hit his head. She was arrested and charged with risk of injury to a minor and disorderly conduct. [The Department of Children and Families (department)] offered services and [the respondent] was also required to [complete] court ordered treatment programs. Upon successful completion, the charges were reduced to disorderly conduct and she received an unconditional discharge from the criminal court on October 6, 2005, and Jahein was returned to her care.
“In the summer of 2008, [the respondent] met an undocumented man from Brazil, who was fifteen years her senior, Jose. Jose was, and remains, a functionally illiterate person in that he can neither read nor write in any language. Thus began a four year domestically violent, substance abusing relationship that produced three more children.
“On March 26, 2009, [the commissioner] sought and obtained temporary custody of Kyara and Jahein due again to [their] exposure to illegal substances, domestic violence and inadequate supervision. This was the second removal by [the commissioner]. Again, [the department] offered services to [the respondent] and also to Jose to address these issues. [The respondent] was pregnant again. Both [the respondent] and Jose participated in services resulting in the return of the two children, Kyara and Jahein, in October, 2009, under an order of protective supervision effective until April, 2010.
“In November, 2009, [the respondent] was again arrested, her third arrest, for disorderly conduct. She was fined $200. Apparently this arrest escaped the notice of [the department]. The following month, December 31, 2009, Trevon was born.
“On April 11, 2011, Kahlil was born. The child tested positive for marijuana. [The respondent] acknowledged to [the department] that she used marijuana and alcohol throughout her pregnancy. She admitted mutual domestic violence with Jose. She said she uses marijuana daily and that she drinks two or three times per week and will drink two or three forty ounce bottles of beer and a few shots.
“[The respondent] reports that she and Jose also smoked K-2, a synthetic drug chemically similar to marijuana. This drug can be four to a hundred times more potent than marijuana and is popular with marijuana users since it does not show up on drug screens unless used within the preceding two hours of testing. It can produce hallucinations, severe agitation, panic attacks, dangerously elevated heart rate and blood pressure and, seizures . . . .” (Citations omitted.)
In describing the circumstances surrounding the removal of the children from the care of the respondent, the court found in relevant part as follows: “Petitioner’s Exhibit B, an affidavit of a [department] social worker, describes an horrific and
The court referred to a police report that described an incident that occurred on August 26, 2010, in which Jose struck the respondent in the kitchen of their residence, in the presence of Kyara, Jahein, and Trevon. The respondent told one of the police officers responding to this domestic disturbance that she was having difficulty coping with the recent suicide of her brother. She stated that, upon her return from a package store, she got into a disagreement with Jose and that he struck her using his hand as well as a roll of masking tape, and then dragged her down onto the floor. Subsequently, Jose was arrested and charged with disorderly conduct, assault in the third degree, and risk of injury to minor children. The criminal charges were dismissed following Jose’s completion of a family violence education program.
The court found: “In April, 2011, upon the birth of Kahlil, born positive for marijuana, [the commissioner] filed a petition alleging neglect but did not seek removal of the children. [The department] again offered services to both parents through [the] Stonington Institute, Community Prevention and Addiction substance abuse evaluation and treatment, New Perceptions counseling, individual counseling for [the respondent] with [counselor] Cam Morin-Bounds and others. . . .
“[O]n September 6, 2011, after Jose was arrested and held in jail [on] motor vehicle charges, [a department] social worker learned that [the respondent] had reported that seven year old Kyara was [engaging in inappropriate sexual conduct with her] then six year old brother, Jahein. [The respondent] was receiving services from a Community Resources, Inc. (CRI) behaviorist and clinician. The clinician told [the department] that [the respondent] says that Kyara roams the house in the middle of the night, urinating in her room and that [the respondent] fears leaving Kyara and Jahein alone together.”
The court went on to discuss a police report concerning an incident on October 1, 2011. During the incident, the respondent was taken into custody incident to a traffic stop. The respondent acted in a physically and verbally combative manner toward the police. Additionally, she vomited in a police cruiser and shouted profanity at the police. Upon her arrival at the police station, the respondent continued to act in a combative manner and disregarded police commands that she undergo processing calmly. The respondent was charged with violations of motor vehicle laws, interfering with an officer, and breach of peace.
The court went on to find: “On October 12, 2011, a [department] social worker observed [twenty-two] month old Trevon with two black eyes. According to [the respondent] and her father, Leander, Trevon fell on a piece of furniture. The next day, Jose and a friend went to [the respondent’s] home. They report that [the respondent] had been drinking beer when they arrived. They said that [the respondent] continued to drink throughout the afternoon and evening, [having stolen vodka and wine from another person]. The report [submitted as an exhibit] indicates that Jose and [the respondent] then went
“Both Jose and [the respondent] reported to the social worker that Jose had been unfaithful to [the respondent] with a neighbor and that this infidelity had caused further strife in their relationship. Jose admitted it was poor judgment to go to the hotel with [the respondent] while she was intoxicated and angry over his infidelity. Two days later, [the commissioner] sought and obtained an order of temporary custody of the children.”3
The court observed that specific steps were entered for all parties on October 14, 2011, at the time of the initial order of temporary custody, and later, on February 1, 2012. With regard to the respondent, the court found: “It must be recalled that [the department] began offering services to [the respondent] in 2004. The children had been previously removed on two occasions. Within the past two years and prior to the most recent third removal of the children, [the department] had engaged CRI for intensive family preservation services for [the respondent] and the children. This was a program designed to keep the family together and provided needed services for the family. In May, 2011, [the department] engaged a Family Based Recovery program for [the respondent] and the children. [The respondent] met with these providers nine times while they were attempting to help her. [The respondent] consistently tested positive for marijuana during those services. She quit the program [on] June 24, 2011, and began a day treatment program for substance abuse. She did not complete the program.
“After her arrest on October 1, 2011, and after the children were removed on October 14, 2011, she entered Stonington Institute Partial [H]ospitalization and Intensive Outpatient treatment on October 25. She completed the program for the second or third time and was released on December 6, 2011. Jose was there to pick her up. Jose and [the respondent] said they were going to resume living together at [the respondent’s] apartment . . . . [The respondent] was supposed to attend [Alcoholics Anonymous (AA)] meetings. She did not. There is evidence that she and Jose were using illegal drugs, marijuana and K-2, and/or drinking alcohol at least through the end of April and into the beginning of May, 2012, more than six months after the children were removed.
“In February, 2012, she resumed her individual counseling with Cam Morin-Bounds, a licensed alcohol and drug counselor. This counselor testified that she has been treating [the respondent] off and on for more than [seven] years. She knows that [the respondent] is an alcoholic. She describes alcoholism as a disease with strong genetic predisposition. She appears
“[The respondent] entered a residential substance abuse program known as New Life on March 20, 2012. She told the intake worker that she had been using drugs while in her last program, she reported drinking alcohol every three days. Cam Morin-Bounds did not report that [the respondent] was drinking in February. [The respondent] stayed in this program until she was discharged on April 30, 2012, after she was found to have K-2 in her room.
“[The department] found another program for her. On May 1, 2012, [the respondent] was scheduled to enter Mother’s Retreat in Groton, a program that works with [a] substance abusing [woman] and if successful allows [her] children to be reunited with her in treatment. [The respondent] failed to attend the intake session. On May 22, 2012, [the respondent] entered yet another program known as Fresh Start in Hartford.
“[The respondent] had failed to remain sober even after a multitude of detoxification and inpatient programs through eight years of various programs. Her children have been removed three times from her care.4 On July 25, 2012, [the commissioner] filed [petitions] to terminate her parental rights.” (Footnotes altered.) The court went on to find that the children had been found in a prior proceeding to have been neglected and that the respondent had failed to achieve such degree of personal rehabilitation that would encourage the belief that within a reasonable time, considering the ages and needs of the children, she could assume a responsible position in the life of the children. In this appeal, the respondent does not challenge the court’s finding that she has failed to achieve personal rehabilitation.
In the dispositional phase of the proceeding, the court addressed and considered the seven factors specified in
Our review of the record reflects, and the respondent acknowledges, that this issue of procedural due process was not raised before the trial court. Although deeming it necessary to a proper resolution of the case, the respondent did not ask the court to order a psychological evaluation of her children.7 In her principal
I
As a preliminary matter, the respondent’s resort to Golding review is unavailing because the record belies the factual premise of the claim. In Golding, our Supreme Court stated that “[t]he defendant bears the responsibility for providing a record that is adequate for review of his claim of constitutional error. If the facts revealed by the record are insufficient, unclear or ambiguous as to whether a constitutional violation has occurred, we will not attempt to supplement or reconstruct the record, or to make factual determinations, in order to decide the defendant’s claim.” State v. Golding, supra, 213 Conn. 240.
The respondent has premised her invocation of Golding on the existence of “complex” and “obvious” psychological issues related to Kyara, Jahein, Trevon, and Kahlil. To prevail under Golding, therefore, the record must reflect that such issues exist with respect to each of the respondent’s children. In support of her claim that the “psychological issues” of the children required that the court, sua sponte, order a psychological evaluation, the respondent refers to several matters in evidence. First, she refers to “inappropriate sexual acts” between Kyara and Jahein. In its decision, the court referred to a department social worker’s report, which included the respondent’s observation that, while living with the respondent, Kyara was engaging in inappropriate sexual behavior with Jahein. The court observed, as well, the respondent’s representation that Kyara “roams the house in the middle of the night” and “urinates in her room.” This behavior was not corroborated by any other source. A July 24, 2012 social study prepared by a department social worker,8
Second, the respondent refers to “Attention Deficit Hyperactivity Disorder.” In the department social worker’s report, it states that an “art therapist” who has been working with Kyara reported that she was “very loud” and “clumsy.” The therapist reported that “she could have Attention Deficient Hyperactive Disorder or these could be symptoms of other things.” There is no evidence that any diagnosis by a medical professional was made in this regard. Additionally, in the department social worker’s report, it refers to Jahein’s history of “Attention Deficient Hyperactive Disorder.” The report goes on to state that, at this time, the group of evaluators9 that had studied his case determined that this issue need not be addressed. Although the respondent reported difficulties with Jahein’s behavior in the home, including his tendency to spend time alone, the report states that Jahein “has made a lot of progress since being placed in the foster home,” he “has been doing excellent in school,” his teacher “is very happy with him and his progress . . . and enjoys having him in his class,” and that he has been “doing better with his hygiene . . . showering . . . and brushing his teeth.”
Third, with regard to the other two children, Trevon and Kahlil, the respondent acknowledges in her brief that “[they] do not appear to have the same psychological issues at this time, but both are deemed ‘medically complex’ by the [commissioner].” In this regard, the respondent goes on to state that “[b]oth children have asthma, requiring nebulizer treatments, and Kahlil has Hepatitis C, which can be a life-threatening disease.” Additionally, the respondent relies on evidence that Trevon experienced some regression in his potty training after being placed in foster care.
The department social worker’s report submitted in evidence states that “Trevon presents as a happy and easy going toddler. Once he warms up he is easily engaged and smiles often.” Initially after being placed with his foster family, Trevon had a “flat affect” and had difficulty sleeping through the night. Those problems have disappeared and he is engaging in activities that are developmentally appropriate for his age. Further, “Birth to Three made an assessment of Trevon and deemed that he did not qualify for their services.”10 The department social worker’s report states that upon joining his foster home Kahlil “is a happy baby who smiles and babbles often. There are not any concerns regarding Kahlil’s developmental milestones. He is crawling and almost walking by himself. [He] was evaluated
In a purely subjective manner, the respondent has labeled certain conduct, medical conditions and diagnoses as “complex” and “obvious psychological issues.” She has not demonstrated, by reference to findings of fact or competent evidence, that any of these things constitute obvious psychological issues that were of such a complex nature that they should have triggered the court, sua sponte, to order a psychological evaluation. The respondent has not established a necessary factual predicate in support of her claimed entitlement to review under Golding because there is no finding or evidence that at the time that the court rendered its decision, any of the four children at issue suffered from obvious and complex psychological issues.11 The
respondent effectively conceded that there are medical issues involving Trevon and Kahlil; she has failed to demonstrate by reference to competent evidence that they are psychological issues that should affect a best interest analysis. With respect to Kyara, the respondent relies on her own observation of sexual conduct and other activities, yet there is no evidence of any diagnosis of any psychological disorder by a medical professional, let alone findings by the court that such issues existed. To the contrary, the evidence demonstrates that Kyara was performing well apart from the respondent. Finally, with respect to Jahein, the respondent points to his historical diagnosis with a psychological issue, namely, Attention Deficient Hyperactive Disorder. The evidence, which was credited by the court, unambiguously reflects that this disorder was not an area of concern at this time for the department social workers who studied Jahein. Rather, he, like all of his siblings, had been making excellent progress in almost all areas after being distanced from the respondent and entering foster care. Absent a sufficient showing in the record that obvious and complex psychological issues existed, the factual predicate for the respondent’s claim is lacking. See In re Amanda A., 58 Conn. App. 451, 458, 755 A.2d 243 (2000) (claim of constitutional error not reviewable where record insufficient to substantiate factual basis of claim).
II
In part I of this opinion, we concluded that the factual predicate underlying the respondent’s claim, which is of constitutional magnitude, was not apparent in the record. Even were we to conclude that the record supported the factual premise of the claim—or the claim was based on the facts apparent in the record—the respondent’s Golding claim is unavailing because she is unable to demonstrate that due process required the court, sua sponte, to order a psychological evaluation of the children for purposes of determining whether termination of her parental rights was in their respective best interests.
“In reviewing a procedural due process claim, we must first determine
Whether the process due the respondent required the court, sua sponte, to order a psychological evaluation of her children, is governed by the balancing test set forth by the United States Supreme Court in Mathews v. Eldridge, 424 U.S. 319, 335, 96 S. Ct. 893, 47 L. Ed. 2d 18 (1976). See In re Alison M., 127 Conn. App. 197, 219-20, 15 A.3d 194 (2011) (Mathews balancing test applies in context of proceeding to terminate parental rights). “Under this test, [t]he three factors to be considered are (1) the private interest that will be affected by the state action, (2) the risk of an erroneous deprivation
The first factor of the Mathews balancing test, concerning the private interest at stake, weighs in the respondent’s favor. “A petition to terminate parental rights threatens the respondent’s constitutionally protected interest [in retaining her parental rights in her children].” In re Tremaine C., supra, 117 Conn. App. 530.
The second factor, consideration of the efficacy of current procedural safeguards and the efficacy of any additional or alternate procedural safeguards, does not weigh in the respondent’s factor. As discussed previously in this opinion, the respondent argues, essentially, that courts commonly do not rely on appropriate psychological theories when undertaking best interest analyses, that courts are ill-equipped to evaluate the myriad of proper considerations that are relevant to a best interest analysis, and that proper best interest analyses should be influenced by child psychology that favors continued contact between children and biological parents. The respondent argues that, given the facts of the present case, the court was obligated sua sponte to order a psychological evaluation of the children because “the trial court [had] no reliable assessment of how well bonded the children were to their foster parents or what type of damage would be occasioned by terminating parental rights at this time. . . . Absent that type of information, there is a significant risk that the trial court rendered a decision that unnecessarily destroyed this family or was affirmatively detrimental to the children, and that is a risk that due process forbids in light of the easy access to psychological evaluations that are so commonly used in these types of cases.”
An evaluation of current procedural safeguards reflects that the respondent’s parental rights were terminated following numerous court proceedings and a lengthy trial, during which the respondent was represented by counsel. Current procedural safeguards include the court’s statutory authority, exercised whether on motion by a party or on its own initiative, to order a psychological evaluation of a child that is the subject of a termination of parental rights proceeding.
psychological examination in the present case would have weighed in her favor. That is, the respondent merely speculates that an expert would have formulated an opinion that did not weigh in favor of the termination of her parental rights. In no manner does the respondent address the issue of why she failed to attempt to present such a favorable alternative theory before the trial court. In argument, she alludes to evidence of an ongoing bond with her two oldest children, Kyara and Jahein, and suggests that the court was unaware of contemporary research noting “the importance of continued contact between children and their biological parents . . . .”15 Yet, “[o]ur courts consistently have held that even when there is a finding of a bond between parent and a child, it still may be in the child’s best interest to terminate parental rights.” In re Rachel J., 97 Conn. App. 748, 761, 905 A.2d 1271, cert. denied, 280 Conn. 941, 912 A.2d 476 (2006). Certainly, apart from any issues related to the existence of a bond between the respondent and any or all of her biological offspring, the court was free to rely instead on the evidence that it amply discussed in its thorough memorandum of decision regarding the many ways in which the respondent has failed to behave as a responsible parent or to provide any semblance of a stable and safe home environment for the children at issue. See, e.g., In re Devon W., 124 Conn. App. 631, 649, 6 A.3d 100 (2010).
Furthermore, our courts have consistently eschewed the notion that judges lack the ability to weigh the evidence and make correct best interests determinations in termination of parental rights cases. As our state’s highest court has observed: “Although we often consider the testimony of mental health experts . . . such expert testimony is not a precondition of the court’s own factual judgment as to the child’s best interest.” (Citations omitted; internal quotation marks omitted.) In re Jeisean M., 270 Conn. 382, 398, 852 A.2d 643 (2004); see also In re Teshea D., 9 Conn. App. 490, 493, 519 A.2d 1232 (1987) (same). Thus, the respondent’s claim, itself, is based on an assessment of the capability of the trial court that is without support in our case law.
Here, the respondent urges us to conclude that an added procedural safeguard, namely, a psychological evaluation of the children ordered, sua sponte, by the court, was part of the process that was due in the present case. The respondent had the right to move the court to order such an
arguments that they are not adequate or that alternate procedural safeguards would have eliminated the risk of an erroneous deprivation of the respondent’s private interest in parenting her children.
Finally, we consider the state’s interest in the procedures used, including the fiscal and administrative burdens attendant to any additional or substitute procedures advocated by the respondent. There can be no dispute that the type of expert psychological evaluation advocated by the respondent entails a significant financial cost, one that would be borne by the petitioner. See
Apart from the financial burden attendant to the added procedural safeguard at issue comes the delay that would be occasioned by such a safeguard. The respondent argues that “there is no indication that requiring courts to use psychological evaluations would delay permanency for children.” Our Supreme Court has observed: “[A]s parens patriae, the state is . . . interested in the accurate and speedy resolution of termination litigation in order
Having considered the Mathews factors, we are not persuaded that due process required the court, sua sponte, to order a psychological evaluation in the present cases. The respondent’s interest in parenting her biological offspring is significant, yet she has not demonstrated that the process afforded her in the present case risked an erroneous deprivation of that interest. Current procedural safeguards afford the respondent a mechanism to seek a psychological evaluation and afford the court, in its discretion, a means of obtaining such an evaluation. Furthermore, the respondent has not demonstrated that, even if she presented the results of such an evaluation in the present cases, it likely would have affected the outcome of the trial and, thus, that it would have eliminated the risk of an erroneous deprivation of the right at issue. Finally, both in terms of cost and delay, the consequences of the added safeguard weigh against its recognition.
In light of the foregoing analysis, we conclude that the respondent is unable to demonstrate that a constitutional violation clearly exists and clearly deprived her of a fair trial. See State v. Golding, supra, 213 Conn. 240. Accordingly, we cannot conclude that the court erred in terminating the respondent’s parental rights with respect to her minor children.
The judgments are affirmed.
In this opinion the other judges concurred.
Notes
“[S]table and continuous care givers are important to normal child development. Children need secure and uninterrupted emotional relationships with the adults who are responsible for their care.” (Citations omitted; internal quotation marks omitted.) In re Davonta V., 285 Conn. 483, 494-95, 940 A.2d 733 (2008).
Although the respondent did not request that the court order a psychological evaluation of the children, we are not persuaded that her arguments before the court related to the lack of a psychological report necessarily are inconsistent with her appellate claim that it was the obligation of the court to ensure that such an evaluation was part of the evidence before it. Contrary to the commissioner’s arguments, this is not a situation in which the respondent took a position at trial that was contrary to the claim raised on appeal, such as by indicating before the trial court that a psychological evaluation was unnecessary in this case or that it would have been inappropriate for the court sua sponte to order one.
We do not share the commissioner’s interpretation of Santosky, which does not find support in our case law. In our view, the subject language does not stand for the proposition that, following an adverse determination in the adjudicative phase, a biological parent lacks a fundamental interest in the outcome of the dispositional phase of the proceeding. Rather, the language at issue appears to emphasize that the sole consideration in the dispositional phase of the proceeding is the best interest of the child and not the natural rights of the biological parent. As our Supreme Court has observed: “Under
