In re D.N., a Person Coming Under the Juvenile Court Law.
S268437
Supreme Court of California
December 12, 2022
Fifth Appellate District F080624; Fresno County Superior Court 19CEJ600384-1; Chief Justice Cantil-Sakauye authored the opinion of the Court, in which Justices Corrigan, Liu, Kruger, Groban, Jenkins, and Guerrero concurred.
Chief Justice Cantil-Sakauye authored the opinion of the Court, in which Justices Corrigan, Liu, Kruger, Groban, Jenkins, and Guerrero concurred.
In re D.N. S268437 Opinion of the Court by Cantil-Sakauye, C. J.
After determining that D.N., a minor, was within the jurisdiction of the juvenile court because of his violation of criminal laws (
On appeal, minor attacks this provision of the court‘s dispositional order as a constitutionally improper delegation of judicial authority to the probation department and as a deprivation of due process. Both challenges rest on the premise that the court‘s order allowed the probation department itself to determine that the minor had violated his probation and to impose community service as a sanction for the violation. We reject that premise and the constitutional challenges based on it. The juvenile court did not authorize the probation officer to adjudicate violations or impose sanctions for them, but only to “offer” minor the “option” of performing community service when a violation is “alleged.” In effect, the juvenile court gave its advance approval to an agreement that might be reached between minor and the probation officer for the performance of a certain amount of community service in lieu of having an alleged probation violation adjudicated in a judicial proceeding. The court‘s order did not thereby improperly delegate any part of the judicial function to the probation officer, nor did it deprive minor of any judicial process constitutionally due him. Under the challenged provision, minor remained free to reject any offer the probation department made and to invoke the ordinary statutory procedures for adjudication of an alleged probation violation.
I. PROCEDURAL BACKGROUND
The People brought a juvenile wardship petition under
In the portion of its disposition at issue here, the court orally ordered: “The Court is granting probation in this matter. And the Court is authorizing the Probation Department [to] offer the minor community service, up to 50 hours of community service, up to a cumulative total of 10 days, to work off any alleged probation violations. That can also include the GPS system as a sanction, up to 30 days, but he‘d already be on that program.” The court continued: “I would anticipate if there‘s any significant violation of any term and condition of the grant of probation here, that he would be brought back to court for additional recommendations, which most likely would include [a] substantial amount of time in custody.” The court‘s written dispositional order included the same provision for community service, though with some additional language, italicized below: “Probation is authorized to offer the minor up to 50 hours of community service, or up to a cumulative total of 10 days on the community service work program as an option to work off alleged probation violations. Minor to remain on GPS for 3 months.” This provision appears to have been drawn from a standard order option on the juvenile court‘s delinquency minute order form (not selected by the court in this case), which reads: “The Court authorizes the Probation Department to offer the minor community service up to 50 hours as an option to work off alleged probation violations in lieu of being brought back before the court.”
The Court of Appeal rejected minor‘s claims that the community service provision violated separation of powers principles and infringed his due process rights.2 Citing In re Gabriel T. (2016) 3 Cal.App.5th 952, 958,
We will affirm the Court of Appeal‘s judgment.
II. DISCUSSION
The challenge here is to a juvenile court order authorizing the probation officer to offer a minor on probation the option of performing community service, in an amount chosen by the probation officer up to a maximum set by the court, in the event the minor is alleged to have violated a term of probation. Minor contends this provision “not only permits the probation officer to unilaterally find appellant in violation of probation, but also to choose the appropriate sanction for any alleged violation.” He maintains that the juvenile court‘s delegation of these assertedly judicial functions — adjudicating violations of probation and imposing sanctions for them — violates both due process and separation of powers principles.
Before addressing minor‘s arguments, we outline the roles of the court and the probation officer regarding juvenile offenders on probation supervision.
When a minor has been adjudged a ward of the juvenile court because of delinquency under
After disposition, the juvenile court retains the authority to modify its orders regarding a minor under its jurisdiction (
Under California‘s general municipal law, a county‘s chief probation officer is appointed by the judges of the superior court, and the charter of Fresno County, where this case arises, is to the same effect. (
In the related context of dependency proceedings,3 courts considering orders for visitation have permitted a similar degree of delegation to public officers, or even private actors, so long as the juvenile court retains ultimate control. In In re Chantal S. (1996) 13 Cal.4th 196, 213, the juvenile court ordered that the dependent child‘s father could have visits with the child, but visitation would not begin until “father‘s chosen therapist determined father had made ‘satisfactory progress for a time.’ ” We upheld the order, which we explained “does not vest therapists with ‘absolute’ discretion to determine whether visitation should occur.” (Ibid.) We noted that any parties who believed themselves prejudiced by the therapist‘s decision “would be permitted to raise those claims in the family court, and a family court judge would make the final decision as to whether visitation should begin.” (Id. at p. 214; see In re Moriah T. (1994) 23 Cal.App.4th 1367, 1374 [“the juvenile court may delegate to the probation officer or social worker the responsibility to manage the details of visitation, including time, place and manner thereof“]; In re Jennifer G. (1990) 221 Cal.App.3d 752, 757 [court may delegate “the ministerial tasks of overseeing the [visitation] right as defined by the court“]; see also In re James R. (2007) 153 Cal.App.4th 413, 435-438 [surveying dependency case law on this point].) As one Court of Appeal explained, “The nature of the task of the juvenile court system in responding to the rapidly changing and complex family situations which arise in dependency proceedings and the interests of judicial economy require the
delegation of some quasi-adjudicatory powers to a member of the
In contrast, courts have found an improper delegation when the juvenile court has given nonjudicial persons or institutions complete discretion over a significant aspect of the court‘s legal control of the minor. In In re Gabriel T., supra, 3 Cal.App.5th at page 958, the juvenile court had committed the minor to a correctional academy for 12 months, the last six to be in “aftercare under the supervision of the probation officer,” and had added that “[a]t any time during the aftercare component you may be returned to the Correctional Camp for a one-time remediation of 30 days due to a violation of probation or program rules.” The Court of Appeal held the last provision violated the statutes defining the procedures for finding a probation violation: “Here, the condition imposed upon appellant vested absolute discretion in the probation officer to determine if and when a violation of probation occurred during the aftercare program.” (Id. at p. 960.) The court further noted that, in contravention of the statutory framework, the challenged condition failed to “require a judicial finding that appellant violated a condition of probation or that his continuance in the home was contrary to his welfare” and that the order did not guarantee the minor “notice or an opportunity to be heard” before being sanctioned for a violation. (Id. at pp. 960-961; see also In re Jennifer G., supra, 221 Cal.App.3d at p. 757 [holding dependency orders giving county agency the power to determine the right to and frequency of visitation were improper delegations of the judicial function]; In re Pedro Q. (1989) 209 Cal.App.3d 1368, 1371-1372 [condition restricting the minor‘s travel improperly imposed by the probation officer without judicial approval]; In re Danielle W., supra, 207 Cal.App.3d at p. 1237 [“a visitation order granting the Department [of Children‘s Services] complete and total discretion to determine whether or not visitation occurs would be invalid“]; cf. In re Sheena K. (2007) 40 Cal.4th 875, 889 [probation condition forbidding a minor from associating with “‘anyone disapproved of by probation‘” is impermissibly vague in absence of requirement that the minor know of probation‘s disapproval]; id. at pp. 889-892.)4
If the provision minor challenges did what he says it does — if it permitted the probation officer to find a violation of probation and impose a sanction without minor having notice, an opportunity to be heard, or any form of judicial process — it would raise constitutional concerns of the type minor posits. But as we read it, the juvenile court‘s order did not delegate any such judicial power to the probation officer. Instead, as the Court of Appeal below explained, the juvenile court merely “permitted the probation officer to offer appellant the option of community service for an alleged violation.” When the contested provision of the juvenile court‘s order is read together with the court‘s caution that minor would be returned to court for “any significant violation” of his probation and would face the probability of “substantial amount of time in custody” (impliedly invoking
between agreeing to perform a certain number of hours of community service, or not agreeing and facing potential modification of his probation through judicial process.8
In contrast, minor‘s own interpretation of the juvenile court‘s order — as an authorization for the probation department to unilaterally adjudicate and sanction violations of probation — is inconsistent with the order‘s actual language. It does not account for the court‘s references to the probation department “offer[ing]” minor community service as an “option.” Nor does it fit with the reference to “alleged” violations (as opposed to violations found to have been committed). In effect, minor reads the court‘s order as saying: “Probation is authorized to mandate the minor perform up to 50 hours of community service, or up to a cumulative total of 10 days on the community service work program to work off probation violations found to have been committed.” But the order‘s actual language cannot support that reading.
“A probation condition should be given ‘the meaning that would appear to a reasonable, objective reader.‘” (People v. Olguin (2008) 45 Cal.4th 375, 382.) Following that precept, we read the challenged provision here not as delegating adjudicatory powers to the probation officer but as indicating the court‘s advance approval of an agreement that the probation officer might reach with minor — and that minor has the power to decline — to settle allegations of probation violations, in lieu of a petition to the court for modification under
The challenged provision takes effect when the probation department makes an allegation that the minor has violated his or her probation. This function — assessing a delinquent minor‘s performance on probation and reaching conclusions about probable violations — is squarely within the ordinary statutory role of the probation department. If, in the course of supervising a juvenile probationer, the probation officer observes or learns of an apparent probation violation, the officer may petition the court for a modification of its order, “alleg[ing]” the violation in the petition. (
Moreover, when an alleged violation of criminal law or probation conditions is deemed insufficiently serious to warrant a delinquency proceeding under
Under the challenged provision, the probation department also was empowered to decide how many hours of community service to offer minor, up to the maximum set by the court. We conclude that the court‘s delegation to the probation department of the number of hours to offer lay within constitutional limits. Having determined that community service would be an appropriate response to a relatively technical or insignificant probation violation by minor, and that 50 hours was the most that minor might appropriately serve for such a violation, it did not violate the separation of powers doctrine for the juvenile court to assign the probation department to fix — with minor‘s agreement — the precise number of hours appropriate to the alleged violation. (See In re Chantal S., supra, 13 Cal.4th at pp. 213-214 [approving visitation order in dependency case that left open exactly when visits could begin]; In re I.M., supra, 53 Cal.App.5th at pp. 933-936 [delinquency court may delegate to probation department, in first instance, supervision of minor‘s completion of rehabilitative program]; In re Moriah T., supra, 23 Cal.App.4th at p. 1374 [delegation of “time, place and manner” of visitation permitted].) The court‘s order here gave the probation department a very limited discretionary power: to set the details of a community service program that would be agreed upon with minor in lieu of filing a formal petition in juvenile court
Because community service was, under the challenged provision, to be performed only with minor‘s agreement, we also find no deprivation of due process here despite the lack of judicial procedure. When a minor is accused of violating a criminal law (
In conclusion, the challenged provision of the juvenile court‘s probation order merely authorized the probation department to offer minor a community service option for nonjudicial resolution of alleged probation violations. In authorizing an option for informal resolution of such allegations, the court neither delegated judicial functions in an improper manner to the probation officer nor deprived minor of any judicial process due him.
III. DISPOSITION
The judgment of the Court of Appeal is affirmed.
We Concur: CORRIGAN, J. LIU, J. KRUGER, J. GROBAN, J. JENKINS, J. GUERRERO, J.
CANTIL-SAKAUYE, C. J.
See next page for addresses and telephone numbers for counsel who argued in Supreme Court.
Name of Opinion In re D.N.
Procedural Posture (see XX below)
Original Appeal
Original Proceeding
Review Granted (published)
Review Granted (unpublished) XX NP opn. filed 3/23/21 – 5th Dist.
Rehearing Granted
Opinion No. S268437
Date Filed: December 12, 2022
Court: Superior
County: Fresno
Judge: Gary D. Hoff
Counsel:
Elizabeth Campbell, under appointment by the Supreme Court, and Sangeeta Sinha, under appointment by the Court of Appeal, for Defendant and Appellant.
Xavier Becerra and Rob Bonta, Attorneys General, Lance E. Winters, Chief Assistant Attorney General, Michael P. Farrell, Assistant Attorney General, Darren K. Indermill, Rachelle A. Newcomb and Kari Ricci Mueller, Deputy Attorneys General, for Plaintiff and Respondent.
Counsel who argued in Supreme Court (not intended for publication with opinion):
Elizabeth Campbell Attorney at Law 3104 O Street PMB 334 Sacramento, CA 95816 (530) 786-4108
Kari Ricci Mueller Deputy Attorney General 1300 I Street, Suite 125 Sacramento, CA 94244 (916) 210-7731
