In rе GREG F., a Person Coming Under the Juvenile Court Law. THE PEOPLE, Plaintiff and Respondent, v. GREG F., Defendant and Appellant.
No. S191868
Supreme Court of California
Aug. 27, 2012.
393
Lisa M. Romo, under appointment by the Supreme Court, for Defendant and Appellant.
Susan L. Burrell for Pacific Juvenile Defender Center and Youth Law Center as Amici Curiae on behalf of Defendant and Appellant.
Edmund G. Brown, Jr., and Kamala D. Harris, Attorneys General, Dane R. Gillette, Chief Assistant Attorney General, Gerald A. Engler, Assistant Attorney General, Donald E. DeNicola, Deputy State Solicitor General, Martin S. Kaye, Michael E. Banister, Laurence K. Sullivan, Eric D. Share and Jeffrey M. Bryant, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
CORRIGAN, J.-This case involves the interplay between two statutes governing juvenile delinquency dispositions.
These two provisions may both come into play when a ward on probation for a DJF-eligible offense commits a new offensе that is not listed in
I. BACKGROUND
A. September 2008 Assault on Joseph C.
On September 16, 2008, 11-year-old Joseph C. was riding his bicycle in Santa Rosa when a car stopped next to him. The minor, Greg F., and two other boys jumped out, yelling Norteno gang slogans and displaying gang hand signs. The minor hit Joseph on the head with a baseball bat, knocking him off his bicycle. The minor tried to take the bicycle, but Joseph clung to it. Joseph was airlifted to the hospital and underwent surgery. He was hospitalized for seven days and suffered lingering neurological damage.
The ensuing 602 petition alleged the minor had committed assault with a deadly weapon and by means of force likely to produce great bodily injury
The probation department unanimously recommended a commitment to DJF based on “the minor‘s callous act of violence upon a young victim, who continues to be emotionally and physically [a]ffected by the minor‘s actions, the minor‘s lack of remorse for the victim, and the risk he poses to the community.” Due to the severity of his offense, the minor was not considered a suitable candidate for the department‘s placement services. Moreover, the department believed DJF could best provide him with “appropriate and necessary treatment and rehabilitation services.” The juvenile court declared the minor a ward of the court but rejected the probation department‘s recommended disposition and instead ordered an out-of-home placement. This placement was terminated after five months because the minor refused to participate in treatment. Staff voiced concern over the minor‘s entrenched gang involvеment and lack of empathy for his victim. On June 11, 2009, the minor was detained in juvenile hall pending identification of another suitable placement.
B. August 2009 Battery in Juvenile Hall
On August 16, 2009, during dinner at the juvenile hall, the minor and two other Norteno gang members suddenly stood up and attacked three Sureno gang members sitting nearby. Punches were exchanged. Juvenile hall staff members were initially unable to break up the fight.
The district attorney filed a new 602 petition on August 18, 2009, alleging the minor had committed two offenses: (1) battery for the benefit of a gang (
Three days later, with the probation officer‘s concurrence, the district attorney filed an ex parte request to calendar a motion to “withdraw” the minor‘s plea. The following Monday, the prosecutor filed a notice of probation violation under
The minor subsequently admitted the
This dispositional order was reversed on appeal. The Court of Appeal held that
II. DISCUSSION
The minor argues the juvenile court lacked authority to dismiss his 602 petition for two reasons. First, he asserts the limitation on DJF commitments in
A. Summary of Juvenile Delinquency Proceedings
Although juvenile delinquency proceedings have been called “quasi-criminal” (Joe Z. v. Superior Court (1970) 3 Cal.3d 797, 801 [91 Cal.Rptr. 594, 478 P.2d 26]), we have also observed that they are ” ‘fundamentally different’ from adult criminal proceedings” and require “that a ‘balance’ be struck between the ‘informality’ and ‘flexibility’ necessary in juvenile proceedings and attention to the juvenile‘s constitutional rights. (Alfredo A. v. Superior Court (1994) 6 Cal.4th 1212, 1215 [26 Cal.Rptr.2d 623, 865 P.2d 56].) One important difference between juvenile delinquency and adult criminal proceedings is the speеd with which juvenile proceedings must begin and progress. (See id. at p. 1216.) Much must be completed in a narrow timeframe.
When there is reasonable cause to believe a minor has violated a law defining a crime, law enforcement may take the minor into temporary custody. (
If a 777 notice or 602 petition is not filed within 48 hours (excluding noncourt days) after the minor was taken into custody, the minor must be released. (
The next step following a 602 petition is the jurisdictional hearing, at which the court decides whether a crime has been committed. (
Once jurisdiction on a 602 petition is established, the case proceeds to a dispositional hearing. At this hearing, the court considers the probation officer‘s social study and other evidence to determine an appropriate disposition. (
B. Section 733(c) Does Not Deprive the Court of Its Discretion Under Section 782
Because
In June 2009, Greg F. was placed on probation and detained in juvenile hall. The maximum term of confinement for his violent, gang-motivated assault on Joseph C. was 17 years. Just two months later, the minor committed a second, although less violent, assault on rival gang members in juvenile hall. This second offense could have been alleged in a 777 notice and treated as a probation violation. Had the district attorney followed this course, the minor does not dispute that he could have been committed to DJF for up to 17 years as punishment for the original offense. If a ward‘s most recent offense is alleged in a 777 notice, as opposed to a 602 petition,
“Juvenile courts have long had the authority to dismiss juvenile matters at the disposition stage of proceedings. (In re W.R.W. (1971) 17 Cal.App.3d 1029, 1036 [95 Cal.Rptr. 354].) Such authority was statutorily expressed between 1915 and 1961. (Ibid.) When the entire juvenile court law was repealed and recodified in 1961, without enactment of a general dismissal provision, the reviewing court in In re W.R.W. concluded juvenile courts nevertheless properly continued the practice of exercising discretion to dismiss juvenile matters. (Ibid.) It noted: ‘The [juvenile] court is accorded great discretion in its disposition of juvenile matters. It may at any time modify or vacate a dispositional order and may entirely terminate its jurisdiction when it is satisfied that further supervision is unnecessary [citations]. It would be inconsistent with the liberal termination provisions and the general thrust of the juvenile court law to hold that the referee, at the time of original disposition, could not dismiss the case if he felt that court supervision would be unnecessary and perhaps harmful.’ (Id. at p. 1037, fns. omitted.) Shortly after the decision in In re W.R.W., ‘the Legislature drafted
Determining whether the commitment limitation of
1. Statutory Language
Nothing in the language of
The absence of such an express limitation on the juvenile court‘s power under
The minor argues that
Nor would allowing discretionary dismissals under
2. Legislative History
Construed in light of standard principles of interpretation, the meaning of
One aspect of Senate Bill No. 81 (2007-2008 Reg. Sess.) was to “stop the intake [to DJF] of youthful offenders adjudicated fоr non-violent, non-serious offenses (non-707b offenses). . . .” (Sen. Rules Com., Off. of Sen. Floor Analyses, Unfinished Business Analysis of Sen. Bill No. 81 (2007-2008 Reg. Sess.) as amended July 19, 2007, p. 2.) In the first budget year, this change was projected to reduce the average daily population in state juvenile institutions by 199 offenders and the average daily population on parole by 190 parolees. (Id. at p. 3.) “By transferring responsibility for some wards to county authorities, the state saved about $250,000 per ward per year. [Citation.] At the same time, the legislation compensated the counties for the additional wards for which they would be responsible under a formula based on a rate of $117,000 per ward per year. [Citations.]” (In re N.D., supra, 167 Cal.App.4th at p. 892.) In addition to these budgetary concerns, this realignment legislation responded to findings that better results could be obtained at the local level for nonviolent juvenile offenders. An argument in support of Senate Bill No. 81 stated: “Quite simply most counties do it better and for less cost. The offenders that will be diverted are non-serious, non-violent,
3. Policy Considerations
The interpretation we adopt also avoids absurd and unreasonable consequences. In interpreting a statute, courts are obligated to “adopt a common sense construction over one leading to mischief or absurdity.” (In re Samano (1995) 31 Cal.App.4th 984, 989 [37 Cal.Rptr.2d 491].)
The minor complains that juvenile courts should not be able to circumvent
It is evident, then, that the situation we are addressing often arises because the prosecution has simply filed the wrong piece of paper: a 602 petition instead of a 777 notice. Although not to be encouraged, ocсasional oversights such as this understandably occur given the unusually short deadlines in juvenile delinquency matters. As discussed, a 602 petition or a 777 notice must be filed within 48 hours after a minor has been taken into custody, and a detention hearing must be held the next judicial day. (
Nothing in the language or legislative history of
The statutory scheme governing juvenile delinquency is designed to give the court “maximum flexibility to craft suitable orders aimed at rehabilitating the particular ward before it.” (In re Antoine D. (2006) 137 Cal.App.4th 1314, 1323 [40 Cal.Rptr.3d 885].) Flexibility is the hallmark of juvenile court law, in both delinquency and dependency interventions. (In re James R. (2007) 153 Cal.App.4th 413, 432 [62 Cal.Rptr.3d 824].) As noted, the juvenile court has long enjoyed great discretion in the disposition of juvenile matters (In re W.R.W., supra, 17 Cal.App.3d at p. 1037), and that discretion is codified in
The dissent agrees that
The dissent‘s interpretation could also reward gamesmanship in the context of multicount petitions. If a minor commits a series of criminal offenses and all are alleged in the same 602 petition, there is an argument that
Assuming that DJF eligibility turns on the nature of a minor‘s most recently committed offense, the dissent posits that
Although the dissent concedes that “nothing in the language of [
The dissent‘s unease that juvenile courts may abuse
4. Appellate Case Law
Two published appellate decisions have considered the issue before us and reached opposite results.
In J.L., supra, 168 Cal.App.4th 43, J.L. committed a series of offenses that were adjudicated at various times under 602 petitions and 777 notices. In May 2006, he admitted committing felony theft, unauthorized use of a vehicle, and assault, as alleged in 602 petitions from January and March 2006. (J.L., at p. 49.) In December of the same year, another 602 petition was filed alleging attempted second degree robbery with personal use of a knife. (J.L., at p. 50Id. at pp. 50-51.) Without the enhancement, the attempted robbery offense was not DJF eligible under section 733(c). Recognizing this problem, at the dispositional hearing the juvenile court dismissed the December 602 petition and ordered J.L. committed to DJF on the March 2006 petition. (J.L., at pp. 52-54.) J.L. challenged this order on appeal, arguing section 733(c) precluded his commitment to DJF because his most recent offense admitted and found true was the attempted robbery alleged in the December 2006 petition. (J.L., at p. 56section 782, thus making the DJF-eligible offense alleged in the March 2006 petition the “most recent” offense for purposes of section 733(c). (J.L., at pp. 56-57.)
The Court of Appeal here rejected J.L. in favor of the contrary ruling in V.C., supra, 173 Cal.App.4th 1455. Although the decision below relied heavily on the reasoning in V.C., that case is distinguishable and does not guide our analysis.
In 2005, V.C. admitted committing felony oral copulation of a minor, an offense listed in
The Court of Appeal first observed that V.C. had a “due process right to the benefit of his plea bargain in the 2007 petition.” (V.C., supra, 173 Cal.App.4th at p. 1465Id. at p. 1466.) As the Court of Appeal stressed, V.C.‘s “plea agreement was thus a fully executed agreement.” (Ibid., italics added.) The court concluded that dismissal of the November 2007 petition was not in the interests of justice, as required by section 782, because V.C. had a constitutional right to the benefit of his completed plea bargain. (V.C., at p. 1467.) The court reasoned: “Allowing a trial court to rescind a plea bargain that has been аccepted and fully executed, because it was unaware of a change in the law ..., would clearly introduce unacceptable instability in the practice of plea bargaining. No bargain would ever truly be secure.” (Ibid.)
Although the court went on to analyze the language and history of
Dismissing a 602 petition after disposition potentially raises a host of constitutional concerns not presented in the case before us. We express no opinion on whether such a dismissal could ever be appropriate. However, we disagree with the V.C. court‘s holding that
C. Scope of Juvenile Court‘s Discretion Under Section 782
Apart from
1. Analogy to Penal Code Section 1385
In terms similar to
In V.C., the Court of Appeal remarked, “it has been said dismissal pursuant to [
The analogy between
A DJF commitment is not necessarily contrary to a minor‘s welfare. The DJF has many rehаbilitative programs that can benefit delinquent wards. (See In re Jonathan T. (2008) 166 Cal.App.4th 474, 485-486 [82 Cal.Rptr.3d 753]; In re Tyrone O. (1989) 209 Cal.App.3d 145, 153-154 [257 Cal.Rptr. 134].) Some wards, like the minor here, may be best served by the structured institutional environment and special programs available only at the DJF. (See, e.g., In re Donald S. (1988) 206 Cal.App.3d 134, 139 [253 Cal.Rptr. 274] [finding it in child‘s best interest “to receive care, treatment and rehabilitation solely as a ward of the youth authority [(now DJF)]“].) In determining a child‘s best interests, the juvenile court must examine all the relevant circumstances. (See In re Roger S. (1992) 4 Cal.App.4th 25, 30-31 [5 Cal.Rptr.2d 208] [“Although both the family court and the juvenile court focus on the best interests of the child, the juvenile court has a special responsibility to the child as parens patriae and must look at the totality of the child‘s circumstances.“].)
Leaving aside the welfare of the minor, the dissent contends a dismissal that permits a DJF commitment “cannot be in the interests of justice,” as required by
2. Legislative History of Section 782
In a related point, the minor asserts that legislative history demonstrates
Although the bill‘s sponsor described Senate Bill No. 461 (1971 Reg. Sess.) as a measure “authoriz[ing] the judge of a juvenile court to terminate its jurisdiction” when the interests of justice and welfare of the minor require dismissal (Sen. Joseph Kennick, letter to Governor Ronald Reagan (1971 Reg. Sess.) Aug. 12, 1971, Governor‘s chaptered bill files, ch. 607),5 nothing in the language of
D. Conclusion
Since its enactment in 1971,
Accordingly, we conclude the juvenile court here had authority to dismiss the 602 petition filed on August 18, 2009. Dismissal of this petition, for the purpose of allowing a DJF commitment on the minor‘s previously sustained 602 petition, was not precluded by statute, as the Court of Appeal below held. A dismissal for this purpose is appropriate under
III. DISPOSITION
The judgment of the Court of Appeal is reversed. The matter is remanded to that court for further proceedings consistent with this opinion.
Baxter, J., Werdegar, J., and Chin, J., concurred.
CANTIL-SAKAUYE, C. J., Dissenting.—Despite the Legislature‘s clear provision in
It has long been and continues to be the law that when a minor is before the juvenile court for disposition based on a section 602 petition, “[section]
However, in 2007, the Legislature acted to impose further limitations on the discretion of the juvenile court with respect to DJF commitments. Responding to both policy arguments and budgetary constraints (In re N.D. (2008) 167 Cal.App.4th 885, 891-892 [84 Cal.Rptr.3d 517]; Little Hoover Com., Juvenile Justice Reform: Realigning Responsibilities (July 2008) pp. i-ii <http://www.lhc.ca.gov/studies/192/report192.html> [as of Aug. 27, 2012]), the Legislature passed juvenile justice realignment legislation as part of a budget trailer bill and a subsequent cleanup bill. (Stats. 2007, ch. 175, §§ 19, 22, pp. 2089, 2090; Stats. 2007, ch. 257, § 2, p. 2814.) The legislation expressly restricts the normal dispositional authority of the juvenile court.
Specifically,
The language of
Construing the combination of
In situations where the prosecutor views the juvenile‘s most recent offense to demonstrate not rehabilitative progress, but a continuation of prior serious behavioral problems for which the juvenile is on probation under a DJF-eligible sustained petition, the prosecutor can file a notice of probation violation under
Moreover, where a prosecutor files a section 602 petition alleging a new offense or offenses, but subsequently either the prosecutor or the juvenile court concludes the minor‘s history demonstrates that proceeding by way of a notice of probation violation is more appropriate and in the best interests of the minor, dismissal of the new section 602 petition, in whole or in part, pursuant to
I cannot agree, however, with the majority that
That is, in the situation where the juvenile court would conclude, based on all the information before it, that a DJF commitment should not be ordered for a juvenile offender, it would be unnecessary for
At a minimum, the majority‘s construction of the statutes rewrites
Moreover, I believe use of
Nevertheless, the majority concludes that the Legislature intended to retain а juvenile court‘s authority under
Specifically, probation officers already have a statutory duty to “immediately” investigate the circumstances of a juvenile who is detained based on allegations of the commission of a criminal offense. (
Moreover, although
Thus, it is reasonable to assume that by the time a minor has admitted or been found by the court to have committed a criminal offense alleged in a section 602 petition, it has been determined by the probation officer, the prosecuting attorney and the juvenile court that it is appropriate for the court to exercise or continue jurisdiction over the minor based on the currently alleged offense or offenses with the concomitant restriction of potential dispositional options.
With guidance from this court regarding the consequences of mistakenly filing and sustaining a new section 602 petition that alleges DJF-ineligible offenses, probation officers and prosecuting attorneys in the future would be more careful to fully investigate a juvenile‘s record and not to file a new section 602 petition alleging DJF-ineligible offenses in situations where the minor is DJF eligible under an earlier sustained petition and where a DJF commitment may be recommended. The probation officer and prosecuting attorney would be more careful to alert the juvenile court to the minor‘s history of juvenile court proceedings and the court would be more cautious in accepting admission of the jurisdictional allegations of a new section 602
The 2007 legislation, of which sections
Kennard, J., and Liu, J., concurred.
Appellant‘s petition for a rehearing was denied October 31, 2012. Kennard, J., was of the opinion that the petition should be granted.
