In re Craig H.
Opinion filed September 22, 2022.
JUSTICE CARTER delivered the judgment of the court, with opinion.
Chief Justice Anne M. Burke and Justices Theis, Neville, Michael J. Burke, and Overstreet concurred in the judgment and opinion.
Justice Holder White took no part
OPINION
¶ 1 In this appeal, we determine whether respondent, Craig H., was properly subjected to involuntary administration of psychotropic medication under section 2-107.1 of the Mental Health and Developmental Disabilities Code (Mental Health Code) (
I. BACKGROUND
¶ 2 ¶ 3 In 2013, respondent executed an Illinois statutory short form power of attorney for health care (
¶ 4 In November 2016, respondent was hospitalized at McFarland Mental Health Center (McFarland) after he was charged with burglary in La Salle County and found unfit to stand trial. In November 2018, Dr. Aura Eberhardt, a psychiatrist at McFarland, filed a petition seeking to involuntarily administer psychotropic medications to respondent under section 2-107.1 of the Mental Health Code (
¶ 5 Respondent filed a section 2-619 motion under the Code of Civil Procedure to dismiss the petition for involuntary treatment (
¶ 6 At the hearing on the petition, Dr. Eberhardt testified that respondent was
¶ 7 Dr. Eberhardt testified that respondent had no understanding or insight into his mental illness and that he lacked capacity to make rational decisions on his treatment. Respondent‘s mental illness had “an element of cycling,” where “[t]here are times when symptoms get worse.” Since late June 2018, respondent‘s ability to function had deteriorated. He would not sleep for days, followed by periods when he slept continuously and missed meals. She testified that respondent had begun collecting urine in cups in his room and he required prompts to shower and eat meals. Respondent also became aggressive with his roommate and hit another individual after he intervened. That individual had to be taken to a hospital emergency room for medical treatment.
¶ 8 In September 2018, respondent “shoved a peer to the ground” and made numerous threats to kill or harm people, including staff at McFarland. Respondent had also engaged in other aggressive and inappropriate behavior, including threatening a staff member with a coffee pitcher, digging through trash, urinating on floors, and writing on walls. Respondent had received emergency forced medications at least 10 times in the previous 5 months.
¶ 9 Dr. Eberhardt requested treatment with risperidone, lithium, lorazepam, and benztropine. She listed several alternatives to those medications and testified about the benefits and possible side effects of the medications. She testified that respondent had been treated with all of the medications in the past and that his symptoms had improved, allowing him to live in nursing homes for a couple years. She opined that the benefits of the medications outweighed any potential risk of adverse side effects. Without treatment, respondent was aggressive and hypersexual and would be unable to live anywhere other than a hospital. With the medications, Dr. Eberhardt expected respondent‘s symptoms to improve, and he could possibly regain capacity and eventually live in a nursing home. Dr. Eberhardt concluded that respondent‘s condition would not improve without medication.
¶ 10 Dr. Eberhardt further testified that respondent‘s 82-year-old mother, Teresa H., was his agent under his health care power of attorney. Dr. Eberhardt gave Teresa H. the written information on the risks, benefits, and potential side effects of the requested medications and on alternative medications. Teresa H. understood the proposed treatment plan, but she declined to consent to treatment with the medications. According to Dr. Eberhardt, Teresa H. “would not consent for any type of medications.” Dr. Eberhardt testified that Teresa H. had repeatedly stopped respondent‘s medications in the past, believing that they caused brain damage, made respondent “like a zombie,” and made him look “like a man without a head.”
¶ 11 Dr. Eberhardt acknowledged that treatment alternatives may be used when a person refuses medication. Those alternatives include seclusion, restraints, one-on-one monitoring, and emergency forced medication, but Dr. Eberhardt testified
¶ 12 On appeal, respondent again argued that the trial court‘s order violated his right to appoint an agent to make his health care decisions under the Powers of Attorney Law. The appellate court initially found that the appeal was moot because the involuntary administration order expired 90 days after it was entered, but the appellate court determined that this case was subject to review under both the public interest exception to mootness and the exception for issues capable of repetition yet evading review. 2020 IL App (4th) 190061, ¶¶ 24-30.
¶ 13 On the merits, the appellate court observed that section 2-102(a-5) of the Mental Health Code provides, in pertinent part, that
“[i]f the recipient lacks the capacity to make a reasoned decision about the treatment, the treatment may be administered only (i) pursuant to the provisions of Section 2-107 or 2-107.1 or (ii) pursuant to a power of attorney for health care under the Powers of Attorney for Health Care Law or a declaration for mental health treatment under the Mental Health Treatment Preference Declaration Act.” Id. ¶ 37 (quoting
405 ILCS 5/2-102(a-5) (West 2018)).
Section 2-107.1(a-5)(1) provides that, if a power of attorney for health care exists and is available to the petitioner, “the instrument or a copy of the instrument shall be attached to the petition [for involuntary treatment] as an exhibit.”
¶ 14 Based on those statutory provisions, the appellate court held that the existence of a power of attorney does not preclude the State from filing a petition for involuntary administration of psychotropic medication, reasoning that “[t]he use of the disjunctive ‘or’ [in section 2-102(a-5)] indicates involuntary medication can be administered either under a section 2-107.1 petition or when authorized by a power of attorney.” (Emphasis in original.) Id. ¶ 38. The appellate court concluded that “[n]othing in the plain language indicates the decision by a power of attorney precludes the filing of a section 2-107.1 petition.” Id.
¶ 15 While the Powers of Attorney Law allows appointment of an agent with broad authority to make health care decisions for another person, the appellate court determined that the Mental Health Code applies more specifically to this case. Id. ¶¶ 44-46. The State has both a parens patriae interest in providing for people suffering from mental illness and a penological interest in restoring respondent to fitness to stand trial. Id. ¶ 45. Accordingly, the appellate court affirmed the trial court‘s order for involuntary treatment. Id. ¶ 46.
¶ 16 We allowed respondent‘s petition for leave to appeal (Ill. S. Ct. R. 315 (eff. Oct. 1, 2020)). We also allowed Rebecca J. O‘Neill, clinical law professor in the Civil Practice Legal Clinic for the Elderly at Southern Illinois University School of Law, to file an amicus curiae brief (Ill. S. Ct. R. 345 (eff. Sept. 20, 2010)).
II. ANALYSIS
A. Mootness
¶ 17 ¶ 18 ¶ 19 Initially, as the appellate court observed, this appeal is moot. The 90-day
¶ 20 The parties agree, however, that this case is subject to review under both the mootness exception for issues capable of repetition yet evading review and the public interest exception to mootness. The exception for issues capable of repetition yet evading review has two elements: (1) the challenged action must be too short in duration to be fully litigated before its end, and (2) there must be a reasonable expectation that the complaining party will be subject to the same action again. In re Julie M., 2021 IL 125768, ¶ 22 (citing In re Benny M., 2017 IL 120133, ¶¶ 19-20).
¶ 21 In this case, the first element of the exception for issues capable of repetition yet evading review has been met because the 90-day duration of the involuntary treatment order was too brief to allow appellate review. See In re Alfred H.H., 233 Ill. 2d 345, 358 (2009). On the second element, respondent‘s history establishes a reasonable expectation that he will be subject to a petition for involuntary treatment in the future. Respondent has suffered from schizoaffective disorder, bipolar type, for more than 29 years. His mental illness has “an element of cycling,” where symptoms get worse at times. Dr. Eberhardt testified that respondent has been treated previously with the psychotropic medications she requested in this case and that his condition would not improve without treatment with those medications. Respondent, however, has appointed his mother, Teresa H., as his health care agent, and she has consistently refused treatment with those medications. Dr. Eberhardt‘s testimony indicates that Teresa H. is adamantly opposed to treatment with psychotropic medications and that she would not consent to administration of any medications to respondent. The record, therefore, indicates that the legal issue presented in this case can reasonably be expected to recur in a future involuntary treatment proceeding involving respondent. Accordingly, we conclude that both elements of the mootness exception for issues capable of repetition yet evading review have been met in this case.
B. Petition for Involuntary Medication
¶ 22 ¶ 23 Respondent contends that his health care agent‘s decision to refuse psychotropic medications should control in this case. A person with mental illness has a protected liberty interest to refuse psychotropic medications, and the Powers of Attorney Law allows a principal to appoint a trusted agent to make health care decisions in the event of the principal‘s loss of capacity. The Powers of Attorney Law states that the right to appoint an agent “cannot be fully effective unless the principal may empower the agent to act throughout the principal‘s lifetime, including during periods of disability, and have confidence that third parties will honor the agent‘s authority at all times.”
¶ 24 The State responds that the existence of a health care power of attorney does not preclude it from filing a petition seeking involuntary administration of medication under the Mental Health Code. The Mental Health Code provides, in pertinent part, that when a patient lacks capacity to make a decision about administration of psychotropic medications, the treatment may be administered either pursuant to section 2-107.1 or under the authority of a health care agent. The disjunctive “or” indicates two independent alternatives. The State further observes that the Mental Health Code requires attachment of an existing power of attorney to a section 2-107.1 petition, but it does not provide that the existence of a power of attorney requires dismissal of the petition. The State contends that construing section 2-107.1 to require dismissal of a petition if a respondent has a valid health care power of attorney would read into the statute a requirement that the legislature did not express. The State concludes that the relevant provisions of the Mental Health Code are consistent with the Powers of Attorney Law. In the event of a conflict between the statutory provisions, however, the Mental Health Code controls as the more specific and more recently enacted statute.
¶ 25 This case presents a question of statutory construction subject to de novo review. Palos Community Hospital v. Humana Insurance Co., 2021 IL 126008, ¶ 24. The fundamental objective of statutory construction is to ascertain and give effect to the intent of the legislature. International Ass‘n of Fire Fighters, Local 50 v. City of Peoria, 2022 IL 127040, ¶ 12. The best evidence of legislative intent is the language used in the statute, given its plain and ordinary meaning. Id. In construing a statute, courts may also consider the reason for the law, the problems to be addressed, and the consequences of construing the statute one way or another. Haage v. Zavala, 2021 IL 125918, ¶ 44. When the statutory language is clear and unambiguous, it must be construed as written, without reading in exceptions, conditions, or limitations not expressed by the legislature. Elam v. Municipal Officers Electoral Board for the Village of Riverdale, 2021 IL 127080, ¶ 14.
¶ 26 We presume that statutes relating to the same subject are governed by a single spirit and policy and that they are intended to be consistent and harmonious. 1010 Lake Shore Ass‘n v. Deutsche Bank National Trust Co., 2015 IL 118372, ¶ 37. Therefore, even when statutes appear to conflict, they must be construed in harmony if reasonably possible. Id. When statutes covering the same subject conflict, more recently enacted statutes control over earlier ones, and more specific statutes control over general statutes. McDonald v. Symphony Bronzeville Park, LLC, 2022 IL 126511, ¶ 45.
¶ 27 In this case, the trial court granted the State‘s petition seeking involuntary treatment under section 2-107.1 of the Mental Health Code. The Mental Health Code requires recipients of services to be “provided with adequate and humane care and services in the least restrictive environment, pursuant to an individual services plan.”
“If the services include the administration of electroconvulsive therapy or psychotropic medication, the physician or the physician‘s designee shall advise the recipient, in writing, of the side effects, risks, and benefits of the treatment, as well as alternatives to the proposed treatment, to the extent such advice is consistent with the recipient‘s ability to understand the information communicated. The physician shall determine and state in writing whether the recipient has the capacity to make a reasoned decision about the treatment. The physician or the physician‘s designee shall provide to the recipient‘s substitute decision maker, if any, the same written information that is required to be presented to the recipient in writing. If the recipient lacks the capacity to make a reasoned decision about the treatment, the treatment may be administered only (i) pursuant to the provisions of Section 2-107 or 2-107.1 or (ii) pursuant to a power of attorney for health care under the Powers of Attorney for Health Care Law or a declaration for mental health treatment under the Mental Health Treatment Preference Declaration Act.”
Id. § 2-102(a-5) .
¶ 28 As it applies to this case, the plain language of the Mental Health Code establishes two alternatives for administration of psychotropic medications to respondent: (1) involuntarily under section 2-107.1 or (2) with the consent of respondent‘s health care agent appointed under the Powers of Attorney Law.
¶ 29 Section 2-107.1 provides for filing a petition for involuntary administration of psychotropic medication.
¶ 30 Section 2-107.1 refers to health care powers of attorney repeatedly, requires attachment of an existing and available power of attorney to the petition, and provides for notice of the proceeding to the health care agent. The Mental Health Code, therefore, plainly allows for filing a petition for involuntary treatment under section 2-107.1 when the individual has an existing health care power of attorney. The requirement of attaching an available health care power of attorney to the petition would be nonsensical if the existence of the power of attorney required dismissal of the petition.
¶ 31 Additionally, the statutory requirements for granting a petition for involuntary treatment under section 2-107.1 do not include consent by the health care agent, if one exists. See
¶ 33 Section 2-107.1, however, only requires the petitioner to allege and prove that “the recipient lacks the capacity to make a reasoned decision about the treatment.” (Emphasis added.)
¶ 34 Notably, section 2-107.1 does not outline any consequence if a health care agent refuses treatment with psychotropic medications. Section 2-107.1 does not state that a petition should be dismissed if the recipient has executed a health care power of attorney or that a health care agent‘s refusal of psychotropic medications precludes granting a petition for involuntary administration under section 2-107.1. We believe the legislature would have expressly provided for that consequence if it had intended for the existence of a power of attorney or a refusal of treatment by a health care agent to require dismissal of a petition under section 2-107.1. We may not add that requirement to the statute under the guise of statutory construction. See Haage, 2021 IL 125918, ¶ 60.
¶ 35 Our construction is further supported by section 2-107, addressing short-term emergency administration of psychotropic medications. Section 2-107 gives an adult recipient of services and the recipient‘s guardian or substitute decision maker the right to refuse psychotropic medications.
¶ 36 The requirement in section 2-107 for filing a petition under section 2-107.1 would be meaningless if the trial court could not grant the petition over a substitute decision maker‘s refusal of psychotropic medications. Indeed, the refusal of psychotropic medications by the recipient, guardian, or substitute decision maker is precisely the circumstance that mandates filing a section 2-107.1 petition for involuntary administration.
¶ 37 Thus, as applied to this case, the Mental Health Code provided two alternatives for administration of psychotropic
¶ 38 Respondent, however, maintains that the Powers of Attorney Law controls here and that it precludes any order allowing involuntary treatment because his health care agent, appointed pursuant to a valid power of attorney, refused the requested medications. Respondent insists that any decision on whether to allow treatment with the medications lies solely with his agent. Accordingly, respondent contends that the trial court should have granted his motion to dismiss the State‘s petition seeking involuntary treatment.
¶ 39 In support of his argument, respondent relies on the broad provisions of the Powers of Attorney Law. The Powers of Attorney Law contains a “purpose” provision stating, in pertinent part:
“The General Assembly recognizes the right of the individual to control all aspects of his or her personal care and medical treatment, including the right to decline medical treatment or to direct that it be withdrawn, even if death ensues. ***
However, if the individual becomes a person with a disability, her or his right to control treatment may be denied unless the individual, as principal, can delegate the decision making power to a trusted agent and be sure that the agent‘s power to make personal and health care decisions for the principal will be effective to the same extent as though made by the principal. ***
*** [T]he General Assembly recognizes that powers concerning life and death and the other issues involved in health care agencies are more sensitive than property matters and that particular rules and forms are necessary for health care agencies to insure their validity and efficacy and to protect health care providers so that they will honor the authority of the agent at all times.”
755 ILCS 45/4-1 (West 2018).
¶ 40 When a health care provider believes that a patient may lack capacity to provide informed consent to necessary health care, the provider must consult with any known and available health care agent who then has the power to act for the patient under the health care agency.
¶ 42 Because the two statutes address the same subject, we presume that they are governed by a single spirit and policy and that the legislature intended them to be consistent. 1010 Lake Shore Ass‘n, 2015 IL 118372, ¶ 37. Thus, we will construe the statutes in harmony if reasonably possible, even in the event of an apparent conflict. Id.
¶ 43 In this case, we believe the Mental Health Code and the Powers of Attorney Law may be reasonably construed in harmony. The Powers of Attorney Law is a very broad statute, intended to allow a principal to delegate to a trusted agent the power to make “any and all health care decisions on behalf of the principal.”
¶ 44 Although the provisions of both statutes apply here and may appear to conflict, we believe the Mental Health Code provisions can reasonably be construed as a narrow exception to the general authority of a health care agent appointed under the Powers of Attorney Law. Importantly, the provisions of the Mental Health Code indicate a legislative intent to give effect to the Powers of Attorney Law. The Mental Health Code repeatedly refers to a “substitute decision maker,” defined, in relevant part, as “a person who possesses the authority to make decisions under the [Powers of Attorney Law].”
¶ 45 The legislature, therefore, considered and accounted for the potential for a recipient of services to have a health care power of attorney. The Mental Health Code gives effect to the role of the health care agent by allowing administration of psychotropic medications either with the agent‘s consent or through court proceedings with notice to the agent and an opportunity for the agent to be heard.
¶ 46 We further note that, even if the statutes could not be construed in harmony, we would still conclude that the Mental Health Code applies here. A “fundamental rule of statutory construction” provides that, when a general statutory provision and a specific statutory provision, either in the same or in another act, relate to the same subject, the specific provision controls and should be applied. Knolls Condominium Ass‘n v. Harms, 202 Ill. 2d 450, 459 (2002). The Mental Health Code addresses involuntary treatment with psychotropic medications specifically and accounts for when a recipient has an existing power of attorney for health care. The Powers of Attorney Law generally provides for appointment of a health care agent to “make any and all health care decisions on behalf of the principal.”
¶ 47 On this point, respondent notes that the Powers of Attorney Law contains a “supremacy clause,” stating “[t]his Article supersedes all other Illinois Acts or parts thereof existing on the effective date of this Article to the extent such other Acts are inconsistent with the terms and operation of this Article.”
¶ 48 Based on our construction, we also necessarily reject respondent‘s argument that section 2-10(b) of the Powers of Attorney Law (
¶ 49 In sum, we conclude that section 2-107.1 of the Mental Health Code provides a narrow exception to a health care agent‘s authority to make health care decisions for a principal under the Powers of Attorney Law. Section 2-107.1 provides strict standards that must be established by clear and convincing evidence before involuntary treatment may be allowed, including findings that the benefits of the medication outweigh potential harm and that less restrictive services have been considered and found inappropriate.
III. CONCLUSION
¶ 50 ¶ 51 For the reasons stated above, we affirm the appellate court‘s judgment, which affirmed the trial court‘s order allowing involuntary treatment in this case.
¶ 52 Judgments affirmed.
¶ 53 JUSTICE HOLDER WHITE took no part in the consideration or decision of this case.