IN RE: E.L.
C.A. No. 18CA0060-M
IN THE COURT OF APPEALS NINTH JUDICIAL DISTRICT
Dated: April 22, 2019
[Cite as In re E.L., 2019-Ohio-1490.]
TEODOSIO, Presiding Judge.
STATE OF OHIO, COUNTY OF MEDINA. APPEAL FROM JUDGMENT ENTERED IN THE COURT OF COMMON PLEAS COUNTY OF MEDINA, OHIO CASE No. 2018 04 DQ 0114
I.
{¶2} E.L. was thirteen years old at the time a complaint was filed against him in the Juvenile Court. The complaint alleged that he was a delinquent child by reason of one count of rape, a first-degree felony if committed by an adult. The victim, V.T., was six years old at the time and E.L.’s would-be sister, as his parents were in the process of adopting her. The allegations that led to the complaint arose when V.T. made several statements at school, and later at the child advocacy center, indicating that she had kissed E.L.’s genitals.
{¶3} Following E.L.’s first pretrial, the State asked the court to hold hearings to determine (1) whether V.T. was competent to testify, and (2) whether her out-of-court statements would be admissible pursuant to
{¶4} Pursuant to
II.
ASSIGNMENT OF ERROR
THE TRIAL COURT ERRED IN FINDING THAT THE OUT-OF-COURT STATEMENTS OF CHILD VICTIM V.T. WERE INADMISSIBLE UNDER BOTH
EVID.R. 807 ANDEVID.R. 803 WHEN A HEARING WAS HELD ONLY WITH RESPECT TO THE STATEMENTS’ ADMISSIBILITY UNDEREVID.R. 807 . THE CHILD VICTIM V.T.’S OUT-OF-COURT STATEMENTS TO A SOCIAL WORKER WERE ADMISSIBLE UNDEREVID.R. 803(4) AS STATEMENTS FOR PURPOSES OF MEDICAL DIAGNOSIS OR TREATMENT.
{¶5} In its sole assignment of error, the State argues that the trial court erred when it determined that V.T.’s statements were inadmissible. The State asserts that the court misapplied the law when it conflated the distinct standards for admissibility set forth in
{¶6} “[T]his Court generally reviews a trial court’s evidentiary decisions for an abuse of discretion.” State v. Pitts, 9th Dist. Medina No. 17CA0060-M, 2018-Ohio-3216, ¶ 23. “When the question presented on appeal is strictly one of law, [however,] this Court applies a de novo standard of review. State v. Prade, 9th Dist. Summit No. 28193, 2018-Ohio-3551, ¶ 7. “A de novo review requires an independent review of the trial court’s decision without any
{¶7} The fact that a child has been deemed incompetent to testify does not necessarily prohibit the admission of the child’s statements at a trial or adjudicatory hearing. Under
The State must show that: (1) “the totality of the circumstances surrounding the making of the statement provides particularized guarantees of trustworthiness * * *”; (2) the child’s testimony “is not reasonably obtainable”; (3) there exists “independent proof of the sexual act * * *”; and (4) the defendant was given notice, at least ten days before trial or hearing, of the content of the statement and the circumstances surrounding it.
Id., quoting
{¶8} “The State need not satisfy the rigors of
[s]tatements made for purposes of medical diagnosis or treatment and describing medical history, or past or present symptoms, pain, or sensations, or the inception
or general character of the cause or external source thereof insofar as reasonably pertinent to diagnosis or treatment.
{¶9} The State also may seek to admit a child’s statement as an excited utterance. See State v. Flowers, 9th Dist. Summit No. 25841, 2012-Ohio-3783, ¶ 19. An excited utterance is a “statement relating to a startling event or condition made while the declarant was under the stress of excitement caused by the event or condition.”
To be admissible under
Evid.R 803(2) as an excited utterance, a statement must concern “some occurrence startling enough to produce a nervous excitement in the declarant,” which occurrence the declarant had an opportunity to observe, and must be made “before there had been time for such nervous excitement to lose a domination over his reflective faculties.”
State v. Huertas, 51 Ohio St.3d 22, 31 (1990), quoting Potter v. Baker, 162 Ohio St. 488 (1955), paragraph two of the syllabus. “The trustworthiness of the declaration (as being what the
{¶10} The trial court held a hearing on the admissibility of V.T.’s out-of-court statements and ultimately determined that they were not admissible under either
{¶11} To the extent the State argues that it was improper for the court to conduct an admissibility determination under
{¶12} The record reflects that, at the
{¶13} The record here does not support the conclusion that the State merely acquiesced in the trial court’s decision to make an evidentiary ruling under
{¶14} The trial court determined that V.T. “[was] presented as a disturbed child” who was “prone to physical, verbal and emotional outbursts.” It noted that she had been assigned to a special classroom for emotionally disabled students and had her own attendant as well as a classroom teacher and aide. Though she was only six years old at the time, V.T. had been heard repeating the lyrics to several “sexually explicit rap songs with a decidedly adult content.” Further, the court noted that she had exhibited alarming behavior on multiple occasions. Those behaviors included destroying items, purposely urinating on her clothing after removing it, and “blurt[ing] out alarming statements” such as “telling a classmate to ‘go kill yourself.’”
{¶15} The trial court determined that V.T. had made statements about E.L. while at school and while being interviewed at the child advocacy center. School officials witnessed her pretend to unzip her pants, place a crayon near her crotch, and state, “These are my balls.” Further, they heard her make a statement to the effect that E.L. had made her kiss them and “it was ‘gross’ but she did it anyway.” While at the child advocacy center, V.T. began her interview by spontaneously offering that “[E.L.] did it.” Upon questioning, she clarified that she “had kissed [E.L.’s] privates” while on the living room couch. Halfway through the interview, however, she retracted her statements and said that the encounter had never happened. The court found that, during V.T.’s interview, “[h]er demeanor * * * was unchanged from her norm, without additional frustration or anxiety, or decreased/increased mood.”
{¶16} For purposes of
{¶17} With regard to
{¶18} For purposes of
{¶19} Upon review, we cannot conclude that the trial court, in conducting its analysis, conflated the distinct hearsay exceptions set forth in
{¶20} The State also argues that the trial court erred when it applied
{¶21} Because the State’s second argument pertains to the trial court’s ultimate decision not to admit V.T.’s statements pursuant to
{¶22} As this Court previously noted,
[s]tatements made for purposes of medical diagnosis or treatment and describing medical history, or past or present symptoms, pain, or sensations, or the inception or general character of the cause or external source thereof insofar as reasonably pertinent to diagnosis or treatment.
{¶23} The record reflects that the forensic interviewer who conducted V.T.’s interview at the child advocacy center had little experience. She testified that she received her college degree in anthropology in 2015 and began working at the advocacy center in July 2017. As for her training, she testified that she had attended several days of Beyond the Silence training in August and December 2017 and five days of Finding Words Ohio training in October 2017. She did not describe the components of either training and could not confirm whether they were accredited programs. Further, she acknowledged that she never completed any sort of apprenticeship or other on-the-job training before she began interviewing children at the advocacy center. She testified that she conducted V.T.’s interview in March 2018. There was no testimony about the number of interviews she had conducted by that point in time.
{¶24} The interviewer acknowledged that she was not a social worker. She explained that her role was to interview children and to share the information she learned with members of the center’s multi-disciplinary team. Those team members included social workers, a nurse practitioner, a case manager, members of the prosecutor’s office, and law enforcement. Yet, she indicated that the case manager was not present the day V.T. was interviewed and, for reasons
{¶25} The interviewer testified that she typically began her interviews by introducing herself, reviewing certain rules, and building a rapport with the child being interviewed. With regard to the rules, she testified that it was her practice to discuss with the child the need to tell the truth and the need to ask for clarification if they failed to understand something. To ensure the child understood the need to tell the truth, she usually provided the child with various examples of a truth and a lie and had the child identify each. Yet, when interviewing V.T., the interviewer digressed from her usual format. She testified that V.T. was playing with a toy when she entered the interview room, so she asked V.T. about the toy. Because the toy belonged to E.L., V.T. began talking about him and called him “nasty.” The interviewer then began asking V.T. questions about E.L., and those questions led to V.T. stating that “she had kissed [E.L.’s] privates.” Additional questions then led to V.T. deviating from the topic.
{¶26} Not until after V.T.’s disclosure did the interviewer have a discussion with her about her telling the truth. According to the interviewer, her training directed her to follow a child’s lead, so she allowed V.T. to control the flow of the conversation at the start of the interview rather than interrupt her and discuss the rules. She admitted, however, that V.T. recanted mid-way through the interview, indicating that she needed to tell the truth and that E.L. did not make her kiss his genitals. The interviewer had some concerns that V.T.’s adoptive father (i.e., E.L.’s father) might have talked to her about changing her initial disclosure and that V.T. might not have recalled his coaching until later in the interview. Yet, she was unable to offer any concrete evidence to that effect. She testified that V.T. refused to answer questions
{¶27} As noted, the trial court ultimately concluded that none of V.T.’s advocacy center statements were elicited for the purpose of medical diagnosis or treatment. The court called much attention to the fact that the forensic interviewer who met with V.T. had extremely limited experience, failed to discuss any of her training in detail, and, when interviewing V.T., failed to follow protocol and caution V.T. about the need to tell the truth. Though the interviewer referenced members of a multi-disciplinary team at the center, the court stressed that there was no evidence any of those other members had contact with V.T. or that any “treatment either of a medical or psychological form ever took place whatsoever.” The court described the role of the interviewer in this situation as that of a parrot; merely repeating what V.T. had said to members of law enforcement. Moreover, the court noted that V.T. had documented emotional difficulties and a history of making outrageous statements. She also quickly retracted the statements she made about E.L. during her interview, citing the need to tell the truth. For all of the foregoing reasons, the court refused to admit her statements under
{¶28} Under these particular facts and circumstances, we cannot conclude that the trial court went so far as to abuse its discretion when it refused to admit V.T.’s statements. As the proponent of the statements, the State bore the burden of proving that they were elicited for the primary purpose of medical diagnosis or treatment. See State v. Stover, 9th Dist. Wayne No. 13CA0035, 2014-Ohio-2572, ¶ 12 (proponent of hearsay bears the burden of proving that it satisfies the applicable exception). Yet, the State offered little testimony to that effect. The forensic interviewer did testify that, in general, a part of the reason she interviews children is for the purpose of medical diagnosis/treatment. It was her testimony that, in general, she serves that
{¶29} The record reflects that V.T. was not consistent in her statements, as she retracted the allegations she made against E.L. shortly after having made them. See In re I.W., 2008-Ohio-2492, at ¶ 15, quoting Muttart at ¶ 49. It further reflects that V.T. made those statements before the forensic interviewer discussed the rules for their interview. The interviewer admitted that she did not follow her usual protocol while conducting V.T.’s interview and began questioning her about E.L. before addressing with her the importance of telling the truth. See In re I.W. at ¶ 15, quoting Muttart at ¶ 49. Moreover, there was evidence that V.T. “regularly made spontaneous outrageous statements,” suffered from behavioral issues, and had been overheard repeating sexually explicit lyrics. Given the foregoing, it was not unreasonable for the trial court to have concerns regarding V.T.’s ability to understand the need to tell the truth. See Walters at ¶ 33, quoting Muttart at ¶ 49.
{¶30} As previously noted, this Court only may review a trial court’s evidentiary determinations for an abuse of discretion and may not substitute its own judgment for that of the trial court. See Weaver, 2018-Ohio-2998, at ¶ 10. Under these particular facts and
III.
{¶31} The State’s sole assignment of error is overruled. The judgment of the Medina County Court of Common Pleas is affirmed.
Judgment affirmed.
There were reasonable grounds for this appeal.
We order that a special mandate issue out of this Court, directing the Court of Common Pleas, County of Medina, State of Ohio, to carry this judgment into execution. A certified copy of this journal entry shall constitute the mandate, pursuant to
Immediately upon the filing hereof, this document shall constitute the journal entry of judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the period for review shall begin to run.
Costs taxed to Appellant.
THOMAS A. TEODOSIO
FOR THE COURT
CARR, J. DISSENTING.
{¶32} I respectfully dissent from the judgment of the majority, as I would conclude that the trial court abused its discretion in concluding that none of V.T.’s statements were admissible pursuant to
{¶33} First it is important to note that the trial court’s analysis of the
{¶34} Notably, in order for a statement to comply with
{¶35} In reviewing the transcript, I cannot conclude that the record supports the trial court’s decision. The forensic interviewer testified that her role is to interview children and then provide that information to a multidisciplinary team consisting of social workers, a nurse practitioner, the case manager, the prosecutor’s officer, and law enforcement. She averred that she “do[es] what [she] do[es] for medical diagnosis and/or treatment.” Her role is not to determine whether what the child says happened actually occurred. While the forensic interviewer did testify that she deviated from her typical interview protocol in that she did not initially describe the rules to V.T., she explained that she did so because she was following what her training taught her, and that was to follow V.T.’s lead. V.T. began the interview by bringing up E.L. and that he was no longer in the home. Based on her training, the forensic interviewer asked V.T. questions related to that, which led to V.T.’s disclosure of abuse. While it is true that, midway through the interview, V.T. recanted her allegation, it is irrelevant in determining whether the statements were made for the purpose of medical diagnosis or treatment. It would be the role of the trier of fact to determine which statement was more credible.
{¶36} Nothing in the transcript suggests that the forensic interviewer asked leading questions or inappropriately prompted V.T. In fact, the forensic interviewer stressed that she mainly asks open-ended questions “because it allows the child to answer in any way that [the child] wishes.” The testimony also indicated that the forensic interviewer relayed what she
APPEARANCES:
S. FORREST THOMPSON, Prosecuting Attorney, and VINCENT V. VIGLUICCI, Assistant Prosecuting Attorney, for Appellant.
RONALD SCOTT SPEARS, Attorney at Law, for Appellee.
