In re A.N., a Person Coming Under the Juvenile Court Law. THE PEOPLE, Plaintiff and Respondent, v. A.N., Defendant and Appellant.
S242494
In the Supreme Court of California
May 4, 2020
Second Appellate District, Division Six B275914; Ventura County Superior Court 2015040294
Justice Chin authored the opinion of the Court, in which Chief Justice Cantil-Sakauye and Justices Corrigan, Liu, Cuellar, Kruger, and Groban concurred.
Justice Liu filed a concurring opinion, in which Chief Justice Cantil-Sakauye and Justices Cuellar, Kruger, and Groban concurred.
The Legislature has established a detailed statutory scheme to govern juvenile truancy. (See e.g.,
I. FACTS AND PROCEDURAL BACKGROUND
By the time A.N. entered high school, she was struggling with difficult circumstances at home and in her personal life. Beginning in eighth grade, she developed school attendance problems that continued throughout her ninth grade year.
On October 6, 2015, the principal of A.N.‘s school mailed a truancy notice to her parents. In the letter, the principal explained that A.N. had accumulated four unexcused absences or tardies, and he invited her parents to contact the school‘s attendance supervisor to “discuss solutions that will improve [A.N.‘s] attendance.” A week later, on October 13, the principal sent a second truancy notice listing another five unexcused absences or tardies. In this letter, the principal warned A.N.‘s parents that their daughter was “at risk of being classified as a habitual truant,” and he urged them to contact the attendance supervisor “as soon as possible.” On December 15, the principal sent a third truancy notice documenting another 10 unexcused absences or tardies. In it, he stated that A.N. was a habitual truant, and he again requested that her parents contact the attendance supervisor “as soon as possible.”2
Three days earlier, on December 12, a police officer had issued A.N. a citation for habitual truancy under
On December 31, the District Attorney filed a wardship petition against A.N. in the juvenile court. (See
During late April and early May, the juvenile court held a trial on the wardship petition. At trial, the school attendance supervisor testified that a computerized system automatically sends a report to the school district whenever a teacher records a student as absent from or tardy to class. He explained that the system also generates student attendance profiles that provide attendance supervisors with a list of each student‘s recorded absences and tardies. Additionally, he testified that he had spoken with A.N. on multiple occasions and provided her with information about available services. A.N.‘s attendance profile and the letters sent from the principal to A.N.‘s parents were admitted into evidence.
On May 10, the juvenile court sustained the wardship petition. At A.N.‘s request, the court ordered A.N. to pay a $50 fine rather than to complete 20 hours of community service. (See
On appeal, A.N. claimed that the juvenile court lacked jurisdiction because, at the time the petition was filed, (1) she had not yet appeared before a SARB and (2) a fourth truancy report had not been sent to her and her parents. (In re A.N. (2017) 11 Cal.App.5th 403 (A.N.).) The Court of Appeal affirmed the juvenile court‘s judgment, holding that neither of these steps were prerequisites to the juvenile court‘s jurisdiction over a minor on the basis of the minor having “four or more truancies within one school year” under
II. DISCUSSION
Before turning to the issues before us, we review our familiar principles of statutory construction. “We start with the statute‘s words, which are the most reliable indicator of legislative intent.” (In re R.T. (2017) 3 Cal.5th 622, 627.) “We interpret relevant terms in light of their ordinary meaning, while also taking account of any related provisions and the overall structure of the statutory scheme to determine what interpretation best advances the Legislature‘s underlying purpose.” (Ibid., quoting Los Angeles County Bd. of Supervisors v. Superior Court (2016) 2 Cal.5th 282, 293.) “If we find the statutory language ambiguous or subject to more than one interpretation, we may look to extrinsic aids, including legislative history or purpose to
A. Background
As is relevant here,
In this case, the Court of Appeal held that the juvenile court possessed jurisdiction in the formal wardship proceeding against A.N. on the basis of her “four or more truancies within one school year” under
At the outset, we agree with A.N. that
First, if a pupil “is absent from school without a valid excuse three full days in one school year or tardy or absent for more than a 30-minute period during the schoolday without a valid excuse on three occasions in one school year, or any combination thereof,”
Meanwhile,
B. Use of a SARB or a Similar Truancy Mediation Program
First, we consider A.N.‘s claim that the statutory scheme and In re Michael G. (1988) 44 Cal.3d 283 (Michael G.) require the use of a SARB or a similar truancy mediation program before a pupil comes within the jurisdiction of the juvenile court.
In Michael G., supra, 44 Cal.3d 283, we considered whether the juvenile court may exercise its contempt power to detain a minor during nonschool hours. Our opinion recognized that the Legislature had previously amended the statutory scheme “to require referral of truants to [SARBs] before juvenile court intervention,” and we described referral to a SARB as a “condition precedent to the juvenile court‘s intervention.” (Id. at p. 290.) As we explain below, this dictum was abrogated by subsequent amendments to the statutory scheme.
So, as our dictum in Michael G., supra, 44 Cal.3d 283, recognized, former section 601.1 of the Welfare and Institutions Code mandated initial referral to a SARB or a similar truancy mediation program, and section 601(b) formerly provided only two bases of juvenile court jurisdiction—both of which contemplated the prior use of a SARB or a similar truancy mediation program. In 1994, however, Senate Bill No. 1728 (1993-1994 Reg. Sess.) (Senate Bill 1728) repealed former section 601.1—thereby removing the express requirement that a minor be initially referred to a SARB or a similar truancy mediation program—and amended section 601(b) to include a third basis of jurisdiction—a minor‘s “four or more truancies within one school year.” (Stats. 1994, ch. 1023, §§ 6, 7, p. 6217.)
Without discussing the fact that Senate Bill 1728 repealed former section 601.1 of the Welfare and Institutions Code, A.N. asks us to read Education Code section 48264.5—a section added by Senate Bill 1728—to require initial referral to a SARB or a similar truancy mediation program. (Stats. 1994, ch. 1023, § 4, pp. 6215-2616.) As mentioned above, section 48264.5‘s subdivisions provide graduated consequences that may result from a pupil‘s continued truancy or the pupil‘s failure to complete assigned programs. Specifically, A.N. argues that a pupil must be referred to a SARB or a similar truancy mediation program, as described in section 48264.5, subdivision (c), before she comes within the jurisdiction of the juvenile court, as described in subdivision (d). Although A.N. acknowledges that subdivision (c) provides that a habitual truant “may” be referred to a SARB or a similar truancy
For support, A.N. looks to Senate Bill 1728‘s legislative history. Specifically, she points to a bill analysis prepared by the Assembly Committee on Public Safety, which commented: “Upon the failure of the earlier steps to alleviate the truancy problem, the juvenile court may exert jurisdiction over the minor pupil. . . . Court intervention is reserved until after other steps have failed, so as not to overburden already heavy court calendars until necessary.” (Assem. Com. on Pub. Safety, Rep. on Sen. Bill No. 1728 (1993-1994 Reg Sess.) as amended June 30, 1994, p. 3, italics added.) Likewise, she cites the Legislative Counsel‘s summary digest, which stated: “This bill would provide that if a pupil who has attended certain programs including a school attendance review board program, has a 4th truancy in the same school year, the pupil shall be classified as an habitual truant, within the jurisdiction of the of the court.” (Legis. Counsel‘s Dig., Sen. Bill No. 1728 (1993-1994 Reg. Sess.) 5 Stats. 1994, Summary Dig., p. 417, italics added.) According to A.N., this legislative history “makes clear” that the Legislature intended to keep the requirement that a minor be referred to a SARB or a similar truancy mediation program before the juvenile court.
First, we observe that nothing in the current statutory scheme expressly requires initial referral to a SARB or a similar truancy mediation program. Section 48264.5‘s subdivisions refer to actions that “may” be taken in response to a pupil‘s continued truancy or failure to complete assigned programs. Specifically,
Second, we note that multiple analyses of Senate Bill 1728 informed legislators that the bill would repeal the requirement that a minor be referred to a SARB or a similar truancy mediation program before the juvenile court. (See, e.g., Assem. Com. on Education, Analysis of Sen. Bill No. 1728 (1993-1994 Reg. Sess.) as amended June 30, 1994, pp. 1, 2; Sen. 3d reading analysis of Sen. Bill No. 1728 (1993-1994 Reg. Sess.) as amended Aug. 19, 1994, pp. 1, 2; Sen. 3d reading analysis of Sen. Bill No. 1728 (1993-1994 Reg. Sess.) as amended Aug. 26, 1994, pp. 1, 2.) To this end, the Legislative Counsel‘s summary digest cited by A.N. also stated: “Under existing law, a juvenile who is an habitual truant is required to be referred to a school attendance review board or truancy mediation program, before referral to the juvenile court. . . . [¶] This bill would repeal the section on referral to the school attendance review board or truancy mediation program . . . .” (Legis. Counsel‘s Dig., Sen. Bill No. 1728 (1993-1994 Reg. Sess.) 5 Stats. 1994, Summary Dig., p. 417.)
Any contradictory statements in Senate Bill 1728‘s legislative history may be explained by the Legislature‘s joint passage of Senate Bill 1728 and Assembly Bill No. 2658 (1993-1994 Reg. Sess.) (Assembly Bill 2658). (Stats. 1994, ch. 1024, p. 6218.) As is relevant here, Senate Bill 1728 contained a single provision to repeal former section 601.1 of the Welfare and Institutions Code (Stats. 1994, ch. 1023, § 7, p. 6217), but Assembly Bill 2658 contained alternate provisions: one that would amend former section 601.1, and another that would repeal former section 601.1 (Stats. 1994, ch. 1024, §§ 5, 5.5, pp. 6222-6223). Assembly Bill 2658 clarified that if Senate Bill 1728 was enacted first and Assembly Bill 2658 was enacted second, its provision repealing former section 601.1 would take effect, and its provision amending former section 601.1 would not.5 (Stats. 1994, ch. 1024, § 8, p. 6225.) Because the Legislature passed both bills on the same day, it effectively delegated the decision whether to amend or repeal former
section 601.1 to the
A.N. and amicus curiae California Rural Legal Assistance (CRLA) also contend that referring truants directly to the juvenile court undermines the purposes of SARBs and similar truancy mediation programs: to address the underlying sources of attendance problems primarily through the provision of community services and to make juvenile court intervention a matter of last resort.
This argument is supported by several sections of the current statutory scheme. In the article of the Education Code governing SARBs, the Legislature has declared its intent that “intensive guidance and coordinated community services may be provided to meet the special needs of pupils with school
attendance problems or school behavior problems.” (
carries an inherent agency and citizen commitment directed toward the continuing improvement of such resources and the creation of resources where none exist.” (
Even in counties without a SARB or a probation department that receives habitual truant referrals,
As explained above, however, after Senate Bill 1728‘s repeal of former section 601.1 of the Welfare and Institutions Code, no section expressly requires initial referral to a SARB or a similar truancy mediation program.10 Because Senate Bill
1728 also amended section 601(b) of the Welfare and Institutions Code to grant the juvenile court jurisdiction over minors with “four or more truancies,” the bill may have been intended to
initial referral to the juvenile court may ultimately result in the provision of services to address the underlying sources of the pupils’ attendance problems.
For this reason, we hold that the use of a SARB or a similar truancy mediation program is not a prerequisite to the juvenile court‘s jurisdiction in a formal wardship proceeding on the basis of a minor having “four or more truancies within one school year” under
C. Jurisdiction on the Basis of “Four or More Truancies”
We next turn to A.N.‘s claim that
Again,
Because these subdivisions are in pari materia, we construe them together “so that all parts of the statutory scheme are given effect.” (Lexin v. Superior Court (2010) 47 Cal.4th 1050, 1090-1091.) In particular, we note that the same bill (Senate Bill 1728) that amended
1. Four “Truancies” and the “Issuance of a Fourth Truancy”
As already discussed,
The Court of Appeal determined that the Legislature intentionally omitted “report” from
To begin, we find the phrase “[t]he fourth time a truancy is issued” in
“an act or instance of playing truant” or “the state of being truant.” (Webster‘s Collegiate Dict. (10th ed. 1993) p. 1267.)
The Court of Appeal may have implicitly read “[t]he fourth time a truancy is issued” in
We believe a better interpretation of
Even if the Legislature intentionally omitted the term “report” from
For these reasons, we interpret “[t]he fourth time a truancy is issued” in
2. Recipient of Truancy Reports
Next, we must determine the appropriate recipient of the truancy reports referenced in
As referenced above,
The Attorney General has the better interpretation.
A.N. and CRLA argue that this construction would violate the due process rights of pupils and their parents and guardians. Assuming A.N. did not forfeit this argument by failing to raise it in her opening brief, we reject it on the merits. Although
Therefore, we hold that a fourth truancy report must be issued to the attendance supervisor or the superintendent of the school district before the juvenile court may exercise jurisdiction over a minor on the basis of the minor‘s “four or more truancies within one school year” under
D. The District Attorney‘s Petition Against A.N.
Finally, we consider whether the juvenile court had jurisdiction over A.N.
The Court of Appeal held that the juvenile court had jurisdiction on the basis of A.N.‘s “four or more truancies within one school year” under
A.N. does not argue otherwise, and the record supports the Attorney General‘s argument. Specifically, A.N.‘s attendance supervisor testified that a computerized system automatically sends a report to the school district whenever a teacher records a student as absent from or tardy to class and that the same system generates student attendance profiles that provide attendance supervisors with a list of each student‘s recorded unexcused absences and tardies. A.N.‘s student attendance profile lists dozens of recorded unexcused absences or tardies prior to the filing of the wardship petition. Consequently, the juvenile court had jurisdiction over A.N. on the basis of A.N.‘s four or more acts of being truant that were reported in accordance with the statutory scheme.
III. CONCLUSION
The Court of Appeal declared that A.N. “refused to go to school” and “demonstrated [an] unwavering commitment to avoiding an education.” (A.N., supra, 11 Cal.App.5th at p. 405.) But the record suggests that A.N.‘s attendance problems arose out of difficult circumstances at home and in her personal life. Both parties and amicus curiae CRLA agree that students often fall into truancy for reasons beyond their control. (See conc. opn., post, at p. 4.) The Court of Appeal also opined that school officials “did everything they could and should do to educate—not abandon—A.N.” (A.N., supra, 11 Cal.App.5th at p. 406.) But a SARB meeting was not held until A.N. had accumulated dozens of unexcused absences or tardies, and there is no evidence that any services were provided to her or her parents. When a habitual truant is adjudged a ward of the juvenile court but is never offered any services to address the underlying causes of his or her attendance problems, we question whether the statutory scheme functions as the Legislature expected.
That being said, we agree that the juvenile court possessed jurisdiction over A.N. Therefore, we affirm the judgment of the Court of Appeal.
CHIN, J.
We Concur:
CANTIL-SAKAUYE, C. J.
CORRIGAN, J.
LIU, J.
CUÉLLAR, J.
KRUGER, J.
GROBAN, J.
In Re A.N.
S242494
Concurring Opinion by Justice Liu
I agree with today‘s opinion that
Other provisions of the Education Code also evince the Legislature‘s intent that “minors typically be referred to a SARB or a similar truancy mediation program before the juvenile court.” (Maj. opn., ante, at p. 15.)
The desirability of such alternatives is supported by empirical studies. (See, e.g., Petrosino et al., Formal System Processing of Juveniles: Effects on Delinquency: A Systematic Review (2010) Campbell Systematic Reviews, at p. 36 [reviewing 29 controlled trials and finding that juvenile court intervention increases the severity and frequency of subsequent delinquency, especially compared to diversionary alternatives]; Petitclerc et al., Effects of Juvenile Court Exposure on Crime in Young Adulthood (2013) 54 J. Child Psych. & Psychiatry 291, 294 [identifying increased criminality into early adulthood among minors exposed to the juvenile court system, after controlling for covariates].) It is also supported by the experiences of juvenile court judges and other judicial branch officers. (See Coalition for Juvenile Justice, Positive Power: Exercising Judicial Leadership to Prevent Court Involvement and Incarceration of Non-Delinquent Youth (2012) pp. 6–7 [reporting judicial perspective that “bringing youth petitioned as truants before [the] court failed to improve their academic performance or attendance” and that “school-based and family-based responses to high-need youth” resulted in better outcomes]; id. at pp. 5–14 [collecting similar perspectives from juvenile court judges].)
A 2012 Judicial Council of California report noted that “[t]ruant children and children with school behavior problems tend to come from poor minority families that may be experiencing unemployment, hunger, housing issues, transportation issues, family dissolution or dysfunction, domestic violence, or community safety issues. Children may also have learning disabilities or other issues that impact their ability to attend school. . . . As such, truancy and school behavior interventions should involve addressing child and family issues holistically . . . . Interventions should be supportive and involve the least punitive responses available, while at the same time reinforcing student and parent accountability . . . . They should also focus on re-engaging the student in school, including attention to both attendance and academic problems.” (Judicial Council of Cal., Truancy and School Discipline: An Overview of the Literature and Statistics (2012) p. 11, citations omitted.)
Since 2014, the Judicial Council‘s Keeping Kids in School and Out of Court (KKIS) Initiative has worked to “change[] attitudes regarding school discipline in California” by promoting diversionary alternatives to the justice system. (Judicial Council of California, Summit Caps Five-Year Effort to Keep Kids in School and Out of Court (2020) <https://newsroom.courts.ca.gov/news/KKIS_rural_summit> [as of May 4, 2020]; all Internet citations in this opinion are archived by year, docket number, and case name at <http://www.courts.ca.gov/38324.htm>.) The KKIS Initiative has collected research suggesting the greater efficacy of community-based services than
Before 1994, “former
As today‘s opinion explains, the Legislature in 1994 repealed
In cases like A.N.‘s, the diversionary purpose of SARBs appears compromised by
The broad prosecutorial discretion arising under
Not all counties have pursued truancy prosecutions as aggressively as Ventura County, where the petition against A.N. was filed. According to Ventura County‘s 2015–2016 annual SARB report, the District Attorney cited 869 students and 482 parents for truancy that school year. (Ventura County Off. of Education, Ventura County School Attendance Review Board Data Summary 2015-2016 (2016).) Amicus curiae California Rural Legal Assistance notes that Ventura County children and their parents were criminally charged at “much higher rates than students and parents in other counties.” (See
In sum, although the language of
LIU, J.
We Concur:
CANTIL-SAKAUYE, C. J.
CUÉLLAR, J.
KRUGER, J.
GROBAN, J.
