*1 FISH, v. ANDREW J. JR. PAULA J. FISH 17500) (SC Vertefeuille, Sullivan, Borden, Norcott, Katz, Palmer, Zarella and Js.* * justices seniority listing status as of the date of reflects their argument. oral panel consisting originally argued before a of this court This case was Thereafter, court, Norcott, Katz,Palmer, Zarella. Vertefeuille and Justices sponte, pursuant (b), Book 70-7 sua ordered that the case be to Practice Accordingly, Justices Borden and Sullivan were added considered en banc. record, transcript panel, they of oral have read the briefs argument. *2 officially January 15,
Argued September 18, released 200 6 *3 for the Kiefer, appellant (defendant). Louis Moskowitz, Kor, Emily Robert J. with whom was J. for the minor child.
Campbell Barrett, D. Steven R. Dembo and Justine Rakich-Kelly filed a brief for the Children’s Law Center as amicus curiae.
Opinion
postdissolution
custody
In this
child
ZARELLA, J.
a third
the issue before the court is whether
proceeding,
satisfy
jurisdictional
require-
must
party1
pleading
persuasion
and burden of
articulated in Roth
ments
202, 234-35,
259 Conn.
under
46b-
46b-129;
eral
see also General Statutes §
Statutes We conclude that
120;
Weston, supra,
Roth v.
234-35.
proof
that we
requirements
the
and burden
pleading
constitutionally
are
mandated
articulated in Roth
not
custody proceedings,
present
third
which
party
those raised in visitation
issues that are different from
however,
trial
conclude,
We also
that the
proceedings.
apply
failed
a standard of harm
improperly
court
to
the
interests of the child”
more
than
“best
stringent
when it
Husaluk’s motion
intervene
granted
custody
opposition
over the
of the defen-
awarded her
part6
judgment
dant.
we reverse
Accordingly,
Appellate
Court.
opinion
are
in the
of the
The
facts
set forth
following
parties7
“The
were
on June
Appellate Court.
married
1985,
was
of the
in 1989.8
21,
marriage
and child
bom
temporary
neglect
note
on the
statutes
We
that Roth relied
define
of emotional harm that the child would suffer should
the level
Weston,supra,
petitioner
be
Roth
259 Conn.
visitation with the
denied. See
inadequate
alleged
to evaluate
harm
235. The Roth standard is therefore
party custody
contemplate
proceeding
in a third
because it does
party
physical
psychological
harm that
form the basis of a third
also
Nevertheless,
purposes
discussion,
assume,
we
award.
this
physical, psychological
refer to the
defendant and the concurrence
temporary
neglect
described in the
statutes
and emotional harm
they
apply
cus
when
contend that the Roth standard should
tody proceedings.
6 Appellate
court had
discre
Court concluded that the trial
abused its
exemptions
therefore,
dependency
and,
ordering
tion in
allocation of tax
only
respect
judgment
Fish v.
reversed
trial court’s
that order.
764-65,
Fish,
App. 744,
(2005).
appeal
this
90 Conn.
“Trial in this on began matter December on 3, April 21, May 12, 29, and continued March 19 and July 2003. course During trial, ad litem place- recommended that guardian in Aspen, Colorado, ment of the child with Husaluk would be in the interest. who plaintiff, child’s best had a double and was che- mastectomy had undergoing motherapy treat her breast cancer throughout trial, proposed with the ad agreed guardian litem’s orders. Both and Martinsen Husaluk filed motions *6 trial,9 the course of the which the court during
intervene trial, ordered, alia, the court inter granted. Following joint custody plaintiff that Husaluk and the share residence child, primary with the child’s [to be] with Husaluk her school Aspen, Colorado, during high to commence. The court years, which were about parties during ordered visitation with each of the school specifically . . . the child the gave vacations but with the spend overnight of whether to visits choice ad guardian defendant. The court ordered that the litem years ‘should appointed remain to the child for four any issues arise . . . .’ child and its respect
“With of the plaintiff joint reasons for awarding fact, made exhaustive Husaluk, findings the court and summarize from its excerpt August which we of decision. Since the dissolution 2003 memorandum years parties’ when the child was four marriage old, subject ‘she has been the of an intense battle parents ownership over their rights between the two by account, constantly her own been has, in her. She incessantly by been each “put middle,” grilled in the has with the and has been spent after time other from by bombarded what she calls bombs” “guilt parent.’ each parties put that both had their own
“The court found child’s well-being. addition, interests before the provide court found that the defendant had failed home for the demonstrated appropriate child, clean and intervene, paternal In her motion to Husaluk stated: “I am the aunt of By court, .... resided with me the minor child order [the child] during the summer of 2002. ... I have maintained contact with [the child] year. spent spring throughout this . . . her vacation with school [The child] me, provide loving ... I as ordered the court. a safe and environment through . . . ... child’s to reside with me It is [the desire] [the child]. year[s]. Wherefore, grant permission high her school I ask that the court me to intervene.” nature in the child’s of a sexual
inappropriate behavior and, in his home dog presence, kept dangerous the child. The court emotionally sum, neglected had home, has had to plaintiffs ‘In the stated: [the child] *7 guilty make her feel attempts her mother’s endure home. spent over the time at the defendant’s had to deal with her father’s home, defendant’s she has house, her to his side. At his attempts get incessant filthy unkempt to a and exposed she also has been multiple cats, cat feces and urine environment, with throughout odors the home.’ history that there was a
“The court also found and a defendant, child and the conflict between the defendant history inappropriate behavior credited the example, toward the child. For the court walked around the testimony child’s that the defendant his in open exposing genitals house with an bathrobe joked he about to a nudist presence going her and that colony inap- defendant also made other with her. The comments, including sug- and once propriate suggestive ‘see-through at a mall that she wear a outfit.’ gesting when defendant, The child also testified that entirely, of himself himself angered, striking lost control up and and down stairs. She also testified that running every day and that the defendant drank wine almost unpredictable. alcohol rendered his moods The child stay was adamant in her desire not to at the defendant’s expressed and no desire to live with overnight house him. that after with Martinsen living
“The court also found away and, later, Husaluk, the child had been from her live in parents’ people battles and had seen how other envi- peace supportive nurturing relative and in a experiences ronment. Those increased child’s stability family life, for and calm in her which yearning enjoyed parents. she never had with her The court noted that, point at one her testi- compelling, during ‘[m]ost emancipate please court to the child asked the
mony,
Husaluk, impres-
Martinsen and
aunts,
The child’s
her.’
who have
women
nurturing
loving
sed the court
herself,’
which
‘develop a voice
helped the child
Martinsen,
care.
parents’
while in her
had lacked
she
and the
ad
guardian
the child
Husaluk,
plaintiff,
interest that
in the child’s best
that it was
agreed
litem
Aspen
Aspen.
While
live with Husaluk
she
thrived,
at the
summer,
working
the child
previous
sports
family business, participating
Husaluk
defendant,
in contrast
new friends. The
making
airplane
pay
for the child’s
aunts, refused
child’s
the child had refused to
trip home because
ticket for her
paid
Husaluk
for the ticket.
at his house.
stay overnight
*8
Herd, a
testimony of John
credited the
“The court
the child’s school
Con-
and administrator at
teacher
Aspen,
returning
after
from
who testified that
necticut,
her work
quality
and the
of
emotional state
the child’s
and adolescent
Black, a child
improved.
James
school
of the child
conducted an evaluation
psychiatrist who
that the child return
also recommended
parties,
and the
that
Husaluk. Black testified
to reside with
Aspen
that could
only thing
Aspen
would be
moving
parties
have
from the conflict that
the child
insulate
years
prac-
in all
his
of
that,
wage
continued to
away
a child
sending
had recommended
tice, he never
would be
that it
parents.
her
Black recommended
from
stay
her to
with
development for
for the child’s
better
plaintiff
than for
joint custody with
Husaluk with
care,
or to enter foster
school
boarding
her to attend
had suggested.
the defendant
of which
each
is clear
.
.
. that
that
“The court concluded
‘[i]t
parents
between the two
deep
antagonism
there exists
has caused
child], which
has little to do with
[the
daughter’s.
needs ahead of their
place their own
them to
case,
plaintiffs
the start of this
However, since
improved consider-
her
has
relationship
daughter
with
place-
ably.
daughter’s
She has come to realize that her
years
ment with
in Colorado for the next four
[Husaluk]
in the child’s best interest. Unfortu-
high
school is
defendant. He
nately, the same cannot be said
he
is a
individual who believes that
is
controlling
only
qualified
one
to decide what is in
best
[the child’s]
incapable
working
interest.
. . .
with the
[H]e
own sister
[plaintiff]
aunts,
or either of the
his
including
...
It
[Husaluk],
promote
the child’s best interest.
emotionally
is clear to
that this child has been
this court
many
He has had
neglected
opportuni-
the defendant.
ample
improve
ties and
time to
the condition of his
home and has chosen not to. . . . The defendant does
not hear his
little credence to her
daughter
gives
opinions,
persuaded
ideas and needs. The court is
year
this
an
quite capable
making
fourteen
old is
respect
out
intelligent,
thought
well
decision with
”
Fish,
her
situation.’ Fish v.
90 Conn.
living
App. 744,
747-52,
hoped parents economic, ethical, role a sound providing and active she is for the child when and educational environment . their best parents care. . . The shall exert in their develop with cooperatively efforts to work [Husaluk] best inter- consistent with the plans future the child amicably disputes such of the child and to resolve ests may arise time to time.” from Appellate Court, the defendant appeal On to the jurisdiction trial lacked claimed, alia, inter that the court improperly to intervene and over Husaluk’s motion satisfy custody she failed to awarded her because had requirements and burden heightened pleading the Fish, supra, set in Roth. Fish v. persuasion forth that the Roth App. argued Conn. 752. The defendant peti to third intervention apply standard should custody because intrudes on custody tions and awards at least as as visitation. the fit much rights on the id., Appellate 756. Court disagreed See visitation standard was intended ground so invalidat requirements additional as to avoid impose overly broad visitation statute10 on constitutional ing case present whereas the defendant in the grounds, statutes, the relevant challenged had particular, 46b-56b,11 General Statutes as unconstitu § para- id. tional. See The court further noted that provides part: Superior Statutes relevant “The Court § General 46b-59 may right respect any grant minor child or children of visitation any person, upon person. application of such order shall be an Such subject upon according judgment to the facts of the case and court’s best making, equitable as it deems .... to such conditions and limitations order, by guided modifying terminating such an court shall be child, giving consideration wishes of such child best interest of forming opinion. capable intelligent age ...” if he is of sufficient an added.) (Emphasis any provides: dispute “In General Statutes 46b-56b as to nonparent, presump involving parent and a there shall be a of a minor child child tion that it is in the best interest of the to be in the parent, presumption showing be which be rebutted that it would *10 parent custody.” permit detrimental to the child to have parent was the of a fit right mount concern in Roth by id., 756; others; a child free from interference raise custody concern in cases is the principal but that the quotation “best interest of the child.” marks (Internal Id., that, 757. The court thus concluded omitted.) of a enjoys “the defendant although rights cases, jurisdictional in Roth and other recognized requirements per- burden of pleading heightened Roth, specific involving suasion of which are to cases objection for over the of party petitions visitation parent, inapposite custody a fit are to this contested finally . . . .” Id., Appellate case 752. The Court observed that the trial court had determined that it was joint custody the child’s best interest to award to the plaintiff pursuant custody and Husaluk to the governing statutes, namely, 46b-57,12 General Statutes 46b-5613 §§ provides: any controversy Supe § General Statutes 46b-57 “In before the children, any complaint rior Court as to the of minor and on under chapter 51-348a, any this or section 46b-1 or if there is minor child of either parties, court, jurisdiction provisions or both if it has under the chapter 815p, may any parties allow interested third or to intervene upon may partial custody, care, motion. The court award full or education rights any party upon and visitation of such child to such third such condi equitable. any allowing tions and limitations as it deems Before such inter vention, may appoint pursuant the court counsel for the child or children provisions any making section, to the of section 46b-54. In order under this guided child, giving the court shall be the best interests of the consider age capable ation to the wishes of the child if the child is of sufficient forming intelligent preference.” an provides part: any “(a) General Statutes 46b-56 in relevant In contro versy Superior children, before the Court as to the or care of minor any day any complaint and at time after the return under section 46b- may modify any proper regarding custody, the court make or order care, education, support jurisdiction visitation and of the children if it has provisions chapter 815p. Subject provisions under the to the of section 46b-56a, may parental responsibility assign raising the court the child parents jointly, may to the or award to either or to a third party, according judgment upon subject to its best the facts of the case and equitable. to such conditions and limitations as it deems The court also any granting right any make order of visitation of child to a third action, to, including, grandparents. but not limited any “(b) making modifying provided (a) order as in subsection section, responsibilities parents rights this of both shall be consid-
and The Court thus concluded that Appellate 46b-56b. accordingly that serve the interests ered and the court shall enter orders best provide the with the and consistent involvement of child and the child active parents interests. of both with their abilities and Such orders commensurate may aparental include, (1) Approval responsibil- to: of but shall not be limited ity by parents joint parental plan (2) respon- agreed . the to the . . award of sibility parents, provisions (A) a minor child which shall include of to both parent arrangements with each in accordance the needs for residential with provisions parents, (B) of the and the and for consultation between child major parents regarding making the for the of decisions the child’s and health, upbringing; (3) religious award of and the sole education parent parent appropriate parenting the to one with time for noncustodial child; any (4) where is best interests of the or other sole in the may custody arrangements as be in the interests the court determine to best the child. any provided “(c) making (a) modifying as in and In or order subsections child, section, (b) of the shall consider the best interests of the this court may to, doing consider, one and in so but shall not be limited or more of (1) temperament developmental following the and needs of the factors: child; parents (2) capacity disposition of to and the and the the understand any child; (3) meet needs of the relevant and material information the child, preferences child; including the obtained from the informed of the custody; past (4) parents (5) as to the the wishes of the child’s and current parent, siblings relationship the child with the interaction and each child’s any person may significantly and affect the best interests of the other who child; ability parent willingness encourage (6) each facilitate the and to and parent-child relationship continuing the child other such between and the any parent appropriate, compliance orders; (7) including court any parents manipulation or behavior in coercive an effort ability parents’ dispute; parent (8) child in the the of each involve the adjustment actively child; (9) in the the child’s to his be involved the life of community home, environments; (10) length or her school and of time satisfactory has lived the child in a stable environment and continuity environment, provided desirability maintaining such voluntarily favorably court consider who leaves the child’s family pendente household; (11) in the home lite order alleviate stress stability proposed residences, existing both; (12) or of the child’s or disability physical involved, except mental and health all individuals that a itself, party, proposed of a custodial other in and of not be or shall proposed arrangement determinative of unless the custodial is not child; (13) background; (14) in the interests of the child’s cultural best abuser, any an the effect on the child of the actions of if domestic violence aparent parents has between occurred between or another individual child; (15) sibling has or the whether the child or a of the child been abused 46b-120; neglected, respectively (16) whether as defined section satisfactorily completed participation parenting in a education apply the stan- properly had declined to the trial court Id., articulated in Roth. 757. dard court, this the defendant renews his appeal his improperly apply court failed to claim that the trial to Husaluk’s motion to intervene visitation standard *12 custody. agree and to the modified award of We party custody require the defendant that third decisions application the of a standard more than the demanding “best interests of the child.” We nonetheless conclude judicial placed that the we on the visitation statute gloss applied in Roth should not be to the relevant third party custody constitutionally statutes because it is not necessary protect liberty parents. to interests of the gives weight Roth standard also insufficient to the may countervailing child, interests who not be in physical actual but be destined to endure danger continued harmful treatment if the trial adequate flexibility court lacks and discretion to tailor unique orders of facts of each case. Finally, it the legislature, contravenes intent of contemplate which did not a standard of harm or burden proof party custody proceedings as as the standard articulated in Roth. demanding
I
proper
The trial court’s determination of the
legal
any
question
subject
standard in
case is a
of law
given
plenaxy
See,
to our
review.
e.g.,
Courant Co.
Hartford
Commission,
v. Freedom
We
our
begin
examining the
reasoning
Roth, which the trial court
granted
petitioners,
pursuant
program
required
to
established
section 46b-69b.The court is not
assign any
any
weight
to
. .
factors that it considers.
Although
2005;
2005,
§ 46b-56 was amended in
see Public Acts
No. 05-
258, 3;
bearing
appeal.
§ those amendments have no
on the merits of this
simplicity,
§
In the interest of
we refer to the current revision of 46b-56
throughout
opinion.
this
aunt,
visitation
grandmother
maternal
maternal
following
two minor children
their
with the defendant’s
Weston,
mother’s death. See Roth
supra,
v.
259 Conn.
in Roth
appeal
court,
204. In his
to this
the defendant
that,
Supreme
United States
argued
light
v. Granville,
decision in Troxel
530 U.S.
Court’s
2054,
The defendant’s claim that the trial court should have
applied
heightened
standard in Roth to Husaluk’s
motion
to intervene and to its
implies
award
facially
that the
statutes are
unconstitutional
any
and that
lesser standard
protect
is insufficient to
defendant’s constitutional rights. Accordingly, although
he did not frame his claim in constitutional
language,
it is essentially constitutional
in nature. We therefore
*14
examine the relevant
statutes to determine
15
provides
(a)
§
General Statutes
46b-129
that children who are deemed
“neglected,
dependent” may
temporarily
uncared-for or
be removed
from
parents’ custody
temporary
their
and committed to the
care and
agency
person.
of some other suitable
16
explained
We
in Roth that such a situation would occur in the visitation
person
parental-type capacity
context when “a
has acted in a
an
for
extended
period
time, becoming
integral part
regular routine,
of
an
of the child’s
that
child could suffer serious harm should contact
[such]
[the]
with that
person
seriously disrupt
relationship.”
be denied or so limited as to
that
Weston, supra,
v.
Roth
whether protection to survive with sufficient petitions 46b- and, not, if whether challenge a constitutional subject judicial 56b, particular, should be same on visitation statute at issue placed that we the gloss in Roth.
II
protec
basis
the
the constitutional
for
discussing
Supreme
States
Court
tion of
the United
rights,
liberty
...
of
observed in Troxel
that
interest
“[t]he
chil
care, custody, and control of their
parents in the
lib
...
the
of the fundamental
perhaps
dren
is
oldest
erty
by this
More than
recognized
interests
[c]ourt.
Nebraska,
v.
ago, Meyer
years
262 U.S.
[seventy-five]
399,
Ct.
67 L. Ed.
we
390,
625,
(1923),
S.
[43
1042]
liberty protected
[p]rocess
held that the
[d]ue
ahorne
parents
lause
of
to establish
right
includes
[c]
of
children and to control
education
bring up
and
Sis
Society
in Pierce
v.
years later,
Two
their own.
Ed.
ters,
751,
45 S. Ct.
69 L.
[534-35,
U.S.
1070]
and
liberty
parents
held
we
(1925),
again
to direct
upbringing
includes the
guardians
right
. . We
their control.
.
and education of children under
Massachusetts,
in Prince
subject
v.
returned to the
438, 88 L. Ed.
(1944),
again
U.S. 158
S. Ct.
645]
[64
dimension to
confirmed that there
a constitutional
of their
parents
upbringing
direct
right
.
custody,
cardinal
. . that the
care
children. It is
parents,
first in the
whose
nurture of the child reside
preparation
include
primary function
freedom
Id.,
supply
state can neither
nor hinder.
obligations the
omitted.)
omitted;
quotation marks
(Citation
internal
[166].”
Granville, “In
light
41
custody, care,
concerning
to make decisions
66.
Id.,
control of their children.”
the con-
likewise have recognized
Connecticut courts
and care
stitutionally protected
parents
to raise
right
Bergamo,
Denardo
v.
See,
for their children.
e.g.,
Pastore,
Crockett
v.
500, 511,
(2005);
Conn.
Ill
repeatedly
We
have recognized that when “funda-
rights
implicated
mental
are
.
.
. standing serves a
beyond
jurisdictional
function
a mere
prerequisite.
It
statutory
also ensures that the
scheme
narrowly
tai-
person’s personal
lored so that a
affairs are not need-
lessly intruded upon
interrupted by
the trauma
Weston,
Roth of litigation.”17
supra,
Accordingly,
statutory
narrowly
respect
drawn with
to
scheme be
in a
may
who
seek to intervene
persons
the class of
custody may be
custody
or to whom
proceeding
id.
by
awarded
the court.18 See
custody
party
Three
third
determina-
govern
statutes
in
provides that,
(a)
§
tions. General Statutes
46b-56
custody,
may
an order of
the court
making modifying
or
party
to a
custody
parent
award
to “either
or
third
Additionally,
provides
. . .”
General Statutes
46b-57
§
.
“may
party
any
allow
interested third
that
trial court
any
in
parties
upon
existing
to intervene
motion”
full or
cus-
custody
“may
partial
award
proceeding
party
. . . .”
tody
any
child to
such
...
of such
in dis-
Finally,
provides that,
Statutes
46b-56b
§
General
custody
involving
“the
of a minor child
putes regarding
there shall be a rebuttable
nonparent,”
and a
in
that it is
best interest of the child
presumption
custody
custody
such
to retain
unless
for
the child.
shown
be “detrimental” to
to
party”
foregoing
The term “third
is not defined
any
legislative
other related statutes. The
statutes or in
Weston,
221-22;
v.
see General Statutes
with the
Roth
259 Conn.
child.
46b-59.
§
intervention of an interested third
Section 46b-57 authorizes
formal
already
existing
party
in an
interest
be before
court
whose
46b-56,
procedural
supplement
controversy,
serving
to
which
as a
thus
require
party
to award
does not
a third
to intervene in order
the court
403,
custody
Doe,
441,
party.
v.
See Doe
244 Conn.
710 A.2d
Cappetta
Cappetta,
14-15,
(1998); see
196 Conn.
lean, supra,
When
similarly
construing
broad language concern-
third
visitation in Roth, we noted that the 1983
ing
amendment
to the visitation statute extending standing
“any
to
person”;19
Public Acts
No. 83-95; reflected
“the legislature’s
that
recognition
persons other than
parents may have substantial
relationships with chil-
dren that warrant preservation.” Roth v. Weston, supra,
“Therefore, we person that a acknowledge other than a blood relation may have established a more significant connection with a child than the one established with a grandparent or some other relative. Conversely, we recognize that being a blood relation of a child does always translate into that relative having significant emotional ties with that child. Indeed, 46b-59 § implicitly recognizes, it is not necessarily the biological provides General part: Statutes Superior 46b-59 in relevant “The Court may grant right respect any of visitation with to minor child or children any person, upon application person. an of such . . a basis for relationship provides
aspect Rather, it is the nature of interest. cognizable legally relationship (Citations determines standing.” omitted.) Id., 220-21. Roth pre “in that, light thus
We
concluded
Troxel,
parents
fitness under
sumption
into
unjustified
faced with
intrusions
should not be
proof
.
in the
of . .
absence
decision-making
their
relationship ....
The extension
[parent-like]
a
parents
persons other than
child’s
statutory
rights
Granville, with an obvious cost. Troxel
comes
parent-like
nature of a
relation
U.S. 64. Proof
and the child
person
visitation
ship
seeking
between
necessary
jurisdictional
safeguard
provide the
would
against
having
families from
defend
prevent
any
Accordingly,
for visitation.
unjustified petitions
allege
.
seeking
.
.
visitation must
*18
relationship
jurisdictional
a
parent-like
establish a
pass
to
constitutional muster
in order both
threshold
intent.” (Citation
be
with the legislative
and to
consistent
omitted.)
Weston, supra,
“Where the is between a fit and a private party, however, parties both do not begin equal respect on footing rights care, custody, and control of the children.20 The asserting *19 right. party fundamental constitutional The third is not. private A third no has fundamental constitutional right Generally, to raise the children of others. absent a statute, constitutional the third non-governmental 20 present case, joint custody assigned In the the trial court to the mother paternal analysis follows, however, applies and the aunt The that to all parties child, regardless situations in which third seek aof minor arrangement ultimately of the custodial that the court orders.
46
otherwise, to raise some-
constitutional
has no rights,
emphasis
origi-
omitted;
(Citation
child.”
one else’s
Id.
omitted.)
marks
quotation
nal; internal
we con-
rights,
parent’s constitutional
Mindful of the
party visitation
in Roth that Connecticut’s
cluded
was unconstitutional
judicial gloss,
statute, without
parents
right
the fundamental
and interfered
it was too
because
for their children
raise and care
the
guide
no standard
broadly
provided
written and
than the
decision, other
a visitation
in making
court
supra, 259
Weston,
Roth v.
of the child.
best interests
the visitation
noted that
specifically
222-23. We
Conn.
presumption
face,
“ignore[d]
its
both
statute, on
their children”
best interests of
act
parents
that
by judges
invaded
to be
parental rights
and “allow[ed]
determination
solely
judge’s
based
[on]
if the par-
served
would be better
best interests
child’s
differently.” Id. Sec-
authority
parental
his
ent exercised
these
either of
not suffer
from
46b-56b does
tion
a rebuttable
in the statute of
Inclusion
deficiencies.
custody addresses
parental
in favor of
presumption21
defeat
flaw that contributed
the constitutional
in Troxel
statute at issue
visitation
Washington
of the
judicial
place
court,
part,
this
prompted
and that
Granville, supra,
v.
See Troxel
on 46b-59.
gloss
Stat-
supra, 232-35. General
Weston,
Roth v.
72-73;
U.S.
presumption
that the
provides
46b-56b also
utes §
by
only
demonstrating
be rebutted
. . . .” The rebutta-
to the child
“detrimental
would be
prima
proof
equivalent
a fact
presumption
facie
“A rebuttable
by
opposing party’s production
only
of sufficient
and can be rebutted
contradictory
disproves
persuasive
the fact that is
evidence that
requires
particular
presumption
subject
presumption.
that a
... A
of the
invalidity
proponent
until such time as
fact be deemed true
by
case,
required
quantum proof
shown
has, by
particular
the fact
contradictory evidence,
presumption
has been rebut
that the
sufficient
675, 684,
Schult,
App.
omitted.)
672 A.2d
(Citation
40 Conn.
Schult
ted.”
'd,
(1997).
(1996),
The defendant nonetheless
that
argues
the standard
party
of harm articulated in Ro th should
in
apply
third
because Roth
proceedings
declared
“[visi
tation is a limited form of
during the time the
visitation
are
. . .
rights
being
(Internal
exercised
.”
quotation
omitted.)
Weston, supra,
marks
Roth
comparison
overly
Conn. 229 n.13. This
simplistic,
is
however, because it improperly focuses on the time
away
parent
the child is
from the
and does not
consider that third
visitation and
intrude
liberty
on the
entirely
interest
in
different
ways. Specifically, visitation petitions
challenge
parent
decision of a fit
who
presumed
to be
acting
deny
the child’s
petitioner’s
best interest to
or limit the
request for
Granville, supra,
visitation. See Troxel v.
530 U.S.
harm alleged
petition
72-73. The
in a visitation
petitioner
results from the child’s lack of access
parent-child
rather than from the
relationship, which
is deemed to be beneficial. See In
Appeal
re Juvenile
(84-AB),
192 Conn.
263,
In
when this court
in a
to the child
interpret
meaning
detriment
adopt
did
a construction
context,
related
it
not
in Roth. In
standard of harm set forth
restrictive as the
S.,
184,
1141
In re Joshua
260 Conn.
796 A.2d
testamentary
of the named
guardians
(2002),
rights
by
department
were
challenged
of a
child
neglected
child’s
(department)
by
families
of children and
of the child’s natural
parents following
foster
the death
depart-
we
whether the
parents.
appeal,
On
considered
whom
trial court
parents,
ment
foster
and the
custody,
presumption
had rebutted
had awarded
testamentary
would
appointment
guardians
that
required
finding
which
interest,
be in the child’s best
22
that,
proof
requires
Roth
a level of
*22
the
jurisdictions
Other
that utilize the detriment
to
custody
petitions
child standard in
deciding
rely
interpretation
on a less restrictive
of the con
also
flexibility
to
and
cept
give
so as
the court sufficient
unique
complicated
discretion to address the
cir
cumstances that
such cases. See
v.
distinguish
Turner
Pannick,
1051,
(Alaska
540 P.2d
1054
non-
1975) (“the
parent
clearly
must show that it
would be detrimental
permit
parent
to the child to
the
to have
In
custody”);
Guardianship of D.A.McW.,
re
ancing justify an award of required the child” was that, concluded specifically The court nonparent. ato to the con- must be accorded deference although great 646; those parents; id., stitutionally protected rights yield to the fundamen- and must are not absolute rights the state interests of important child or tal of the rights are such when “circumstances situations, as in certain be detri- development would growth that the child’s an otherwise fit mentally placement affected “In further declared: Id., . . .” 647. The court . circumstances, placing extraordinary [in which] detrimental fit would be with an otherwise child custody is outweighed child, parent’s right child’s welfare. There interest in the by the [s]tate’s child, actual detriment showing must be comparative balancing than something greater Precisely interests of the child’ test. analyses of the ‘best be deter- rights must outweigh what might case-by-case basis. But unfitness on a mined Id., 649. not be shown.” parent need *23 article former appeals construing A Louisiana court Code, provided which Louisiana Civil 146 of the (B) custody parental would must find that that the court custody to a awarding to the child before be detrimental consent, likewise declared parental without assume that the legislature was reasonable to that it emphasis on the place greater intended the standard term detriment had the child and that the welfare of requiring courts as by other Louisiana been construed experience “substantial that that the child would finding parent. quotation (Internal if returned to the harm” 990, 2d Jones, 559 So. marks Pittman omitted.) The 1990). So. 2d 451 denied, (La. cert. (La. App.), concept that the of detriment court also observed range a wide was intended to embrace Louisiana court sufficient freedom so as to give situations See id. appropriate an solution. craft enacted a similar stat- legislature When the California finding must “make a that the court providing ute be detrimental custody to a would an award of omitted) marks In re quotation child”; (internal to the Rptr. 114 Cal. 697, 244, 523 P.2d B.G., 11 Cal. 3d explained that, judiciary committee (1974); partic- has not been set forth with is detrimental “[w]hat nearly impossible task to devise detailed ularity. It is a courts sufficient flexibil- which will leave the standards in all ity proper make the circumstances judgment point is that the intent important .... parental custody consider
legislature is that the court must be highly preferable. custody to be Parental clearly detrimental to the child can be before nonparent.” Id., (Emphasis original.) awarded to 698.
Many jurisdictions cautioned, of the same have how- ever, party custody that third awards should be granted only subsequent interpretation its sparingly.
statute, Supreme emphasized that, the California Court parental pref- had although legislature changed erence doctrine from its former focus on present child, unfitness to its focus on detriment judicial change had not intended to legislature “only practice nonparent to a awarding cases.” Id. The court stated that unusual extreme nonparent would be awarded “to a against parent only upon claim of a a clear that such showing awar d is essential to avert harm to the child. A [an] promote an will the ‘best inter- finding that such award *24 Id., ests’ or the ‘welfare’ of the child will not suffice.” 699. jurisdictions attempted
None of the has to foregoing precisely, define detriment to the child more because 52 ability weigh to limit a court’s
to do so would
ordinarily
a
factors that
court
the numerous
balance
See, e.g.,
of harm.
finding
in
a
making
must consider
a
employ
that
jurisdictions
Nevertheless, most
id., 698.
cus
observed that
standard have
broader
in nature and
exceptional
be
tody awards should
analysis
type
a
detriment
involves
concept of
the “best
involving
from that
different
qualitatively
with which we
a conclusion
child,”
interests of
P.3d 1078, 1079,
88
McTaggart,
v.
See, e.g., Evans
agree.
Markham-Crawford, 665
v.
Murphy
1085 (Alaska 2004);
denied, 675
review
1093,
App. 1995),
1094 (Fla.
So. 2d
598-99,
587,
273 Ga.
Wade,
v.
2d 928
Clark
(1996);
So.
116 Idaho
Stockwell,
v.
Stockwell
(2001);
544 S.E.2d
Nelson,
v.
Watkins
(1989);
P.2d 611
297, 299-300, 775
Bailes
(2000);
The legislative stan- explicit the more Assembly rejected General as parent required for removal of harm dard type of harm that which is similar guardian, temporary under must be demonstrated more give court statutes, so that the and neglect whether determining welfare to the child’s weight in favor of presumption has rebutted petitioner a Representa- fact, the House custody.23 history bearing on the Although legislative § 46b-56b has no determining legisla issue, guidance provides useful it constitutional impose in third regarding harm that it wished to the standard of ture’s intent originally presented proposed legislation disputes. was Representative’s Bill No. 5122. That bill in Substitute House the House parent part: dispute and non- provided a natural “In a between relevant superior right recognize in the natural parent, the court shall evidence, convincing non-parent, establishes parent, clear unless guardian natural as grounds the removal of the which would authorize 45-44c, (Rev. 1985) § Statutes 45a- now General Statutes under [General required Sess. The bill thus Bill No. Substitute House 610].” required nonparent prove removal of a same facts
53
for
custody bill
amended the original
tive’s
consent, namely: (1)
of
guardian
parent
abandonment
when the
does not
parent has
to maintain a reasonable
in the
that the
failed
the child
sense
welfare;
responsibility
(2)
of
degree
the child’s
evidence
of
or
for
concern
care,
injuries;
(3)
guidance
unexplained
or
lack of
or
child abuse
emotional,
necessary
physical,
moral
educational or
for the child’s
or control
mentally incapable
parent
physically
well-being,
or
the
is
or
either because
thereby indicating
parent
habit,
neglect,
the
or
because of
misconduct
cannot,
not,
permitted
be
be
to
or in the child’s best interest should
either
(Rev.
1985) §
parent
to
45-44c.
a
at that time. See General Statutes
House,
language
revised to
the bill was introduced in the
the
was
After
replaced
emphasize
the
the
the child. The House also
best
interests of
parent
referring
guardian with
language
removal
a
as
to the standard for
of
language referring
child.
revised bill
restrictive
to detriment to the
The
less
custody
provided:
any
involving
dispute
a
“In
as
of minor children
parent
presumption
non-parent,
there
be a
that it
in the best
and a
shall
is
shown,
parent,
to be in
of the
unless it is
interest
child
the
convincing evidence,
it
the child
clear and
that would be detrimental
to
parent
custody.”
permit the
have
to
to
initially
During
bill,
the Senate’s consideration of the revised
discussion
adequately
would
on whether the best interests of the child
be
centered
protected
parent.
presumption
if a
See 28 S.
was created
favor of the
Proc.,
5, 1985 Sess., pp.
opposing
Pt.
Those
the bill
concerned
1751-60.
were
presumption
Id., pp. 1760,
that such a
would be difficult to rebut.
1762.
defeated;
id.,
1763;
gain
support
p.
was
but a
bill failed to
sufficient
and
6,
day.
Proc.,
passed
following
the
Pt.
motion
reconsideration was
S.
Sess.,
reconsideration,
adopted
p.
Upon
1774.
Senate
an amendment
pre
required
removing
language pertaining
all
the standard
to rebut the
to
2231,
proof.
Proc.,
Sess., p.
sumption and
28 S.
Pt.
the burden
See
any
provided:
then
“In
remarks of Senator Richard B. Johnston. The bill
dispute
involving
a non-
of minor children
parent,
presumption
it
there shall be a
is in the best interest of
parent.”
child to be
required
In the debate that followed as to what would be
to overcome
presumption,
Anthony
position
V.
this
Senator
Avallone summarized the
really
proponents, stating:
original bill
are
the bill’s
“The
amendment
original
presumption
quite different. The
bill indicated that there would be a
non-parent
establishing by
that the
would have the burden of
clear
convincing
there
was
evidence that
was a detriment or there
not a detriment
by staying
going
parent.
the child
with the natural
What this bill does
merely say
presumption
is
that the natural
would have a
that [it]
very,
parent.
the best
of the child
be with the natural
is a
interest
That
very
gap
large
original
what
bill
for and
. . . the
between
called
what
words,
dealing
magic
bill as amended would call for. We’re still
with those
talking
. . .
...
best interest
the child.
We are not
about
an irrebuttable
presumption.
talking
presumption.
We are
...
It does
about
rebuttable
express
purpose all
eliminating
references to the
standard of harm
proof
and the burden of
required
*26
rebut the presumption
parental custody.
in favor of
See
give
parent by any
imagination
as much to the natural
stretch of the
original
that the
bill would have.
...
I think that this is a reasonable
compromise.”
Proc.,
7,
Sess., pp.
Shortly thereafter,
28 S.
Pt.
2241-42.
adopted
bill,
Id., p.
the Senate
the
as amended.
2243.
approval, Representative
When
bill
the
returned to the House for
William
Wollenberg
by
L.
noted that it had been weakened
the Senate amendment.
Proc.,
16,
Sess., p.
Representative
stated,
28 H.R.
Wollenberg
Pt.
5798.
however,
because, although
that he was satisfied with the outcome
the
nearly
“go
version,
gave
amended bill did not
as far” as the earlier
it
parent
up,”
leg
speak,
custody dispute
party. Id.,
“a
so to
in a
with a third
p.
representatives
bill,
5800. Several
also remarked that the amended
effect,
majority holding
Roberts,
counteracted the
v.
193 Conn.
McGaffin
393,
denied,
(1984),
1050,
1747,
petitions liberty parent interest a in challenge way fundamentally that is different from visitation
petitions
judicial
placed
that the
we
on the
gloss
visitation statute in Roth
applied
should not be
to 46b-
adequate
56b because it does not give
consideration to
the welfare of the child,
relationship
whose
with the
parent
is at issue in a
because
proceeding
its
harmful effects. This is
allegedly
not the case in a
visitation
in which the
proceeding,
relationship
child’s
placed
has not been
in issue. The consti
question
tutional
in a third party
proceeding
therefore must be framed and resolved in a manner
respects parental
but
rights
that also takes the
directly
child’s welfare more
into account. Further
more,
practical
for all
legislature,
purposes, rejected
temporary custody
and neglect standard that we
adopted in Roth when it deleted
language
the third
party custody bill that limited the definition of harm to
required
harm
for removal of a
natural
guardian.
we conclude
Accordingly,
statutory
that the
presumption
parental custody may
favor of
be rebut
only
exceptional
ted
only upon
circumstances and
clearly
that it would
showing
injurious
be
damaging,
or harmful for the
parent’s
child to remain in the
cus
G., See In re B.
tody.
The concurrence declares that the standard harm we be articulated Roth —that child deemed apply neglected, dependent uncared-for —should party custody because visitation is proceedings custody, and, therefore, limited merely a form both *29 liberty parent essentially on the interest of the intrude Weston, the same manner. See Roth 259 supra, Conn. 229 n. 13 is a (“ custody limited form of during [visitation the time the visitation are rights being exercised” [inter- quotation nal marks omitted]). The concurrence also contends, however, that custody more intrusive award has two additional consequences that further justify application of the visitation standard in Roth. that, first is because third party custody removes a child from for a longer period time, of it deprives “quintessential rights of parenthood . . . .” These include the to make right medical, educational, religious and other decisions that affect aspects the most fundamental of the child’s life during period. the custodial The second is custody, visitation, unlike infringes on the broader but related right family autonomy family or integrity, which encompasses reciprocal right parents and chil- dren in not being deprived intimacy of daily asso- ciation.24 majority The concurrence declares that the “misconstrues” the relation ship custody. it has drawn between visitation and It states that this court “implicitly recognized stringent in Roth that the standard of harm that we adopted clearly justified” party custody pro in that case would be in third ceedings, resulting and that “the lesser intrusion from visitation was suffi ciently kind, degree, justify heightened similar in albeit not standard.” opinion. concurring Roth, Footnote 4 of the This court did not conclude in however, implicitly otherwise, either that the visitation standard would justified party custody proceedings. simply be in third It observed that custody person visitation is similar to because the to whom visitation is may required regarding during awarded be to make decisions the child’s care period. regarding party custody
the visitation
No broader conclusions
comparison
party custody
be drawn from the
because the issue of third
never was raised or addressed in Roth.
acknowledge
The concurrence also fails to
that Roth relied on a California
case,
Marriage Gayden,
App.
1510, 1517,
visitation
In re
229 Cal.
3d
Rptr.
(1991),
Cal.
when it noted that visitation “is a limited form of
custody during
rights
being
the time the visitation
are
exercised . . . .”
(Internal quotation
omitted.)
Weston, marks
Roth v.
These real cases context of in the Considered appealing. or recognize to however, they fail
controversies, family rela- inherent in troubled ambiguity address the inevitably occurs when variation that tionships and the unique custody of to tailor orders attempt to courts it is true that example, although For facts of each case. infringement greater custody represents party third custody awards visitation, not all than parental rights on of control elimination complete in the result of time. period for a significant child’s life over the custody of time that vary length in the Custody awards contact, if of party, the amount in the third is vested the nature to retain and is allowed any, parent that the present In the granted. rights of the custodial and extent custody reside joint court ordered case, the aunt, paternal well as with the child’s mother as child’s custody and ordered physical assigned also was who major decisions parent making before consult with each therefore parents Both child’s welfare. affecting albeit to life, in the child’s participate continued to varying degrees.25 Roth, Id., Consequently, cannot cite the concurrence
tion awards.
1516-17.
proposition
Marriage Gay den,
by implication,
that third
for the
In re
custody
require application
proceedings
of the visitation standard.
Finally,
misconstrue
declares that we
the extent that the concurrence
“quintes-
regarding
on the
of visitation and
the effect
its discussion
representa-
parenthood,”
again
make no
rights
it
is mistaken. We
sential
rights. We
confers such
believes that visitation
tion that the concurrence
custody,
concurrence,
that, according
simply
third
observe
parent
depriving
visitation,
of the
has the additional effect
unlike
parenthood”
“quintessential rights
the child from the
because it removes
may preclude
parent
period
from
parent
longer
of time and thus
for a
concerning
making
the child’s life.
fundamental decisions
infringement
parental rights
on
“dismiss” the constitutional
We do not
suggests.
custody,
Nor do
as the concurrence
that results from an award of
joint
possibility”
rely
“hypothetical
of an award of
we
on
Indeed,
only
gross exaggerations,
justify
but
are these
conclusions.
its
entirely. First,
recognize
they
point
outset of our discussion
we
at the
miss the
care,
liberty
control of his
in the
interest of a
that the
liberty
deserving
interests
the oldest of the fundamental
or her child is one of
Granville, supra,
protection.
Our
heightened
not desirable significant harm to the child. custody justify Second, joint we do not discuss to the standard of harm custody orders and that a third but to demonstrate the wide variation necessarily party custody preclude parent award does not a from continued (court may participation Statutes 46b-57 in the child’s life. See General custody any “upon partial party and limita- award to such conditions present case, example, equitable”). it In the for the court tions as deems telephone “[tjhere and e-mail contact ordered that shall be reasonable parents” paternal and that the aunt would be between the child and her required parents prior making affecting consult with both to decisions to allowing fall short of the defendant the child’s welfare. While these orders decision-making authority, might the court in another case to exercise final jointly by party and such decisions to be made the third have ordered parent. the adopt addition, suggestion failure to the the concurrence’s that our encourage nonparents of harm in Roth will to circumvent the more standard by simply joint custody stringent seeking limited instead visitation standards speculation suggests, best, misunderstanding and at a of of visitation is sheer petitioners party the differences between the two standards. Third visitation by peti- prove will harmed lack contact with the must that the child be of tioner, party petitioners prove whereas third must that child Thus, parent. will harmed an award because third be of relationship party focus on the child’s with different visitation persons, nonparent wishing rights of his or to obtain visitation because relationship presumably with the child would have no factual her close relationship prove with the is evidence available to that the child’s custody. words, detrimental, necessary gain which to In other it would is appear more, less, apetitioner seeking to be rather than difficult for visitation by seeking custody instead, assuming that to obtain contact with the child petitioner responsibility would even wish to take on the added that custody requires. availability argues further that the of the less intrusive The concurrence joint custody determining “disposition option” weight should have “no necessary protect procedural protections and substantive to constitu- stake”; concurring opinion; again implying interests at 5 ofthe tional footnote availability joint custody justification adopt- as a that we consider the however, ing previously noted, view the broader standard. As we we do not justification disposition options standard of less intrusive for broader point, subsequent part harm. It is the concurrence that makes the in a recognize fails concurrence significantly, More cus- visitation between qualitative difference opinion, in this previously tody that we discussed is at relationship itself parent-child namely, that the visita- is not in a whereas it custody dispute, in a issue merely seeks which the third dispute, in tion presumed are parents and the the child to visit right reason, the concurrence’s For this caring. loving be is family autonomy integrity family observation custody award result as a a third undermined family right unconvincing. Infringement is family in other key consideration autonomy may be a daily association intimacy of controversies, but the the more by applying protect concurrence seeks ironically, in Roth also, restrictive standard must examine harm that the court source alleged *32 is custody award party a third determine whether to pro- must be family autonomy Thus, justified. although extent, simply it is possible greatest tected to the family any right on rely great degree to logical rejecting for family as a reason autonomy integrity custody custody award in favor a third what family autonomy precisely is when the value of custody. seeks in issue when a third placed that the argument makes the related The concurrence a necessary because, although Roth standard of harm is constitutional may impose right limitations on the state this should child, right raise his or her parent of a disposition options analysis, range that correlate that it is the available its ability directly parent’s meet the child’s the child and the to the risk to preponderance justifies application standard rather that of the needs fair neglect proceedings. convincing The concur- standard in than the clear and apparent inconsistency provides explanation in its rea- no for this rence soning. concurrence, finally that, adopt reasoning if we were to of the We note parent custody the best over another under the court could award one very required apply of the child standard but would be interests parent articulated in Roth if it wished to award restrictive standard objection parent. nonparent joint custody of the other over the not be unless it has been demonstrated that abridged parent’s para- constitutional interests are no longer mount, as when the is deemed unfit or the child’s safety jeopardized custody. will be if the retains support To argument, this concurrence cites a num- jurisdictions ber of statutes and cases from other purportedly adopted have a more demanding standard provides the proper degree protec- of constitutional for at parental rights tion stake.
This
suffers from two
argument
defects. On the one
hand, many
statutes
cases cited
the con-
currence describe standards of harm that are no more
than
stringent
present
the standard articulated
See,
case.
La. Civ. Code Ann. art. 133
e.g.,
(1999) (paren-
tal
would
harm
result
“substantial
child”); Tex. Fam. Code Ann. 102.004 (a) (1) (Vernon
Sup.
2007)
(parental
“would significantly
impair
physical
develop-
the child’s
health or emotional
McTaggart, supra,
Evans v.
ment”);
(paren-
third
sufficiently flexible
harm that is
articulate a standard of
family
party
third
grant
to allow
courts
safety may not be endan-
when a child’s actual
awards
suffering
be
when the child nevertheless
but
gered
deserving
harm
types
significant
from other
In
provides.
relief that an award of
custody statute at
the third
of the fact that
light
overly
unlike the
broad,
is not
present
in the
case
issue
Troxel,
in
we
agree
visitation statute
Washington
in Troxel any
constitutional
remaining
plurality
likely
of harm most
question
the standard
regarding
specific
with the
manner
arise in connection
would
applied.
which the standard is
that the standard of
further claims
The concurrence
a sufficient
provide
too broad to
adopt
harm we
only
disagree
reason the United States
with the concurrence that the
We
Supreme
was “its
the standard of harm Troxel
Court did not consider
policy
affording
to state courts
substantial deference
well established
traditionally
family law,
relegated
determining
an area of law
the contours of
opinion.
view,
concurring
the court
10 of the
our
to the states.” Footnote
simply recognizing
state courts
issues are best decided
was not
such
states,
family
making
point that
courts within the
was
the additional
but
daily
position
basis,
in a
on a
are
better
which confront
these issues
flexible,
strictly defined,
pursuant
rather than a more
to a more
resolve them
Granville, supra,
standard is different test because it does rely on its allow the court lifestyle preferences requires but subjective own would of harm that the child court to focus on the level custody. concur- retain suffer should the we have excluded appreciate rence also fails to contemplate only or short-lived harm and insubstantial justify that would an award type harm significant in circumstances. We reiterate exceptional allow courts some degree that the reason we must flexibility impos- this standard is that it is interpreting harm anticipate types the infinite of significant sible exposed which a child be if he or she remains may satisfy the standard parent, with the not all of which temporary custody articulated in the stat- neglect utes.28 we do not that the standard Accordingly, agree rejects The concurrence this standard for reasons that are difficult to hand, attempt grasp. On the one it is critical of our to elaborate on the provide meaning guidance. of detriment as additional On so courts with hand, charges guide properly the other it that we do “little to the courts in specifically complains balancing the interests at stake.” The concurrence adopt that the standard of harm that we could “devolve to best interests (1) upheaval” resulting test” or be construed to mean “short-term emotional parents’ disruptive event, marriage from dissolution of the or some other contrary (2) “the inculcation of values and beliefs that are to social norms,” lifestyle, allowing such as a Bohemian the court to thus consider lifestyle preferences making its own more conventional when an award of custody. rejected interpretations, however, We have these and the concur temporal rence concedes much when we it states that the “[limit] harm, requiring something temporary nature of the more than the stress Finally, inexplicably attendant to . . . .” con dissolution concurrence appeals cludes that a broad definition of detriment an intermediate Florida type court that makes no reference to the of harm described Connecticut’s neglect entirely statutes “is consistent” with the standard in Roth. See In Marriage App. of Matzen, (Fla. 1992) (“ re 600 So. 2d ‘[d]etriment’ Roth constitutionally required harm set forth in custody proceedings.29 of third the context
V which proof, burden of proper We next consider minimum of fundamen- satisfy “the constitutional must San- marks quotation omitted.) tal fairness.” (Internal *36 n.8, 1388, 102 S. Ct. tosky Kramer, 745, U.S. 756 v. 455 the The defendant claims that L. 2d 599 (1982). 71 Ed. be custody cases should party in third required standard Roth, we determined evidence. convincing clear not standard is convincing clear and that, although the context, visitation constitutionally mandated in the is sounder because proof of “stricter standard could otherwise party a petitioning with which ease . . . prospect parental prerogative. upon intrude up in caught parents potentially getting competent inter- by and other lawsuits relatives the crossfire of is too real a threat visitation parties demanding ested afforded protection absence of in the to be tolerated Therefore, pursuant proof. a stricter burden through con- powers,” we supervisory inherent to this court’s prove must party seeking visitation that a third cluded con- harm clear and relationship and requisite Weston, Roth v. omitted.) (Citations evidence. vincing are same considerations 232. These supra, 259 Conn. Moreover, custody cases. party in third significant express rejec- factors, including legislature’s other proof, standard of convincing tion of the clear pres- that standard adoption weigh against standard Finally, convincing the clear and ent context. under the test that constitutionally required is not likely produce mental, produce lasting or are refers to circumstances that harm”). physical or emotional adopt for third of harm that we We note that the standard S., 207, rely solely on In re Joshua Conn. but awards does not jurisdictions adopted that also have other is consistent with that of numerous opinion. approach. part IV A this See a more flexible Supreme Santosky Court established in United States We therefore conclude that Kramer, supra, 756 n.8. preponderance fair proper proof standard of is a of the evidence. respect silent with to the burden
Section 46b-56b is proof to be satisfied when a third seeks the custody of a minor child the wishes of a fit against parent. We recapitulate, part, legislative therefore history proposed bill, of the statute. The as originally written, party establish, “by directed that the third clear . . . evidence which would convincing grounds guardian authorize the removal of the natural 45-44c, under Statutes now (Rev. 1985) § [General House Bill No. General Statutes Substitute § 45a-610].” An 5122, changed 1985 Sess. amendment to the bill change substantive standard but did not the clear and proof. Proc., burden of H.R. Pt. convincing See 28 Sess., p. When the bill reached the 2615. amended *37 Senate, however, expressed various members concern proof Proc., that the burden of was too See 28 S. high. 5, Sess., pp. Thereafter, Pt. 1985 1751-62. the bill was amended to eliminate the See 28 S. Pt. Proc., standard. 7, Sess., p. 2231, 1985 remarks of Senator Johnston. expressly Senator Avallone noted that the omission of major the standard constituted a of revision the bill represented “compromise” a to ensure that designed protected adequately the interests of the child would be custody. in light presumption parental Id., pp. of the 2241-42. bill, Senate, When the as amended was approval, Representative returned to the House for Wol lenberg greatly described it as “weakened” but expressed his satisfaction with the outcome because the statute would now the fit a decided give a edge child, over of the seeking addressing perceived thus defect in the logic majority opinion Roberts, 393, v. 193 Conn. McGaffin 479 A.2d (1984), denied, 1050, 176 cert. 470 U.S. 105 S.
68 28 Pt. Proc., L. Ed. 2d 813 See H.R. 1747, (1985).
Ct. 5798, 16, Sess., pp. 5800, 5804. rejection convincing the clear and legislature’s juris law of not inconsistent with the other
standard is
appears
regard
be no uniform rule
dictions, as there
a
proof necessary
to rebut
the burden
ing
parental custody.
favor of
After examin
presumption in
Maryland’s
court
states,
highest
the law of other
ing
“have,
a
indeed, adopted
found
some
clear
parent/third party
cus
evidence standard
convincing
tody
equivalent
in cases that the court found
(or
cases
Murphy Markham-Crawford,
See
v.
custody dispute).
a
1093];
C.S.G.,
69 (Kees 2d 92 Fallen, v. 207 So. clearly’ ‘showing [Miss. Wrigley, v. (McDonald and conclusive’ ‘clear 1968]); convincing’ 1994]); ‘cogent P.2d 777 870 [Okla. it [s]tates, Most Va. [supra, 96]). 231 Sours, v. (Bailes standard any particular defined have not appears, through parental rights protect sought but have proof on the placed burden heavy substantive ‘cogent’ or unfitness, ‘compelling’ or show party —to 502, Ill. 2d (In Townsend, Custody re reasons [86 reasons’ ‘convincing (see 1231 (1981)], 427 N.E.2d [1980]; A.2d 512 363, Pa. 416 Hooks, v. Ellerbe Fetters, 320, 491 Pa. ex rel. v. Albright Commonwealth Nelson, supra, v. as in Watkins [1980]) or, 421 A.2d [235] circumstances that would justify termination Md. Vockroth, Shurupoff parental rights.” A.2d 543 655-66, (2003). that, no standard
It is well established
“[w]here
statute,
process requires
due
in a
proof
provided
is
appropriate
a standard which
apply
the court
Appeal (83-CD),
involved.”
re Juvenile
issues
proof,
a standard of
“The function of
that, petition “in a on a to terminate hearing process require prove that the state statu- rights, due [s] by a ‘clear and evi- tory convincing termination criteria by preponderance a ‘fair dence’ standard rather than . . . of the evidence’ standard. Santosky factors considered in to deter-
“The three particular proof particu- standard of in a mine whether process private due are: proceeding (1) lar satisfies by the the risk of proceeding; (2) interests affected procedure; and (3) error created the chosen *40 use supporting interest countervailing governmental Cookson, v. 201 Cookson procedure.” the challenged A.2d 323 229, 234-35, (1986). 514 Conn. is standard preponderance that the fair
We conclude
only because it
present
in the
context not
permissible
express rejection
legislature’s
is consistent with the
but, more
convincing standard,
signifi-
and
clear
comports
process
it
with due
cantly, because
in
fairness” described
requirement of “fundamental
Kramer, supra,
v.
A
private
affected,
first to the
interests
we dis-
Turning
important
two
differences between the termi-
tinguish
party custody
and third
parental
rights
nation of
In a termination
the sole
proceedings.
proceeding,30
parent,
issue is the fitness of the
whereas three interests
party custody
in
proceeding:
are at stake
a third
in
parents’ liberty interest
the care and
of the
child;
the child’s shared interest with the
in fam-
ily autonomy
family
and the state’s and the
integrity;
interests in the child’s welfare.
countervailing
child’s
Davis,
232, 236-38,
Cf. Lehrer v.
214 Conn.
571 A.2d
Appeal (83-CD), supra,
In re Juvenile
(1990);
specifically
Conn. 297-300. Section 46b-56b
directs the
nent
Accordingly,
finding stage
raising the child”
stage
heavily
racy
internal
and his
“pits
“a
child’s interest
“irrevocable,”
commanding
The court in
neglect proceeding.”
of a termination
against use of the
parents
quotation
[s]tate directly
justice
consideration
results in “a
are adversaries.”
Santosky
one” and that such a
but, rather,
of a decision
marks
a normal
proceedings,
proceeding
against
omitted.) Santosky Kramer,
preponderance
unique
Id. The court noted that
determined that the
of “the
family
focuses
terminating
kind of
Id.,
“the
parents.”
is “not
private
home
on the
760.
[s]tate
decision,
deprivation.”
standard at a state-initiated
against
intended
interest affected
fitness of the
his or her
Id.
cannot
parent’s
Moreover,
because it is “final” and
(Emphasis
presume
...
parents’
interest
fact-finding
parental
parent,
during
to balance the
.
court to consider
by facts show-
custody is overcome
parental
in favor of
child.
custody would be detrimental
that such
ing
is therefore on
primary
proceeding
focus of the
fitness. Sec-
the child rather than
detriment to
subject
an award of
to third
ond,
circum-
changed
upon
showing
modification
may
(a) (court
Statutes
46b-56
stances;
see General
custody);
order
modify any proper
regarding
and communication
continued visitation
allow for
*41
child,
and the
parent
the noncustodial
between
custody thus
party
An award of third
present
the
case.
relationships
intrusion into familial
represents a lesser
because it
rights
than does the termination
final and irrevocable severance of
does not result in a
deprivation”
kind of
that
unique
or “a
parental rights
in a termination
to confront
the state
parents
forces
San-
quotation
omitted.)
marks
(Internal
proceeding.
Kramer, Parental
tosky
rights
The concurrence con- First, significant reasons. the following sis for the family stake, is, right interest at stitutional lower stan- by insufficiently protected autonomy, is par- of the deprivation temporary even a Second, dard. child is an for his or her to care right ent’s fundamental burden of may require heightened irreparable loss Third, the judgment. the correctness of proof to assure coincide interests stated that the child’s this court has subject unless the child with those of the Fourth, danger. harm or physical of serious the threat apply does not proceeding equipoise neglect in a available a has adjudicating neglect a court because directly to that correlate disposition options range of ability to meet the parent’s risk to the child and to remain the child needs, including allowing child’s which there is in a case in custody. Fifth, parent’s evidence, but by preponderance proof denial of third evidence, that convincing clear and harm to result in real and substantial custody would authority protect still would have child, the court department of children by bringing the child action, super- ordering into the (department) families depart- child to the committing vised these turn. arguments ment.31 We address each of *42 points, we note that respect With to the first two family autonomy family integrity, preservation of parents in of the child placed been issue having justifica- itself, provides in little proceeding in proof a burden of this adopting heightened tion for Moreover, this part opinion. See IV B 1 of this context. than two decades that the ago court determined more constitutionally permis- is preponderance fair standard temporary custody proceedings in and neglect sible a safety represents welfare and because the child’s third, points analysis fifth in its The concurrence discusses the fourth and Santosky factor. We discuss them in this context, however, of the third Santosky private is on the interests because the focus of the first factor party custody proceedings, involved, which, include those of in third child. in with equipoise interest relative
strong countervailing
liberty
parent.
interest of the
See In re Juvenile
child’s
Appeal
(when
“Where by pro- two interests affected ceeding are in equipoise, they relative are in [a temporary custody proceeding], higher standard of proof necessarily pro- would preference indicate a tection one interest over the other. . . . We see no reason to make such a value determination . . . and find that the various temporary custody interests in a hearing are best served applying normal civil proof standard of which is a preponderance fair evidence.” (Citation omitted; emphasis Id., added.) 298-99.
We also observed that an temporary custody award of is neither final nor irrevocable because it can be reviewed during hearings neglect petition on the under (a) upon petition by 46b-129 of a filing § or the state for revocation of under Id., 46b-129. 299. We therefore depri- determined that parent’s vation of the right to exercise over his or her children is far less serious than in a termination rights proceeding, which the clear and *44 constitutionally required standard is
convincing Id., termination order. finality of the of the because 299-300. same issue thereafter, we addressed
Shortly and concluded proceeding again neglect of a the context preponderance a fair proof is standard proper that the Appeal (84-AB), Juvenile See In re the evidence. in a petitioner Although 265. 192 Conn. is that the child prove need not proceeding neglect harm, we concluded threat of an imminent subject to results in the that adjudication neglect that an temporary is parental child from of the removal private inter- important two and that the and reviewable child and the safety of the involved, namely, the ests family interests integrity combined Accord- Id., 264-65. equipoise. are in relative child, would indicate necessarily standard higher ingly, over the of one interest protection for the preference to make. See id. did not wish a choice we other, that the view accept the concurrence’s Even if we the child and the interests of between equipoise options multiplicity disposition to the parent is due appear that it would proceeding, in a neglect available pre- the fair under adjudicated neglected most children parental from cus- are removed standard ponderance This is period of time. for a limited tody, at least pro- which (j),32 of 46b-129 language in the reflected adjudging “Upon finding Q) provides: § 46b-129 General Statutes dependent, uncared-for, neglected any youth or the court or that child youth may Commissioner of Children or commit such child until further order of shall remain in effect commitment Families. Such rights may court, except be revoked or such commitment by court, or any vest such child’s or the court at time terminated public any private agency personal that is youth’s or care and dependent by neglected, or children permitted uncared-for law to care for worthy persons youths any person suitable and found to be or or steps specific responsibility shall order the court. The court of such youth child or the return of the must take to facilitate guardian parent. of such shall be the The commissioner of such commitment, provided youth the child or for the duration of child or options disposition list of lengthy with a vides the state only but makes warranted when removal is deemed *45 option permit- of alternative to the one brief reference the child. custody of supervised parent to retain ting acknowledge fails the concurrence Correspondingly, necessarily pre- custody awards do that third or, years age eighteen in the case of a child youth reached the of has not school, secondary school, youth a technical in a in full-time attendance or provided job training program, such child or college a or a state-accredited by twenty-one years, age of such youth consent of has not reached appointed, legally and in like youth, guardian has been or until another youth, manner, upon vesting or such other care of such child such of the guardian public private agency of such child shall be the or individual or years eighteen youth age youth of has reached or until such child or secondary youth in a or, attendance a child or full-time in the case of job training pro- school, school, college a state-accredited a or a technical twenty-one years youth age or of gram, has reached the until such child or may appointed. legally guardian The commissioner has been until another any youth in suitable place commissioner a so committed to the child or by person blood to such child or related home or in the home of foster youth child-caring of or in the care or in a licensed institution agency, accredited, approved child-caring without any within or or licensed except placed state, provided state be outside the a child shall not parents guardian good such child are notified or cause and unless heard, opportunity placement given in a an to be or advance of such operated by of Children receiving the Commissioner home maintained and shall, youth, placing if child or the commissioner and Families. In such person religious home, possible, agency, of like faith institution or select a may youth, parent be if such faith is known or to that of a of such child or by inquiry, provided conforms to the such home ascertained reasonable shall, placing when of said commissioner and the commissioner standards place together. siblings, possible, to com- children As an alternative if such youth mitment, may place in the the child or the court protective supervision by guardian the Commissioner or Upon by subject the court. and Families to conditions established Children youth committing the Commissioner the child or the issuance of an order days Families, sixty not later than after the issuance of Children and or Department order, whether the of Children such the court shall determine youth keep or with his made reasonable efforts to the child and Families and, parents guardian prior if issuance of such order such or her possible, made, efforts were not efforts were not whether such reasonable interests, youth’s including taking child’s or best into consideration the safety.” youth’s (Emphasis added.) child’s or health and custody following Notably, option permitting unsupervised an is no there adjudication neglect. control over their chil- parents exercising vent from that the provides dren’s lives. General Statutes 46b-57 separation of the child from complete court avoid by partial custody to the third awarding and limitations as it party “upon such conditions equitable.” deems
Finally, the concurrence’s assertion that the court a child authority steps protect has to take certain fair proof by preponderance when there is evidence, evidence, convincing but not clear will petition of the third be that denial will harmful to the child assumes that the court take necessary steps further harm. There is mitigate *46 any that the court in case however, given no guarantee, of will the child’s situation to the attention bring ultimately relief, and order as the concur- department likely is Indeed, rence the more outcome suggests.33 child will continue to live with the that the might continue to suffer the harm that otherwise have preponderance been avoided had the fair standard been Moreover, of the concurrence applied. reasoning a in the law in that a third incongruity creates bizarre by a fair party prove preponderance who is able to evidence, evidence, but not clear and convincing dependent for or in neglected, that a child is uncared party custody would not be able to proceeding third in a child, obtain of the whereas the court custody of a child to a proceeding grant could neglect pursuant third in similar circumstances to 46b- § concurrence states that this conclusion is “unfair” to our trial courts it reflects a “concern” that the courts will not take remedial action because ability contrary, great we have confidence in the in such cases. To unnecessarily interpret properly infringe trial courts to the law so as not to liberty parents. recognize on the interests of Insofar as we that trial courts awarding custody parties will law and refrain from to third follow the protect proof when the burden of has not take other actions to children merely not, may satisfied, recognize not been we that the courts are be, expected actions, sponte, required pursuant to take sua that are not adjudicators law. their duties as by a fair adjudication neglect an following 129 (j) Statutes See General of the evidence. preponderance “suit- custody of child with may vest 46b-129 (j) (court adjudication worthy” person following able any provide fails to The concurrence therefore neglect). standard why preponderance the fair reason convincing first San- constitutionally permissible under the is tosky factor.
B
sup-
also
Santosky factor
A
of the second
weighing
preponderance
fair
stan-
ports the conclusion that the
party custody
proof
appropriate
dard of
in the
there
be differences
proceedings. Although
any given
and a third
case
ability
of a
we are aware of no evi-
participate
litigation,
in the
abilities and resources
disparity
dence of a
between the
equivalent
that is
parents
parties generally
and third
parent and the
disparity
in nature to the
between the
indi-
state in a termination
As the court
proceeding.34
magnify
Santosky
held that numerous factors combine to
The court
proceeding. Santosky Kramer, supra,
risk of error in a termination
“imprecise
that leave
The concurrence preponderance of the fair tosky factor, application depriva- risk of erroneous high will result in a standard majority of harm that the because the standard (1) tion open improper the court’s decision adopts leaves values of the subjective judge, (2) influence possibil- would increase the proof standard of reduced basis of a few decision on the ity of an erroneous the court has no misconduct, obligation (3) instances to delineate neglect proceeding similar to that *48 remedy must that the specific deficiencies a third prevent custody, nothing there regain (4) custody issue, (5) repeatedly relitigating party from parent provide custody does third parents that are available protections procedural in the petitioner (6) and proceedings, in neglect parent as the natural removing parallel proceeding neglect in a harm akin to that prove must guardian None of by convincing evidence. clear proceeding examination. withstands close these reasons deprivation, of erroneous the risk considering of harm that, even if the standard concurrence declares standard preponderance of the fair imposition is high, subjective values of will allow the proof improperly in an award the decision or will result to affect judge of misconduct. adequate without evidence very nature, their decisions, however, All custodial because of judicial discretion involve the exercise that exists in the human condition the infinite variation family relationships particular. generally the court has been important consideration is whether proper to focus on the provided guidance with sufficient because, case, we believe that it has present facts. In the judicial placed gloss extent that this court has 46b-56b, forth in courts on the standard of harm set party custody awards will have clear notice that misconduct, few instances of may not be based on a only exceptional cir- justified that such awards are petitioner allege cumstances and that must very that continued prove, least, at the clearly injurious will or harmful to the damaging, be heavy burden under either standard child. This is proof. Roberts, supra, See 193 Conn. McGaffin nonparent to dis- (Parskey, J., on dissenting) (burden parental custody in favor of is “a prove presumption heavy one”). preponderance to whether the fair stan- respect
With potential repeated dard will encourage litigation, severely curtailed, will be if not repeated litigation *49 entirely, by 46b-57, eliminated the fact that unlike the § only statute, permits party visitation third intervention controversy in an before the court. Further- existing more, requirement petitioner allege the that a must relationship of a with the child akin to proof establish an parent granted standing that of a in order to be satisfy. extremely Finally, difficult standard to because an party custody, visitation, requires third unlike extraordinary personal, level of emotional and financial period time, the of lengthy commitment child over likely very petition few individuals are the court for custody any case, even one time in given repeatedly. much less procedural protections for the available in a
As
many
process protec-
of the due
neglect proceeding,
Book
chapters
tions in
32a and 35a
the Practice
in a
parents
afforded the
of a child
or termina-
neglect
the
to a
are
proceeding,
including
right
hearing,
tion
custody
See
Prac-
provided
proceeding.
generally
in a
counterpart
tice Book c. 25.
there is no exact
Although
party custody proceeding
specific steps
in a third
parent may
pro-
that a
be ordered to take in a neglect
notify
parent
which are intended to
ceeding,
custody,
that must be remedied to regain
deficiencies
in a
provides
Practice Book
25-60
court
§
authority
to conduct a
evalua-
proceeding
study.
report
upon completion
tion and
filed
study may
parties
and introduced
be examined
into evidence if the author is available for cross-exami-
trial
addition,
typically
nation. Id.
court
makes
rela-
of fact that describe the child’s troubled
findings
tionship
parent
specific problems
with the
and the
deprive
parent
custody,
as the
led the court
present
trial court did
case. General Statutes
46b-57 also directs the court
to award third
§
custody “upon such conditions and limitations as it
equitable,”
include
that the
might
steps
deems
which
custody child. General
take to
regain
must
provides that,
example,
46b-56
(i),
Statutes
“[a]s
.
court
. .
concerning
a decision
part any
parents
or both of
may order either
counseling
parents
participate
such
child of
*50
custody
. . . .” The
evalua-
alcohol screening
or
drug
findings
often
report, the trial court’s
exhaustive
tion
the conditions attached
custody
in a
proceeding
the same as
party custody award, although not
a third
may
steps
proceeding,
in a
specific
neglect
ordered
spe-
similar to
of the
serve a function
that
nonetheless
steps
of
with notice
providing
cific
remedied
actions that
that must be
deficiencies
custody
full
of
child.
must be taken
regain
addition,
assertion that
concurrence’s
parental custody
from
decision to
a child
court’s
remove
subject
periodic judicial
is
neglect proceeding
in a
custody decisions,
simply
review,
unlike third
all
who are
as
adjudicated
true for
children
in
provides
General
46b-129
neglected.
(j)
§
Statutes
that,
adjudication
part
upon
neglect,
relevant
an
of
per-
youth’s
“court
vest
child’s or
care and
[the]
private
public
in
or
that is
any
agency
sonal
by
neglected,
law
or
permitted
to care
uncared-for
or
dependent
youths
any person
children or
or
worthy
respon-
to be
persons
suitable and
such
found
of
upon
. . .
such
the care
sibility
vesting
[and]
of
of
public
private agency
or
youth,
such child
such other
guardian
child or
or individual
shall be
such
(Emphasis added.)
periodic judicial
. . . .”
youth
applies only
if the child
review described
46b-129
§
“The
department.
is committed to the
peri-
contemplate mandatory,
. . .
legislature
did not
custody,
in which
rather
judicial
odic
review cases
than ordered
a commitment
the child
[the
appro-
department,
by
been vested
the court in an
has]
. .”
party in
with 46b-129 . .
priate third
accordance
§
Appeal (85-BC),
In re Juvenile
(Emphasis added.)
344, 361,
Moreover,
Conn.
C
respect
With
Santosky factor,
third
although
no
in custody
state has
direct interest
proceeding
private
two
parties,
involves
it has a clear interest
in protecting both the
rights
constitutional
and the welfare of the child
ensuring
pro-
that the
fairly
is conducted
and at a
cost.36
ceeding
reasonable
Santosky
factor,
court
declared that
the state’s counter
vailing
rights
proceedings,
interest
termination
consists of “a
parens patriae
preserving
promoting
interest in
the welfare of the child
reducing
and a fiscal
and administrative interest
the cost and burden of
proceedings,”
compatible
such
both of which it deemed to be
with the clear
proof. Santosky Kramer, convincing
standard of
The fair
standard also is consistent
with our declaration in Roth that “the heightened stan-
dard of clear and convincing evidence is not constitu-
tionally mandated” in visitation cases. Roth v. Weston,
supra,
detailed and thoughtful analysis of proof the standard of under Santosky has concluded that the clear and con- vincing standard is constitutionally neither required nor Shurupoff v. cases. in third appropriate Court Shurupoff, Md. 660. supra, 372 Vockroth, from that, aside initially noted Maryland Appeals temporary, is a custody award fact nature, varied in orders are order, custody modifiable complete always legal lose does when a Even Id., 653. custody of the child. physical *55 custody, physical legal both party third awarded necessarily the to visit right lose the does child, keep of the with abreast the and communicate or development child’s activities, influence the child’s all which would be inheritance, the child an leave Id., 653-54. The terminated. parental rights lost if were party in a the issue third further observed that court safety is, may be, and often the immediate custody case party child, and short-term welfare of preserve parental relationship custody awards that period a limited of time many are cases for granted prove changed can circumstances to until the that, The court concluded regain custody. Id., 657-58. may “it well be the proof high, if is too the standard Id., who will suffer.” 658. child party in which a third seeks summarize, To cases pursuant custody proceeding brought in a intervene by fair party prove preponder- must a (a), § 46b-56 demonstrating the evidence facts that he she ance of parent, has child akin to that of a relationship custody be detrimental clearly would that third and, upon finding detriment, the child custody in the child’s best interest. In would be cus- awarding in which the trial court considers cases pursuant has not intervened tody to a third who custody 46b-57, court award to the third proof of the party provided that the record contains by a fair of the evidence. preponderance facts foregoing
VI present case, the trial court apply failed to correct standard when it granted Husaluk’s motion to intervene and awarded her solely on the basis of the best interest of the child. Thereafter, Appel- late Court properly rejected the defendant’s claim that the trial court should have awarded on the basis of the standard articulated in Roth but improperly affirmed the award of to Husaluk on the ground that it was in the best interest of the child.37
The judgment Appellate Court is affirmed inso- far as it reverses the trial court’s judgment as to the allocation dependency of tax exemptions;38 the judg- ment of Appellate Court is reversed in all other respects and the case is remanded to that court with direction to reverse the trial court’s judgment and to remand the case to the trial court for proceed- further ings according to law.
In opinion this NORCOTT, VERTEFEUILLE and SUL- LIVAN,Js., concurred.
KATZ, J., with whom BORDEN and PALMER, Js., join, I concurring. agree with majority’s the conclusion that the judgment Appellate of the Court affirming the trial court’s judgment custody awarding of the minor child of the defendant, Andrew J. Fish, to the child’s paternal aunt, Barbara Husaluk, over the defendant’s objection must be reversed and the case remanded for further proceedings. I Specifically, agree part with IIA majority opinion that, satisfy order to the 37Although Appellate summarily Court concluded that “there was ample evidence for the presumption court to conclude that [trial] in the rebutted”; Fish, defendant’s favor was App. 757; Fish v. 90 Conn. analysis the court conducted no of whether it would be detrimental custody. child to remain in the defendant’s opinion. See footnote 6 of this by this court Roth highlighted constitutional concerns 234-35, (2002), Conn. 789 A.2d Weston, party like a seeking custody, seeking a third party third relationship visitation, allege parent-like must a a custody pre- to seek over standing the child to have I that the objection. also sumptively parent’s agree fit solely on improperly trial awarded court third was party a basis of determination my where in the interests of the child. That is best ends. majority with the agreement a obtain majority determines that third a who has not objection custody over a mere by pre upon demonstrating been deemed unfit would ponderance of the evidence pursuant to the child” to General Stat be “detrimental majority implicitly con Although § utes 46b-56b.1 it requires judicial gloss, cludes that 46b-56b require ultimately proof concludes that less stringent in Roth to ments than those established this court constitutionally protected rights safeguard family petitions and the unit when protect for are same consti adequate visitation those party petitions interests a third cus tutional when tody. harm, rejecting the Roth standard of the Roth majority following reasoning: (1) relies on the sufficiently “provide is not standard “flexible” [s] judicial necessary room for the discretion insufficient unique take into to formulate solutions that account case”; particular facts and circumstances of each (2) *57 jurisdictions adopted other a have “detriment” standard preci that more but have declined define term with flexibility; (3) sion allow such court declined to this any provides: dispute custody General Statutes “In as to the 46b-56b parent involving nonparent, presump a of a minor child and a there shall be custody tion that it is in the best of the child to be in the of the interest parent, presumption may showing which be rebutted that it would be permit parent custody.” child to detrimental to the have as restrictive as the Roth
adopt a standard harm opportunity standard when we had an interpret context; detriment standard in a related and (4) prior Roth, rejected to our decision in the legislature in Roth. In rejecting the adopted standard of harm clear and heightened convincing proof burden of that Roth, applied majority this court reasons that a comports process lesser burden with due in essence party custody because third does not rise to the level parental termination of rights. reasoning. The time-tested Roth I with this disagree proper standard strikes the balance between protecting rights constitutional at stake and safeguarding the child’s welfare. Because the intrusion on the constitu- tionally protected parent family interests of the and the unit is significantly greater when a court deprive acts to parent of his or her child than when a court awards visitation to a third a parent’s over I objection, agree cannot that a lesser standard suffices. Indeed, party custody only because third deprives not and child of companionship, each other’s but deprives also to make decisions right every affecting aspect physical, of a child’s social and moral development, parent’s on a infringement right to raise his or her own child family and on the unit’s autonomy is akin to that arising from the termination for as rights long is vested in person parent. to the exclusion of the Accord- I ingly, that, would conclude in order to a parent divest custody, plead a third prove, by must clear evidence, they have a convincing parent-like relationship with the child and that “real and substantial Weston, Rothv. harm”; 229; Conn. akin to that under neglect our statutes will result should be party. vested the third
I
Roth standard
question of whether the
To address the
this
mandated,
begin
I
with
constitutionally
harm
of
in that
adopting
that standard
reasoning
court’s
209-10,
259 Conn.
this
Weston, supra,
In
v.
case.
Roth
of
the United States
that,
light
determined
court
530
Granville,
in Troxel v.
Court’s decision
Supreme
49
we
147 L. Ed. 2d
57,
2054,
(2000),
120 S. Ct.
U.S.
that
had
we
gloss
must reconsider
the constitutional
statute,
party visitation
General
on the third
placed
v.
just
Castagno
earlier in
46b-59,
years
six
Statutes §
(1996).2
A.2d 1181
The
Wholean,
336,
239 Conn.
684
jurisdictional
requirements
that
court concluded
adequately
Castagno
we
added in
not
that
had
“[did]
care,
in the
parents’
interest
acknowledge
status
‘perhaps
children as
and control of their
liberty
recognized
of the fundamental
interests
oldest
”3
Weston,
v.
216.
by
Supreme]
Court.’ Roth
[the
2
350,
Castagno Wholean, supra,
engrafted
v.
Conn.
the court
thresh
239
permit
jurisdictional requirements
old
onto 46b-59 that would
the trial
family
petition
only when the
of the
court to entertain a
for visitation
life
disrupted
by
analogous
child
state intervention
minor
had been
either
custody statutes,
§§
within
General
46b-
the situations included
Statutes
by §§
56 and 46b-57 or “in a manner similar to that addressed
46b-56 and
46b-57,
yet
but
involved.”
in which the courts have not
become
The court
precisely
be,
declined to state
what those similar circumstances would
but
possibilities
parent,
separation
facto
cited
death of a
de
parents
good
allegation
has
a third
“when there
been a
faith
Id.,
neglect.”
abuse or
352.
3
Supreme
recognizing
right
Court’s decisions
this fundamental
date
399,
Nebraska,
390,
401-403,
Meyer
back to at least 1923. See
v.
262 U.S.
625,
“proficiency
(1923) (concluding
foreign
43 S. Ct.
L. Ed. 1042
jurious
iq
health,
language
understanding
...
is not
morals or
ordinary
parents
recognizing right
child” and
“establish a
home
up
bring
own”);
and to
v.
children”
“control the education of their
Pierce
Society Sisters,
510, 534-35,
571,
(1925)
268 U.S.
45 S. Ct.
Therefore,
the court considered “what interest would
sufficiently
be
to warrant state
compelling
intrusion
parent’s
deny
into a
decision to limit or
visitation to a
party.”
222.
Id.,
that,
The court reasoned
light
“[i]n
compelling
stake,
the
interest at
the best interests
secondary
parents’
of the child are
. . .
rights.
Because parenting
protected
remains a
fundamental
due
right,
process
clause leaves little room for states
parent’s
to override a
decision even when
parent’s
that
arbitrary
decision is
and neither serves nor is motivated
by the best interests of the child.” (Citations omitted.)
Id., 223.
recognizing the constitutional
signifi-
While
stake,
cance of the interests at
the court was mindful
that
are .
.
.
limitations on these
“[t]here
. . .
is
rights.
unquestionable that in the face of
[I]t
parents
that
are
allegations
unfit,
the state
intrude
upon
family’s
a
integrity.” (Citations
Id., 224;
omitted.)
parents
upbringing
role
of their children is now established
beyond
enduring
tradition”);
debate as an
American
see
v.
also Prince
Massachusetts,
158, 166,
438,
(1944) (“[i]t
321 U.S.
64 S.
L.
Ct.
88 Ed. 645
custody,
is cardinal
that the
with us
care and nurture of the child reside
parents,
primary
preparation
first
whose
function and freedom include
obligations
supply
hinder”); Stanley
Illinois,
the state can neither
nor
v.
645, 651,
1208,
plain
(1972) (“[i]t
405 U.S.
92 S. Ct.
proof requirements,
imposes
of harm that the statute
ognize that the burden
unusually
light
be deemed
harsh in
of the fact that
at issue. We draw
visitation,
opposed
custody,
is
distinction, however, forpurposés
no
of this discussion.
time
during
Visitation is a limited form of
exercised . . . .”4
rights
being
(Inter
the visitation
are
Weston, supra,
marks
Roth v.
quotation
omitted.)
nal
den,
n.13;
Marriage
Gay
Although
legal
custody
more intru
to an order of
are
leges attendant
As
attendant
to an order of visitation.
sive than those
custody
care,
explained: “Full
denotes
judge
one
physi
of a child
all
control,
including
and maintenance
custody,
and the child resides
aspects
cal and legal
. . .
custody
whom
was awarded.
person
with the
by a
normally represents
period
of access
Visitation
from full
non-custodial
individual. It differs
does not dwell with the non-custodial
that the child
responsi
this individual can be
individual, and, although
safety
child,
of the
he or she
ble for the care and
child.
. . . Full
important
not make
decisions for the
authority upon the one in
rights
confers
opposed
of vis
placed
privilege
whom it is
Fausey,
342,
Hiller v.
588 Pa.
iting.”
omitted.)
(Citations
378-79,
J., concurring),
Thus,
deprives
of far more than the
right
period
for some limited
companionship
during
child’s
deprives
occurs. It
which visitation
parenthood
make decisions
quintessential rights
—to
development,
determining
that affect the child’s
such as
associations,
the child’s
education and medical treat-
*62
ment, and to inculcate
beliefs and moral val-
religious
232-33,
v.
92
Yoder,
205,
ues. See Wisconsin
406 U.S.
L. Ed. 2d 15
role
1526,
(1972) (“the primary
S. Ct.
in the
children is now
parents
upbringing
of the
of their
beyond debate as an
American
enduring
established
standards,
of “moral
particularly
matters
tradition,”
good citizenship”).
and elements of
beliefs,
religious
implicates a
custody petition
such,
party
a third
As
parent’s
intrusion on a
constitu-
significantly greater
party
petition.
visitation
than does a third
tional interest
us,
before
question
constitutional
In
considering
the constitutional rights
important
recognize
it is
parent’s
to control
right
include more than
at stake
the broader right
It also includes
upbringing.
the child’s
family
right
family autonomy
integrity.
of
“[The]
reciprocal
encompasses
rights
. . .
family integrity
.
. .
the interest
both
and children
of
custody and man
care,
companionship,
in the
parents
. and
the children
children . .
agement
[their]
attachments
from the emotional
being
dislocated
intimacy
daily
association with
from the
that derive
quota
omitted;
.”
internal
(Citations
. . .
Ment,
Pamela B.
296,
v.
244 Conn.
omitted.)
tion marks
M., see In re Christina
(1998);
Although
independent
that
there is an
Court have recognized
custody
troubling
possibility
joint
majority’s
is
reliance on
availability
present
case does not illustrate
for several reasons. The
joint custody
disposition.
be shared
The trial court did not order that
this
petition
custody;
parent
opposed
the court
with the
Husaluk’s
Fish,
mother,
plaintiff,
and the
Paula J.
the child’s
ordered that Husaluk
custody. Moreover,
object
petition,
the court’s
who did not
to Husaluk’s
share
parents
rights
pertaining to both
leave them with none of the essential
orders
only
illusory
parenthood,
right
of “consultation” before Husaluk makes
any
Thus,
present
regarding
upbringing.
child’s
case illus
decision
parental custody is
trates the unlikelihood that a court will determine that
contrary
yet
permit
still
to share
to the child’s interests
custody
party.
with a third
however,
majority’s
troubling,
suggestion that
More
is the effect of the
joint custody
proper disposition
is a
when a third
seeks
over
objection
parent’s
conjunction
holding
stringent
a fit
in
with its
that less
proof apply custody petitions
applied
pleading
standards of
in
than those
petitions. By
concluding,
majority
in third
visitation
so
in effect
encourages nonparents
stringent
to circumvent the more
visitation standards
simply seeking
joint
limited
instead of visitation.
Finally,
that,
joint
custody may
disposition option
legal
I note
even if
be a
may
party custody dispute,
disposition
in a third
the fact that a less intrusive
procedural
weight
determining
be available has
in
and substantive
no
protections necessary
protect
the constitutional interests at stake. Courts
requisite
possible
gauge
greatest
standards on the basis of the
constitutional
proceeding,
infringement that could result from an adverse decision in the
example,
proceeding
terminate
not the least intrusive result. For
parental
proof
constitutionally mandated,
rights, heightened
standard of
may
dispositional phase
though
that termina
even
the court
determine
warranted,
proceeding
tion is not
because the
could result in the termination
parental
E.,
App. 185, 189,
rights.
In re Deana
61 Conn.
interest in “safeguarding
marks omit
quotation
minor”; (internal
of a
well-being
*64
1691,
103, 109,
U.S.
110 S. Ct.
Ohio,
v.
495
Osborne
ted)
Appeal
In re
accord
Juvenile
(1990);
Matter of requires showing is unfit as determined in either abuse to child that proceeding parental rights proceeding); neglect or termination of Wat Nelson, 235, 245, (parent’s gross (2000) v. 748A.2d 558 miscon kins 163N.J. “extraordinary affecting circumstances” welfare duct or unfitness or other
103
than
different standard
that a
majority
concludes
because, unlike
custody disputes
apply Roth should
to care
competence
visitation, “the overall
party
in third
directly challenged
the child is
for
Mitchell,
child);
v.
petition
would cause harm
of child—denial of
McDuffie
engaged
(parent
App. 587, 591,
(2002)
has
in “acts
Turning
requires
nonparent
which
to show that
46b-56b,
child,”
to the
parental custody would be “detrimental
undoubtedly such a standard could be reconciled
Roth,
If “detri
on what detriment means.
depending
any
harm,
to mean
no
degree
ment” is construed
short-lived,
matter how insubstantial or
that standard
readily
test,
to a best interests
in contra
could devolve
of Ro th and Troxel. See Evans
holdings
vention
McTaggart,
1078, 1086-87
2004)
88 P.3d
(Alaska
(noting
readily
that detriment standard
not be
might
concern
open-
an
test).
from best interest
Such
distinguishable
be
to allow a third
ended term also could
construed
custody solely
to obtain
because a child is suffer
upheaval
short-term emotional
result of
ing
disruptive
or other
parents’ marriage
dissolution of the
*68
470, 586
M., 459,
Conn.
See In re Jessica
events.
parent-
most
unlikely that
is not
(1991) (“[i]t
A.2d 597
is
intervention
in which state
relationships
child
incidental
custody disputes
required,
including
also
Detriment
strain”).
divorce,
signs
will exhibit
values
mean the inculcation
be construed to
could
Cf. Painter
contrary to social norms.
that are
and beliefs
N.W.2d 152
Bannister,
1393-96, 140
1390,
258 Iowa
v.
lifestyle,
of father’s Bohemian
disapproval
(citing
child and
and concern for
of his care
despite evidence
stable, con
provided “a
home
grandparents’
view
middle-class,
background”
middlewest
ventional,
custody to grandpar
award of
affirming
rationale for
denied,
949,
385 U.S.
over father’s
cert.
objection),
ents
Santosky
also
L. Ed. 2d 227
see
317, 17
(1966);
87 S. Ct.
Kramer, supra,
The
qualifying
“excep-
addition of the
term
hardly
tional
provides
circumstances”
meaningful guid-
ance to the trial
courts.
some other
Although
recognition
signal
This
in
court’s
In re Joshua S. that Roth and Troxel
change
legal landscape
legislative
in the
also undermines reliance on
intent
meaning
Although
agree
majority
as to the
of detriment.
I do not
with the
history
legislative
rejection
that the
demonstrates a
of the Roth standard of
harm,
legislative
preceding adoption
the
because
focus of
debates
parental presumption
clearly
proof,
§in 46b-56b
was on the burden of
we
presume
any
legislature adopted
cannot
event that the
the detriment
fully
implications.
legislature
standard
mindful of the constitutional
The
provision regarding
grounds
§
amended 46b-56b in 1986 to add the
the
parental presumption.
rebutting
1986,
See Public Acts
No. 86-224. In
light
that,
holding
of the fact
this court in Roth overruled its 1994
Castagno following
Supreme
Troxel,
Court’s 2000 decision in
we
hardly
expect
prescient
legislature
could
to be more
than this court in
developments. Moreover,
predicting
legislature
constitutional
even if the
demands,
clearly
province
had considered what the constitution
it
is the
statutory
passes
the court to determine whether a
standard
constitutional
Inquiry,
muster. See
v.
the Governor
Select Committee
Office of
540, 574-75,
(2004), citing Marbury Madison,
Conn.
jurisdictions harm examples of conjunction specific with term in harm; requisite for the gauge a contextual provide amorphous an stan- such many others have eschewed inquiry specific a more fact in favor of altogether dard custody in permit third have declined to this footnote 7 of unfitness. See absence at least limits the tem- majority The opinion. concurring more something harm, requiring nature of poral dissolution, but attendant temporary stress than the to the contex- standard to tether the detriment declines time-tested standard’s provided the Roth tual gauge contours. its well understood application it finds the to do so because majority declines flexibility to address sufficient lacking standard Roth may courts need under which myriad circumstances possibility It cites the protect children. to intervene might harm that “unpredictable” significant of some yet removing warrant standard, of the Roth fall short custody. I this find parent’s his or her a child from reasons. for several troubling puzzling concern the definitions Contrary majority’s suggestion, are not limited dependent for and uncared neglected, safety the child’s “actual wherein to circumstances majority appears to Indeed, the . . . endangered.” be rather than with “abuse,” the Roth standard equate Statutes 46b- Compare § General pertinent terms. Statutes 46b- with General “abused”) (4) (defining *71 “depen- defining (10) (respectively, 120 and (7), (9) Thus, by con- for”).9 and “uncared dent,” “neglected” 9 provides following definitions: the relevant § Statutes 46b-120 General youth (A) “(4) ‘[Ajbused’ or has been inflicted means that a child injuries means, (B) injury injuries physical or has other than accidental or them, history given (C) is in a condition or are at variance with the malnutrition, as, to, not limited of maltreatment such but that is the result necessities, exploitation, deprivation emotional molestation or sexual youth may punishment (7) be found ... a child or or cruel maltreatment youth, ‘dependent’ the child or save for home is a suitable one for whose person inability parents, parent, guardian other main- or financial the
109 standard the Roth harm short of that some eluding determines necessarily majority suffices, proper care denied “being to the child than lesser harm emotionally or educationally, attention, physically, and to live under condi- permitted . morally, being or . . injurious or associations tions, circumstances Statutes 46b- youth”; or General of the child well-being constitutionally permis- would be a (C); 120 (9) (B) custody. As deprive on which to sible basis the case law is to previously, I have discussed contrary. trial courts any from our
I am unaware of criticism expan family long-standing law bar that our or the to meet the standards have failed sively neglect defined under our Indeed, of this state. needs of the children allege need not even statutes, petitioner neglect for real harm, only potential prove genuine actual S., 86 Conn. harm. See In re Jermaine and substantial denied, 938, 273 Conn. 720, 863 A.2d cert. App. 819, trial courts are well Moreover, A.2d our (2005). unique needs of each child ascertaining versed in family even when determin and circumstances of each best interests of child the lesser standard of ing v. Stroh family Strohmeyer See generally. matters A.2d 367 meyer, 353, 356, (1981) (noting Conn. in best interests of child “inherently inquiry fact-bound” determination). majority’s premise that harm that accept
I cannot
adjudication
minimum threshold for an
falls short of the
home,
specialized
taining
provide
care the condition of the child
such
youth may
‘neglected’
youth requires
(9)
who
...
a child or
be found
or
proper
attention,
abandoned,
(B)
being
(A)
care and
has been
or
is
denied
emotionally morally,
being permitted
physically, educationally,
(C)
or
or
injurious
conditions,
to the well-
to live under
circumstances or associations
youth
youth,
abused; (10)
being
(D) has been
a child or
of the child or
provide
cannot
‘uncared for’ who is homeless or whose home
be found
specialized
physical,
mental condition of the
care that the
emotional or
requires.
child
. . .”
*72
constitutionally permissible
a
basis
provides
of neglect
party custody
in a third
divesting parent
a
trial courts will have
petition.
I have no doubt
between detriment
that falls
difficulty drawing the line
yet exceeds a mere best interests of
neglect
short of
v. McTaggart, supra,
the child determination. See Evans
concern that detriment stan-
(noting
Undoubtedly, the flexibility may flexibility it allows. While be more circumstances, we are in the operating virtue in some where concerns of rights, realm of constitutional arbitrary application counsel against vagueness 10 my majority Supreme view, Court’s disinclina misconstrues Granville, supra, 73, 530 U.S. to reach the issue of whether tion Troxel constitutionally required specific showing was before a third of harm parent’s objection. over a fit The court’s statement could obtain visitation adjudication that, occurs on a much state-court this context “[b]ecause case-by-case basis, specific nonparental we would hesitate to hold that per matter”; [djue [pjrocess [cjlause statutes violate the as a se visitation policy id.; simply affording substantial defer reflects its well established family law, determining an law courts in the contours of area of ence state traditionally relegated states. See Elk Grove School District v. Unified 12, 2301, Newdow, (2004) (“One L. Ed. 542 U.S. 124 S. Ct. 2d 98 customarily principal areas in which this ourt has declined to intervene [c] ‘[tjhe Long ago we observed that whole is the realm of domestic relations. wife, child, subject of the domestic relations of husband and [sjtates belongs and not to the laws of the United States.’ to the laws of the strong law in this area that we have ... So is our deference to state recognized exception’ a ‘domestic relations that ‘divests the federal courts Thus, divorce, alimony, power and child decrees.’ . . . to issue necessary arise in which it is to answer a substantial while rare instances apart family question law issue federal that transcends or exists from appropriate general for the federal courts to leave delicate issues ... it is omitted.]). of domestic relations to the state courts.” [Citations *73 in Roth a standard adopted We amorphous standards. flexibility to meet the sufficient both provided that has suffi- and well-being of the child’s concerns legitimate of rights constitutional protect cient constraints family and unit. to construe obligation with our Therefore, consistent infirmities; see Clerk constitutional statutes to avoid Com- v. Freedom Superior Court of Information I 28, 38-39, (2006); 895 A.2d mission, 278 Conn. to the child” standard the “detrimental would construe same nature and to mean harm of the under 46b-56b § Accord- in 46b-59 under Roth. required as that degree party seeking cus- conclude that a third I would ingly, harm, prove real and substantial tody plead must and by 46b-120 contemplated kind of harm §§ akin to the and 46b-129.
II
issue of whether the heightened
I next turn to the
similarly
in Roth
should
proof prescribed
burden
custody petitions. Roth,
In
this court
apply
party
to third
proof
convincing
that the clear and
burden of
concluded
constitutionally mandated in the context of
was not
should
party visitation,11 but that it nonetheless
constitutional
interest at stake
apply because of the
11 Roth,
the court did not elaborate on the basis for its determination
heightened
proof, stating
process
not mandate a
burden of
that due
did
process requires
only:
recognize
convincing
test
“We
that due
the clear
complete
parental rights
applied
because it is the
be
termination
by
legal relationship,
rights
severance
all
court order of the
with
its
Kramer,
parent; Santosky v.
responsibilities,
between the child and his
747-48;
petitions require proof only
supra,
neglect
abuse and
455 U.S.
while
‘any deprivation
rights
preponderance of the evidence because
[at
nonpermanent and, thus,
slightly
stage]
reviewable and
warrants a
is
F.,
proof.’
In re Shamika
exacting
less
standard of
...
256 Conn.
evident, however,
n.22,
(2001). It is
that in the visitation
and the ease
Weston,
Roth could intrude on that interest.
resources
In the context of a third
supra,
Although § presumption must be over- proof degree *74 majority legislative with the that the his- come, agree I that the declined tory legislature to the statute indicates burden require apply heightened that the courts previously As I have convincing proof. of clear and what this court’s view of noted, however, given evolving peti- in third visitation the constitution mandates reasonably expect not tions, legislature we could developments. such See foot- cognizant to have been opinion. Nonetheless, this concurring note 8 of this if the may impose proof burden of heightened court majority so mandates. The concludes constitution proof preponderance burden of possible the lowest — constitutionally an adequate because of evidence —is proceeding award of differs from terminate custody: the addi- (1) in that involves parental rights welfare; (2) the child’s and does tional interest of I rights. disagree sever permanently reasoning. this before is whether due
Specifically,
question
us
by application
preponderance
of the
process is violated
the evidence standard to a decision to award
objection, pursuant
parent’s
to a third
over a
46b-56,
46b-57,
46b-56b and
General Statutes §§
stan-
process
exacting
mandates the more
whether due
It is well settled
of clear and
evidence.
convincing
dard
as that con-
proof,
function of a standard of
that “[t]he
[p]rocess
and in
cept is embodied
[c]lause
[d]ue
is to instruct
the factfinder
factfinding,
the realm of
society
of confidence our
thinks
degree
concerning
conclusions
of factual
have in the correctness
he should
any given
. . .
type
adjudication.
particular
for a
[I]n
tolerated
proof
standard of
the minimum
proceeding,
only reflects not
requirement
process
the due
affected, but
public interests
private
weight
risk of error
about how the
judgment
a societal
also
litigants.” (Citations
between the
should be distributed
Santosky
marks
omitted;
quotation
omitted.)
internal
its
Kramer, stating
general
U.S. 754-55. In
“has mandated an
Court noted that it
rule,
Supreme
convincing
proof
standard of
intermediate
—clear
in a
interests at stake
evidence —when the individual
particularly important
state
are both
proceeding
money.
. . . Not
mere loss of
more substantial
than
civil labels and
intentions
withstanding
good
state’s
certainty
. . .
has deemed this level of
nec
the [c]ourt
variety
in a
essary
preserve
fundamental
fairness
that threaten
government-initiated proceedings
deprivation
individual involved with a
of lib
significant
*75
Addington
Texas,
erty
See,
or
. . .
v.
stigma.
e.g.,
[441
418, 424,
1804,
U.S.
99 S. Ct.
I with the that the nature agree turns on the proceeding due in a third “the of the three distinct factors: balancing following by affected the risk of private proceeding; interests by procedure; chosen and the error created [s]tate’s of supporting interest use countervailing governmental 114 Id., 754. those procedure.”12 Applying
the challenged
12
stake, many
significance
recognition
at
states
of the interest
proof
apply
convincing
and
burden of
to a
contest between
the clear
judicial policy. See,
legislative
a
a
and a third
as matter of
Comp.
(2005);
e.g.,
(B) (2007);
§
§
25-415
Mich.
Laws 722.25
Ariz. Rev. Stat.
(2006);
(6)
(7) (2006);
§
N.M. Stat. Ann. 40-10B-8
§
Minn. Stat. 257C.03
and
McTaggart,
1078, 1079
(B) (2004);
Va.
Ann. 20-124.2
Evans v.
88 P.3d
Code
Calle,
988,
(Fla. App. 1993);
2004);
(Alaska
v.
625
2d
990
Clark v.
Calle
So.
Guardianship
Wade,
587, 587-88,
(2001); In re
273 Ga.
Although
implicates
also
proceeding
interest,
safety
another
child’s
and well-
Appeal
re
(83-CD),
Juvenile
see
being;
I
287;
interest,
Conn.
address that
to the extent that it
family
conflicts with
child’s interest in maintaining
Santosky
integrity,
when
analyzing
factor
in a
countervailing
proof.
interest
lesser burden of
I
juncture,
my
underscore
this
however,
at
disagreement
appears
equivalent
with what
be
weight given
majority
safety
the child’s
interest (or more
accurately
majority’s standard,
under the
the child’s
*79
protected
interest
in
from
being
any degree of harm)
the
family
and
constitutional
parent
interests
the
As
previously,
authority
unit.
noted
the
given
absence of
holding
safety
equal
that the child’s
interest
general
is of
constitutional dimension to the
interest
child’s
in main
family
taining
integrity
unit and to the parent’s
DeShaney Winnebago
County Dept.
v.
Social
rights;
Services, supra,
T. v.
Teresa
201;
see
Ragaglia,
U.S.
n.16;
I
Conn.
would conclude that the
rights
paramount
constitutional
should be the
concern
the proper
See San
proof.
burden of
determining
tosky Kramer,
supra,
Turning
custody petition does
third
a successful
parental rights nor
parent
a
of all
necessarily deprive
Nonetheless,
explained custody permanently.
contrasting
when
concurring opinion
I
part of this
that of a
petition with
a visitation
effect of
deprived of
period
parent
that a
during the
petition,
child
her
vis-á-vis the
custody,
rights
full
his or
of a
whose
to those
substantial similarities
bear
Indeed, an award of cus-
been terminated.
rights have
irreparably. As
family
tody
integrity
can undermine
of full
to a
previously, an award
emphasized
deprives
parent of the most essential
third
parenthood
make decisions
right
attributes
—the
development,
determining
child’s
such as
affecting
associations,
and medical treat-
the child’s
education
beliefs and
religious
ment and the
to inculcate
right
v. Yoder, supra,
Wisconsin
406 U.S.
moral values. See
supra,
rary right may a a deprivation of constitutional proof to burden of assure the correctness heightened Santosky Kramer, supra, See v. 455 judgment. of Addington v. Indeed, U.S. 759. the court’s decision Texas, 422, in which the court deter- supra, 441 U.S. 13 order, present case, no In the under the trial court’s the defendant has authority major life, any affecting his render decisions on events child’s to aunt, only intervening paternal Husaluk, right of consultation with authority final in whom court on all such matters. vested Although during her 1he court ordered that the child return to Connecticut only school, provides “encouraged” that she is be breaks from the order to spend equal parents that to visitation time with her she decline to stay overnight with the defendant.
120 mined that the clear and convincing burden was required in a civil commitment one proceeding, such example. As a result of that proceeding, appellant involuntarily had been committed to a state mental hospital for an period. Id., indefinite 420-21. The court heightened required concluded that burden was even though, law, appellant under Texas had the treatment, periodic of right condition, review his when immediate release he no longer was deemed to danger be a to himself or to Id., others. 422. court depriva-
This
has understood
a temporary
parent’s
a
tion of
constitutional
right to care and cus-
tody
his
or her child
rise to a
gives
risk
such
irreparable harm
it
interlocutory
has deemed
pur-
orders
that interest final
affecting
judgments
poses
Sweeney
Sweeney, 271 Conn.
appeal.
See
v.
193, 208-10, 856 A.2d
(pendente
997
lite order
(2004)
to religious
related
and educational
of minor
upbringing
re
F.,
Shamika
405-406,
child);
383,
Conn.
temporary
A.2d 347
(2001) (order
custody pursuant
Bettcher,
v.
neglect statute);
380,
243 Conn.
Taff
386-87,
have child academic any by joint replaced by subsequent legal court a custodian cannot be order. pendente may parental right Moreover, impact this over such a lite order time, increasing significant period of with harm to the interest a exponentially spends more in the as the minor child time educational institu parent modify Subsequent attempts by aggrieved at an such tion issue. may adequate pendente a lite order also not be an substitute vindication parent’s Finally, pendente rights through appeal. an lite order such subsequent may spillover regard this result effect with decisions Charged with enrollment of the minor child. the determination related child, in the the trial court as to what is best interests of minor instability daily degree life later be reluctant create a child, adversely impact personal minor bonds created teachers classmates, by ordering the the minor child to another transfer of educational institution.”
B
to the second
Turning
factor, “we next must consider
both
deprivation
the risk of erroneous
of private inter-
ests
from use of a ‘fair
resulting
preponderance’
stan-
dard and the likelihood that a higher evidentiary
. .
standard would reduce that risk.
.
Since the [third
party] proceeding
adversary
is an
contest between the
the . . .
party]
parents,
the relevant question
[third
is
preponderance
fairly
whether a
standard
allocates
the risk of an erroneous factfinding between these two
parties.” (Citation
Santosky v.
omitted.)
Kramer, supra,
Santosky
specific
raised some
concerns as to the risk
deprivation
of erroneous
in a termination proceeding.
One of
concerns,
these
the imbalance of resources to
action,
is
litigate
implicated
in a meaningful
way when
the state
not a
to the proceeding.
always
Private litigants
they
face the risk that
may have
to defend
against
with greater resources. Other
concerns raised in Santosky, however,
implicated
are
in the
I
present
explained
part
case. As have
I of this
opinion, the
concurring
detriment standard adopted by
the majority
adjudication
leaves the
unusually open subjective
Indeed,
values of the judge.
this court has
problems
such
recognized
that
arise even under the
more specific neglected, dependent and uncared for
standard under
46b-120 and
§§
46b-129. See In re Juve-
Appeal
nile
(83-CD), supra,
Additionally,
protect
doctrinal bar to
no
other
jeopardy
double
repeated
relitigate
efforts to
party’s
from a third
574,
Minnich,
v.
483 U.S.
custody
Cf. Rivera
the
issue.
(concluding
(in years prior two to 1998 judgment dissolution, there were 124 entries; docket during postjudgment years of 1998 and forty-six there were entries).
Other concerns that were not implicated in Santosky, however, party custody arise proceedings demonstrate that preponderance standard creates a substantial risk of erroneous deprivation of the right family Specifically, integrity. this court con- although adjudication cluded that an of neglect, uncared for or dependent under requires 46b-120 and 46b-129 only §§ proof by a preponderance of the evidence, the different effect of, protections attendant to, that state initi- ated proceeding why underscores preponderance *84 standard is inadequate prevent to error in custody petitions.
First,
adyudication
a neglect
under
46b-129 does not
§
necessarily
result
in an order depriving
parent
the
custody, a factor that we have
constitutionally
deemed
Appeal
In re Juvenile
significant. See, e.g.,
(84-AB),
In
Appeal
re Juvenile
261;
192 Conn.
(83-CD),
supra,
125 provide must to the steps that it take specific ment the necessary reasonably to parent support services 46b-129 § reunification. General Statutes accomplish J., B., supra, (Zarella, In re see Devon (b) (d); provisions of 46b-129 ‘specific steps’ § (“the dissenting) on parent instruct the purposes: first, have two to engage in which he or she must specific conduct satisfy petitioner and trial court that order to parent ensure that and, second, he or is a fit she reasonably facilitate, does can to petitioner what it Indeed, this impede, reunification”). rather than may use recently recognized court that the courts their power department contempt civil to ensure that are on obligations, predicated meets which these S., at stake. See In re Leah constitutional interests 696-97, The (2007). Conn. 935 A.2d decision deprive subject specified, is periodic judicial department to ensure that the review goal.16 reasonable efforts to advance this See making Finally, (b), (j) (k). General Statutes 46b-129 these is entitled to throughout proceedings, court, sixty days parte issuing an ex must within after determine department’s custody temporary committing the child to order *85 keep parent department has whether the made reasonable efforts to prior with the to the of the General Statutes child issuance court’s order. commitment, Q). (b) § and Nine months after an order of commis 46b-129 (commissioner) for sioner of children and families must file a motion review permanency plan (k) (1). § of a for the 46b-129 The child. General Statutes family permanency plan reunification, recommend with or without supervision. (k) (2) (B). months § General Statutes 46b-129 Nine after the permanency plan approved, is the commissioner must file a motion for ninety days plan, hearing review and a be held of the must within after the (k) (1). permanency § motion is filed. General Statutes 46b-129 After an initial least, hearing, subsequent, permanency every hearings must be held at twelve custody long department. months as the child remains in General as obligation (k) (1). Statutes § 46b-129 The commissioner can avoid its to reunify by parent determines, with the if the court clear and the child evidence, subjected convincing parent to has the child certain circumstances, aggravated physical or General such as sexual abuse. Stat (b). § utes 17a-111b
appointed counsel if he or she cannot afford one. Gen- eral Statutes 46b-129 (b) (d), (b). §§ 46b-135
By contrast, party custody petition, in a third the sole relief sought initiating proceeding parent’s custody. to remove the child from the Neither any the state nor third has to aid in obligation family. the reunification of the The is not entitled procedural protections to which he or she would state, have been entitled had the rather than party, alleged that the child was for neglected, uncared dependent.17 This has protections court cited such significant determining process whether due has Appeal been satisfied. See In re Juvenile (84-AB), 263-64; Appeal (83- 192 Conn. In re Juvenile CD), supra, 288-91, 299-300; 189 Conn. see also In re B., supra, Devon (Zarella, J., Conn. 589 dissenting) (“[t]hese provisions are to ensure that designed [the] department ‘appropriate takes measures ... to secure reunification of and child’ ... so that family the parent’s right fundamental is not integrity procedural pro- violated” omitted]). Although [citation necessarily tections will not obviate the need for a heightened proof; burden of see, e.g., Santosky v. 17 majority points chapter The 25 of the Practice Book and asserts that “many process protections chapters of the due 32a and 35a of the Practice parents neglect proceeding, Book accorded the of a child in a or termination including right provided hearing, proceeding.” to a are in a Chapter not, however, provide appointment 25 does for of counsel for parents custody. contesting provides appointment It of counsel for the child; 25-24; appointment contempt § minor Practice Book of counsel in civil family proceedings matters; 25-63; appoint § related to Practice Book paternity 25-68; ment of counsel in state initiated actions. Practice Book Foster, App. 311, 320, 853 see also Foster v. (2004) (parent 84 Conn. A.2d 588 right proceedings). has no constitutional counsel or visitation majority posits broadly phrased permissive provi- also that certain practice applicable sions of our General Statutes and rules of *86 “might” prompt specific steps a trial court to issue to aid reunification following party custody. is, however, efforts an order of third There no mandate to do so. pro- (citing procedural 748-49
Kramer, supra, U.S. permanent neglect York’s provided under New tections protections weigh of such does the absence statutes); the risk proof a burden of that decreases in favor of of error. possible fact that one dis- majority points
The vesting is an order under our statutes position neglect worthy” person; see custody in a third “suitable that, 46b-129 and rationalizes (j); § General Statutes peri- opinion in a 1985 this court had held because required in such circum- judicial review is not odic 195 Conn. stances; Appeal (85-BC), see In re Juvenile pro- A.2d the absence of such 344, 361, (1985); the issue before us. should not bear on tections never appellate assumes much. Our courts majority too a court is authorized under have considered whether directly a statute to vest adjudication neglect providing an without following protections prescribed otherwise under procedural 46b-129, nor have our courts considered whether § application procedural of those constitution mandates from the protections even if the child transferred custody of the commissioner of children and families party. to a third In re Juvenile (commissioner) 345-48, simply Appeal (85-BC), the court question “whether, under ... 46b- addressed petition the commissioner . . . must to extend children, minor who commitment of of two adjudicated been when their neglected, had but sub- was committed to the commissioner originally sequently paternal grand- had been transferred to their case, pure . . . .’’In the court mother considered its question statutory construction, expressly basing requires on the fact that the statute a motion conclusion only to extend commitment when the commissioner emphasized custody, assumes and the court certain case, namely, that the particular “critical” facts *87 custody of the children had been transferred from the commissioner to the fifteen months after grandparents petition had filed a neglect eight the commissioner months after the court had committed the children to Id., the commissioner. 349-50. The court never stated that reunification efforts and the attendant measures if required are not a court vests in a third adjudication an following neglect. only
Notably, other mechanism available to a deprive parent by a seeking way application parent of an to have the removed as See General Statutes 45a-610.18Guardian- guardian. § provides: General Statutes 45a-610 “If the Court of Probate finds that filed, given provided been or a waiver has as notice has been section 45a-609, may parent guardian, by it remove a as if the court finds clear and convincing following: (1) parent evidence one of the consents to his guardian; (2) by or her removal as or the minor child has been abandoned parent parent in the sense that the has failed to a maintain reasonable interest, degree responsibility welfare; concern or for the minor child’s care, necessary (3) guidance or the minor child has been denied the or control physical, educational, well-being, for his or her moral or emotional as a parental omission, result of acts of commission or whether the acts are the physical incapability parent result of or mental or conditions parental habits, neglect, attributable to misconduct or and the acts support exercise, or deficiencies the conclusion that the cannot or permitted exercise, should not in the best interests of the minor child be time; parental rights (4) physical and duties at the or the minor child has had injury injuries by person responsible upon or a inflicted the minor child health, care, by person given such child’s welfare or or a access to such by person, by means, responsible child such other than accidental or has injuries history given which are at variance of them or is as, to, condition which is the result of maltreatment such but not limited malnutrition, molestation, deprivation necessities, sexual emotional mal punishment; (5) treatment or cruel the minor child has been found to neglected for, If, be or uncared as defined in section 46b-120. after removal section, guardian guardian minor under this child has no person, guardian may appointed provisions of his or her such a be under the Upon appointing of section 45a-616. the issuance of an order the Commis guardian child, sioner of Children and Families as of the minor or not later sixty days order, than after the issuance of such the court shall make Department a determination whether the of Children and Families made keep parents prior reasonable efforts to the minor child with his or her and, made, the issuance of such order if such efforts were not whether such physical legal bears substantial similarities ship Appeal (85-BC), custody. See In re Juvenile custody-guardian- of a ultimate effect (“the Conn. 365 in a ‘suitable Superior Court ship vested *88 may be pursuant (j)] 46b-129 worthy’ party [§ by appointment guard- an to that rendered identical see also General by Court”); made the Probate ianship means guard- (4) (“ ‘[gjuardianship’ Statutes 45a-707 § of a specified, person of the ianship, unless otherwise control, of care and obligation minor and refers to the to make duty authority right welfare, including, the minor’s major affecting decisions determinations to, regarding but not limited consent major in the armed forces and marriage, enlistment Just as a medical, psychiatric surgical treatment”). may a motion parent regain through seek to seek to be reinstated as modification, for General Statutes 45a-611. A third guardian. § See petition must fall guardianship via seeking persons within a limited class of Gen- granted standing; 45a-614; prove eral Statutes and must harm akin to § required under the statute. See footnote 18 neglect however, opinion. party, of this The third concurring prove requisite harm clear and convincing must if Accordingly, evidence. General Statutes 45a-610. preponderance apply standard were to to a third party custody petition, deprivation the risk of erroneous parental custody would be than if the state greater proceeding, prepon- had initiated a wherein the neglect applies derance burden but the receives substan- procedural protections, tial than if a third greater wherein guardianship proceeding, had initiated a possible, taking reasonable efforts were not into consideration the minor safety.” interests, including child’s best the minor child’s health and indicates, appointed guardian, As the statute if the commissioner private party, department obligation to make rather than a still has the reunify family, possible. reasonable efforts to if procedural fewer applies burden but the heightened provided.19 are protections stake, interests at private weight
“Given the
error is sizable. Rais-
of even occasional
the social cost
practical
would have both
proof
standard of
ing
Texas,
Addington
consequences.
Cf.
symbolic
.and
long
Court has
[Supreme]
[supra,
U.S. 426].
used in
proof
standard of
heightened
considered
instrument
prime
to be ‘a
prosecutions
criminal
on factual error.’
resting
of convictions
the risk
reducing
L.
90 S. Ct.
Winship,
In re
[358, 363,
U.S.
. . .
proof
standard of
An elevated
(1970)].
Ed. 2d 368
might
risk that a factfinder
possible
alleviate ‘the
would
solely on a few
an individual based
[deprive]
decide to
. . . idio-
conduct
instances of unusual
isolated
[or]
*89
Texas, [supra,
Addington
v.
syncratic behavior.’
427].
way
impress
proof is one
the burden of
‘Increasing
the decision and
importance
with the
the factfinder
inappropri-
the chances that
thereby perhaps to reduce
custody] will be ordered.”
[deprivations
ate’
Accord-
Santosky Kramer, supra,
ceedings. consistent with both derance of the evidence is interests.”20 is not a to a third the state
Although
of the substantial relation
proceeding,
light
I would
ship
party,
that must be established
the third
custody dispute
in a
party intervening
view the third
the state’s interest
representing
protecting
concluded, however,
welfare. This court has
that
child’s
only
physical
when
harm or immediate
it is
serious
no
present,
longer
“that the child’s interest
danger
parent, thereby diminishing
coincides with that of the
parent’s
family
magnitude
right
integrity
parens
. . . and therefore the state’s intervention as
necessary
the child becomes so
patriae
protect
paramount.”
it can be considered
(Citation omitted.)
Appeal (83-CD), supra,
re Juvenile
tional family disruption family integrity, of a child’s beyond what is extended should not be environment preserve safeguard unequivocally needed to interests”). dual interests The child’s child’s best equi- family personal integrity not in welfare are poise, a third seeks however, when only party petition can result because a successful even in the absence child and does so in removal of the danger the child. imminent protecting welfare does the child’s The interest proof. preponderance burden of mandate the lesser by preponder- proof a in which there is In the rare case convincing clear and evi- evidence, but not ance of the party custody petition denial of the third dence, that child, harm to the in real and substantial would result protect authority to take action to the court still has department bring the into The court could the child. supervised and either order the action department. doing, so or commit the child procedural panoply trigger the full of the court would pro- proceedings protections neglect attendant majority’s family integrity. that our concern mote remedial action to ensure courts would not take trial oversight rare case wherein of the child some by preponderance petitioner proved of the has convincing evidence, that but not clear and evidence, quite simply, unfair is, harm a child is at risk of serious full faith that our trial courts trial courts. I have to our way be should such case would not look the other application heightened presented. burden Thus, custody petitions prevent proof would to third family autonomy deprivation without the erroneous exposed increasing the child could be the risk that supra, 483 U.S. Minnich, Cf. Rivera v. serious harm. preponderance (Concluding was standard that the principal proper paternity adver- suit the because “in a *91 father, each of putative mother and saries are the important, but nevertheless extremely an whom has in the outcome. Each would relatively interest equal, way consequences of an adverse in suffer a similar share appropriate roughly each ruling; thus, it determina- of an inaccurate factual equally the risk proof of burden Accordingly, heightened tion.”). family integrity both properly balances interests safety. and the child’s Santosky Kramer,
As the court noted in
has
[sjtate
urgent
an
interest
766-67, “[sjince
U.S.
parent’s
it shares the
interest
child,
in the welfare of the
factfinding pro-
at
just
in an
and
decision
accurate
is to
parens patriae,
[sjtate’s goal
... As
ceeding.
. . .
permanent
with a
home.
Yet
provide the child
nurtur-
positive,
while there is still reason to believe that
exist,
patriae
parent-child relationships
parens
ing
preservation,
severance,
interest
of natural
favors
.
.
no
[sjtate registers
familial
.
gain
bonds.
[T]he
separates
when it
goals
towards its declared
children
parents.” (Citations omitted;
from the
of fit
quotation
omitted.)
internal
marks
Finally, I note that the state’s administrative
fiscal
burdens
do not
in favor of the lesser burden
weigh
also
particular family
proof.
judges,
of
Our trial
court
application
in the
judges, are well versed
clear
convincing standard
numerous other contexts.
17a-78
See, e.g.,
(hospi
General Statutes
and 17a-80
§§
talization of child
mental
General Stat
disorder);
17a-111b,
utes
17a-112 and 45a-717
(termination
§§
Statutes
rights);
(removal
§
General
45a-610
General
guardian);
§
Statutes
45a-650
General Statutes
(appointment
conservator);
§ 45a-
mentally
(appointment
plenary guardian
Statutes
person);
(termina
retarded
General
46b-129
duty
to make
department’s
tion
reasonable efforts
reunify
family).
*92
the three
Balancing
factors,
aforementioned
the logi-
cal
process requires
conclusion is that due
application
of the clear and convincing
proof.
burden of
“The rea-
son for
this
adopting
heightened
proof
burden of
custody disputes between a biological parent and a
third
is the same as the reason for
a
adopting
heightened standard
termination of parental
rights
cases. The state and federal
require
constitutions
a
heightened standard because of the possible effects the
proceeding might have on a biological parent’s parent-
prevent
...
ing rights.
To
unwarranted termination or
biological parent’s
interference with a
parenting rights,
judicial
grounds
action must be established
clear and
. . .
convincing evidence.
Evidence that sat-
isfies
heightened
proof
this
burden of
any
eliminates
serious or substantial doubt
concerning
correctness
of the conclusion to be drawn from the evidence ....
It
produce
should
in the fact-finder’s mind a firm belief
or conviction regarding the truth of the allegations
to be
(Citations omitted.) Ray
sought
established.”
Ray,
Accordingly, concur in the judgment. notes The concurrence because temporary contemplated under the akin to that emotional harm namely, neglect statutes, would arise because the child harm that dependent; neglected, §§ and 46b- General Statutes 46b-120 uncared-for reasonably say parent’s competency 129; issue is not at “one cannot that the disagree. competence petitions.” to make We in visitation parent’s underlying directly implicate the does not a visitation decision Weston, (plaintiffs with the child. Cf. Roth v. relationship Conn. allege alleged but defen was in best interests of children did not visitation Consequently, suggestion parent). was the concurrence’s dant unfit questions custody petitions regarding raise similar visitation misunderstanding parental competency of the differ reflects a fundamental custody proceedings. in visitation and ent interests at stake the child to grant it would be “detrimental” to testamentary id., See 199. guardians. employed in testa- that the standard of detriment Noting imported mentary directly cases had been guardianship 201-202, Bristol v. 46b-56b; id., citing see from Brundage, App. 402, 406, (1991); 24 Conn. 589 A.2d ultimately “detriment be we determined that shown, just by unfitness of the testa- demonstrating mentary . . . but condi- guardian demonstrating or harmful injurious tions that would be damaging, S., supra, 207. the child.” re Joshua
