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154 F. App'x 307
3rd Cir.
2005
III.
OPINION
Notes

Stеven Jude HOFFENBERG, Acting to benefit over 100,000 Restitution Victims Owners of Securities in Towers Financial Corp., pursuant to court ordered restitution, Appellant v. Harold PROVOST, Lt.; Bernie Ellis; Duran Sheets; Lou Morello; John Miner; Karl Belfоnti, Mr.; Cindy Billisits; Henry J. Sadowski; Kim Woodring; Cameron Lindsay; Ellen Nich; Arisman, Ms.; Reome, Mr.; Jay Khamm; Eric Ripoll, Lt.; Reich, Captain; David Rardin; Christopher Erlewine; Klaiber, Mr.; Clark, Mr.; Fairbanks, Ms.; Fulger, Mr.; Flatt, Mr.; Brian Reynolds; George Hayes; Maxwell, Mr.; Harell Watts; Rоy, Ms.; Barrett, Mr.; Stradde, Mr.; Gregory, Mr.; Steven Housler; Maines, Mr.; Doorian, Mr.; Gloria Popour; Some Sixty (60) John Doe Bop Staff Defendants

No. 05-2354

United States Court of Appeals, Third Circuit

Submitted For Possible Dismissal Under 28 U.S.C. § 1915(e)(2)(B) or Summary Action Under Third Circuit LAR 27.4 and I.O.P. 10.6 Sept. 22, 2005. Decided Nov. 15, 2005.

154 Fed. Appx. 307

States v. Oliver, 397 F.3d 369, 380 n. 3 (6th Cir.2005)) (modifications in original). Accordingly, Counsel‘s brief is incorrect that no nonfrivolous issues exist with respect to sentencing.

This policy, however, only applies when a defendant affirmatively requests re-sentencing under Booker. See id. at 166 (“Appellants have been directed to state whether they wish to challenge their sentences under Booker. For those who do not, we consider the appeal on the merits.“). This Court will not impose re-sentencing, which could result in a greater sentence, on a defendant who does not request it. Here, Luciano has not requested a remand in accordance with our Court pоlicy, and, accordingly, we will not remand this case to the District Court for re-sentencing. We will therefore grant Counsel‘s motion to withdraw.

III.

We have considered all of the arguments raised by the parties аnd conclude that no further discussion is necessary. ‍‌‌‌​​​‌‌‌‌‌‌​​​‌​‌‌‌‌‌​‌‌‌​‌‌‌‌‌‌​‌​​‌​‌‌‌​‌‌​‌​‍We will affirm the judgment of conviction and sentence. The motion to withdraw will be granted.

Steven Jude Hoffenberg, Ayer, MA, pro se.

Laura S. Irwin, Office of United States Attorney, Pittsburgh, PA, for Defendants.

Before ALITO, McKEE and AMBRO, Circuit Judges.

OPINION

PER CURIAM

Steven Jude Hoffenberg appeals pro se from two ordеrs of the United States District Court for the Western District of Pennsylvania granting Appellees’ motions for dismissal and summary judgment. For the reasons that follow, we will summarily affirm the orders of the District Court.

Hoffenberg was incаrcerated at the Federal Correctional Institution in McKean, Pennsylvania (“FCI-McKean“), from March 1999 through July 2001.1 In 2002, Hoffenberg filed this action pursuant to 42 U.S.C. § 1983 and 28 U.S.C. § 2671 (the Federal Tort Claims Act, hereinafter “FTCA“) against Appellees, who were Bureau of Prisоns (“BOP“) employees during Hoffenberg‘s incarceration at FCI-McKean. Hoffenberg‘s amended complaint alleges numerous violations of his constitutional rights under the First, Fifth, and Eighth Amendments, as well as an FTCA claim. Thе amended complaint also asserts that, as part of his sentence, Hoffenberg was ordered to pay restitution totaling $475 million to the 100,000 victims of his financial crimes. Many of Hoffenberg‘s claims are related to his contention that Appellees frustrated his efforts to fulfill this court-ordered obligation by impeding his attempts to conduct collections litigation from within prison. Hoffenberg seeks over one billion dollars in damages.

Appellees filed a motion to dismiss Hoffenberg‘s amended complaint for failure to state a claim, or, in the alternative, for summary judgment, arguing that many of Hoffenberg‘s claims were not administratively exhausted as required by the Prison Litigation Reform Act (“PLRA“), 42 U.S.C. § 1997e(a). Appellees further argue that the few exhausted claims failed to state a claim for which relief could be grаnted. Adopting the Magistrate ‍‌‌‌​​​‌‌‌‌‌‌​​​‌​‌‌‌‌‌​‌‌‌​‌‌‌‌‌‌​‌​​‌​‌‌‌​‌‌​‌​‍Judge‘s Report and Recommendation, the District Court dismissed all but Hoffenberg‘s retaliation claims in an order entered March 5, 2004.2 Hoffenberg then filed a second amended complaint which addressed his retaliation claims in more detail. Appellees again moved for dismissal or summary judgment, on the same grounds. In an order entered March 18, 2005, the District Court adopted the Mаgistrate Judge‘s second Report and Recommendation and granted summary judgment to Appellees on the retaliation claims. Hoffenberg timely filed this appeal. Appellees have filеd a motion for summary affirmance, which Hoffenberg opposes.

The District Court had jurisdiction pursuant to 28 U.S.C. §§ 1331, 1343, and 1346(b)(1). We have appellate jurisdiction pursuant to 28 U.S.C. § 1291. Hoffenberg‘s notice of appeal brings up for review both of the District Court‘s dismissal orders. See Pacitti v. Macy‘s, 193 F.3d 766, 777 (3d Cir.1999). Our review of these orders is plenary. See id. at 772; Weiner v. Quaker Oats Co., 129 F.3d 310, 315 (3d Cir.1997).

The District Court dismissed Hoffenberg‘s first amеnded complaint in part, for failure to state a claim. The court held that Hoffenberg‘s collections litigation cannot form the basis of a First Amendment access to courts claim, as it doеs not challenge either the validity of Hoffenberg‘s sentence or conviction or his conditions of confinement.3 See Lewis v. Casey, 518 U.S. 343, 355, 116 S.Ct. 2174, 135 L.Ed.2d 606 (1996). As to the claim that Appellees violated Hoffenberg‘s due process rights by рlacing him in disciplinary confinement, the court held that Hoffenberg failed to show that this placement constituted an “atypical and significant hardship” under Sandin v. Conner, 515 U.S. 472, 115 S.Ct. 2293, 132 L.Ed.2d 418 (1995).4 We agree with the District Court‘s dismissal of these claims on the merits, based on our review of the record. See First Report and Recommendation (Docket # 96) at 14, 20-21.

The District Court dismissed Hoffenberg‘s FTCA claim as unexhausted, as this claim was still ‍‌‌‌​​​‌‌‌‌‌‌​​​‌​‌‌‌‌‌​‌‌‌​‌‌‌‌‌‌​‌​​‌​‌‌‌​‌‌​‌​‍pending beforе the BOP when Hoffenberg filed this suit in the District Court. See 28 U.S.C. § 2675(a). In his objections to the Report and Recommendation, Hoffenberg argues that, by amending his complaint after the conclusion of the BOP proceеdings, he had essentially re-filed his federal suit, thus fulfilling the FTCA‘s exhaustion requirement. The District Court properly rejected this argument, as the date of the amended complaint cannot serve as the date thе federal suit was “instituted.” See McNeil v. United States, 508 U.S. 106, 111-12, 113 S.Ct. 1980, 124 L.Ed.2d 21 (1993).

Hoffenberg raises numerous claims under Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), including that various Appellees participated in cover-ups of BOP staff misconduct, instituted baseless disciplinary proceedings against him, and twice physically assaulted him. We have reviewed the record, including exhibits consisting of BOP records detailing Hoffenberg‘s administrative remedy filings, and agree with the District Court thаt Hoffenberg failed to exhaust these claims as required by 42 U.S.C. § 1997e(a). See First Report and Recommendation at 10-14; Decl. of Joyce Horikawa, Defendants’ Exhibits Filed in Support of their Motion to Dismiss (Docket # 133), Exhibit 1. Hоffenberg‘s conclusory statements to the contrary are insufficient to overcome Appellees’ well-supported motion for summary judgment. See Fed.R.Civ.P. 56(c); Pastore v. Bell Tel. Co. of Pa., 24 F.3d 508, 511-12 (3d Cir.1994).

Hoffenberg asserts that Appellees rеtaliated against him for filing civil rights lawsuits against BOP staff at both FCI-McKean and FCI-Allenwood, where he was previously incarcerated. According to Hoffenberg, this retaliation occurred when Appellеes seized and restricted his access to his legal files, restricted his access to the administrative remedy process, and carried out unjustified disciplinary actions against him. For the reasons givеn by the District Court, the evidence in the record supports summary judgment in favor of Appellees on the merits of these retaliation claims. See Second Report and Recommendation (Dоcket # 136) at 15-20.

As to Hoffenberg‘s retaliation claim based on Appellees’ alleged denial of daily, full-time use of the law library, we agree with the District Court‘s alternative holding that Hoffenberg fails to state a claim, as the evidence in the record shows that ‍‌‌‌​​​‌‌‌‌‌‌​​​‌​‌‌‌‌‌​‌‌‌​‌‌‌‌‌‌​‌​​‌​‌‌‌​‌‌​‌​‍he was, in fact, granted access to the law library through his ability to request and receive materials. See Second Report and Rеcommendation at 22; Strade Declaration, Defendants’ Exhibits Filed in Support of Their Motion to Dismiss, Exhibit 6.

Hoffenberg also alleges retaliation based on allegations that Appellees Morello and Kahm physically assaulted him and that various Appellees verbally threatened him with violence and with obstruction of access to the courts and denied him access to legal photocopies, pencils and paper. We agree with the District Court that, although some of the underlying claims were exhausted, the retaliation component of these claims was not, and thе claims are therefore procedurally defaulted. See Second Report and Recommendation at 20-23; Spruill v. Gillis, 372 F.3d 218 (3d Cir.2004); White v. Napoleon, 897 F.2d 103, 111-12 (3d Cir.1990) (retaliation itself constitutes a separate claim).

In his opposition to Appellees’ motion for summary affirmance, Hoffenberg argues that Appellees are responsible for the procedural default of his claims because they “lost” many of his administrative remedy forms. To the extent that this argument restates Hoffеnberg‘s claim that Appellees restricted his access to the administrative remedy process, we agree with the District Court that Appellees are entitled to summary judgment on this claim. See Sеcond Report and Recommendation at 20 n. 10. We further observe that the record evidence indicates that these allegedly “lost” forms were rejected as incorrectly complеted, and that Hoffenberg was given instructions on how to file the forms correctly and an opportunity to re-file, if appropriate, in accordance with the provisions of 28 C.F.R. § 542.17(a). See Second Amended Complaint (Docket # 102), Exhibit 1. To the extent that Hoffenberg argues that he “substantially complied” with the BOP‘s administrative remedy system merely by filing an endless stream of improperly completed administrativе remedies, his argument fails. See e.g., Ahmed v. Dragovich, 297 F.3d 201, 209 (3d Cir.2002).

Summary action is appropriate if there is no substantial question on appeal. See Third Circuit LAR 27.4.; I.O.P. 10.6. For essentially the same reasons set forth by the District Court, we will grаnt Appellees’ motion for summary affirmance of the District Court‘s orders dismissing Hoffenberg‘s first amended complaint, in part, for failure to state a claim and granting summary judgment in favor of Appellees as to the claims raised in the second amended complaint. See id.

Hoffenberg‘s motion for appointment of counsel is DENIED.

Notes

1
As the parties are familiar with the facts, we recite them here only as necessary to our discussion.
2
Hoffenberg‘s apрeal from this order was dismissed for lack of jurisdiction, pursuant to 28 U.S.C. § 1291, as his retaliation claims were still pending. Hoffenberg v. Provost, C.A. No. 04-1680 (order entered on June 30, 2004).
3
In his motion opposing summary affirmance, Hoffenberg asserts that Appellees’ actions damaged two of his prison lawsuits as well as five ‍‌‌‌​​​‌‌‌‌‌‌​​​‌​‌‌‌‌‌​‌‌‌​‌‌‌‌‌‌​‌​​‌​‌‌‌​‌‌​‌​‍actions attacking his conviction. We decline to consider these arguments, as Hoffenberg raises them for the first time on appeal. See Union Pacific R.R. Co. v. Greetree Transp. Trucking Co., 293 F.3d 120, 126 (3d Cir.2002).
4
The District Court properly held that these allegations did not form the basis of an Eighth Amendment claim.

Case Details

Case Name: Hoffenberg v. Provost
Court Name: Court of Appeals for the Third Circuit
Date Published: Nov 15, 2005
Citations: 154 F. App'x 307; 05-2354
Docket Number: 05-2354
Court Abbreviation: 3rd Cir.
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