IN RE: MAGISTERIAL DISTRICT JUDGE MARK A. BRUNO, MAGISTERIAL DISTRICT 15-1-01 PETITION OF: MARK A. BRUNO
No. 84 MM 2013
IN THE SUPREME COURT OF PENNSYLVANIA MIDDLE DISTRICT
August 28, 2014
101 A.3d 635
CASTILLE, C.J., SAYLOR, EAKIN, BAER, TODD, McCAFFERY, STEVENS, JJ.
Petition to Vacate the Order of the Supreme Court dated February 1, 2013. ARGUED: September 10, 2013. OPINION FILED: October 1, 2014
OPINION
MR. CHIEF JUSTICE CASTILLE
On August 28, 2014, this Court vacated its Order dated February 1, 2013, by which the Court suspended Magisterial District Judge Mark A. Bruno without pay pending further Order of this Court. See In Re: Bruno, --- A.3d ---, 2014 WL 4251283, (Pa. 2014) (per curiam). This Opinion follows.
The matter before the Court arises out of our supervisory actions following the 2011 federal investigation and subsequent indictment of Philadelphia Traffic Court personnel on allegations of corruption involving “ticket-fixing.”1 The immediate issue is
- The Supreme Court has the supervisory power, an aspect of its authority at King‘s Bench, to order the interim suspension without pay of sitting jurists.
- The Supreme Court has exclusive jurisdiction at King‘s Bench to resolve the instant dispute, which implicates supervisory actions of the Court relating to personnel of the Unified Judicial System.
- Acting within their respective authorities and jurisdictions, both the Supreme Court and the CJD have authority to issue orders of interim suspension and to impose sanctions upon jurists. To the extent that any such orders ultimately or necessarily conflict, the order of the Supreme Court is “supreme” and controlling.
Aside from foundational issues regarding the Court‘s power and jurisdiction is the difficult discretionary question of when to exercise the Court‘s authority. This Opinion discusses the broad considerations attending that question.
I. Background
On January 29, 2013, a federal grand jury indicted Judge Bruno in the U.S. District Court for the Eastern District of Pennsylvania (“district court“) on felony charges
Meanwhile, on January 31, 2013, the Board filed a petition with the CJD seeking relief similar to that accorded by this Court, the interim suspension without pay of Judge Bruno. The CJD scheduled a telephone conference for February 1, 2013, to consider the Board‘s petition. According to the Board, around 2:30 P.M. on February 1, 2013, the CJD received notice of this Court‘s action and, as a result, cancelled its conference and took no immediate action on the Board‘s petition.
On March 13, 2013, Judge Bruno filed an application for relief in the federal district court seeking declaratory and injunctive relief from this Court‘s February 2013 Order, on the theory that the Order violated his due process rights. On May 13, 2013, the district court denied the request for a preliminary injunction. See Bruno v. Supreme Court of Pennsylvania, 946 F.Supp.2d 392 (E.D. Pa. 2013). The district court also denied reconsideration. In June and July 2013, Judge Bruno filed several other motions in the district court, which he then withdrew following the directive of this Court to reinstate his pay during his suspension.
On May 28, 2013, Judge Bruno filed a petition with the Supreme Court to vacate its February 1, 2013, Order for suspension without pay. The Administrative Office of the Pennsylvania Courts (the “AOPC“) entered its appearance as respondent. On June 20, 2013, Judge Bruno filed a petition to expedite decision, in which he requested a hearing before the Court. On July 11, 2013, the Court acted on Judge Bruno‘s petition to vacate by listing the matter for oral argument. The Court requested briefing and argument on three constitutional issues. The issues briefed are:
(1) Whether the Pennsylvania Supreme Court has jurisdiction to enter orders of interim suspension of jurists.
(2) Whether the Court of Judicial Discipline has exclusive jurisdiction to enter orders of interim suspension of jurists, or whether the Court of Judicial Discipline‘s jurisdiction is concurrent with the jurisdiction of the Pennsylvania Supreme Court.
(3) If both tribunals act, which order is supreme.
In re Bruno, 71 A.3d 249 (Pa. 2013) (per curiam). The Court also directed the AOPC to recommence paying Judge Bruno‘s salary retroactive to February 1, 2013, pending resolution of the dispute, albeit we did not vacate our prior order. Finally, the Court invited the Judicial Conduct Board to participate in oral argument. The petition for expedited consideration and a “timely hearing” was dismissed as moot. Id.
In August 2014, a federal jury acquitted Judge Bruno of felony charges (criminal conspiracy, mail fraud, and wire fraud) relating to his service on the bench at Philadelphia‘s Traffic Court. Our Order of August 28, 2014, vacating the February 1, 2013, Order freed Judge Bruno to return to service on the bench. This Opinion now addresses the constitutional issues briefed.
II. The Parties’ Arguments
The arguments of the Board and Judge Bruno (together, “petitioners“) overlap to a significant degree. Essentially, petitioners argue that the Supreme Court lacks power to enter orders suspending jurists and to act otherwise in any matter that may be considered “disciplinary.” In these litigants’ view, the CJD‘s jurisdiction is exclusive in these cases. As a result of this theory, the question of which order is supreme when both the CJD and the Supreme Court act should not and would not arise again. The
A. Petitioners’ Arguments
1.
Petitioners suggest that the Supreme Court lacks jurisdiction over the Bruno case. According to petitioners, the Court‘s general supervisory and administrative authority over all courts and magisterial district judges, while broad, does not include any matter implicating judicial discipline.
Petitioners maintain that, against this background, the Constitutional Convention of 1968 approved the creation of the Judicial Inquiry and Review Board (“JIRB“), whose processes were dominated by this Court: the Court appointed a majority of the members and the Court had ultimate de novo authority to decide whether discipline would be imposed and what form that discipline would take. The Convention added Section 18 -- addressing judicial discipline -- and, for the first time, expressly removed disciplinary functions from the Court‘s administrative and supervisory powers. According to petitioners, the separate functions overlapped, and the disciplinary system was “an adjunct” to the power of the Court to administer and supervise the courts. The Supreme Court maintained disciplinary decisional authority following action and recommendations by the JIRB. Petitioners argue that the Court‘s power was not “limitless” because the Court could only act upon recommendation of the JIRB rather than commence proceedings independently. Board‘s Brief at 30-33 (citing In re Subpoena on Jud. Inquiry & Rev. Bd., 517 A.2d 949, 952 (Pa. 1986) (“JIRB Subpoena“); First Amendment Coalition v. Jud. Inquiry & Rev. Bd., 460 A.2d 722, 724
Petitioners note that the judicial disciplinary scheme changed in 1993, when the people, acting upon the General Assembly‘s proposal, amended the Pennsylvania Constitution to eliminate the JIRB in favor of the Board and the CJD. Petitioners offer that the 1993 amendment separated the two functions: this Court retained general administrative and supervisory authority while a new two-tier apparatus was created with exclusive jurisdiction over disciplinary functions. In petitioners’ view, the amended Article V, Section 18 limits the general powers of supervision and administration that the Supreme Court has under Article V, Section 10(a). Petitioners argue that the specific enumeration of the powers and authority in the disciplinary sphere of the Board and of the CJD acts as an implicit limitation on any general power of the Court. Petitioners go so far as to claim that the Court‘s power to discipline in the first instance, as an adjunct of its administrative or supervisory authority, “has been eliminated.” Board‘s Brief at 32-35 (citing
For petitioners, the salient question in this matter is whether the Supreme Court‘s intervention by its action against a judicial officer is either supervisory or disciplinary in nature. Petitioners emphasize a perceived dichotomy in the exercise of the Supreme Court‘s authority: petitioners concede that the Court has plenary power to address supervisory or administrative matters but they insist that the Court lacks any authority to
Petitioners claim that the Court‘s decisions in Avellino I and McFalls, supra, are not to the contrary. In Avellino I and McFalls, according to petitioners, the jurists had refused judicial assignments, creating administrative concerns properly addressed by the Court in its supervisory or administrative capacity. Petitioners assert that the
Petitioners explain the distinction between disciplinary and administrative action by reference to Judge Solomon‘s circumstances. See supra n.3. According to petitioners, the Court‘s decision to issue a rule to show cause upon Judge Solomon suggests disciplinary action because more than a year lapsed between Judge Solomon‘s alleged failure to cooperate with the Traffic Court investigation and the Court‘s rule to show cause and, during this time, the FJD did not request any action by the Supreme Court to induce Judge Solomon‘s cooperation before the rule issued. Petitioners also observe that no other judges who failed to cooperate with the court-ordered review of Traffic Court, e.g., by invoking the right against self-incrimination, were subject to a similar rule to show cause. Petitioners claim that the Supreme Court‘s targeted action involving the sitting jurist was intended to discipline rather than to assure the functioning of the judicial system. Furthermore, petitioners emphasize that the Supreme Court‘s action involves a fact-finding investigation into Judge Solomon‘s past conduct, which they believe takes the case “into the area of asserted misconduct” subject to the CJD‘s exclusive dominion. Board‘s Brief at 35-42; see also Bruno Brief at 59-62.
As an alternative, petitioners offer that, if the Supreme Court were to hold that it has authority to act in disciplinary actions, the Court should nevertheless refrain from acting and, instead, should refer the sitting judge to the Board.7 This argument proceeds as follows: an approach of employing a master suffers from practical impediments and fails to ensure a fair process: for example, the parties receive no pre-hearing discovery; there is no predictable procedure or investigation; the charges are not specific; discipline takes place on an ad hoc basis; and resulting sanctions may lack parity. In such an instance, the Supreme Court “appear[s] to perform concurrently as the investigator, prosecutor and judge. . . [a] comingling of constitutional functions” that violates due process. Accordingly, a hearing before the master is “unseemly” and “difficult.”
Moreover, the Court‘s involvement at this stage would “undermine any later disciplinary case,” as res judicata and collateral estoppel would operate. And, if the
With respect to the circumstances specific to the Bruno matter, petitioners rely in part on the supervisory / disciplinary dichotomy already developed, but primarily develop an analysis of Article V, Section 18(d)(2), the constitutional provision which expressly addresses interim suspensions by the CJD.
Petitioners argue that Article V, Section 18(d)(2) vests by its plain language “exclusive” authority in the CJD to direct the interim suspension of a jurist who has been charged with a felony or against whom charges have been filed by the Board with the CJD. In petitioners’ view, because the constitutional language refers to the authority of no entity other than the CJD to enter interim suspensions, the intent of the drafters was that only the CJD -- and not the Supreme Court -- would have that power. Petitioners further claim that the Constitution expressly eliminates the Supreme Court from the process entirely by prohibiting appeals of interim suspension orders. See Board‘s Brief at 46-48, 57; Bruno Brief at 18-19.
Looking beyond the plain language, petitioners remark that the 1993 amendment provided for the first time constitutional authority to order interim suspensions of jurists, and allocated that authority expressly to the CJD, with the intent to remove any residual supervisory and administrative authority vested in the Supreme Court. Petitioners assert that the drafters of the 1993 amendment to Section 18 of Article V must be presumed to have been aware of the state of the law at the time of promulgation,
Petitioners also suggest that the legislative history of the 1993 amendment supports the interpretation that legislators sought a “dramatic” departure from the previous system of disciplining jurists, which had not functioned well, by creating an independent disciplinary system outside the control of the judiciary. See Board‘s Brief at 55-56 (citing
Judge Bruno subscribes to the same interpretation of Section 18(d)(2) of Article V as the Board but adds, in the alternative, the argument that the Supreme Court may have the supervisory authority to suspend a jurist on a temporary interim basis, if the CJD does not act timely. According to Judge Bruno, once the Court orders an interim suspension, “the matter should be immediately transferred to the [CJD] for the [CJD] to make the final decision and to have a hearing on the issue of the interim suspension.” After that, Judge Bruno asserts, the Pennsylvania Supreme Court would no longer have any authority because an interim suspension order is not appealable. Judge Bruno posits that this “compromise” solution would resolve any problems, including that the Court is not in the position to provide a timely hearing post-deprivation after ordering an interim suspension. Bruno Brief at 34, 36-37, 40-41.
2.
With regard to the second issue upon which we received briefing, petitioners assert that the CJD‘s jurisdiction is exclusive. Petitioners reject the notion of concurrent jurisdiction over “disciplinary” matters, pursuant to which both this Court and the CJD would have authority to issue orders of suspension. According to petitioners, the language of Article V, Section 18 is plain that the CJD has exclusive jurisdiction to discipline jurists for alleged wrongdoing and to issue interim suspensions pending resolution of a complaint by the Board or outcome of felony charges.
Petitioners assert that, although this Court has acted to issue interim suspensions in the past, the decisions upon which the Court relied, e.g., Franciscus, Avellino I, and McFalls, do not support the exercise of the Court‘s authority here. Petitioners note that Franciscus pre-dates the 1993 amendment of Article V, Section 18, which changed the constitutional paradigm. Furthermore, petitioners remark that the authority the Franciscus Court relied upon to impose interim suspensions was the Court‘s supervisory power, rather than a broader King‘s Bench power. “If ever [King‘s Bench authority] was a separate source of this Court‘s power to issue interim suspensions, it no longer is,” according to the Board. Board‘s Brief at 59-60 (citing Franciscus, 369 A.2d at 1192); see also Bruno Brief at 37-39.
Petitioners distinguish Avellino I and McFalls as “judicial assignment” and not “judicial misconduct” cases because those cases involved administrative circumstances, in which jurists refused to take the bench. The Court did not enter interim suspensions or endeavor “to head off public disesteem for the judicial system likely to develop when a judge charged with crimes continues to ‘hold court‘” pending resolution of criminal charges, as is the case with Judge Bruno. Petitioners also note that there was no exigency for the Court to act in Avellino I and McFalls, which is why the Court‘s action in
Judge Bruno adds to the constitutional analysis the practical concern that concurrent jurisdiction creates a conundrum for the AOPC regarding which order to obey where, as here, orders of the CJD and of the Supreme Court are at odds.
3.
In light of its conclusion that the CJD‘s jurisdiction to enter interim suspension orders is exclusive, petitioners state that the last question we ordered to be briefed, concerning the hierarchy of orders if both the CJD and this Court act, need not be reached.
According to petitioners, this Court is not authorized to act, even where the CJD fails to act, because any action is within the CJD‘s exclusive discretion. Thus, the
Judge Bruno adds that the conflict between orders of the Court and of the CJD, as well as the inconsistent adherence by the AOPC to directions regarding pay, affect the public‘s perception regarding the integrity and fairness of the judicial system. Judge Bruno contrasts his own situation (this Court ordered suspension without pay, the CJD ordered suspension with pay, and the AOPC withheld pay until further order of this Court) with the circumstances of former Justice Joan Orie Melvin and Judge Thomas M. Nocella, who were suspended with pay by this Court and without pay by the CJD, and the AOPC again withheld pay premised upon the CJD‘s order. The “situation should never be reached,” and will not be reached, Judge Bruno argues, if this Court refrains from entering interim suspension orders. Bruno Brief at 44-46.10
B. Arguments of the AOPC and the PBA
1.
The AOPC responds that the Supreme Court may exercise King‘s Bench jurisdiction to issue an order of interim suspension in a situation such as that involving Judge Bruno. According to the AOPC, the Court‘s authority is broad and includes superintendency over inferior tribunals and their members. The breadth of authority fits the Court‘s responsibility to safeguard the integrity of the Unified Judicial System, against judicial impropriety and even against the appearance of judicial impropriety. The AOPC argues that the 1993 amendment, while creating the Board and the CJD, did not divest the Supreme Court of its powers of superintendency over Pennsylvania courts and its judicial officers. AOPC Brief at 11-13 (quoting Carpentertown, 61 A.2d at 428-29). The PBA offers additional helpful perspective and detail regarding the Court‘s King‘s Bench jurisdiction.
King‘s Bench power, the PBA states, was vested in this Court by the Act of May 22, 1722, and has survived enactments and revisions of the Pennsylvania Constitution. PBA Brief at 3-4 (citing
The AOPC and the PBA emphasize that the 1993 amendment left Sections 2 and 10 of Article V intact. As the AOPC explains, the 1993 amendment did not “affect, restrict, or suspend sub silentio” the King‘s Bench powers of the Court but simply “altered” the mechanism for investigating and adjudicating charges of judicial misconduct. The PBA notes that Article V, Section 18 simply delineates the CJD‘s authority within the disciplinary process and does not purport to limit the Court‘s authority to supervise the court system, which is a separate matter. PBA Brief at 7-9 (citing In re Merlo, 17 A.3d 869, 871 (Pa. 2011)); accord AOPC Brief at 25 (“[T]here is nothing ‘inherently inconsistent’ between the existence of the supervisory and administrative authority of the Supreme Court and the disciplinary authority of the [Board] and the CJD.“). The PBA offers that the CJD is an inferior tribunal that is part of the Unified Judicial System and, as a result, is under this Court‘s supervisory authority. PBA Brief at 7-9 (citing
The PBA submits that Sections 2 and 10 of Article V must be given effect alongside the 1993 amendment “because the Constitution is an integrated whole.” To give full effect to the Supreme Court‘s constitutional supervisory power and its designation as the “supreme judicial power of the Commonwealth” means that the Court has jurisdiction to act under circumstances such as those involving Judge Bruno. Indeed, the AOPC and the PBA note that the Court has already exercised its
The PBA adds that the Court “may undertake its own investigation of matters implicating the proper functioning of the judiciary. This is implicit . . . in this Court‘s power to exercise its supervisory authority even in the absence of any related proceeding before a lower court . . . [and] a necessary feature of this Court‘s King‘s Bench power.” PBA Brief at 14 (citing Avellino I, 690 A.2d at 1140 and Carpentertown, 61 A.2d at 429); accord AOPC Brief at 29-30 (citing Friedman v. Corbett, 72 A.3d 255, 256 (Pa. 2013)). The AOPC adds that “[t]he Solomon matter is solidly within the administrative authority of this Court” and is akin to an internal labor dispute or an employment hearing, like the disputes in Avellino I and McFalls.
The PBA and the AOPC also dismiss petitioners’ policy concerns. Thus, the PBA argues that the exercise of supervisory power by the Supreme Court does not affect the separate authority of the Board to investigate a jurist‘s same conduct pursuant to Article V, Section 18 of the Pennsylvania Constitution. PBA Brief at 16-17 (quoting McFalls, 795 A.2d at 373) & 36-37. Moreover, the AOPC notes that the Board‘s investigation of jurists is confidential and the Court becomes aware that the CJD is acting only if the jurist waives confidentiality. As a result, the AOPC argues, there is uncertainty whether the Board and the CJD is acting and, accordingly, timely Supreme Court action is generally appropriate. AOPC Brief at 42-44.
Furthermore, the hearing before a Court‘s master, the AOPC states, comports with due process requirements. The AOPC extends the labor and employment analogy to suggest that a similar standard of due process is required here: notice and an opportunity to be heard; an opportunity to obtain discovery is not required. Id. at 44
The AOPC concludes that the Supreme Court is required to act in cases such as Solomon, “and properly did so within the Court‘s inherent supervisory authority.” King‘s Bench authority serves in this context “to protect and promote the public confidence in the judicial system, to maintain a high standard of professional ethics and propriety, and to guard and protect the dignity and authority of the [C]ourt, and the safety and protection of the public.” AOPC Brief at 16, 33-34 (internal quotations omitted) (quoting Franciscus, 369 A.2d at 1194-95). While the Court has in the past referred jurists to the Board for investigation, the AOPC notes, such an action is not required in every case; “the Supreme Court must retain its constitutional supervisory discretion to act as the supervisory power over the Unified Judicial System as necessary, and on a case by case basis.” Id. at 45-46. The PBA agrees: the Court may elect to defer to the Board for investigation where appropriate, but it is not constitutionally required to do so. PBA Brief at 15 (citing Avellino I, 690 A.2d at 1143 n.6).
In Judge Bruno‘s case, the AOPC disputes petitioners’ reading of Article V, Section 18(d)(2). According to the AOPC, the two provisions of the Constitution at issue here, Sections 10(a) and 18(d)(2) of Article V, are not in conflict and the Court should
The language of Section 18(d)(2), the AOPC states, is plain: the CJD is authorized to enter interim suspension orders and the provision simply does not address whether the Supreme Court may do so as well. The AOPC notes that the word “exclusive,” which the Board and Judge Bruno read into the provision as a necessary buttress for their argument, is absent from Section 18(d). The AOPC also argues that, in light of this plain language, the premise that the CJD‘s jurisdiction became exclusive following the 1993 amendment cannot be implied. Section 18(d)(2) did not repeal by implication Section 10(a) because the provisions are neither irreconcilable nor does Section 18(d)(2) cover the whole subject of Section 10(a) so as to invite an interpretation that it was clearly intended as a substitute for, or as an implied repeal of, the earlier provision. In the AOPC‘s view, this Court‘s prior decisions confirm this interpretation. AOPC Brief at 22-25, 27 (citing In Re: Jud. Conduct Bd. Subpoena No. 96076, 703 A.2d 461, 463 (Pa. 1997) (“JCB Subpoena“); Jepsen; Avellino I; Franciscus, supra).
The PBA adds that interim suspension orders are entered by the Court in its supervisory function, to assure the integrity of the judicial system rather than being “meted out as a form of punishment.” PBA Brief at 10 (citing Franciscus, 369 A.2d at
Similarly, the AOPC notes that the Court‘s authority to issue interim suspensions is not limited to instances in which a jurist “directly defies authority” within the judicial system. “The fact that some prior cases involved that circumstance does not serve to cabin [the Court‘s] supervisory authority.” Indeed, the AOPC explains, the Court has suspended jurists for other reasons, such as when the jurist was indicted for crimes stemming from a fraudulent insurance claim. AOPC Brief at 16 (quoting Merlo, 17 A.3d at 871-72 and citing, e.g., In re Joyce, No. 301 Jud. Admin. Docket 1 (Pa. Aug. 17, 2007)).
2.
On the second issue, the AOPC and the PBA agree that the Court and the CJD have concurrent jurisdiction. The PBA reiterates that the 1993 amendment did not
Moreover, the PBA rejects the suggestion that the non-final and not-appealable-of-right nature of CJD interim suspension orders has any bearing on the question of the Court‘s authority to act. According to the PBA, a non-final order does not prevent review. The Court‘s exercise of supervisory powers, the PBA argues, “is not confined to appellate review of lower court orders“; the Court may intervene and order an interim suspension, independent of the CJD. Id. at 19 (citing, e.g.,
Finally, the PBA rejects the notion that, in issuing interim suspension orders, this Court is pre-judging the merits of a CJD disciplinary action, even when the disciplinary matter is premised upon the same conduct. The PBA notes that this Court may enter interim suspension orders simply upon reviewing the nature of the charges and the Court‘s assessment of their impact upon the public perception of the judiciary, rather than based upon any investigation or adjudication of the pending charges. PBA Brief at 20 (citing Merlo, 17 A.3d at 872); see also AOPC Brief at 36-37. This limited approach does not entail addressing the legal or factual merits of the underlying charges, which
The AOPC adds that concurrent jurisdiction is in accord with precedent, as explained in Franciscus, Avellino, and McFalls. Melograne, according to the AOPC, is not to the contrary. In Melograne, the question before the Court was whether the CJD had jurisdiction to discipline a jurist who was no longer on the bench during the pendency of the disciplinary action. The Melograne decision simply did not address whether the CJD‘s jurisdiction was “exclusive,” as petitioners claim, and the case is, therefore, inapposite. AOPC Brief at 18 (citing 812 A.2d at 1167 n.2). The AOPC adds that the CJD has jurisdiction to act only after the Board determines that probable cause exists for discipline and files charges; but, the Supreme Court‘s broader powers take into consideration the Court‘s responsibilities to the judicial system and the necessity for immediate action in some circumstances. Id. at 19 (quoting Franciscus, 369 A.2d at 1193-94).11
3.
With regard to this last issue, the PBA states that the 1993 amendment “did not elevate” the CJD‘s authority over that of the Supreme Court. The Supreme Court, according to the PBA, retains its supervisory power over inferior tribunals, including the CJD. Moreover, the PBA argues that the Court need not decline to exercise jurisdiction here out of deference to the CJD, an argument already rejected in prior cases. PBA Brief at 17 (quoting Franciscus, 369 A.2d at 1194). And, because the Court is the “supreme judicial power in the Commonwealth,” the PBA suggests that CJD orders are necessarily subordinate to and may not conflict with the Supreme Court‘s directives, unless the Court‘s order expressly allows for subsequent adjudication by the CJD.
Similarly, the AOPC argues that the Supreme Court is the highest court of the Commonwealth, vested with “supreme” judicial power; the Court‘s orders may not be modified, altered, amended, set aside, or disturbed by an inferior court, such as the CJD. The CJD, according to the AOPC, is a court inferior to the Supreme Court (…continued) act; absent specification, the CJD should not be permitted to enter an inconsistent order.
- A judicial officer who is the subject of an interim suspension order by the Supreme Court may apply to the Court to vacate or modify the suspension order.
- The CJD should establish a “fast track” mechanism for addressing interim suspension requests.
- The Supreme Court should define the scope of the inquiry for the CJD when reviewing a request for an interim suspension order. Inter alia, the CJD‘s inquiry should be confined to the nature of the charge and its effect on the public perception of the judiciary.
We appreciate the PBA‘s thoughtful input and, in many respects, our judgment is guided by these recommendations.
III. The Opinion of the Court of Judicial Discipline
As noted, on May 24, 2013, the CJD issued an order of interim suspension with pay in the Bruno matter. The CJD‘s opinion in support of the order, as well as the concurring opinion, touched upon the constitutional issues which we address in our Opinion. Indeed, petitioners expressly rely upon a concurring expression in Bruno in fashioning their argument to this Court. The CJD reasoned as follows.
Initially, the CJD held that the crimes with which Judge Bruno was charged -- one count of mail fraud, one count of wire fraud, and one count of conspiracy to commit wire and mail fraud,
The concurring opinion represented the views of three members of the CJD who also joined the majority opinion. The concurrence specifically addressed the CJD‘s decision to suspend Judge Bruno with pay while this Court‘s Order to suspend Judge Bruno without pay was in force. The concurrence opined that the CJD‘s authority to issue interim suspensions is exclusive. According to the concurrence, following the 1993 amendment of the Pennsylvania Constitution, the Supreme Court was “wrong” to rely on the decision in Franciscus, which interpreted Section 18 as added in 1968, to impose interim suspensions. In the view of the concurrence, the 1968 provision differed in quality from the 1993 amendment because the latter “greatly diminish[ed] the Supreme Court‘s supervisory powers.” Id. at 802 (Clement, J., concurring, joined by Cellucci and Mullen, JJ.) (emphasis omitted). The concurrence recounted that, under the 1968 version of Section 18, the Court had authority to impose discipline de novo, while the JIRB had no such authority at all, including to enter interim suspensions. The
Moreover, the concurrence argued that there was a conflict between Sections 10(a) and 18(d)(2) of Article V, which, the concurrence believed, requires resolution in accordance with the legislative rules of statutory construction. According to the concurrence, “it is beyond argument” that the people of the Commonwealth, in delegating a power to enter interim suspension orders to the CJD -- orders which may not be directly appealed as of right -- “intended that those orders were not to be overridden and that the [CJD] should be free from interference in performing its duty so assigned.” The concurrence maintained that when the Supreme Court enters interim suspension orders, whether in accord or in conflict with a CJD order in the same matter, Section 18(d)(2) is rendered meaningless. To resolve the conflict, the concurrence stated, Section 18 should be interpreted as the specific provision which controls the inquiry over and above Section 10, the general provision that grants the Supreme Court authority over administrative matters -- just as a statute would be interpreted under the precept governing general and specific provisions. According to the concurrence, the
The concurrence further argued that the decisions in Avellino I and McFalls supported its interpretation, insofar as both cases implicated the assignment of jurists rather than discipline. The concurrence also noted that the actions of the Court in Avellino I and McFalls were not “interim” suspensions but temporary suspensions without pay for refusal to take the bench. These scenarios, according to the concurrence, are distinguishable from the circumstances in Franciscus, where the Court entered an interim suspension so as to protect the integrity of the judiciary. The concurrence dismissed the decisions in Avellino I and McFalls as “not hav[ing] the precedential credentials ascribed to them by the Supreme Court” when they were cited to support interim suspension orders by the Court in post-1993 amendment cases.
The concurrence also challenged the Supreme Court‘s authority to enter interim suspension orders pursuant to the Court‘s King‘s Bench powers. Thus, the concurrence quoted this Court‘s decision in Carpentertown and concluded that the King‘s Bench power of superintendence is over lower courts and tribunals, but does not encompass “the behavior of lower court judges.” Id. at 806. In a footnote, the concurrence noted that “the superintendence of the latter [lower court judges] is conferred separately” in Section 18, to the Board and the CJD. Id. at 806 n.13.
The concurrence next quoted a report on the state of the law provided to the 1968 Constitutional Convention to support its conclusion that, while the Supreme Court
But, the concurrence argued, the CJD is equipped to prevent any delay in entering an interim order; and thus, the Supreme Court‘s intervention is no longer necessary. Accordingly, the concurrence concluded that, even if the Court were to decide that the authority of Section 10(a) or of the King‘s Bench power is a basis upon which to enter interim suspension orders, such action is not appropriate in light of the 1993 amendment to Section 18 of the Pennsylvania Constitution. Id. at 808-09.
In our analysis below, we will discuss the observations of the CJD majority and concurrence when these themes are made relevant by petitioners’ own arguments, and also where relevant to our explication of the relative roles and powers of the CJD and this Court.
IV. The Power of the Supreme Court Vis-à-vis the Court of Judicial Discipline12
We granted oral argument to address challenges to the jurisdiction of the Court. Although couched as jurisdictional, the parties’ arguments touch upon the separate notions of “jurisdiction” and “power” of the Court, as evident from the parties’ interchangeable use of the terms. The principles at work are distinct, however: jurisdiction “relates solely to the competency of the particular court or administrative body to determine controversies of the general class to which the case then presented for its consideration belongs.” Conversely, the power or, more aptly, the authority of the Court is its capacity “to order or effect a certain result.” Vine v. Commonwealth, 9 A.3d 1150, 1165 (Pa. 2010); accord
All Pennsylvania courts derive power or authority, and the attendant jurisdiction over the subject matter, from the Constitution and laws of the Commonwealth.
As an interpretive matter, the polestar of constitutional analysis undertaken by the Court must be the plain language of the constitutional provisions at issue. A constitutional provision requires unstrained analysis, “a natural reading which avoids contradictions and difficulties in implementation, which completely conforms to the intent of the framers and which reflects the views of the ratifying voter.” Jubelirer v. Rendell, 953 A.2d 514, 528 (Pa. 2008); Commonwealth ex rel. Paulinski v. Isaac, 397 A.2d 760, 766 (Pa. 1979). Stated otherwise, the constitutional language controls and “must be interpreted in its popular sense, as understood by the people when they voted on its adoption.” Stilp v. Commonwealth, 905 A.2d 918, 939 (Pa. 2006); Ieropoli v. AC&S Corp., 842 A.2d 919, 925 (Pa. 2004).
In the consideration and discussion of this section of the [C]onstitution we throw out of view the copious citations which have been furnished us from the debates in the convention. They are of value as showing the views of individual members, and as indicating the reasons for their votes; but they give us no light as to the views of the large majority who did not talk; much less of the mass of our fellow citizens whose votes at the polls gave that instrument the force of fundamental law. We think it safer to construe the [C]onstitution from what appears upon its face, nor do we propose to go beyond the necessities of this case. Other delicate questions may arise in the future upon this section, and we leave them until they are presented.
Id. at 229; accord Bowers v. Pa. Labor Relations Bd., 167 A.2d 480, 487 (Pa. 1961) (relevancy of constitutional debates limited). For these reasons, examination of the purposes and policies underlying constitutional provisions is not “routinely” performed and becomes appropriate “only when a constitutional precept contends with a precept of equal or greater authority. . . . Then it devolves upon the Court to discern which should control the facts presented, by among other things, assessing the purposes and policies underlying each.” In Re: Interbranch Comm‘n on Juvenile Justice, 988 A.2d 1269, 1273 (Pa. 2010) (“ICJJ“) (quoting JIRB Subpoena, 517 A.2d at 953). The Pennsylvania Constitution and the Judicial Code do not expressly address questions regarding the
A. The Court of Judicial Discipline
In May 1993, the voters approved an amendment to Section 18 of Article V of the Pennsylvania Constitution, which created the Judicial Conduct Board as a prosecutorial body, and the Court of Judicial Discipline as an adjudicatory body. See ICJJ, 988 A.2d at 1273 n.4. Section 18 addresses, among other things, the composition of the CJD. The CJD consists of eight members: three judges, one magisterial district judge, two non-judge attorneys, and two non-lawyer electors. Of these members, four are appointed by the Supreme Court and four are appointed by the Governor, each for a term of four years. Members cannot serve consecutive terms; any additional term can only follow after a year in which the person was not on the CJD. As a result, the CJD is not devised for easy decisional continuity. The members of the CJD are unpaid, entitled only to reimbursement of expenses, and by constitutional command not all are judges, and not all can be lawyers. In essence, it is a court of citizen volunteers, who should be commended and deeply appreciated for their donation of time and talents to the betterment of the cause of justice. See
Section 18 makes clear that the CJD is a court of extremely limited jurisdiction and power, passing upon a single subject matter. The provision authorizes the CJD to review and decide formal disciplinary charges filed by the Board against judicial officers, including magisterial district judges. See
The CJD has original jurisdiction over actions alleging judicial wrongdoing prosecuted by the Board. See
Section 18(b) denominates the CJD a court of record, which is to conduct hearings “in accordance with the principles of due process and the law of evidence” and whose decisions must be in writing and must contain findings of fact and conclusions of law.
Section 18(d) demarcates the constitutional bounds of the CJD‘s authority. The CJD may act in enumerated circumstances to issue orders involving a jurist subject to disciplinary action. The actions which the CJD may take against a jurist are also
As an Article V adjudicative body and a “court of record,” the CJD is a part of the Unified Judicial System. The Constitution states that enumerated courts of the Commonwealth and magisterial district judges, in addition to “such other courts as may be provided by law,” compose the Unified Judicial System. See
B. The Supreme Court of Pennsylvania
1. Constitutional and Statutory Framework
The Unified Judicial System exercises the judicial power of the Commonwealth. See
The Supreme Court is composed of seven members, all of whom are members of the Pennsylvania bar, who are elected statewide, not appointed (except in cases of intra-term vacancy), and serve ten-year terms. There is no restriction upon consecutive terms of service (excepting age). Following initial contested elections, Justices may obtain successive terms by way of non-partisan, uncontested retention elections, that permit electors to indicate their confidence in the jurist by a yes or no vote. Justices are salaried, with the amount set by the General Assembly, but with a constitutional protection against diminution in salary intended to protect the independence of the judicial branch. See generally Stilp, 905 A.2d 918.16
The Constitution is explicit regarding the breadth of the Court‘s authority over the Unified Judicial System. In the Supreme Court “shall be reposed the supreme judicial
As part of its administrative responsibility, the Court oversees the daily operations of the entire Unified Judicial System, which provides a broad perspective on how the various parts of the system operate together to ensure access to justice, justice in fact, and the appearance that justice is being administered even-handedly. See
Another important facet of judicial administration is the authority to devise rules of procedure governing adjudications before inferior tribunals (excepting the CJD). See
Moreover, the Court oversees judicial education, whether of judges who are law-trained or of non-attorney jurists via dedicated courses of training and instruction. See
In addition to its general powers of adjudication, supervision and administration, the Supreme Court also has “the power generally to minister justice to all persons and to exercise the powers of the court, as fully and amply, to all intents and purposes, as the justices of the Court of King‘s Bench, Common Pleas and Exchequer, at Westminster, or any of them, could or might do on May 22, 1722.”
To aid in the exercise of these powers, the Court has such jurisdiction as “shall be provided by law.”
2. King‘s Bench Powers Generally
Particularly relevant to the dispute sub judice, as the parties recognize, are the powers and jurisdiction of the Court at King‘s Bench. In 1968, upon amendment of the
The Constitution of 1968 also explicitly recognized several of the responsibilities of the Court which had been exercised, before then, via King‘s Bench. For example, the Court‘s earliest uses of the King‘s Bench power commonly implicated common law writs, primarily writs of error, writs of certiorari, and writs of mandamus and prohibition. See Pa. Labor Relations Bd. v. Butz, 192 A.2d 707, 709-10 (Pa. 1963) (citing Pollock and Maitland, History of English Law before Edward I) (footnote omitted) (“Alone of English judicial tribunals, the High Courts of Westminster had the power to issue the great prerogative writs of prohibition, certiorari, mandamus and quo warranto. These writs, unlike other writs, were not mere formal judicial tools but rather weapons wielded by the judicial arm of the Crown to curb ecclesiastical and baronial encroachments and, as such, they were, as a matter of policy, used but sparingly and only when no other remedy savoring less of monarchial arbitrariness was available.“); see, e.g., Petition of Bell, 152 A.2d 731, 739 (Pa. 1959) (writ of certiorari); Martonick v. Beattie, 117 A.2d 715, 717 (Pa. 1955) (writ of certiorari); Carpentertown, 61 A.2d at 428-29 (writ of prohibition); Schmuck v. Hartman, 70 A. 1091, 1092 (Pa. 1908) (writ of certiorari); Appeal of Comm‘rs of Northampton County, 57 Pa. 452, 453-54 (Pa. 1868) (writ of certiorari); Commonwealth v. McCloskey, 2 Rawle 369, 379-80 (Pa. 1830) (writ of quo warranto); Ebersoll v. Krug, 3 Binn. 528, 528 (Pa. 1811) (writ of error); Livezey v. Gorgas, 2 Binn. 192, 194 (Pa. 1809) (writ of certiorari). In these instances, the Court afforded relief or review of inferior tribunal decisions for which existing law did not provide or which existing law prohibited. See, e.g., Schmuck, 70 A. at 1092 (where no
The 1968 Constitution explicitly articulated a “right of appeal” which obviously diminished the necessity of the resort to common law writs of error or certiorari employed by the Court at King‘s Bench. See
The General Assembly has also standardized procedures for pursuing quo warranto, mandamus, prohibition, and habeas corpus relief. See
Another example of the Court‘s residual powers, even in the face of narrowing legislation, may be found in cases arising under the Sentencing Code. The General Assembly has severely limited the Court‘s jurisdiction to review on allocatur claims that implicate the discretionary aspects of sentencing. See
The Constitution of 1968 further addressed expressly the authority of the Court to undertake specific administrative and supervisory tasks, which in the past had been the subject of Supreme Court action premised upon the King‘s Bench power. Compare, e.g.,
The Supreme Court in 1859 explained that “justices of the King‘s Bench are the supreme and general justices (capitales et generales) of the kingdom, these terms indicating both the order and the extent of their jurisdiction.” Ickhoff, 33 Pa. at 81. The 1968 Constitution articulated this concept in Sections 2 and 10 of Article V, which denominate the Court as the “supreme” judicial power in the Commonwealth and the “general” supervisory and administrative authority over all inferior tribunals in the Commonwealth. See
By its “supreme” nature, the inherent adjudicatory, supervisory, and administrative authority of this Court at King‘s Bench “is very high and transcendent.” See Commonwealth v. Chimenti, 507 A.2d 79, 81 (Pa. 1986) (citing Blackstone, Book 3, ch. 4, § 42 and Commonwealth v. Onda, 103 A.2d 90, 91 (Pa. 1954)); accord Respublica v. Cobbet, 3 Yeates 93, 1800 WL 2553 at *3 (Pa. 1800) (“The justices of the Court of King‘s Bench are stiled [sic] the keepers of the morals of the kingdom of England; so are the justices of the Supreme Court as to this state.“). The exercise of King‘s Bench authority is not limited by prescribed forms of procedure or to action upon writs of a particular nature; the Court may employ any type of process or procedure necessary for the circumstances. Franciscus, 369 A.2d at 1192-93 (citing Petition of Squires & Constables Ass‘n of Pa., 275 A.2d 657 (Pa. 1971)); Carpentertown, 61 A.2d
Not all of these exercises of power result in published decisions; thus, a survey of the Pennsylvania Reporter does not account for the parameters of the Court‘s authority. For example, in 2000, the Court sua sponte issued an order on the Judicial Administration Docket, unrelated to any particular case then before it, declaring that criminal defendants with a right of direct appeal to the Superior Court no longer had to seek allocatur in order for their claims to be deemed exhausted for purposes of federal habeas corpus review. See In Re: Exhaustion of State Remedies in Criminal & Post Conviction Relief Cases, No. 218 Jud. Admin. Docket No. 1 (Pa. May 9, 2000) (per curiam).19
The “general” quality of the Court‘s authority at King‘s Bench denotes that the justices of the Court have cognizance of all causes statewide, whether civil or criminal. Summers, 114 A. at 528; Balph, 3 A. at 225 (quoting Blackstone, Book 3, ch. 4, § 42) (Supreme Court “takes cognizance both of criminal and civil causes“); Commonwealth v. Simpson, 2 Grant 438, 439 (Pa. 1854) (same). The Court exercises a comprehensive jurisdiction over civil and criminal causes, which includes the competence to examine and decide, or to review decisions, relating to the type of
Indeed, the Court will generally employ the King‘s Bench authority when the issue requires timely intervention by the court of last resort of the Commonwealth and is one of public importance. See In re President Judge for 30th Judicial Dist., 216 A.2d at 326; accord In re Smith‘s Estate, 275 A.2d 323, 326 (Pa. 1971) (circumstances did not warrant exercise of Court‘s supervisory authority and general power to “minister justice“). The King‘s Bench power is “exercised with extreme caution. . . . That it may be abused is possible.” Balph, 3 A. at 230. But, the availability of the power is essential to a well-functioning judicial system; and it appears that this is a point that is difficult to fully appreciate without having served on the Court. The author of the opinion in Balph explained:
I can readily imagine circumstances in the future which would make the exercise of this power the only barrier between a good citizen and gross oppression. If the people shall be of opinion that it was unwisely conferred, or that it is being improperly exercised, they can change it by a modification of fundamental law. The mere knowledge that such a power exists in th[e Supreme C]ourt it is believed will make its frequent use unnecessary.
We have often undertaken flexible measures deriving from our broad power at King‘s Bench. Perhaps the most notable examples of the flexibility necessary for this Court to ensure the integrity of the judiciary arose in our response to the revelation of criminal charges involving two trial judges in Luzerne County, Michael T. Conahan and Mark A. Ciavarella, Jr. The federal government announced guilty plea arrangements with the judges in January of 2009, and the Court responded by immediately suspending Ciavarella and revoking the certification of Conahan as a senior judge. When it materialized that the judges’ illegal conduct also called into question the legitimacy of adjudications of delinquency and other dispositions in juvenile matters presided over by Ciavarella, the Court appointed the Honorable Arthur E. Grim, a Senior Judge from Berks County, to serve as its Special Master to review all Luzerne County juvenile court adjudications and dispositions that had been affected by Ciavarella‘s
The Court assumed “plenary jurisdiction over th[e] matter” and acted to afford relief -- starting with the appointment of Judge Grim as the Court‘s Master, premised upon the Court‘s constitutional power to supervise inferior tribunals and Section 502 of the Judicial Code, which describes the King‘s Bench authority of the Court. The Court also directed the President Judge of the Luzerne County Court of Common Pleas to file monthly reports detailing significant events and actions taken to improve the functioning of that court and access to justice. See FINAL REPORT ON IMPLEMENTATION ON RECOMMENDATIONS OF THE INTERBRANCH COMMISSION ON JUVENILE JUSTICE at 1-5 (April 8, 2013) (“Final Report“), online at www.pacourts.us/assets/files/setting-2032/file-2570.pdf?cb=9e7037 (last accessed on September 18, 2014).20
Judge Grim filed multiple reports and recommendations, upon which the Court acted at King‘s Bench to vacate adjudications of delinquency and consent decrees in all cases in which Ciavarella acted between January 1, 2003 and May 31, 2008. Moreover, the adjudications of delinquency and consent decrees were reversed and
Notably, the procedural and substantive measures we undertook in Luzerne County to provide a broad and appropriate remedy did not derive from any existing rules, statutes, or procedures. Following the announcement of the federal charges, the power of King‘s Bench allowed the Court to innovate a swift process and remedy appropriate to the exigencies of the event. The process and remedy were unrelated to and were unlike any disciplinary action or civil suit brought against Ciavarella or Conahan.21
Nor were the Court‘s remedial actions in Luzerne County, arising from the criminal conduct of sitting jurists, confined to affording affected juveniles a measure of relief. Thus, in Joseph v. Scranton Times L.P., 19 MM 2009, this Court assumed jurisdiction at King‘s Bench and appointed a master -- the Honorable William H. Platt -- to preside over a remand of a case involving a defamation action. The Court concluded
On remand, Judge Platt held a two-day hearing in July 2009 and submitted a thorough and thoughtful report to this Court. Subsequently, this Court reviewed Judge Platt‘s findings and conclusions de novo and endorsed the relief recommended: (1) the judgment in the case was vacated and a new trial was ordered; (2) the defendants’ request for an out-of-County judge was denied; and (3) the defendants’ failure to request a jury remained binding for purposes of retrial. Joseph, 987 A.2d at 636-37. The Court relied upon its supervisory powers to grant relief: “[t]here is no need to find actual prejudice, but rather, the appearance of prejudice is sufficient to warrant the grant of new proceedings. A trial judge should not only avoid impropriety but must also avoid the appearance of impropriety.” Id. (citing
Malinowski v. Nanticoke Micro Technologies, Inc., docketed at 51 MM 2009, was yet another matter arising in the wake of the revelations concerning the criminal conduct of Conahan and Ciavarella. In Malinowski, the Court again acted at King‘s Bench and remanded the case to the Honorable Chester Muroski of the Luzerne County Court of
Upon receiving Judge Muroski‘s report and recommendations, the Court concluded that the record amply supported the finding that there was an appearance of judicial impropriety that required corrective supervisory action. The Court thus vacated orders entered in December 2005 and May 2006, by which Ciavarella had dismissed First National Bank from the action with prejudice and had entered judgment in favor of all other defendants, and remanded the matter to the Luzerne County Court of Common Pleas for further proceedings. The Court granted relief premised upon the same reasoning as in Joseph and rejected arguments that the Superior Court‘s review of unrelated issues on appeal had cured any appearance of impropriety. Notably, because the plaintiff had exhausted the appeals process, the Court acted upon the miscellaneous filing while no matter was pending before an inferior tribunal, awarding
Other instances in which the Court has exercised aspects of its flexible and transcendent authority at King‘s Bench include:
- Pennsylvania State Ass‘n of County Comm‘rs v. Commonwealth, 681 A.2d 699 (Pa. 1996) (citing
42 Pa.C.S. § 726 ): the Court took cognizance of the action in its extraordinary jurisdiction noting the immediate public importance of the matter, and granted the request of the Pennsylvania State Association of County Commissioners for a writ of mandamus to compel the General Assembly to enact a statewide scheme of funding the courts of Pennsylvania. The Court retained jurisdiction and appointed the Honorable Frank J. Montemuro, Jr., as the Court‘s master, for the purposes of recommending a scheme that would form the basis for the specific implementation of funding to be ordered. - Annenberg v. Commonwealth, 757 A.2d 333 (Pa. 1998), and Annenberg v. Commonwealth, 757 A.2d 338 (Pa. 2000): after the Commonwealth Court refused to take cognizance of the matter and remanded the case to the Montgomery County Court of Common Pleas, the Court granted the plaintiff‘s application for the exercise of extraordinary jurisdiction,
42 Pa.C.S. § 726 . Initially, the Court held that the stock clause of the personal property tax,72 P.S. § 4821 , facially discriminated against interstate commerce and was, as a result, unconstitutional. The Court also retained jurisdiction but remanded the matter to the Montgomery County Court of Common Pleas. President Judge Joseph A. Smyth -- serving as a special master for the Court -- held a hearing and issued an interim report on whether the stock clause of the personal property tax was a “compensatory tax.” Upon review of the report, the Court concluded “that the portion of the stock clause which excludes from the personal property tax stock held incompanies which are subject to the capital stock and franchise taxes [wa]s unconstitutional.” - Commonwealth v. Banks, 943 A.2d 230 (Pa. 2007) (per curiam) (citing
42 Pa.C.S. § 726 ): in December 2004, the Supreme Court assumed plenary jurisdiction over a serial PCRA petition filed by Banks‘s mother as “next friend” on his behalf, seeking a stay of execution and alleging, inter alia, that Banks was incompetent to be executed under Ford v. Wainwright, 477 U.S. 399 (1986). At the time, there was no formal process -- by statute or Court rule -- in place for the adjudication of Ford v. Wainwright claims. The Court stayed the warrant of execution, and directed the trial court to hold a competency hearing expeditiously in accordance with Ford v. Wainwright. The Court retained jurisdiction, employing the trial judge as a master for the Court to decide the question of competency within the narrowly delimited parameters. (Notably, Conahan served as the trial judge in the matter and failed to act expeditiously or to confine himself to the task devised to him.) Subsequently, the Court reviewed the Master‘s report, rejected the Master‘s adoption of Banks‘s proposed findings of fact and conclusions of law wholesale, and would have remanded the matter to the Master for an autonomous judicial expression were it not for Conahan‘s removal from the bench. The Court remanded the matter for appointment of a new jurist and a de novo hearing. Commonwealth v. Banks, 989 A.2d 1 (Pa. 2009) (per curiam). The Court relinquished jurisdiction in 2011. Commonwealth v. Banks, 29 A.3d 1129 (Pa. 2011). - ICJJ, 988 A.2d 1269: in January 2010, the Supreme Court assumed King‘s Bench jurisdiction over a petition of the Judicial Conduct Board, in which the Board requested a stay of an ICJJ‘s subpoena that sought to compel answers from witnesses and the production of documents relating to misconduct complaints as to which formal disciplinary charges had not been filed by the Board. The Court granted relief in part, holding that the confidentiality clause of Article V, Section 18 prevented discovery of some materials but not others.
- Fagan v. Smith, 41 A.3d 816 (Pa. 2012) (per curiam): in February 2012, the Supreme Court exercised King‘s
Bench jurisdiction over electors’ petition for mandamus, and granted mandamus relief in part. The Court ordered the Speaker of Pennsylvania House of Representatives to issue forthwith writs of election for special elections to fill vacancies in enumerated legislative districts for remainder of then-current legislative term.
These examples are obvious reminders that the Court‘s supervisory responsibilities only start at relatively mundane tasks relating to temporary assignments of judges to fill vacancies on the bench, priority of commission, or judicial assignments to divisions within a trial court, and related adjudicatory obligations. See, e.g.,
It bears reiteration that the Court‘s King‘s Bench authority and jurisdiction encompass, supplement, and transcend the other powers and jurisdiction enumerated in the 1968 Constitution and the Judicial Code. As a corollary, the Supreme Court is neither divested of its King‘s Bench powers, nor is the supreme and general nature of these inherent powers limited, unless the divestiture or limitation is clearly expressed or necessarily implied in the Constitution. Avellino I, 690 A.2d at 1143; accord Stander, 250 A.2d at 487 (Roberts, J., concurring) (“judicial power reposed in this Court will continue as before, unimpaired by any mistaken notion that the Legislature has the constitutional authority to diminish, curtail or interfere with its functions“). In Avellino I, the Court explained that sixteen years earlier, the Franciscus Court had held that the Court‘s supervisory power over inferior tribunals had neither been revoked nor diminished by the adoption of Article V, Section 18 and the creation of the JIRB. The Avellino I Court then rejected the claim that the alteration of the disciplinary process, which implicated the abolition of the JIRB in favor of creating the Judicial Conduct Board and the CJD, necessarily indicated the intent of legislators and the people to diminish the Supreme Court‘s King‘s Bench power. According to the Court, “had the people intended to revoke or diminish that power in amending Section 18, the amendment would have explicitly so provided.” 690 A.2d at 1143; accord Apex Hosiery Co. v. Philadelphia County, 200 A. 598 (Pa. 1938) (Article III, Section 23 did not implicitly
Similarly, the Constitution provides that the Supreme Court exercises all jurisdiction vested in the Court at the time of the adoption of the 1968 Constitution, until otherwise provided by law.
V. Exercise of King‘s Bench Authority in this Case
A. Petitioners’ Challenges to the Court‘s Authority
As a general matter, “[j]urisdiction is the predicate upon which consideration of the merits must rest” and is the default threshold issue of any decision. Riverlife Task Force v. Planning Comm‘n of City of Pittsburgh, 966 A.2d 551, 556-57 (Pa. 2009). That is the case because most parties appear in a judicial tribunal to resolve a dispute, over which a tribunal of proper competence must exercise jurisdiction. The proceedings before us, however, commenced with the exercise by this Court of its authority at King‘s Bench as manifested in the order relating to the suspension of Judge Bruno. The orders generated a subsequent dispute, which is now before the Court. Accordingly, our analysis necessarily begins with the issue of whether the Court had the authority -- at King‘s Bench or otherwise -- to issue its initial order. See Vine, 9 A.3d at 1165 (court‘s power or authority measures capacity to order or effect certain result). As will become apparent from our analysis, determining whether the Court had the capacity to issue such an order is a necessary predicate to determining whether the Court has the competency to decide matters in the general class of controversies to which the dispute now before the Court belongs.
The main thrust of petitioners’ argument is that, in suspending Bruno, the Supreme Court acted to discipline the jurist; but, petitioners argue, the authority to
We begin by observing that petitioners create a false dichotomy in suggesting that the Supreme Court is categorically prohibited to act in these matters in a way that may be characterized as “disciplinary” rather than “supervisory/administrative“; petitioners would have the decision turn on whether the action of the Court involving a
The Supreme Court‘s supervisory power over the Unified Judicial System is beyond question. See, e.g., Respublica, 3 Yeates 93, 1800 WL 2553 at *4; accord
Stated otherwise, the Supreme Court exercises the express supervisory authority in Article V, Section 10 as it would any other power at King‘s Bench. We have examined at length the nature and breadth of this Court‘s King‘s Bench power. The exercise of that power does not exclude actions that may be perceived as punitive, and thus, we respectfully reject petitioners’ invitation to interpret our supervisory authority over judicial personnel narrowly, on the ground that the King‘s Bench power had not been applied in that manner before ratification of the 1968 Constitution and was, as a result, “untried and untested.”23 That the Court had not spoken in a published opinion to its authority to suspend jurists (or to take any action that could be perceived as punitive) before the ratification of the 1968 Constitution does not preclude recognition and enforcement of the constitutional authority of the Court at King‘s Bench as originally
As a substantive matter, established precedent pre-dating 1968 described the King‘s Bench power in the broadest of terms when providing prospective guidance regarding the legal principle at issue. We would be remiss to interpret the Court‘s supervisory authority at King‘s Bench in narrow terms, contrary to precedent and the transcendent nature and purpose of the power. The Court long ago warned against any judicial inclination to narrow that authority, lest the members of the Court abandon their duty to exercise the power they hold in trust for the people. See Chase, 41 Pa. at 411. From its adoption by the Commonwealth‘s colonial government, the power of the King‘s Bench was intended to be supreme and general, and was understood to transcend forms of procedure and requirements of action upon particular writs. See Schmuck, 70 A. at 1092. Such a broad articulation of the King‘s Bench power obviously admits the use of the Court‘s supervisory authority to inquire into issues affecting the lower courts and to suspend jurists, where that remedy is deemed necessary and appropriate. Petitioners offer no convincing legal or logical support for the proposition that the large
The effect of the 1993 amendment to Article V, Section 18, as relevant to the Court‘s King‘s Bench power, at least, is negligible. Petitioners are correct that the 1993 amendment to Article V, Section 18 realized an overhaul of the formal process for
Nevertheless, petitioners argue that the creation of the self-contained disciplinary apparatus and installation of the CJD as an adjudicatory authority in formal disciplinary cases, necessarily implies that the Supreme Court has been divested of power in all
Placed in the proper context, the respective constitutional responsibilities and powers of the Supreme Court and of the CJD emerge plainly. It is also important to
B. The Exercise of Discretion in Employing the Court‘s Supervisory Authority
As we have explained, within the large charter of the King‘s Bench authority, the Pennsylvania Supreme Court has the capacity to bring its supervisory power to bear swiftly to vindicate its responsibilities to the citizens, in matters affecting the Unified Judicial System. But, it is a very different question of whether and when, in our discretion, we should exercise that power. This litigation -- including in no small part the presentations of the parties and of the PBA -- has brought about a greater appreciation of the fact that the Article V, Section 18 process has diminished the necessity and reduced the occasion for use of these powers to extraordinary circumstances. We have confidence that the standardized procedure of Article V, Section 18 will, in the vast majority of circumstances, adequately respond to punitive concerns and the necessities of protecting the integrity of the Unified Judicial System, against judicial impropriety and the appearance of judicial impropriety.
Having explained that the King‘s Bench authority persists, we need not decide here what circumstances are sufficiently extraordinary to demand the exercise of that
In determining whether to exercise the discretion to act in matters implicating judicial misconduct, and in calibrating a response to specific incidents of misconduct, the critical inquiry is what impact the alleged or established judicial wrongdoing and its aftermath may have on subsequent actions of the jurist on the bench, how these actions affect and reflect upon the Unified Judicial System generally, and what measures may be required to instill confidence in the citizenry that the delivery of fair and even-handed justice will not be poisoned. Accord Joseph, 987 A.2d at 634 (quoting McFall, 617 A.2d at 714) (“A trial judge should not only avoid impropriety but must also avoid the appearance of impropriety.“). The Court has discretion in fashioning the appropriate remedy.26
Our discretion is cabined primarily by the interests we have already examined: supervisory orders issued upon judicial personnel must be congruent with our ultimate responsibility to maintain the fairness and probity of the judicial process and the dignity, integrity, and authority of the judicial system in Pennsylvania. The countervailing consideration implicates due process or fairness concerns. See City of Philadelphia,
We do not take the prospect of exercising our supervisory power or of imposing sanctions upon a jurist lightly. We are judges as well. We approach cases aware of the presumption of innocence attending criminal charges and mindful of the obligation that our supervisory intervention be fair to the jurist. Nevertheless, in appropriate cases, any private interest of the jurist in continuing to preside over cases, and, furthermore, to receive compensation if suspended, may have to yield to the public interest of protecting the fairness and probity of the judicial process, and the integrity, dignity, and authority of the Unified Judicial System. See Franciscus, 369 A.2d at 1194; Avellino I, 690 A.2d at 1143; see also
VI. The Jurisdiction of the Supreme Court
We have already announced and explained our conclusion that the Supreme Court has the authority to order interim suspensions pursuant to the Court‘s supervisory authority. Nevertheless, we address petitioners’ overarching claim that any controversy that may be characterized as “disciplinary” is within the exclusive original jurisdiction of the CJD.
A dispute in which a jurist challenges the Supreme Court‘s exercise of its supervisory authority to investigate and/or suspend the jurist is a type of action distinct from that which is subject to the CJD‘s original jurisdiction. In such cases, as in Bruno, the Board is not the prosecuting body. Rather, the Supreme Court‘s decision to exercise its supervisory power is what gave rise to the dispute now before the Court. Petitioners concede, and there can be no reasonable dispute, that this Court is competent at King‘s Bench to review and resolve disputes that implicate the Court‘s exercise of its supervisory and administrative powers over jurists, including members of the minor judiciary. See Avellino I, 690 A.2d at 1141 (where authority for administrative decision derives from Court, resolution of dispute is necessarily within jurisdiction of Court); see, e.g., Carbon County Judicial Vacancy, 141 A. at 250 (exercise of King‘s Bench jurisdiction relating to temporary assignments of judges to fill vacancies on bench); President Judge for 30th Judicial Dist., 216 A.2d at 326 (exercise of King‘s Bench jurisdiction relating to establishment of priority of commission).
As we have already explained, the exercise of King‘s Bench jurisdiction is distinct from the exercise of the Court‘s original jurisdiction. Balph, 3 A at 230 (King‘s Bench jurisdiction “is not, strictly speaking, original jurisdiction“); accord
Accordingly, the Court‘s supervisory action with respect to a judicial officer is separate from any disciplinary proceeding that the Judicial Conduct Board may initiate and disciplinary sanction that the CJD may ultimately enter against the same jurist pursuant to their respective Article V, Section 18 authorities. The distinct nature of the proceedings before the CJD and proceedings at King‘s Bench has two practical implications.
First, the principle of concurrent original jurisdiction is inapplicable here. Concurrent jurisdiction refers to the notion that two tribunals share the competency to determine controversies of the general class to which the case under consideration belongs. See, e.g., Dep‘t of Pub. Welfare v. Presbyterian Med. Ctr. of Oakmont, 877 A.2d 419 (Pa. 2005). Bruno is in the general class of controversies that implicate the jurisdiction at King‘s Bench, which is exclusively vested in the Supreme Court. See Avellino I, 690 A.2d at 1141; Bell, 152 A.2d at 735. The CJD‘s jurisdiction is limited to the adjudication of matters enumerated in Article V, Section 18, i.e., Board-prosecuted charges of judicial misconduct. Whether the Supreme Court may also take cognizance over matters committed generally to an inferior jurisdiction, i.e., the CJD, in the exercise of King‘s Bench jurisdiction or of concurrent original jurisdiction is not an issue implicated in the actions before us. Cf. Griffin, 918 A.2d at 94-95 (power of Judicial
Second, even where this Court would choose to act, in an extraordinary matter, the Board may continue to pursue sanctions before the CJD. The Supreme Court‘s exercise of its supervisory authority does not intrude upon the CJD‘s constitutional authority to mete out disciplinary sanctions upon jurists, nor does it preclude the CJD from imposing disciplinary sanctions upon a later Board-filed complaint. See Merlo, 17 A.3d at 871. The constitutional powers of the Supreme Court and the CJD, and the legal predicates for their respective actions, are distinct and may comfortably operate separately. That the remedies available to the Supreme Court and the CJD are similar in some instances -- such as temporary suspensions or interim suspensions -- does not equate to exposing a jurist to two “disciplinary sanctions” for the same conduct, as petitioners suggest. Properly understood, any such supervisory action is not punishment, but instead represents action undertaken to preserve the integrity of the judiciary. Moreover, because the supervisory action does not punish a jurist for alleged misconduct, and as no decision of the CJD is before the Court for review, we also reject petitioners’ argument that the Court would be placed in a position of appearing to have prejudged an appeal from the CJD‘s ultimate disciplinary decision. The issues are distinct: on appeal, the Supreme Court reviews the decision of the CJD for error on the law or facts and for whether the sanctions imposed were lawful; in a supervisory action, the Court is guided by the duty to safeguard the fairness and integrity of the Unified Judicial System. Compare
VII. Hierarchy of Authority
Last, we address a question upon which we have already touched in part: when an order of the Supreme Court and an order of the CJD relating to the suspension of a jurist conflict, which order takes priority?
Petitioners reiterate their absolutist position that the Supreme Court is prohibited from acting in “disciplinary” matters and that, as a result, only the CJD‘s orders are valid and should be enforced. Petitioners suggest that the Supreme Court has already acknowledged this constitutionally-derived system by ordering continued payment of Judge Bruno‘s salary and “essentially enforc[ing] the CJD‘s order.” Judge Bruno adds that inconsistent adherence by the AOPC to directions regarding pay -- withholding pay each time, whether upon order of this Court or of the CJD -- harms the public perception of the Unified Judicial System. The AOPC and the PBA reject the notion that the Court must defer to the CJD because the Court is the supreme judicial power in the Commonwealth and its orders may not be disturbed by an inferior tribunal. Where the Supreme Court has made a decision, that decision is “preeminent,” according to the
As we have explained at length, supervisory actions of the Supreme Court and disciplinary proceedings prosecuted by the Board and adjudicated by the CJD are distinct. The Supreme Court and the CJD have constitutional authority to investigate a jurist and order sanctions, if warranted, where the legal predicates for their respective actions are met. Where the orders of the CJD and the Supreme Court are in accord with respect to the propriety of a suspension and the continuation or withholding of a jurist‘s pay, the directive to the AOPC is clear.
Where the orders of the Supreme Court and the CJD are dissonant, however, any order of this Court obviously is “supreme.” As we explained, the Supreme Court has supreme and general authority over the Unified Judicial System, which includes inferior tribunals and its personnel. See
Going forward, we expect that our present explanation of the fundamental underpinnings at work, as well as our greater appreciation for the concerns articulated to us in these matters, will help avoid any conflicts between orders of the Supreme Court and the CJD.
Messrs. Justice Eakin, Baer, and Stevens join the opinion.
Mr. Chief Justice Castille files a special concurring opinion.
Mr. Justice Saylor files a concurring opinion, in which Madame Justice Todd joins.
Mr. Justice Baer files a concurring opinion.
Madame Justice Todd files a concurring opinion.
Mr. Justice McCaffery files a concurring opinion.
Notes
In October 2011, upon notice of the ongoing federal investigation, the First Judicial District of Pennsylvania (comprising Philadelphia County) (the “FJD“), which was already undertaking a reform initiative authorized by this Court, expanded the scope of its autonomous administrative review to encompass Traffic Court operations. The FJD directed the consulting firm it had retained for its reform initiative, Chadwick Associates, to conduct the review. The immediate goal of the review was to secure and preserve evidence, to facilitate full cooperation with the federal investigation, and to reestablish the probity of Traffic Court operations. Judge Solomon, who had recently been elected to a vacancy on the Traffic Court, met with the Honorable Gary S. Glazer, Judge of the Philadelphia County Court of Common Pleas, who was serving as the new Administrative Judge of the Philadelphia Traffic Court, and representatives of Chadwick Associates on March 13, April 5, and April 10, 2012. In November 2012, the FJD released the report prepared by Chadwick Associates (“FJD Report“), which indicated that Judge Solomon had refused to cooperate with the administrative review.
On April 18, 2013, this Court issued a rule to show cause why Judge Solomon “should not be subject to a suspension from her judicial duties without pay for a period of ninety (90) days based upon her refusal to cooperate with the Court-ordered administrative review of the Traffic Court.” The rule was returnable on April 29, 2013. See Order, 4/18/2013 (per curiam). Mr. Justice McCaffery noted his dissent. Judge Solomon filed an answer to the rule to show cause, challenging the findings of the FJD Report regarding her lack of cooperation.
On May 21, 2013, this Court appointed the Honorable William H. Platt, Senior Judge of the Superior Court of Pennsylvania, to serve as the Court‘s Special Master in the Solomon matter. The AOPC would attend the hearings and participate as necessary. The Court retained jurisdiction. See In re Solomon, 66 A.3d 764 (Pa. 2013) (per curiam). On May 31, 2013, Judge Solomon asked the Judicial Conduct Board to participate in any proceedings relating to the rule to show cause. On June 6, 2013, the Board followed up with a petition filed in this Court to stay proceedings on the rule to show cause or, in the alternative, for permission to intervene in the proceedings before Judge Platt. The Board challenged the Supreme Court‘s authority to issue a rule to show cause, to act upon the rule, or to appoint a special master. The AOPC responded to the Board‘s petition.
On July 12, 2013, this Court granted the Board‘s petition, stayed the proceedings before Judge Platt, and directed the Board to participate in oral argument on the constitutional issues raised regarding the Court‘s authority to act in the case of Judge Solomon. In the Solomon matter, the constitutional questions are the same as those in the Bruno matter insofar as they relate generally to an order for the suspension of a jurist, whether a disciplinary action is pending or not before the CJD.
In light of our disposition, we find it unnecessary to resolve disputes regarding the alleged background or the legislative history of the 1993 amendment to Article V, Section 18.
- That the Supreme Court should allow the CJD to make interim suspension decisions in the first instance following a complaint and motion of the Board.
- That, if the circumstances require the Supreme Court to enter an interim suspension order, the Court should specify whether the CJD may (continued…)
AND NOW, this 9th day of May, 2000, we hereby recognize that the Superior Court of Pennsylvania reviews criminal as well as civil appeals. Further, review of a final order of the Superior Court is not a matter of right, but of sound judicial discretion, and an appeal to this Court will only be allowed when there are special and important reasons therefor. Pa.R.A.P. 1114. Further, we hereby recognize that criminal and post-conviction relief litigants have petitioned and do routinely petition this Court for allowance of appeal upon the Superior Court‘s denial of relief in order to exhaust all available state remedies for purposes of federal habeas corpus relief.
In recognition of the above, we hereby declare that in all appeals from criminal convictions or post-conviction relief matters, a litigant shall not be required to petition for rehearing or allowance of appeal following an adverse decision by the Superior Court in order to be deemed to have exhausted all available state remedies respecting a claim of error. When a claim has been presented to the Superior Court, or to the Supreme Court of Pennsylvania, and relief has been denied in a final order, the litigant shall be deemed to have exhausted all available state remedies for purposes of federal habeas corpus relief. This Order shall be effective immediately.
369 A.2d at 1195 (internal quotation marks and footnote omitted); accord Avellino I, 690 A.2d at 1143-44 (sanctions necessarily available to ensure effectiveness of Supreme Court‘s supervisory powers); Avellino II, 690 A.2d at 1145; McFalls, 795 A.2d at 373; Merlo, 17 A.3d at 871. In each instance, the Court was characterizing the nature of its action in relation to the jurist, rather than speaking of any categorical approach premised upon the type of remedy ordered, as petitioners would have it.The order [of suspension] which this petitioner seeks to vacate was not meted out as a form of punishment. Rather, we are constrained to exercise our powers of supervision under the circumstances present here in order to guard and protect the just rights and independence of the bar, the dignity and authority of the court, and the safety and protection of the public.
Petitioners suggest that, in acting in the Bruno matter, this Court fails to abide by the same principle because Section 18 of Article V articulates the exclusive means of suspending a jurist. But, Article V, Section 18 addresses the circumstances and means by which the CJD, a body of limited powers -- and not the Supreme Court -- may suspend a jurist. And, as the AOPC has noted, the word “exclusive” simply does not appear in the provision; petitioners read it into the text. There is no constitutional provision that places restrictions on the Supreme Court similar to those on the General Assembly respecting the ability to restrict a judicial officer‘s exercise of his or her office by removal, suspension, or otherwise. Moreover, the exercise of the Court‘s supervisory authority in this respect does not implicate the separation of powers concerns that undergird the restrictions on the General Assembly upon which the Gamble decision elaborated.
