Hooper v. The City of TulsaHooper v. The City of Tulsa
John M. Dunn, The Law Offices of John M. Dunn, PLLC, Tulsa, Oklahoma, for Plaintiff – Appellant.
Kristina L. Gray, Litigation Division Manager (Becky M. Johnson, Criminal Division Manager; R. Lawson Vaughn, Senior Assistant City Attorney; Hayes T. Martin, Assistant City Attorney, with her on the brief), Tulsa, Oklahoma, for Defendant – Appellee.
Riyaz A. Kanji, Kanji & Katzen, P.L.L.C., Ann Arbor, Michigan, appeared on behalf of Amici Muscogee (Creek) Nation, Cherokee Nation, Chickasaw Nation, Choctaw Nation of Oklahoma, Quapaw Nation, and Seminole Nation of Oklahoma. (David A. Giampetroni, Kanji & Katzen, P.L.L.C., Ann Arbor, Michigan; Geri Wisner, Attorney General, and Kevin W. Dellinger, Assistant Attorney General, Okmulgee, Oklahoma, with him on the brief for Amicus Curiae Muscogee (Creek) Nation).
Frank S. Holleman, Sonosky, Chambers, Sachse, Endreson & Perry, LLP, Bonita, California, for Amici Cherokee Nation, Chickasaw Nation, and Choctaw Nation of Oklahoma; Sara Hill, Attorney General, Cherokee Nation, Tahlequah, Oklahoma, for Amicus Cherokee Nation; Stephen H. Greetham, Senior Counsel, Chickasaw Nation, Oklahoma City, Oklahoma, for Amicus Chickasaw Nation; Brian Danker, Senior Executive Officer, Division of Legal & Compliance, Choctaw Nation of Oklahoma, Durant, Oklahoma, for Amicus Choctaw Nation of Oklahoma; Robert H. Henry, Robert H. Henry Law Firm, Oklahoma City, Oklahoma, for Amicus Quapaw Nation; Valerie Devol, Attorney General, Devol & Associates, Edmond, Oklahoma, for Amicus Seminole Nation of Oklahoma, filed a brief for Amici Curiae The Cherokee Nation, Chickasaw Nation, Chocktaw Nation of Oklahoma, Quapaw Nation, and Seminole Nation of Oklahoma.
Zach West, Solicitor General, Bryan Cleveland, Deputy Solicitor General, Oklahoma City, Oklahoma, filed a brief for Amicus Curiae State of Oklahoma.
Before McHUGH, EID, and CARSON, Circuit Judges.
McHUGH, Circuit Judge.
Justin Hooper and the City of Tulsa dispute whether the Curtis Act,
Mr. Hooper then sought relief in federal court—filing a complaint (1) appealing the denial of his application for post-conviction relief and (2) seeking a declaratory judgment that Section 14 is inapplicable to Tulsa today. Tulsa filed a
On appeal, Mr. Hooper argues the district court erred by granting Tulsa’s
vacate the district court’s dismissal of Mr. Hooper’s appeal as moot, direct the district court to dismiss Mr. Hooper’s appeal without prejudice for lack of jurisdiction, and remand for proceedings consistent with this opinion.
I. BACKGROUND
A. Factual Background3
On August 13, 2018, Mr. Hooper received a speeding ticket in the city of Tulsa, Oklahoma. Specifically, Mr. Hooper was cited for driving over the speed limit in violation of City of Tulsa Revised Ordinances Title 37 Section 617A. The location of Mr. Hooper’s citation for speeding was within the Muscogee (Creek) Reservation’s boundaries. The municipal court found Mr. Hooper guilty of the moving violation, and Mr. Hooper was ordered to pay a citation fee of $150. Mr. Hooper is a resident of Tulsa and a member of the Choctaw Nation, a federally recognized Indian tribe.
B. Procedural Background
Around five months after the Supreme Court’s decision in McGirt v. Oklahoma, 140 S. Ct. 2452 (2020), Mr. Hooper filed an application for post-conviction relief with the municipal court.4 Mr. Hooper claimed, based on
prosecute him, an Indian in Indian country, for violation of a municipal ordinance. Tulsa responded by arguing (1) Mr. Hooper’s application for post-conviction relief contained fatal procedural defects and (2) the municipal court properly exercised jurisdiction over Mr. Hooper based on jurisdiction granted by Congress under Section 14 to municipalities, including Tulsa, in what was known as the “Indian Territory” prior to Oklahoma receiving statehood.
The municipal court denied Mr. Hooper’s application for post-conviction relief. The court rejected Tulsa’s first argument, determining Mr. Hooper’s application, as amended, complied with the requirements of the Oklahoma Post-Conviction Relief Act. But the court agreed with Tulsa that it had properly exercised jurisdiction over Mr. Hooper’s moving violation based on jurisdiction stemming from Section 14. Specifically, the municipal court relied on Section 14’s statement that “all inhabitants of such cities and towns, without regard to race, shall be subject to all laws and ordinances of such city or town governments, and shall have equal rights, privileges, and protection therein.” App. at 26 (quoting
jurisdiction over any potential appeal, but Mr. Hooper could appeal its judgment to the federal district court.
Mr. Hooper responded to the municipal court’s decision by filing a complaint with the United States District Court for the District of Northern Oklahoma. In the complaint, Mr. Hooper brings two counts: (1) he appeals the municipal court’s dismissal of his application for post-conviction relief; and (2) he seeks a declaratory judgment “that the Curtis Act is inapplicable to present times and confers no jurisdiction to municipalities to prosecute and punish Indians for offenses that occur on an Indian Reservation.” Id. at 105. Mr. Hooper explains that he filed his appeal with the federal district court, rather than the Oklahoma Criminal Court of Appeals, because Oklahoma state courts lack jurisdiction over the matter, which relates to criminal conduct by an Indian in Indian country, and the appeal presents a federal question. Mr. Hooper also posits that if the municipal court is correct that Tulsa properly exercised jurisdiction over his municipal violation pursuant to Section 14, appeals from the decisions of municipalities under Section 14 were historically heard by the federal district courts.
Tulsa responded to Mr. Hooper’s complaint with a
Tulsa argued that Mr. Hooper’s appeal and claim for declaratory judgment both failed as a matter of law. Mr. Hooper countered that (1) a
The district court issued an order seeking supplemental briefing from both parties addressing whether McGirt “ha[d] retroactive effect to permit post-conviction relief in this case” and “the propriety of [the district court] ruling on a civil motion to dismiss in [an] appeal of the municipal criminal court’s denial of post-conviction relief.” Id. at 226. Addressing the court’s first question, Tulsa contended McGirt had no retroactive effect on applications for post-conviction relief, because it announced a rule of criminal procedure, which could not be applied retroactively to collaterally attack a conviction based on the Supreme Court’s holding in Teague v. Lane, 489 U.S. 288, 310 (1989). Mr. Hooper countered that McGirt did not announce a procedural change to criminal procedure but established that Oklahoma had lacked jurisdiction to convict Indians of crimes committed in Indian country, and that lack of subject matter jurisdiction could never be waived. Turning to the court’s second question, Tulsa posited the district court could grant Tulsa’s
Mr. Hooper chose to bring the appeal through a civil action. Alternatively, Tulsa suggested Mr. Hooper’s appeal may be rendered moot if the district court granted dismissal of Mr. Hooper’s declaratory judgment claim. Mr. Hooper argued Tulsa’s
The district court granted Tulsa’s
granted Tulsa’s
Mr. Hooper timely filed notice of appeal.
II. DISCUSSION
Mr. Hooper argues the district court erred in granting Tulsa’s
jurisdiction over Mr. Hooper’s appeal of the district court’s dismissal of his declaratory judgment claim, we set the stage for the parties’ dispute by reviewing the history of federal governance in the territories that preceded Oklahoma, the enactment of the Curtis Act, and Oklahoma’s transition to statehood. We then turn to the parties’ arguments. After addressing the merits of Mr. Hooper’s declaratory judgment claim, we address Mr. Hooper’s secondary argument that the district court erred by dismissing his appeal from the municipal court as moot.
A. Declaratory Judgment Claim
1. Jurisdiction
Prior to reaching the merits of Mr. Hooper’s appeal of the district court’s grant of Tulsa’s
Oklahoma because Tulsa did not “attempt[] to raise the issue by reference to the amicus brief” either in its briefing or at oral argument, the issue does not involve a question of this court’s jurisdiction, federalism, or comity that the panel could address sua sponte, and Oklahoma does not argue exceptional circumstances warrant consideration of its argument. Id.; see also Ackerman, 831 F.3d at 1292 (“[T]his court has routinely declined to consider arguments presented only in an amicus brief—and no one even attempts to offer us a reason to depart from that practice here.”). Accordingly, we leave resolution of this issue for a case where it is properly raised by the parties.
Hooper v. City of Tulsa, No. 22-5034 (10th Cir. Apr. 20, 2023). After reviewing the supplemental briefs, we agree with both parties that Mr. Hooper has satisfied this burden.
The district court exercised jurisdiction over Mr. Hooper’s declaratory judgment claim pursuant to the Declaratory Judgment Act,
“For there to be a case or controversy under Article III, the plaintiff must have a ‘personal stake’ in the case—in other words, standing.” TransUnion LLC v. Ramirez, 141 S. Ct. 2190, 2203 (2021) (quoting Raines v. Byrd, 521 U.S. 811, 819 (1997)). To meet his standing burden, Mr. Hooper needed to “show (i) that he suffered an injury in fact that is concrete, particularized, and actual or imminent;
(ii) that the injury was likely caused by [Tulsa]; and (iii) that the injury would likely be redressed by judicial relief.” Id. Because Mr. Hooper’s declaratory judgment claim seeks prospective relief, “he must demonstrate a continuing injury.” Jordan v. Sosa, 654 F.3d 1012, 1019 (10th Cir. 2011). “At the pleading stage, general factual allegations of injury resulting from the defendant’s conduct may suffice, for on a motion to dismiss we ‘presum[e] that general allegations embrace those specific facts that are necessary to support the claim.’” Lujan v. Defs. of Wildlife, 504 U.S. 555, 561 (1992) (quoting Lujan v. Nat’l Wildlife Fed’n, 497 U.S. 871, 889 (1990)).
Although Mr. Hooper’s complaint includes only minimal allegations relating to injury, we determine he satisfied his standing burden at the pleading stage. See Atlas Biologicals, Inc. v. Kutrubes, 50 F.4th 1307, 1330 (10th Cir. 2022) (determining plaintiff met its burden to demonstrate standing at pleading stage even where “complaint [wa]s somewhat vague about its purported injury”). Mr. Hooper alleges in his complaint that he is an Indian living in Tulsa and that Tulsa is wrongfully exercising jurisdiction over him pursuant to its erroneous interpretation of Section 14. Specifically, Mr. Hooper points to (1) Tulsa’s past exercise of jurisdiction over him through the issuance of a traffic ticket and (2) the municipal court’s determination that Tulsa, pursuant to Section 14, can exercise jurisdiction over municipal violations committed by Indians. Mr. Hooper alleges a declaratory judgment in his favor is necessary to prevent Tulsa from continuing to wrongfully exercise jurisdiction over him pursuant to Section 14. We presume Mr. Hooper’s general allegations embrace the fact that Mr. Hooper reasonably fears Tulsa will
continue to wrongfully exercise jurisdiction over him, an Indian living in the Creek Reservation. See Lujan, 504 U.S. at 561. This is sufficient to demonstrate Mr. Hooper faces an imminent injury—infringement on his right as an Indian living on a reservation to be free from the city’s exercise of jurisdiction.
In McClanahan v. State Tax Commission of Arizona, the Supreme Court recognized that although Congress “has, most
The district court also properly exercised jurisdiction pursuant to
12(b)(6) motion to dismiss Mr. Hooper’s claim for declaratory judgment and dismissing Mr. Hooper’s appeal of his petition for post-conviction relief as moot—“disposing of [Mr. Hooper’s] case on the merits.” App. at 260. Accordingly, we exercise jurisdiction over Mr. Hooper’s appeal pursuant to
2. History of the Curtis Act and Tulsa
a. The Indian and Oklahoma Territories
Congress first addressed the governance of individuals living in the area that would eventually make up the state of Oklahoma through the Oklahoma Organic Act,
the Territory of Oklahoma out of the western half of the Indian Territory” while “[t]he lands in the east held by the Five Civilized Tribes remained Indian Territory, subject only to federal and tribal authority” (quotation marks omitted)). The Oklahoma Organic Act adopted two separate sets of law for the Oklahoma Territory and the Indian Territory.
Second, in the Indian Territory, the Oklahoma Organic Act provided
[t]hat certain general laws of the State of Arkansas . . . in the volume known as Mansfield’s Digest of the Statutes of Arkansas, which [we]re not locally inapplicable or in conflict with [the Oklahoma Organic] [A]ct or with any law of Congress, relating to the subjects specially mentioned in this section, [we]re hereby extended over and put in force in the Indian Territory until Congress shall otherwise provide.
(noting the Oklahoma Organic Act “provid[ed] a territorial government for Oklahoma”).
In this same period, “Congress sought to pressure many tribes to abandon their communal lifestyles and parcel their lands into smaller lots owned by individual tribe members.” McGirt, 140 S. Ct. at 2463. This period, which began in the 1880s, is known as the “allotment era.” Id. “In 1893, Congress charged the Dawes Commission with negotiating changes to the Creek Reservation. Congress identified two goals: Either persuade the Creek to cede territory to the United States, as it had before, or agree to allot its lands to Tribe members.” Id. When the Five Civilized Tribes7 refused to negotiate with the Dawes Commission, Congress “began to force the issue by placing restrictions on the Indian governments and expanding federal jurisdiction within Indian Territory.” Indian Country, U.S.A., Inc. v. Okla. ex rel. Okla. Tax Comm’n, 829 F.2d 967, 977 (10th Cir. 1987). In 1897, placing pressure on the Five Civilized Tribes to agree to allotment, Congress “(1) provid[ed] that the body of federal law in Indian Territory, which included the incorporated Arkansas laws, was to apply irrespective of race; (2) broadened federal court jurisdiction, thereby divesting Creek tribal courts of exclusive jurisdiction over cases involving only Creeks; and (3) subjected Creek legislation to presidential veto.” Murphy, 875 F.3d at 934 (internal quotation marks omitted).
Against this backdrop, the city of Tulsa, located in the Indian Territory, incorporated “under the laws of the state of Arkansas” in January 1898, as permitted by the Oklahoma Organic Act.8 At the
A few months after Tulsa incorporated, Congress passed the Curtis Act. See
allotment.’” Murphy, 875 F.3d at 934 (alterations in original) (first quoting Indian Country, U.S.A., 829 F.2d at 978 and then quoting Muscogee (Creek) Nation v. Hodel, 851 F.2d 1439, 1441 (D.C. Cir. 1988)). In addition to abolishing tribal courts and forcing allotment of tribal land, Section 14 of the Curtis Act provided a path for municipalities in the Indian Territory to incorporate, hold elections, levy taxes, operate schools, and pass and enforce ordinances based on Arkansas law.
Following the 1898 enactment of the Curtis Act, “[i]n 1901, the Creek Nation finally agreed to the allotment of tribal lands.” Indian Country, U.S.A., 829 F.2d at 978. In 1901, Congress enacted the Creek Allotment Act, and the following year, Congress enacted the 1902 Cherokee Allotment Act. See
chief of the Creek, prohibit[ing] the tribal council from meeting more than 30 days a year, and direct[ing] the Secretary of the Interior to assume control of tribal schools.” McGirt, 140 S. Ct. at 2466 (citing
b. Oklahoma enters the Union and Tulsa reorganizes under Oklahoma law
“Two months after enacting the Five [Civilized] Tribes Act, Congress passed an enabling act to permit the people of the Oklahoma and Indian territories to form a state.” Indian Country, U.S.A., 829 F.2d at 978. The Oklahoma Enabling Act allowed “the inhabitants of all that part of
[A]ll laws in force in the Territory of Oklahoma at the time of the admission of said State into the Union shall be in force throughout said State, except as modified or changed by this Act or by the constitution of the State, and the laws of the United States not locally inapplicable shall have the same force and effect within said State as elsewhere with the United States.
The following year, Oklahoma adopted its Constitution, becoming the forty-sixth state in the Union. See Okla. Const. The Oklahoma Constitution provided for the organization of municipalities, stating, “Municipal corporations shall not be created by special laws, but the Legislature, by general laws shall provide for the incorporation and organization of cities and towns and the classification of same in proportion to population, subject to the provisions of this article.”
Any city containing a population of more than two thousand inhabitants may frame a charter for its own government, consistent with and subject to the Constitution and laws of this State . . . . Upon such approval it shall become the organic law of such city and supersede any existing charter and all amendments thereof and all ordinances inconsistent with it.
The City of Tulsa shall have the power to enact and to enforce ordinances necessary to protect health, life and property . . . . and it shall have and exercise all powers of municipal government not prohibited to it by this Charter, or by some general law of the State of Oklahoma, or by the provisions of the Constitution of the State of Oklahoma.
3. Analysis
Mr. Hooper argues the district court erred in granting Tulsa‘s motion to dismiss his declaratory judgment claim because
a. Standard of review
“We review a Rule 12(b)(6) dismissal de novo and apply the same standards as the district court.” Sagome, Inc. v. Cincinnati Ins. Co., 56 F.4th 931, 934 (10th Cir. 2023). “[A]ll well-pleaded factual allegations in the complaint are accepted as true and viewed in the light most favorable to the nonmoving party.” Herrera v. City of Espanola, 32 F.4th 980, 991 (10th Cir. 2022) (quotation marks omitted). “A complaint must contain ‘enough facts to state a claim to relief that is plausible on its face.‘” Santa Fe All. for Pub. Health & Safety v. City of Santa Fe, 993 F.3d 802, 811 (10th Cir. 2021) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). “[D]ismissal under Rule 12(b)(6) is appropriate if the complaint alone is legally insufficient to state a claim.” Brokers’ Choice of Am., Inc. v. NBC Universal, Inc., 861 F.3d 1081, 1104–05 (10th Cir. 2017). Here, the district court granted dismissal of Mr. Hooper‘s claim based on statutory interpretation. Like Rule 12(b)(6) dismissals, “[w]e also review questions of statutory interpretation de novo.” Solar v. City of Farmington, 2 F.4th 1285, 1289 (10th Cir. 2021).
b. Scope of jurisdictional grant in Section 14 of the Curtis Act
We “interpret[] a statute in accord with the ordinary public meaning of its terms at the time of its enactment” as “only the words on the page constitute the law adopted by Congress and approved by the President.” Bostock v. Clayton Cnty., 140 S. Ct. 1731, 1738 (2020). Courts “may not ‘replace the actual text with speculation as to Congress’ intent.‘” Oklahoma v. Castro-Huerta, 142 S. Ct. 2486, 2496 (2022) (quoting Magwood v. Patterson, 561 U.S. 320, 334 (2010)); see also Kan. Nat. Res. Coal. v. U.S. Dep‘t of Interior, 971 F.3d 1222, 1235 (10th Cir. 2020) (“The goal of statutory interpretation is to ascertain the congressional intent and give effect to the legislative will. In conducting this analysis, we first turn to the statute‘s plain language.” (internal quotation marks omitted)). To interpret a statute‘s plain language, “[w]e give undefined terms their ordinary meanings, considering both the specific context in which the word is used and the broader context of the statute as a whole.” In re Taylor, 899 F.3d 1126, 1129 (10th Cir. 2018) (internal quotation marks omitted). “It is a ‘fundamental canon of statutory construction that the words of a statute must be read in their context and with a view to their place in the overall statutory scheme.‘” Food & Drug Admin. v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 133 (2000) (quoting Davis v. Mich. Dep‘t of Treasury, 489 U.S. 803, 809 (1989)).
With these principles in mind, we turn to the text of
All male inhabitants of such cities and towns over the age of twenty-one years, who are citizens of the United States or of either said tribes, who have resided therein more than six months next before any election held under this Act, shall be qualified voters at such election. That mayors of such cities and towns, in addition to their other powers, shall have the same jurisdiction in all civil and criminal cases arising within the corporate limits of such cities and towns as, and coextensive with, United States commissioners in the Indian Territory, . . . . and all inhabitants of such cities and towns, without regard to race, shall be subject to all laws and ordinances of such city or town governments, and shall have equal rights, privileges, and protection therein. . . . .
For the purposes of this section all the laws of said State of Arkansas herein referred to, so far as applicable, are hereby put in force in said Territory; and the United States court therein shall have jurisdiction to enforce the same, and to punish any violation thereof, and the city or town councils shall pass such ordinances as may be necessary for the purpose of making the laws extended over them applicable to them and for carrying the same into effect.
30 Stat. 495, 499–500 (1898) (emphasis added).
Based on its plain text,
that a city or town government be “so authorized and organized” refers to the preceding requirement that the city or town be authorized and organized according to chapter twenty-nine of Mansfield‘s Digest. Id. Further, rather than stating “after being so authorized and organized,” or “once so authorized and organized,” Congress chose to limit the following grant of power—that municipalities would “possess all the powers and exercise all the rights of similar municipalities in said State of Arkansas“—to “when [municipalities were] so authorized and organized,” conditioning this grant of power on municipalities being authorized
All of
Mr. Hooper does not dispute that
c. Section 14 of the Curtis Act no longer applies to Tulsa
Having determined the scope of
14 still grants it authority because (1) following Oklahoma‘s statehood the references to Arkansas law in
Following statehood, in 1908, Tulsa adopted a new charter reincorporating under Oklahoma law. Charter of the City of Tulsa, Oklahoma (1908). This new charter “supersed[ed]” Tulsa‘s previous charter under the Oklahoma Organic Act, and Tulsa ceased to be organized and authorized according to chapter twenty-nine of Mansfield‘s Digest. See
First, Tulsa argues that the references in
Amicus Oklahoma attempts to complete Tulsa‘s argument. Oklahoma contends that by extending Oklahoma Territory law over the former Indian Territory through the Oklahoma Enabling Act, Congress abrogated the application of Arkansas law but did not abrogate its grant of jurisdiction to municipalities over municipal violations committed by all their inhabitants, including Indians. Oklahoma argues that while there was a conflict between the application of Oklahoma Territory law and Arkansas law, there was no conflict between the Oklahoma Territory law and municipalities’ exercise of jurisdiction, so the parts of
Tulsa also argues the jurisdictional grant in
continue with all of its present rights and powers until otherwise provided by law, and shall always have the additional rights and powers conferred by this Constitution.” (Emphasis added.) Tulsa argues that based on
Tulsa dedicates much of its remaining briefing to demonstrating
Tulsa warns that reversing the district court‘s decision would lead to an “unworkable” and “counterintuitive” “system where municipal laws would apply only to some inhabitants, but not others, depending on a complex algorithm with variables based on tribal membership of a defendant as well as discrete geographies within the City limits.” Appellee‘s Br. at 29–30; see also Amicus OAMA‘s Br. at 3 (contending determination that
Because, by its plain text,
B. Appeal from the Municipal Court
Mr. Hooper contends that because
As noted above, we have an “independent duty to assure ourselves of the district court‘s subject-matter jurisdiction.” Planned Parenthood of Kan., 882 F.3d at 1211. Mr. Hooper argues in his complaint and response to Tulsa‘s motion to dismiss that the district court had jurisdiction over his appeal from the municipal court‘s denial of his petition for post-conviction relief based on (1) the appeal procedures pursuant to
III. CONCLUSION
We REVERSE the district court‘s grant of Tulsa‘s Rule 12(b)(6) motion to dismiss Mr. Hooper‘s claim for declaratory judgment, VACATE the district court‘s dismissal of Mr. Hooper‘s appeal as moot, DIRECT the district court to dismiss Mr. Hooper‘s appeal without prejudice for lack