Ida DAMKO, Petitioner, v. IMMIGRATION AND NATURALIZATION SERVICE, Respondent.
Docket No. 02-4830.
United States Court of Appeals, Second Circuit.
Argued: April 5, 2005. Decided: Nov. 30, 2005.
430 F.3d 626
The other two appellants, Nurse Margaret Clark and Medic Reginald McAllister, were, like Armstrong and Gomez, not personally involved in the restraint of Ziemba or in the administering of force that allegedly caused him injuries while he was restrained. Thus, they are not subject to direct liability for any claim of excessive force. Nor is there any basis for a claim that they failed to protect plaintiff given that they did not even encounter plaintiff until toward the end of the 22-hour period of restraint. However, when they did eventually come to check on plaintiffs’ medical condition, they ignored, according to plaintiff, evidence that he had suffered physical injury as well as his own statements to them that he was seriously injured and needed medical attention. On the basis of Clark‘s and McAllister‘s recognition that plaintiff had been restrained for a great many hours and their apparent failure to consult his files (which, even in their incomplete form, might have alerted them to his psychiatric difficulties), a reasonable juror could conclude that their alleged failure to attend to his complaints constituted deliberate indifference to serious medical needs, in violation of his constitutional rights. See Estelle v. Gamble, 429 U.S. 97, 104, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976).
Accordingly, we reverse the district court‘s decision to deny summary judgment to defendants Clark and McAllister on Ziemba‘s claims of use of excessive force and failure to protect, but affirm as to his claims of deliberate indifference.
For the forgoing reasons, we remand to the district court with instructions that summary judgment be entered in favor of defendants Armstrong and Gomez on all claims against them and that summary judgment be entered in favor of defendants Clark and McAllister on all claims except deliberate indifference to his medical needs (as to which we affirm).
Daniel A. Eigerman, Roger J. Bernstein, New York, NY, for Petitioner.
Sarah Y. Lai, Assistant United States Attorney (David N. Kelley, United States Attorney for the Southern District of New York, Kathy S. Marks, Assistant United States Attorney, on the brief), United States Attorney‘s Office for the Southern District of New York, New York, NY, for Respondent.
Before: WINTER, CABRANES, and POOLER, Circuit Judges.
Judge POOLER concurs in a separate opinion.
Petitioner Ida Damko, a native аnd citizen of Albania, seeks review of an October 29, 2002 order of the Board of Immigration Appeals (“BIA“) affirming an April 2, 2001 decision by an immigration judge (“IJ“) that denied petitioner‘s application for asylum and withholding of removal. Where, as here, the BIA affirmed the IJ‘s decision summarily, we review the IJ‘s decision rather than the BIA‘s order. See, e.g., Yu Sheng Zhang v. DOJ, 362 F.3d 155, 158-59 (2d Cir.2004).
Petitioner‘s claim for asylum rests principally on the fact that, after a 1973 encounter with the security services of Albania‘s Communist regime, she was summarily dismissed from her engineering studies at a university. For the following twenty years, she was confined to an industrial job, which she eventually lost, allegedly for political reasons. The IJ concluded (1) that the economic deprivations petitioner had suffered in Albania did not rise to the level of persecution, and, in the alternative, (2) that Albania had undergone a significant change in circumstances such that petitioner no longer had a well-founded fear of persecution. With respect to the IJ‘s first conclusion, we hold that, under the
BACKGROUND
On January 15, 1999, petitioner entered the United States on a tourist visa. Her visa expired six months later, but she remained in this country.
In January 2000, petitioner submitted to the Immigration and Naturalization Service (“INS“)1 an application for asylum and for withholding of removal. The account below is drawn largely from petitioner‘s submissions. Petitioner alleged that in 1973, when she was a university student in Communist Albania, she acted as an interpreter for visiting relatives from the United States, and for that reason was detained and interrogated by security agents. Although petitioner reports that she was released after the interrogation, she allegedly experienced “a hostile attitude” upon returning to her university and was dismissed from the university before she was able to complete her engineering degree. Petitioner subsequently began working at a plant, where she remained employed as a supervisor for approximately twenty years. At one point during thоse twenty years, petitioner was allegedly “accused of sabotage” and “once again interrogated,” but she was neither fired nor imprisoned in connection with that incident. Petitioner asserted that she was ultimately fired from the plant on May 24, 1994 because she “was not a member of the Socialist Party that [was in] charge of the state.”
On March 15, 2000, the INS served petitioner with a Notice to Appear, charging that she was subject to removal from the United States, pursuant to
Additional information was also provided regarding petitioner‘s employment at the plant. Unlike petitioner‘s original asylum application, which described petitioner‘s job as supervisory, her second application asserted that she had been a “laborer.”3 Petitioner stated that the plant initially offered her no “credit for the years of university, but because [she] was very knowledgeаble because of [her] college
Petitioner‘s removal proceedings resumed on February 1, 2001, when petitioner testified before the IJ to facts along the lines of those asserted in her asylum applications. In particular, petitioner testified that she could not trace her dismissal from the university to any academic shortcomings on her part and therefore attributed the dismissal to her 1973 encounter with the Albanian security services. Petitioner further testified that her subsequent twenty years of work at a plant exposed her to strenuous and potentially dangerous working conditions—conditions that, according to petitioner, “not too many females” were generally forced to endure. At one point, petitioner stated that “because [she] finished the [engineering] faculty,” she was able to operate much of the plant‘s equipment. A lengthy exchange between the IJ аnd petitioner ensued, in which the IJ sought to determine whether petitioner completed her engineering degree or, as on cross-examination by the Government, petitioner admitted that she was fired from her plant job in 1993 amidst a “destroyed” Albanian economy, where layoffs were not uncommon. Moreover, according to petitioner, she was fired (allegedly for not being a member of the Socialist Party) at a time when the Democratic Party, which she apparently supported, was in power. Petitioner insisted, however, that the plant supervisor who fired her was, unlike the officials then ruling Albania, a member of the Socialist Party. Petitioner also confirmed that, at the time she left Albania, she “was a tailor—[a] private tailor working in [her] house.” Petitioner‘s husband, who remains in Albania, had been unablе to find steady employment and had relied on finding odd jobs. Petitioner was the only witness to testify at her removal proceedings.
On April 2, 2001, the IJ found petitioner removable and denied her application for relief in the form of asylum and withholding of removal. The IJ‘s oral decision highlighted three aspects of petitioner‘s testimony that were found inconsistent or otherwise not credible: (1) ambiguity as to why petitioner‘s relatives, at least one of whom appeared to speak Albanian, required petitioner to serve as a translator during their 1973 visit to Albania; (2) petitioner‘s contradictory statements with respect to the extent of university-level engineering education she was able to complete in Albania; and (3) petitioner‘s inconsistent descriptions of her plant job
The IJ then concluded that—for two independent reasons—the credible portions of petitioner‘s testimony did not demonstrate that she is eligible for asylum or withholding of removal. First, the IJ ruled that petitioner failed to establish that she suffered persecution, because “persecution,” as defined by statutory and case law, “generally requires a level of mistreatment rising well above the level described by” petitioner.7 Second, the IJ made a finding of significantly changed circumstances in Albania, such that petitioner—assuming arguendo she had suffered persecution by Albania‘s Communist regime, which collapsed in 1992—would no longer have a well-founded fear of persecution.
Petitioner appealed the IJ‘s decision to the BIA. On October 29, 2002, the BIA summarily affirmed.
Petitioner filed a timely petition for review to this Court.
DISCUSSION
For the reasons set forth below, we hold that the IJ properly determined that economic deprivations petitioner had suffered did not rise to the level of persecution. We need not, therefore, review the IJ‘s alternative finding of changed circumstances in Albania.8
I. Standard for “Economic” Persecution Under the INA
We begin by identifying the standard that a petitioner must meet under the INA to demonstrate that she has suffered “persecution” by means of economic deprivation. When confronted with “questions implicating ‘an agency‘s construction of the statute which it administers,‘” we apply “the principles of deference described in Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc., [467 U.S. 837, 104 S.Ct. 2778 (1984)].” INS v. Aguirre-Aguirre, 526 U.S. 415, 424, 119 S.Ct. 1439, 143 L.Ed.2d 590 (1999); see also Medina v. Gonzales, 404 F.3d 628, 633 (2d Cir.2005). In cases implicating the BIA‘s construction of the INA, the Supreme Court has found it “clear that princiрles of Chevron deference are applicable.” Aguirre-Aguirre, 526 U.S. at 424.
Our analysis under Chevron must begin with an inquiry into whether “the statute is silent or ambiguous with respect to the specific issue” before us, 467 U.S. at 843—in this case, the degree of economic deprivation that rises to the level of persecution. We conclude that the INA is “silent or ambiguous” on this point because it includes, but does not define, the term “persecution” in its definition of a “refugee,”
Accordingly, we proceed to the second step of Chevron analysis and inquire whether the BIA‘s definition of economic persecution, if any, is “based on a permissible construction of the statute.” Chevron, 467 U.S. at 843. If the construction is reasonable, we must defer to it. Khouzam v. Ashcroft, 361 F.3d 161, 164 (2d Cir.2004).
In Matter of Acosta, 19 I. & N. Dec. 211, 222 (BIA 1985) (overruled in part by INS v. Cardoza-Fonseca, 480 U.S. 421, 107 S.Ct. 1207, 94 L.Ed.2d 434 (1987)9), the BIA defined “persecution” generally as “harm or suffering... inflicted upon an individual in order to punish him for possessing a belief or characteristic a persecutor sought to overcоme” and “inflicted either by the government of a country or by persons or an organization that the government was unable or unwilling to control.” Most significant for petitioner‘s asylum claim, the harm or suffering inflicted can consist of “economic deprivation or restrictions so severe that they constitute a threat to an individual‘s life or freedom.” Id.10
We therefore recognize the BIA‘s definition of economic persecution—“economic deprivation or restrictions so severe that they constitute a threat to an individual‘s life or freedom,” Acosta, 19 I. & N. Dec. at 222—as the agency‘s permissible construction of the INA to which we are required to defer.13
II. Petitioner‘s “Economic” Persecution Claim
We now turn to whether petitioner demonstrated that she had suffered persecution—or, more specifically, whether petitioner‘s economic deprivations threatened her life or freedom. As a threshold matter we must identify the standard for reviewing the IJ‘s determination that, notwithstanding the general credibility of petitioner‘s testimony, petitioner had not made the requisite showing. The INA provides that “the administrative findings of fact are conclusive unless any reasonable adjudicator would be cоmpelled to conclude to the contrary.”
In any event, in this case the BIA‘s statement was clear. In reviewing what kinds of “suffering or harm” may be considered “persecution,” Acosta discusses confinement and torture. It then says such suffering or harm “could consist оf economic deprivation or restrictions so severe that they constitute a threat to an individual‘s life or freedom.” 19 I. & N. Dec. at 222. The case cited by Acosta to support the definition of economic persecution, Dunat v. Hurney, 297 F.2d 744 (3d Cir. 1962), distinguished between “sanctions that may tend to lead to social ostracism, or deny one an opportunity to obtain and enjoy some of the social niceties and physical comforts“—which did not satisfy the standard—and “denial of an opportunity to earn a livelihood in a country [where such treatment] is the equivalent of a sentence to death by means of slow starvation“—which did. Id. at 746. The BIA was clear in interpreting the statute to mean that only economic persecutions “so severe that they constitute a threat to an individual‘s life or freedom” qualify one for asylum.
Our deference to the BIA‘s Acosta decision does not run afoul of our recent decision in Shi Liang Lin v. DOJ, 416 F.3d 184 (2d Cir. 2005), where we declined to accord Chevron deference to an IJ‘s construction of the INA when that construction had been summarily affirmed by the BIA. We explained in Lin that the BIA‘s regulations do not treat the BIA‘s summary affirmances as “‘approval of all of the reasoning‘” invoked by the underlying IJ decision, id. at 190 (quoting
As a practical matter, we also hesitate to suggest that an IJ‘s factual conclusions merit no deference in cases where, as here, no general adverse credibility finding was made. Commonly, as in this case, the asylum applicant is the sole witness testifying, often with the help of a translator, to events that took place in the distant past and in distant lands. We have previously noted that IJs, who encounter and adjudicate asylum claims routinely, possess a unique competency in making credibility findings, see Zhou Yun Zhang v. INS, 386 F.3d 66, 73-74 (2d Cir.2004)—and this competency surely extends to factfinding generally. We therefore hold that, even when no general adverse credibility finding has been made, an IJ‘s predominantly factual conclusion should be reviewed under the “substantial evidence” standard.14
The IJ here was asked to make a predominantly fact-based determination regarding the effect of petitioner‘s economic deprivations on her life or freedom. Accordingly, we review the IJ‘s determination deferentially, pursuant to the “substantial evidence” standard.
In this case, substantial evidence in the record supports the IJ‘s conclusion that petitioner‘s economic deprivations did not threaten her life or freedom. As the IJ properly acknowledged, petitioner resided in a country with a history of economic struggle and authoritarian rule. There, petitioner encountered a score of injustices, which caused her such psychologiсal distress that she attempted suicide upon being dismissed from the university. Nonetheless, after receiving several years of higher education,15 petitioner was almost continuously employed at the same plant for approximately 20 years. Although fired from her job in 1993, she received social assistance from the government for the following year; her husband likewise received such assistance the year after he was fired. See note 5, ante. Petitioner also testified that she worked as a seamstress out of her home after losing her job and that her husband performed odd jobs.
Accepting all of this testimony as true, it is beyond doubt that petitioner survived straitened economic circumstances.
It is likewise beyond peradventure that petitioner‘s asserted expulsion from university was not fair. But “persеcution
An applicant who, like petitioner, fails to establish eligibility for asylum is necessarily unable to establish her eligibility withholding оf removal. See Abankwah v. INS, 185 F.3d 18, 22 (2d Cir.1999).
CONCLUSION
We conclude that petitioner failed to establish that the economic deprivations she had suffered in Albania rose to the level of persecution, such that she would be eligible for asylum or withholding of removal under the INA. Accordingly, her petition for review is denied.
POOLER, Circuit Judge, concurring in the judgment.
I concur in the judgment but, respectfully, cannot join the majority‘s reasoning. In determining that the economic deprivations Damko suffered in Albania did not rise to the level of economic persecution, the majority announces a standard that is contrary to a holding of this Court, in tension with Supreme Court and BIA precedent, and unnecessary to decide in this case.
The majority advocates that we apply the economic persecution definition that was originally stated in Matter of Acosta, 19 I. & N. Dec. 211, 222 (BIA 1985) (overruled in part by INS v. Cardoza-Fonseca, 480 U.S. 421, 423-24, 107 S.Ct. 1207, 94 L.Ed.2d 434 (1987) and Matter of Mogharrabi, 19 I. & N. Dec. 439, 439 (BIA 1987)). The Acosta definition states, in relevant part, that a petitioner can establish a persecution claim if she has experienced “economic deprivation or restrictions so severe that they constitute a threat to an individual‘s life or freedom.” Acosta, 19 I. & N. Dec. at 222. In contrast, the appropriate economic persecution standard, which was first set out by the Ninth Circuit in Kovac v. INS, is that a petitioner may establish economic persecution based on a “deliberate imposition of substantial economic disadvantage.” 407 F.2d 102, 107 (9th Cir. 1969).
As an initial matter, I disagree with the majority‘s facile determination that the
My second difficulty with the majority opinion is its statement that this Court has “tacitly aрproved” the Acosta economic persecution definition. To the contrary, one of our holdings in Guan Shan Liao v. United States Dep‘t of Justice rests on the application of the broader Kovac standard. 293 F.3d 61, 70 (2d Cir.2002). In conjunction with our holding that petitioner did not present sufficient evidence to permit an economic persecution finding, we stated that “an asylum applicant must offer some proof that he suffered a deliberate imposition of substantial economic disadvantage.” Id. (internal quotation marks omitted). The majority reasons that this determination was dictum because we elected to consider an arguably waived issue “for purposes of completeness.” Ante, at n. 11.
The majority also mis-characterizes our decision in Alvarado-Carillo as tacit approval of the Acosta standard, even though we make no mention of Acosta nor its definition in that case. See Alvarado-Carillo v. INS, 251 F.3d 44 (2d Cir.2001). In fact, our Alvarado-Carillo ruling suggests that we applied the broader Kovac standard. The Alvarado-Carillo court remanded, in part, for consideration of whether the petitioner‘s blacklisting and resulting demotion rose to the level of persecution. By implicitly acknowledging that a demotion could constitute persecution, Alvarado-Carillo tacitly rejected the Acosta “threat to life or freedom” standard. Id. at 47-48, 55-56.
Third, the majority‘s application of Acosta appears to conflict with the Supreme Court‘s decision in Cardoza-Fonseca, which based its holding on a determination that Congress intended for the asylum standard to be more generous than the withholding of removal standard. See 480 U.S. at 423-24, 107 S.Ct. 1207. The BIA has subsequently overruled Acosta “insofar as it held that the [asylum and withholding of removal] standards were not meaningfully different and, in practical application, converged.” Matter of Mogharrabi, 19 I. & N. Dec. at 439.
The Acosta definition, relied on by the majority, establishes no meaningful difference between the asylum and withholding of removal standards for purposes of a past persecution claim. According to the Acosta definition, an asylum applicant cannot establish past persecution unless she has experienced economic deprivation so severe that it constituted a threat to an individual‘s life or freedom. Similarly, a withholding of removal applicant relying on a past persecution argument also must establish that she suffered a past threat to life or freedom. See
Despite my disagreement with the majority‘s economic persecution determination, I concur in the judgment. Even if Damko‘s past economic persecution is meritorious, she is still barred from relief. The Immigration Judge‘s decision was based on two determinations, (1) that the economic deprivations Damko suffered did not rise to the level of past economic persecution; and, in the alternative, (2) that, even if Damko had established past economic persecution, the government met its burden of showing that Albania had undergone a significant change in circumstances such that Damko no longer had a well-founded fear of future persecution. While Damko appealed the first ruling to the BIA, she failed to appeal the alternativе “changed circumstances” ruling. Accordingly, Damko failed to exhaust her claim to the BIA and thereby could not succeed on appeal to this Court even if we unanimously agreed that she suffered past persecution in Alba-
Notes
Here, the IJ held that petitioner did not establish past persecution and that, if she had established past persecution, the presumption of a well-founded fear of future persecution would be rebutted. Other than her allegations of past persecution, petitioner did not allege any grounds supporting a fear of future persecution. Nor did petitioner allege that the “severity” of the past persecution she had suffered offered “compelling reasons” for asylum. Therefore, under the established principles of immigration law summarized above, either of the IJ‘s two alternative rulings is an adequate and sufficient basis for denial of petitioner‘s asylum application.
Because neither Barrera nor any other BIA case contradicts Acosta, the principle of Good Samaritan simply does not apply here. See Good Samaritan, 508 U.S. at 417 (holding that “the consistency of an agency‘s position is a factor in assessing the weight that position is due” and that “agency interpretation of a relevant provision which conflicts with the agency‘s earlier interpretation is entitled to considerably less deference than a consistently held agency view.“) (internal quotation marks omitted) (emphasis added).
We also recently remanded an asylum claim to the BIA for consideration of “any evidence of economic retaliation” in light of Liao. Cao He Lin, 428 F.3d at 406 n.5. In directing the BIA to consider Liao, Cao neither acknowledged nor discussed the BIA‘s prior construction of the INA in Acosta. Id. We therefore find nothing in these cases to suggest that the statutory construction in Acosta was impermissible.
Assuming arguendo that in Liao and Cao we adopted an interpretation of the INA directly in conflict with the BIA‘s interpretation in Acosta, our earlier decisions still would not preclude us from affording Chevron deference to Acosta. The Supreme Court recently resolved the “genuine confusion in the lower courts over the interaction between the Chevron doctrine and stare decisis principles.” Nat‘l Cable & Telecomms. Ass‘n v. Brand X Internet Servs., — U.S. —, 125 S.Ct. 2688, 2702, 162 L.Ed.2d 820 (2005). It held that “[a] court‘s prior judicial construction of a statute trumps an agency construction otherwise entitled to Chevron deference only if the prior court decision holds that its construction follows from the unambiguous terms of the statute and thus leaves no room for agency discretion.” Id. at 2700 (emphasis added). Even if our prior decisions in Liao and Cao can be said to have construed the meaning of “economic persecution” under the INA, neither decision suggested that its construction “follows from the unambiguous terms of the statute and thus leaves no room for agency discretion.” Accordingly, Liao and Cao do not preclude us from according Chevron deference to the BIA‘s construction of the INA in Acosta.
We note that in Li v. Attorney General, 400 F.3d 157 (3d Cir.2005), the case cited in the concurrence to show that no subsequent BIA case has explicitly relied upon Acosta in adjudicating an economic persecution claim, see post, at 638, the Third Circuit expressly adopts the Acosta rule despite this finding. See id. at 168 (“Informed by the reasoning of these cases [considering Acosta and Kovac], we hold that the deliberate imposition of severe economic disadvantage which threatens a petitioner‘s life or freedom may constitute persecution. (This is the Acosta standard).“).
