HELGE RIEMANN v. KRISTINA A. TOLAND
Sag-21-77
MAINE SUPREME JUDICIAL COURT
February 15, 2022
2022 ME 13
HUMPHREY, J.
Arguеd: November 3, 2021. Panel: STANFILL, C.J., and MEAD, GORMAN, JABAR, HUMPHREY, HORTON, and CONNORS, JJ.
[¶1] In this appeal, we consider whether a provision in a premarital agreement waiving the parties’ right to seek attorney fees is enforceable when the parties litigate the best interest of their child.
[¶2] Helge Riemann appeals from a divorce judgment entered by the District Court (West Bath, Raimondi, J.) in which the court adopted a referee‘s findings and recommendations that Kristina A. Toland be awarded (1) primary residence of the parties’ minor child even if Toland relocates from Maine to Ohio and (2) attorney fees. Because we conclude that the referee did not err or abuse her discretion in determining the child‘s primary residence and that the attorney-fee-waiver provision in the parties’ premarital agreement is unenforceable as applied to their litigation of parental rights, we affirm the judgment in all respects.
I. BACKGROUND
[¶3] On October 25, 2018, Riemann filed a complaint for divorce. Toland answered and counterclaimed, requesting, in part, that the court determine the parties’ parental rights and responsibilities and allocate attorney fees. In February and August 2019, the court held two interim hearings pending final resolution of the divorce. After the first interim hearing, held on February 11, 2019, the court (Adamson, M.) entered an order pending divorce that, in relevant part, awarded primary residence of the child to Toland while аlso setting a contact schedule for Riemann. The focus of the second hearing was Toland‘s desire to continue to have interim primary residence of the child and relocate, with the child, to Ohio.1
[¶4] In December 2019, Toland filed a motion for prospective attorney fees, arguing that a provision in the parties’ premarital agreement waiving their rights to seek attorney fees from the other party was void and unenforceable because it “limits the ability of a spouse to effectively litigate the issue of custody or support.” In April 2020, pursuant to a written stipulation and agreement of the parties, the court appointed a referee “to conduсt all future proceedings in this case.”
[¶5] In May 2020, Toland filed a motion in limine seeking an order allowing her “to request an award of reasonable attorney‘s fees . . . incurred litigating issues of parental rights and responsibilities.” Riemann
[¶6] In June 2020, a three-day final hearing was held before the referee. The focus of the proceeding was again Toland‘s desire to be awarded primary residence of the child even if she relocated to Ohio. The referee issued a report in September 2020 and made the following findings, which are supported by competent evidence in the record. See Akers v. Akers, 2012 ME 75, ¶ 3, 44 A.3d 311.
[¶7] In 2012, Toland moved to Maine for a teaching position as a postdoctoral fellow at Bowdoin College.2 Sometime thereafter, she met and began a relationship with Riemann, who had a successful medical practice in Brunswick.
[¶8] In January 2015, Riemann and Toland, each represented by separate counsel, executed a premarital agreement that included a provision requiring each party to “bear their own costs and attorney‘s fees in the event . . . either party file[d] a Complaint.”3 Riemann and Toland were married approximately two weeks after executing the premаrital agreement.
[¶9] Following the birth of their child in early 2015, Toland took an eight-week maternity leave from her teaching position, and Riemann reduced his work schedule. At the conclusion of Toland‘s leave, Toland and Riemann decided that Toland would stay at home and care for the child full-time rather than return to work.
[¶10] After Riemann filed for divorce, Toland informed him that she wanted to relocate to Ohio and return to teaching at the college level. Her prospects for employment in her field are greater in Ohio, where Toland‘s parents live and where she and the child would have family support while living with them. Toland is committed to facilitating contact between the child and Riemann, and she acknowledged that she would not relocate if the child could not accompany her to Ohio. Riemann sought either primary or shared primary residence in Maine, proposing that he hire a nanny as necessary for childcare. Both parents love the child, want what is best for the child, and can meet the child‘s daily needs.
[¶11] The child was five years old at the time of the trial and, although she was attending a pre-kindergarten school in Freeport, did not have close relationships in her community. Toland has historically performed most of the caretaking for the child, and the child has strong bonds with both parents. The hardest loss for the child if Toland moved tо Ohio would be the loss of frequent contact with Riemann, though the GAL opined that the child would adjust more easily to the loss of frequent contact with Riemann than she would to a loss of frequent contact with Toland.
[¶12] The referee submitted her report to the District Court on September 8, 2020. The report reflects the referee‘s full consideration of the statutory factors relevant to application of the standard governing the determination of the best interest of the child, see
[¶14] Riemann filed an objection to the referee‘s report with the court, challenging the referee‘s award to Toland of (1) primary residence of the child in Ohio and (2) attorney fees. Following a hearing on February 11, 2021, the court (Raimondi, J.) adopted the referee‘s report in its entirety and entered it as a final judgment that same day. The court concluded that the referee‘s findings of fact were not clearly erroneous,
II. DISCUSSION
[¶15] “When a trial court accepts a report of a referee, the findings of the referee become the trial court‘s findings, and we review those findings directly.” Wechsler v. Simpson, 2016 ME 21, ¶ 12, 131 A.3d 909 (quotation marks omitted). The referee‘s findings are entitled to substantial deference because of the referee‘s opportunity to observe and assess the witnesses’ testimony, and we review the referee‘s factual findings for clear error. Id. Because a motion for further findings was timely filed and denied, we can consider only the express factual findings of the referee in reviewing the ultimate judgment. Klein v. Klein, 2019 ME 85, ¶ 6, 208 A.3d 802.
A. Relocation and Primary Residence
[¶16] Riemann contends that the evidence does not support the award of primary residence to Toland in Ohio and that the referee failed to conduct the requisite balancing of constitutional rights, which Riemann argues should be based on whether a parent has compelling reasons for relocation and other “objective” factors. Riemann also contends that the referee‘s best interest analysis focused only on whether the child should live with Riemann in Maine or with Toland in Ohio and was thus based on the “false premise” that Toland would move to Ohio without the child, which Toland had said she would not do.4
[¶18] Here, the referee did exactly that. The referee articulated the specific best interest factors that were important to this case, see
[¶19] The referee considered the age of the child, finding that she was five years old; the stability of any proposed living arrangements, finding that Toland‘s mother would provide any necessary childcare and that the child was familiar with her grandmother‘s Ohio home; and the relationship of the child to her parents and to other persons who may affect her welfare, crediting the GAL‘s belief that it would be more detrimental to the child to be apart from Toland and finding that the child had not formed significant ties in Maine but was particularly close to Toland‘s mother in Ohio. See
[¶20] While assessing the best interest factors fully, the referee carefully balanced the right of each parent to have contact with the child against Toland‘s right to travel and decide where she and the child will live. The referee considered the parties’ motivations, see
[¶22] Furthermore, and contrary to Riemann‘s argument, the scope of the referee‘s best interest analysis under section 1653(3) was not erroneously limited to whether the child should live with Riemann in Maine or with Toland in Ohio. The best interest factors,
[¶23] In making that determinаtion, the referee‘s assumption that Toland might move to Ohio was not error, nor did it create a “false premise” upon which the referee relied in her best interest analysis. The balancing analysis assumes the parent‘s constitutional right to travel, and the central inquiry remains the best interest of the child. See Light, 2014 ME 134, ¶¶ 19-22 & n.1, 105 A.3d 447. Toland‘s admission that she would stay in Maine if the court refused her primary residence of the child in Ohio acknowledges only that the court‘s ruling would affect her own decision making. Cf. id. ¶ 19 (explaining that the court‘s decision not to award the mother primary residence of the child if she moved to Italy did not constrain her freedom to travel to Italy because, while it might affect her decision making, it did not impair her right to travel and settle in whatever location she chooses).
[¶24] The referee‘s findings are not clearly erroneous, and we do not disturb the referee‘s determination, based on those findings, that the child‘s best interest would be served by living with Toland in Ohio while maintaining contact with Riemann. See, e.g., Akers, 2012 ME 75, ¶¶ 6-7, 44 A.3d 311.
B. Award of Attorney Fees
[¶25] In domestic relations matters under Title 19-A, “[a] court is authorized to issue an award of reasonable attorney fees based on a determination of the parties’ relative capacity to absorb the costs of litigation . . . as well as all relevant factors that serve to create an award that is fair and just under the circumstances.” Pearson v. Wendell, 2015 ME 136, ¶ 45, 125 A.3d 1149 (quotation marks omitted); see
[¶26] In their premarital agreement, Riemann and Tоland waived the right to seek attorney fees in the event of divorce. Toland contends that such a waiver is unenforceable as against public policy to the extent that it waives the right to seek attorney fees incurred in litigation of parental rights and responsibilities. This is an issue of first impression in Maine.
1. Standard of Review
[¶27] We review conclusions of law de novo, see, e.g., Est. of Martin, 2008 ME 7, ¶ 18, 938 A.2d 812, and an award of attorney fees for an abuse of discretion, Dargie v. Dargie, 2001 ME 127, ¶ 30, 778 A.2d 353.
[¶28] Our starting point is Maine‘s Uniform Premarital Agreement Act (UPAA).
2. Maine‘s Uniform Premarital Agreement Act
[¶29] Maine‘s UPAA authorizes individuals to enter into premarital agreements, see
[¶30] Section 604 of Maine‘s UPAA provides that parties may validly contract in a premarital agreement with respect to (1) their rights and obligations to property, (2) the right to buy, sell, or use property; (3) the disposition of property upon the occurrence of specified events; (4) spousаl support; (5) the making of a will or trust; (6) a death benefit; (7) the choice of law governing the agreement; and “(8) [a]ny other matter . . . not in violation of public policy.” See
[¶31] Because section 604 explicitly precludes parties from contracting as to matters that affect the “right of a child to receive support” but does not mention attorney fees, Riemann contends that the public policy parameters for premarital agreements are already defined by section 604. He argues that, based on application of the maxim expressio unius est exclusio alterius,7 the absenсe of any mention of attorney fees implies that a premarital agreement concerning attorney fees is allowed by statute and does not violate public policy. Section 604(8) provides, however,
[¶32] Riemann alternatively argues that section 608 of the UPAA provides the only circumstances under which a premarital agreement is voidable under the Act. See
[¶33] Like section 608, our case law thus far has addressed сoncerns for only the parties’ circumstances or positions at the time a premarital agreement is executed. See Hoag v. Dick, 2002 ME 92, ¶¶ 3, 16, 799 A.2d 391; Est. of Martin, 2008 ME 7, ¶¶ 18-19, 938 A.2d 812. But unlike section 608 and those cases, the public policy concern raised here with respect to a waiver of the right to seek attorney fees is prospective because, regardless of the parties’ circumstances at the time they executed a premarital agreement, those circumstances may later be affected disproportionately such that one party is unable to pursue or defend litigation that involves the best interest of a child.
[¶34] Furthermore, any reading of section 608 as providing the only circumstances in which a premarital agreement is unenforceable would directly conflict with section 604(8), which permits parties to contract to other matters in a premarital agreement only if those matters are not against public policy. See
[¶35] Accordingly, we conclude that a waiver in a premarital agreement of the right to seek attorney fees is valid under the UPAA‘s catch-all provision as “[a]ny other matter” only to the extent that its application does not violate public policy.9 See
3. Public Policy
[¶36] We do not enforce contracts, or their provisions, that contravene public policy. See, e.g., Court v. Kiesman, 2004 ME 72, ¶¶ 11, 14, 850 A.2d 330. “A contract is against public policy if it clearly appears to be in violation of some well established rule of law, or that its tendency will be harmful to the interests of society.” Allstate Ins. Co. v. Elwell, 513 A.2d 269, 272 (Me. 1986) (quotation marks omitted); see also State Farm Mut. Auto. Ins. Co. v. Koshy, 2010 ME 44, ¶ 42, 995 A.2d 651 (explaining that a contract is void as against public policy “only if it violates a well-defined and dominant policy that may be ascertained from the law and legal precedent“). In order to determine whether a contract violates public policy, “we balance the freedom of the parties to contract against the detriment to society that would result from [its] enforcement,” Koshy, 2010 ME 44, ¶ 42, 995 A.2d 651, while also recognizing that contracts “are not to be lightly set aside,” Elwell, 513 A.2d at 272 (quotation marks omitted).
[¶37] Although the enforceability of a provision in a premarital agreement waiving attorney fees is a matter of first impression in Maine, other jurisdictions that have considered such a waiver in the context of child-related matters have concluded that the waiver is unenforceable.10 The common public policy concern underlying each of those decisions was an awareness that enforcement of a provision waiving attorney fees could stifle a court‘s ability to address issues affecting the best interest of the child. See In re Marriage of Burke, 980 P.2d 265, 268 (Wash. Ct. App. 1999) (“The state‘s interest in the welfare of children requires that the court have the discretion to make an award of attorney fees and costs so that a pаrent is not deprived of his or her day in court . . . .“); In re Marriage of Ikeler, 161 P.3d 663, 670-71 (Colo. 2007) (“If one spouse is unable to hire an attorney, . . . the lesser-earning spouse‘s ability to effectively litigate
[¶38] Particularly persuasive is the reasoning of the Iowa Supreme Court, which determined that, because Iowa‘s legislature requires that custody issues be determined by a court‘s analysis of the child‘s best interest, “provisions in a premarital agreement that limit child custody rights are void as a matter of public policy.”11 In re Marriage of Erpelding, 917 N.W.2d 235, 246 (Iowa 2018). It then concluded that, “[a]s a corollary, provisions in a premarital agreement that contain fee-shifting bars as to the litigation of child custody” must also be “void as a matter of public policy.” Id. at 247. Such a conclusion was consistent with Iowa‘s UPAA, the court reasoned, because, like Maine‘s UPAA, Iowa‘s law provided that parties could contract only as to “other matter[s] . . . not in violation of public policy.” Id. at 238, 247; see
[¶39] In light of the Maine Legislature‘s similar, well-defined policy that courts must discern the best interest of the child in matters involving parental rights and responsibilities, see
[¶41] Therefore, when the best interest of a child is at issue, the freedom to contract does not outweigh the detriment that could result from enforcement of a premarital agreement‘s provision waiving attorney fees. Here, the parties’ litigation of parental rights required a determination of the child‘s best interest, and we hold that, pursuant to
4. The Referee‘s Award of Attorney Fees
[¶42] Riemann last argues that the referee should have been required to make specific findings as to Toland‘s inability to pay her own attorney fees. However, application of the holding we now announce is not dependent on a determination that one рarty is in fact financially disadvantaged. Rather, an award of attorney fees pursuant to
[¶43] Here, after making findings and recommendations as to the issues pending before her, the referee acknowledged her obligation to consider the parties’ capacity to absorb the cost of litigation, assessed the totality of the evidence, and concluded that Toland should be awarded $50,000 in attorney fees. The record includes the parties’ financial statements and child support affidavits as well as the parties’ tax returns and the premarital agreement. It also includes an attorney fee affidavit from Toland‘s attorney, referencing counsel‘s willingness to submit copies of billing statements fоr in camera
[¶44] Finally, neither party argues that the amount of attorney fees awarded was unreasonable, and the referee‘s findings as to the parties’ income for the purpose of determining the “child-related issues,” which were “many and complicated in this case,” provide sufficient bases for the award of attorney fees.14 See Pearson, 2015 ME 136, ¶ 46, 125 A.3d 1149 (determining that findings presented in the context of other issues “were sufficient to apprise the parties of the reasons why the amount of attorney fees awarded . . . was reasonable under the circumstances” when those findings also extendеd to the issue of attorney fees). Considering the disparity in the parties’ income as found by the referee, the totality of the circumstances, and the supporting record evidence, we discern no abuse of discretion in the referee‘s award of attorney fees to be paid by Riemann.
The entry is:
Judgment affirmed.
Keith P. Richard, Esq. (orally), Libby O‘Brien Kingsley & Champion, LLC, Kennebunk, for appellant Helge Riemann
Kenneth P. Altshuler, Esq. (orally), Childs Rundlett & Altshuler, Portland, for appellee Kristina A. Toland
West Bath District Court docket number FM-2018-324
For Clerk Reference Only
