Ali AHMED (Hiram McGill) v. DRAGOVICH, Superintendent; Corrections Secretary Horn; Sromovski, Corrections Officer; Eichenberg, Sgt.; Mahally, Lt., Ali Ahmed, Appellant
No. 01-1587
United States Court of Appeals, Third Circuit
June 10, 2002
Argued: Dec. 17, 2001.
297 F.3d 201
As an alternate basis for reversal, Arlington points to the fact that, although plaintiffs were represented by counsel on appeal, the Murphys appeared pro se before the district court. The Murphys were pursuing this action on behalf of their minor son. In this Circuit, a non-attorney parent is precluded from representing his or her child in federal court. Cheung v. Youth Orchestra Foundation, 906 F.2d 59, 61 (2d Cir.1990); see also Pridgen v. Andresen, 113 F.3d 391, 393 (2d Cir.1997) (“[A]ppearance pro se denotes (in law latin) appearance for one‘s self; so that a person ordinarily may not appear pro se the cause of another person or entity“). “The court has a duty to enforce the Cheung rule sua sponte, for the infant is always the ward of every court wherein his rights or property are brought into jeopardy, and is entitled to the most jealous care that no injustice be done to him.” Wenger v. Canastota Cent. Sch. Dist., 146 F.3d 123 (2d Cir.1998).
Although we agree that the district court should have ordered plaintiffs to obtain counsel, we do not find reversible error on these facts. The animating purpose behind the Cheung rule is to protect the interests of minor children by ensuring they receive adequate representation. 906 F.2d at 61. It is hardly in the best interest of Joseph Murphy to vacate an injunction that inures to his benefit so that he may re-litigate this issue below with licensed representation in order to re-secure a victory already obtained.
CONCLUSION
For the reasons set forth above, we affirm the district court‘s grant of injunctive relief.
Howard G. Hopkirk (argued), Office of the Attorney General of Pennsylvania, Harrisburg, PA, for appellees.
Before: SLOVITER and MCKEE, Circuit Judges and HAYDEN,* District Judge.
OPINION OF THE COURT
SLOVITER, Circuit Judge.
Ali Ahmed, a former Pennsylvania prison inmate, appeals the District Court‘s February 13, 2001 order denying his motion to amend his complaint against two state prison officers alleging excessive force. The District Court had previously dismissed Ahmed‘s complaint on June 26, 2000 on the ground that he had failed to exhaust administrative remedies prior to commencing suit, as required by the Prison Litigation Reform Act (“PLRA“),
I.
FACTS AND PROCEDURAL POSTURE
According to Ahmed‘s complaint, filed pursuant to
According to Sromovski, after Ahmed‘s cell door was accidently opened, Ahmed charged Sromovski, yelling an obscenity. Pending a hearing on the incident, Ahmed was confined to his cell. At the hearing, which took place on April 6, 1998, he was found guilty. Ahmed filed an appeal from that determination to the Program Review Committee on April 7, 1998. On April 9,
The matter also proceeded through the system within the prison designed to address inmate-initiated grievances. On April 8, Ahmed filed a claim regarding the April 3 incident pursuant to DC-804, the Consolidated Inmate Grievance Review System. Under the Grievance Review System, prison administrators investigate and attempt to resolve inmate grievances. At the conclusion of an investigation, a grievance officer provides the inmate with an Initial Review Response, which includes “a brief rationale, summarizing the conclusions and any action taken or recommended to resolve the issues raised in the grievance.” DC-ADM 804 VI(B)(4), App. at 150. Inmates may appeal Initial Review Responses through two additional levels of administrative review.
On April 23, 1998, a grievance officer completed an Initial Review Response to Ahmed‘s April 8 grievance outlining the substance of the officer‘s interviews and the written reports filed in the matter. According to the grievance officer, “You [Ahmed] stated you had numerous injuries but when seen by Medical no injuries were noted.” App. at 266. The officer observed that “[y]our witnesses did little to help you,” and concluded “[m]y biggest doubt of your allegations, how do you get punched in the face and pushed against a table and the RN who checked you stated that you have no injuries.” App. at 266. Although the grievance officer expressed no clear result in that decision, the clear implication is that he had concluded no further action was warranted. Ahmed did not appeal the Initial Review Response within five days, as required by DC-ADM 804 VI(C)(1), which provides for appeal “within five (5) days from the date of receipt by the inmate of the Initial Review decision. The inmate must appeal in this manner prior to seeking Final Review.” App. at 150 (emphasis in original).
On April 14, 1998, before completion of the Initial Review Response, Ahmed received a letter from the Superintendent of Prisons placing Ahmed on “restricted access to the grievance system.” App. at 271. Restricted access, which is authorized under DC-ADM 804 V(C), “limited [Ahmed] to filing one grievance per month.” App. at 271. This action was taken because prison authorities had determined Ahmed had filed numerous frivolous grievances. According to the Superintendent‘s letter, Ahmed filed eighteen grievances from June 13, 1997 to April 9, 1998, or 4.4% of all prisoner grievances brought in that time frame. Although Ahmed concedes he often used the grievance procedures and was familiar with the prison‘s procedures governing grievances, he contends that he was hampered in any appeal of the Initial Review Response because he did not have a copy in his cell of the handbook containing DC-ADM 804‘s provisions. Br. of Appellant at 12. Ahmed also argues that he believed the grievance restriction precluded him from filing an appeal in April, although the letter placing him on grievance restriction referred only to the “filing” of grievances. However, he does not contend he was unaware of the relevant provisions nor does he explain why, if he believed he could not file an appeal of the Initial Review in April, he did not attempt to do so in the next month which would have been permitted under the one grievance per month restriction.
In addition to filing his grievance, Ahmed submitted a request on May 22, 1998 to the Schuylkill County District At
Ahmed first filed an application to proceed in forma pauperis on a
Two days later, Ahmed filed an administrative appeal under DC-ADM 804 from the April 23, 1998 Initial Review Response. It is unclear whether Ahmed‘s appeal was in response to the Commonwealth‘s motion raising the exhaustion issue. In any event, his appeal was swiftly denied as untimely by the prison superintendent, who observed, “You have five days in which to file your appeal with this office and it is now five months later.” App. at 272. Ahmed immediately appealed that determination to the Chief Hearing Examiner, the final level of review provided for by the DC-804 grievance procedures. That appeal was rejected on the same ground. The District Court denied the defendants’ motion to dismiss on January 29, 1999.
A year later, this court decided Nyhuis v. Reno, 204 F.3d 65 (3d Cir.2000), holding that the exhaustion requirement of the PLRA set forth in
II.
DISCUSSION
A.
Exhaustion
In addressing the merits of the District Court‘s June 26 order, the Commonwealth argues that the District Court correctly found that Ahmed had failed to exhaust his appeal of his initial grievance before filing his complaint. There is no dispute that Ahmed failed to file an appeal of his April 8, 1998 grievance to the final stages of prison review within the required five days and did not seek to do so until September of 1998, some two months after the District Court permitted him to proceed in forma pauperis on his complaint and five months after his grievance was denied at the initial stage. In Nyhuis, this court, after rejecting a futility exception to the PLRA‘s exhaustion requirement, applied the PLRA literally. We stated:
we are not prepared to read the amended language in
§ 1997e(a) as meaning anything other than what it says-i.e., that no action shall be brought in federal court until such administrative remedies as are available have been exhausted.
Although Ahmed argues that the PLRA‘s exhaustion requirement should be interpreted to permit prisoners to exhaust administrative remedies after they have filed a complaint in federal court, the Commonwealth replies that the administrative procedures available within the prison system must be exhausted before the inmate begins the federal suit.5
However plausible we might find the Commonwealth‘s argument were we free to reach it,6 the Commonwealth has raised a serious challenge to our jurisdiction to do so in its contention that Ahmed failed to file a timely notice of appeal. Because this court has held that failure to exhaust is not a jurisdictional defect, Nyhuis, 204 F.3d at 69 n. 4, we cannot consider the exhaustion issue until we first reach the jurisdictional challenge. See Steel Co. v. Citizens for a Better Env‘t, 523 U.S. 83, 94, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998). Only if we are not persuaded by the Commonwealth‘s argument that we lack jurisdiction over Ahmed‘s appeal would we be free to consider the exhaustion issue. We therefore turn to the jurisdiction issue.
B.
Failure to Timely Appeal
The Commonwealth argues that this court lacks jurisdiction over Ahmed‘s appeal because the District Court‘s June 26 order dismissing the complaint was a final order which Ahmed failed to timely appeal. Ahmed responds that the District Court‘s June 26 order specified that the dismissal was without prejudice. Ordinarily, an order dismissing a complaint without prejudice is not a final order as long as the plaintiff may cure the deficiency and refile the complaint. See, e.g., Welch v. Folsom, 925 F.2d 666, 668 (3d Cir.1991). On the other hand, if the plaintiff cannot cure the deficiency, an order dismissing a complaint without prejudice is a final and appealable order. Newark Branch, NAACP v. Harrison, N.J., 907 F.2d 1408, 1416 (3d Cir.1990).
The Commonwealth contends that Ahmed cannot cure the deficiency because a new complaint would be barred by the statute of limitations. This court has stated that although “[t]he principle is well-settled in this circuit that an order dismissing a complaint without prejudice is not a final and appealable order,” that principle does not apply where the statute of limitations has run. Id. at 1416; see also Green v. Humphrey Elevator & Truck Co., 816 F.2d 877, 878. n. 4 (3d Cir.1987) (sustaining appellate jurisdiction over dismissal of complaint based on running of statute of limitations). This is consistent with the position of other courts. See, e.g., Gray v. Fid. Acceptance Corp., 634 F.2d 226, 227 (5th Cir. Unit B Jan.1981) (“Since the district court‘s order [denying plaintiffs’ timely motion to amend the court‘s dismissal without prejudice] was handed down after the statute of limitations had run, the dismissal is a final order for purposes of appeal.“). Ahmed does not dispute that the statute of limitations on his claim had expired by the time he sought to amend the complaint. Because the statute of limitations on Ahmed‘s claim expired in April, 2000, the June 26, 2000 order was a final and appealable order notwithstanding its designation as without prejudice.
Under
However, Ahmed argues that if he had been given leave to amend, which he proposed in his July 31 motion to amend, the amendments would have related back to the date of the original complaint, thereby enabling the complaint to avoid the bar of the statute of limitations.
To hold otherwise would enable the liberal amendment policy of Rule 15(a) to be employed in a way that is contrary to the philosophy favoring finality of judgments and the expeditious termination of litigation. Furthermore, the draftsmen of the rules included Rules 59(e) and 60(b) specifically to provide a mechanism for those situations in which relief must be obtained after judgment and the broad amendment policy of Rule 15(a) should not be construed in a manner that would render those provisions meaningless.
Id. at 694 (footnote omitted).
Ahmed argues that he is not subject to Rules 59(e) or 60(b) because there was “no entry of judgment and no final judgment following the District Court‘s decision to dismiss.” Reply Br. of Appellant at 14 n.3. According to Ahmed, “the [D]istrict [C]ourt dismissed the action rather than entering summary judgment. The [District Court did not indicate anywhere in its opinion and order of June 26, 2000 that it was entering judgment.” Id. This view of the District Court‘s June 2000 order is not borne out by the record. The District Court‘s order provides that: “IT IS ORDERED that: (1) Defendant‘s supplemental motion for summary judgment ... is GRANTED.” Ahmed v. Sromovski, 103 F.Supp.2d 838, 846 (E.D.Pa.2000). Similarly, the docket entry records the June 26 order as “ORDER GRANTING DEFTS’ SUPPLEMENTAL MOTION FOR SUMMARY JUDGMENT,” and notes, in an entry made the same day, that the case was closed. It is therefore evident that judgment was entered against Ahmed pursuant to the June 26 order.7
Although Ahmed did not file a motion under either Rules 59 or 60, he did file the July 31, 2000 motion to amend the complaint, and the District Court‘s denial of that motion in its February 13, 2001 order is properly before us. Ahmed does not contend that his motion to amend extended his time to file a notice of appeal. Despite Ahmed‘s disclaimer of the applicability of
One of the principal commentators on federal procedure has noted that “[m]otions seeking to amend a complaint that are made after a judgment of dismissal have been entered have been construed as Rule 60(b) motions.” 12 James Wm. Moore, Moore‘s Federal Practice, § 60.64, at 60-196 (3d ed. 2002); see also Newark Branch, NAACP, 907 F.2d at 1411 n. 5 (treating motion improperly titled as motion for rehearing and reconsideration as motion to alter or amend judgment pursuant to
The standard of review for
We consider next whether any amendment to Ahmed‘s complaint would be futile. Ahmed‘s motion to amend his complaint, which the District Court denied by its February 13 order, sought to reflect (1) his untimely appeal of his administrative grievance subsequent to the commencement of this suit, and (2) his release from prison in July 2001.
We turn first to Ahmed‘s proposed amendment designed to cure the District Court‘s dismissal because of Ahmed‘s failure to exhaust his administrative remedies.8 Ahmed has admitted that he did not file the necessary second step in the administrative grievance process within the time required. Ahmed argues that he substantially complied with the prison‘s administrative procedure, relying on the language in Nyhuis reflecting “our understanding that compliance with the administrative remedy scheme will be satisfactory if it is substantial.” Nyhuis, 204 F.3d at 77-78. Whatever the parameters of “substantial compliance” referred to there, it does not encompass a second-step appeal five months late nor the filing of a suit before administrative exhaustion, however late, has been completed.9 It follows that Ahmed cannot cure the defect in his action by the proffered amendment of the complaint.
The Commonwealth conceded at oral argument that a prisoner who has been released is not precluded by the PLRA from filing a
III.
CONCLUSION
For the reasons set forth above, we will affirm the judgment of the District Court.
SLOVITER
CIRCUIT JUDGE
