In re Jacob W.
IN RE JACOB W.—DISSENT
D‘AURIA, J., with whom McDONALD and ECKER, Js., join, dissenting. I would reverse the Appellate Court‘s judgment and remand the case to that court with direction to affirm the trial court‘s denial of the petitions filed by the petitioner, the maternal grandmother of the three minor children at issue, to terminate the parental rights of the respondent father, Daniel W., as to those children.
My disagreement with the Appellate Court centers on what I view as its failure to adequately address the fact that in addition to finding that the petitioner had failed to prove that there was no ongoing parent-child relationship at the time of trial—a ruling the Appellate Court concluded was in error—the trial court also found that the petitioner had failed to prove that ‘‘to allow further time for the establishment or reestablishment of the parent-child relationship would be detrimental to the best interest of the child.‘’ This latter finding independently would have sufficed to deny the petitions.1
My disagreement with the majority is similar. I believe that by focusing on the trial court‘s isolated and subordinate statement that ‘‘[t]here was no evidence presented by the petitioner at trial that would support a claim that additional time to reestablish a relationship with the children would be detrimental,‘’ and declaring that statement clearly erroneous, the majority has mistakenly avoided the fact that the latter finding was equally dispositive of the trial court‘s denial of the petitions. In my view, the majority (1) misreads the meaning of the trial court‘s memorandum of decision; (2) in essence, substitutes its judgment for the trial court‘s judgment on an issue of fact entrusted to trial judges in our juvenile session; and (3) ultimately awards the petitioner no real practical relief. I, therefore, respectfully dissent.
I
The respondent is serving a total effective sentence of twenty-nine years in prison. The conduct that landed him in prison (sexually abusing his children‘s young aunt, who lives with them) is reprehensible. His children are not aware of that conduct, but the conduct that they believe landed him in prison (beating their mother, which they witnessed) is also reprehensible. It is not difficult to predict that this respondent might well be on the road to having his parental rights terminated. If I had been the trial judge, I might have ruled on the record presented to terminate his parental rights. But no one on this court was the trial judge in this case.
The trial court judge who did address the petitions in the present case was confronted with an issue that is not unusual in juvenile cases in which a parent faces a long term of incarceration: whether and when to ter
But, as the majority observes, although a court may consider the ‘‘inevitable effects of incarceration‘’ on an individual‘s ability to parent, ‘‘the fact of incarceration, in and of itself, cannot be the basis for a termination of parental rights.‘’ In re Elvin G., 310 Conn. 485, 514, 78 A.3d 797 (2013); see also In re Juvenile Appeal (Docket No. 10155), 187 Conn. 431, 443, 446 A.2d 808 (1982). Termination of parental rights implicates a fundamental constitutional right; In re Yasiel R., 317 Conn. 773, 792, 120 A.3d 1188 (2015); and has implications beyond a child‘s childhood. When parental rights have been terminated, it becomes unlikely that the child and the parent will ever have any relationship, even as adults.
Children, of course, also have rights, as well as a need for a continuous, stable home environment. See In re Davonta V., 285 Conn. 483, 494, 940 A.2d 733 (2008). In some cases, terminating a parent‘s rights is exactly the right thing for a child‘s best interests. Perhaps this is such a case. My point in dissenting from the majority should not be read as suggesting that this respondent is a good example of someone who should necessarily play a parental role in the lives of his children, given his conduct and the other circumstances relevant to that determination. My point is that we are not well positioned to make that determination. Rather, this is a difficult decision assigned to our trial court judges sitting in the juvenile session. Specifically, as it relates to the ground asserted and solely pursued by the petitioner in the present case—‘‘no ongoing parent-child relationship‘‘—the trial court is entrusted not just with determining whether to terminate a parent‘s rights, but when to do so. In adjudicating this particular ground, as applied to a parent who will be incarcerated throughout a child‘s childhood,
II
Section 45a-717 (g) provides in relevant part that ‘‘the court may approve a petition terminating . . . parental rights . . . if it finds, upon clear and convincing evidence, that (1) the termination is in the best interest of the child, and (2) . . . (C) there is no ongoing parent-
The trial court in the present case found that the petitioner had failed to establish either prong by clear and convincing evidence. Specifically, the court found ‘‘that the petitioner has not demonstrated that there is a lack of parent-child relationship nor that it would be detrimental to allow further time for the establishment of the relationship.‘’ (Emphasis added.) Regarding the ‘‘further time‘’ prong, the trial court stated that ‘‘[t]here was no evidence presented by the petitioner at trial that would support a claim that additional time to reestablish a relationship with the children would be detrimental.‘’ The trial court also found that terminating the respondent‘s parental rights would not have been in the best interest of the children.2
III
Rather than awaiting the ‘‘further time‘’ contemplated by
As the majority notes, the Appellate Court did not address the petitioner‘s claims on appeal that the trial court‘s findings were clearly erroneous. Nor did it address at all the trial court‘s finding that it had not been proven to the court that allowing further time would be detrimental to the children‘s best interests. Instead, the Appellate Court reversed the trial court‘s judgments denying the petitions, holding that the trial court‘s reasoning was legally and logically inconsistent, and that its factual findings were fatally inconsistent. In re Jacob W., 178 Conn. App. 195, 215, 172 A.3d 1274 (2017). Specifically, the Appellate Court held that the trial court had applied the wrong legal test to determine whether there was an ongoing parent-child relationship. Id., 211. It determined that the trial court‘s findings were legally inconsistent in that the trial court found both ‘‘that an ongoing parent-child relationship exists and that unreasonable interference inevitably prevented the respondent from maintaining an ongoing parent-child relationship.‘’ (Emphasis omitted.) Id. It also determined that the trial court‘s findings were factually inconsistent in that the trial court ‘‘found both that the grandparents’ unreasonable conduct constituted interference and that there was no evidence of unreasonable interference by any person.‘’ Id., 215–16. The Appellate Court therefore ordered a new trial on the petitioner‘s amended petitions. Id., 219.
Although the trial court‘s memorandum of decision is not entirely clear—and is in one place inconsistent—neither the parties nor the Appellate Court saw fit to ask the trial court to clarify or articulate its ruling.4 See Practice Book § 66-5; see also In re Jason R., 306 Conn. 438, 460, 51 A.3d 334 (2012) (trial court states burden of proof correctly in articulations to clarify ambiguity in memorandum of decision regarding allocation of burden of proof). Trial court judges operate under tremendous time pressure and without the resources available to this court and the Appellate Court. See K. Stith, ‘‘The Risk of Legal Error in Criminal Cases: Some Consequences of the Asymmetry in the Right to Appeal,‘’ 57 U. Chi. L. Rev. 1, 61 n.99 (1990) (‘‘appellate judges have more resources [time, staff, and so on than trial judges]‘‘). Thus, a trial court ‘‘opinion must be read as a whole, without particular portions read in isolation, to discern the parameters of its holding.‘’ (Internal quotation marks omitted.) In re Jason R., supra, 453.
More significantly for this case, even if the trial court‘s decision was in some way unclear, the examples provided by the Appellate Court concerned only the ‘‘no
IV
We granted certification in the present case limited to the following issue: ‘‘Did the Appellate Court correctly reverse the trial court‘s judgment denying the custodian‘s petition to terminate the father‘s parental rights when it determined that the trial court‘s judgment was legally and logically inconsistent?‘’ In re Jacob W., 328 Conn. 902, 177 A.3d 563 (2018). The majority does not affirm the Appellate Court‘s judgment on the ‘‘legally and logically inconsistent‘’ rationale of that court, however, but rather, it concludes that in addressing the ‘‘no ongoing parent-child relationship‘’ prong, the trial court did not properly take account of the ‘‘children‘s negative feelings toward or lack of memory of the respondent,‘’ improperly focusing instead on the respondent‘s conduct. I do not believe we need to reach that issue, however (and I do not), because even if the trial court considered the ‘‘no ongoing parent-child relationship‘’ prong under an incorrect standard, the trial court also found that the petitioner had failed to establish that ‘‘to allow further time for the establishment or reestablishment of the parent-child relationship would be detrimental to the best interest of the child.‘’5 In my view, the trial court‘s ruling on this second prong sufficed independently to deny the petitions.6
The majority does not hold, as the petitioner has asked us to hold, that the trial court‘s ruling on the ‘‘further time‘’ prong is clearly erroneous and that, therefore, this prong has in fact been established by clear and convincing evidence. This would be a difficult chore. Determining that a trial court‘s finding that the failure to prove an element by clear and convincing evidence is clearly erroneous is even more challenging an undertaking than contesting any other pedestrian finding.
The majority instead takes on a subordinate statement of the trial court: ‘‘[t]here was no evidence presented by the petitioner at trial that would support a claim that additional time to reestablish a relationship with the children would be detrimental.‘’ The majority protests that there was in fact ‘‘evidence presented that was relevant to this question‘’ and that for the trial court to say otherwise was so clearly erroneous that a new trial is warranted. The examples the majority provides,
For example, the majority states that there was evidence that the children had intensely negative feelings about the respondent (including feelings that he is a bad parent) or no present feelings at all. The children were not asking to see or speak with him and wanted to have their last name changed. The majority also claims that the trial court did not consider the recommendations of the department, the guardian ad litem, and the children‘s attorney to terminate the respondent‘s parental rights, along with whether the little ‘‘likelihood‘’ of reestablishing a relationship, and the time it would have taken to do so, would have been detrimental to the children‘s best interest.
However, I do not agree with the majority that the trial court did not give consideration to all of the evidence the majority cites. In my view, a full and fair reading of the memorandum of decision does not support a conclusion that the trial court ‘‘did not accord any effect to,‘’ ‘‘did not consider,‘’ or ‘‘took no account of‘’ such evidence. Judges presumptively consider whatever evidence is in front of them. See Lewis v. Commissioner of Correction, 117 Conn. App. 120, 128, 977 A.2d 772 (‘‘There is nothing in the record that suggests that the court failed to review thoroughly the testimony and evidence submitted to it. . . . [A] judge is presumed to have performed his duty properly unless the contrary appears [in the record].‘’ [Internal quotation marks omitted.]), cert. denied, 294 Conn. 904, 982 A.2d 647 (2009). And here, the trial court did expressly find and take note in its memorandum of decision of the children‘s negative and nonexistent feelings, as well as the department‘s report and the guardian ad litem‘s recommendation.
Thus, unlike the majority, I would not so strictly scrutinize the trial court‘s statement that there was ‘‘no evidence . . . that would support a claim that additional time to reestablish a relationship with the children would be detrimental.‘’ The majority finds fault with this statement because, in its view, there was relevant evidence. Just because evidence is relevant, however, does not mean it clearly and convincingly establishes a fact. I read the trial court‘s statement as more likely meaning that the court found ‘‘no direct evidence‘’7 or ‘‘no persuasive evidence‘’ that more time would be detrimental. ‘‘[W]e read an ambiguous trial court record so as to support, rather than contradict, its judgment.‘’ (Internal quotation marks omitted.) In re Jason R., supra, 306 Conn. 453. The trial court might not have been persuaded by the evidence the majority believes it should have been persuaded by, but instead determined that there was not clear and convincing
For example, the trial court could have found that, although relevant, the children‘s statements of dislike of the respondent were not direct evidence of further time being detrimental to their best interest.8 Although a trial court could have found that further time would be detrimental because the children were upset and any further contact with the respondent would serve only to upset them further, it also could have found that those negative feelings were going to exist regardless of whether the respondent‘s parental rights are terminated, that termination will not affect those feelings, and that additional time might provide an opportunity for the respondent to attempt to repair his relationship with his children. In fact, in many of such ‘‘no ongoing parent-child relationship‘’ cases, the present feelings of the children may be negative or nonexistent. That is why the relationship has to be reestablished. And, that is what the additional time is for: things can change. Thus, when the trial court stated that ‘‘[t]he statements of dislike by very young children with false information about [the respondent] does not establish by clear and convincing evidence that reestablishing a relationship would be detrimental,‘’ I think that means no more than that: the quantum of evidence necessary was not met by the cited evidence.
Further, although the trial court acknowledged that the department had recommended termination of the respondent‘s parental rights, and that the guardian ad litem found it unlikely that further time would be productive on the basis of the respondent‘s incarceration and the ongoing protective order preventing contact between him and the children, it did not find this to be direct evidence of detriment if it allowed further time. Lack of productivity does not necessarily equate to detriment, but rather is a factor to consider in determining whether further time would be detrimental. Although the trial court in this case could have found that there was little likelihood of productivity because of the protective order, it also could have found that because the respondent could have sought to modify the protective order or set up some arrangement to have contact with his children, there was a possibility that further time would give the respondent an opportunity to reestablish his relationship with his children. Thus, although relevant, this evidence does not necessarily support a claim that additional time to reestablish a relationship with the children would be detrimental.
V
Hard cases make bad law. In my view, this case qualifies. The respondent‘s appalling conduct and its consequences would seem to make it highly unlikely that he will play a significant parenting role in his children‘s lives. I am concerned, however, that the majority‘s opinion will be read to require trial court judges to consider the ‘‘further time‘’ prong to be more of a predictor of the likelihood of reestablishing a relationship. Although I agree that the likelihood that further time will be productive may be a factor in determining whether further time would be detrimental to the children‘s best interest, I am concerned that judges sitting in our juvenile session will interpret the majority‘s opinion as equating the probable lack of productivity with detriment.
Thus, in this case, I do not believe that any assumed lack of productivity should not be considered by the trial court, but rather I believe that the trial court did indeed consider it and did not find it to be evidence of detriment. There is no requirement that a trial court make a finding of detriment even if there is little foreseeability of reestablishing a relationship. Rather, this is a fact-based issue that will differ under the circumstances of each case. Unless the court‘s finding is clearly erroneous, we should defer to the trial court‘s judgment on such an issue. Otherwise, I am concerned that appellate scrutiny will override and overshadow the trial court‘s prerogative to weigh the evidence and determine not only whether parental rights should be terminated, but when. I am simply unwilling to arrogate to myself the authority to make this determination, and unwilling to so strictly scrutinize the trial court‘s memorandum of decision in such a pursuit.
I am especially unwilling to do so when the reward
Thus, although my disagreement with the majority is fundamental, it results in little difference to the parties in this case. I therefore respectfully dissent.
Notes
I do not agree with such an interpretation of In re Juvenile Appeal (Anonymous), especially when reading the sentence at issue in context. In In re Juvenile Appeal (Anonymous), the juvenile court found there to be no meaningful ongoing parent-child relationship, and, on appeal, the Superior Court upheld that decision, ‘‘characteriz[ing] the decision of the Juvenile Court as holding that ‘it was in the best interest of said child that the petition for termination of parental rights be granted.’ ‘’In re Juvenile Appeal (Anonymous), supra, 177 Conn. 675. In doing so, the Superior Court combined the first and second prongs of
If the cited sentence in In re Juvenile Appeal (Anonymous) is read to mean that the trial court cannot consider the second prong (‘‘further time‘‘) before it has found the first prong to be established, in my view this court should overrule that holding. Although it is obvious that the trial court may not grant a termination petition if it does not find the lack of an ongoing parent-child relationship, because both prongs must be established, the petition can fail under either prong. Similarly, even if the trial court finds there is not clear and convincing evidence of no ongoing parent-child relationship, there is no reason why the court cannot go on to determine whether further time would be detrimental as an alternative reason for denying the petitions. See Meribear Productions, Inc. v. Frank, 328 Conn. 709, 724, 183 A.3d 1164 (2018) (‘‘whenever feasible, the far better practice would be for the trial court to fully address the merits of all theories litigated, even those that are legally inconsistent‘‘).