Grant v. GrantGrant v. Grant
- Reporters:
- ,
- Before:
- DiPentima, Beach, Sheldon
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Opinion
DiPENTIMA, C. J. The defendant, Winston Grant, appeals from the judgment of the trial court dissolving his marriage to the plaintiff, Jennifer Grant, and entering related financial orders. On appeal, the defendant claims that the court abused its discretion in (1) finding him in contempt for violating the court’s automatic orders, (2) ordering him to pay the plaintiff $30,425.981 from his retirement account within thirty days from the judgment and (3) finding that he owned real property in Jamaica and ordering him to pay the plaintiff $20,000 reflecting the plaintiff’s contributions to that property within four2 years. We agree with the defendant. Accordingly, we reverse in part the judgment of the trial court and remand the matter for further proceedings in accordance with this opinion.
The following facts, which either were found by the court in its memorandum of decision or are undisputed in the record, and procedural history are relevant to our consideration of the issues raised on appeal. The parties were married on September 21, 1996, and did not have any children. The plaintiff commenced the present action seeking dissolution of the parties’
On September 16, 2014, several months prior to the dissolution trial, the plaintiff filed a motion for contempt, alleging that the defendant had violated the automatic orders. She also filed a motion for order regarding the defendant’s retirement account in which she requested that the court order the defendant to cease withdrawing funds from that account, to immediately replenish the account and for the remaining cash in that account to be placed into a trust account until trial.4 On September 26, 2014, the defendant filed an objection to the motion for contempt to which he affixed an accounting of expenses document.
On January 15, 2015, the court, Hon. Howard T. Owens, Jr., judge trial referee, rendered judgment dissolving the parties’ marriage and entered financial orders in a written memorandum of decision. With regard to the issues in this appeal, the court made the following findings and entered the following financial orders. In § 3 of its memorandum of decision, the court expressly stated: ‘‘The evidence is clear that the [defendant] has substantially depleted his retirement account. Subsequent to the service of the complaint in this matter, he had available $76,064.97 in his retirement account. On April 21, 2014, and April 23, 2014, he totally depleted said account and paid taxes and penalties thereon. His withdrawals were clearly in violation of the court’s [automatic] orders and the court finds his conduct wilful and finds him in contempt. He shall immediately transfer the current value of his [retirement account] to [the plaintiff] (approximately $6700) and shall pay to her the sum of 40 percent of the $76,064.97 [i.e., $30,425.98] that he had in his depleted retirement [account] after being given a credit for interest and penalties paid thereon. Said sum shall be paid within thirty days from the date of this judgment.’’ In § 4, the court ordered: ‘‘The real property located at 391 Summerfield Avenue in Bridgeport shall be owned exclusively by the [plaintiff], and [she] shall be entitled to the rental income both current and past.’’ In § 5, the court ordered: ‘‘The real estate in Jamaica shall be the exclusive property of the [defendant]. However, the [defendant] shall pay to the [plaintiff] the sum of $20,000 that she has contributed to its upkeep and maintenance when said real estate is sold. If [the property] is not sold within four years, said sum, $20,000, shall be due and payable at that time . . . .’’ The defendant filed the present appeal, challenging the court’s contempt finding and these financial orders.
On August 27, 2015, the defendant filed with this court a second motion for review of the trial court’s failure to fully respond to his requests for articulations four and six, which asked what amount of his retirement account it determined to be spent on customary and usual household expenditures and the amount that was spent on expenditures in violation of the court’s automatic orders. This court granted both the motion and the relief requested therein and ordered the trial court to articulate: ‘‘(1) what amount of the [defendant’s] retirement funds it determined that [he] had properly spent on ordinary household expenditures and what were those expenditures; and (2) what amount of the husband’s retirement funds it determined the husband had spent on expenditures that were violative of the automatic court orders and what were those expenditures.’’ On November 18, 2015, the trial court responded by articulating: ‘‘(1) On April 21, and April 23, 2014, subsequent to the service of the complaint in this matter, [the defendant] had in his retirement account $76,064.97. Subsequent to the service of the complaint, he withdrew over a period of time all of said sums from his savings with the exception of $6000. [The sum of] $10,498 was used to satisfy his tax obligations thereto. The withdrawals also occurred subsequent to the date of service of the complaint (April 9, 2014). He had a tax obligation of approximately $14,000. In addition, he spent money for furniture and rental expenses, according to his testimony. In addition, [the defendant] claims to have expended $950 per month in rental at an apartment occupied on Pearl Harbor Street in Bridgeport. (2) Expenses for food, clothing and alleged rental expenditures. At the time of dissolution, [the defendant] had depleted approximately $70,000 from his savings account.’’
On November 24, 2015, the defendant filed with this court his third motion for review of the trial court’s articulation, which we granted but denied the relief requested therein. Additional facts will be set forth as necessary.5
‘‘With respect to the factual predicates for financial awards [and] the distribution of property . . . our standard of review is clear. This court may reject a factual finding if it is clearly erroneous, in that as a matter of law it is unsupported by the record, incorrect, or otherwise mistaken. . . . The fact-finding function is vested in the trial court with its unique opportunity to view the evidence presented in a totality of circumstances, i.e., including its observations of the demeanorand conduct of the witnesses and parties, which is not fully reflected in the cold, printed record which is available to us. Appellate review of a factual finding, therefore, is limited both as a practical matter and as a matter of the fundamental difference between the role of the trial court and an appellate court. . . . A finding of fact is clearly erroneous when there is no evidence in the record to support it . . . or when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed.’’ (Citation omitted; internal quotation marks omitted.) Anderson v. Anderson, 160 Conn. App. 341, 343–44, 125 A.3d 606 (2015). Guided by these principles, we address in turn each of the defendant’s claims.
I
The defendant first claims that the trial court abused its discretion in finding him in contempt for violating the court’s automatic orders. Specifically, the defendant argues that the court erred in its finding that he expended funds from his retirement account in violation of the automatic orders when the court failed to identify the specific expenditures that violated such orders. In turn, the plaintiff contends that the court concluded on the basis of clear and convincing evidence that the defendant had violated the automatic orders. We agree with the defendant.
The following additional facts are relevant to this claim. As discussed previously, the court granted the plaintiff’s motion for contempt on the ground that the defendant’s depletion of his retirement account was wilful. In its August 18, 2015 articulation, the court stated that the specific expenditures that violated the automatic orders totaled $76,064.97. On appeal, the defendant claims that the court’s memorandum of decision and its August 18, 2015 articulation failed to establish by clear and convincing evidence that he was in contempt for violating the automatic orders. We agree.
In light of these legal principles, it is clear that a violation of the court’s automatic orders will not arise when expenditures are used for customary and usual expenses. This court previously has analyzed several expenditures that constituted customary and usual household expenses, as set forth in
In another case, this court determined that the trial ‘‘court reasonably could have reached the conclusion that the defendant violated the automatic orders in depleting the parties’ joint account.’’ Czarzasty v. Czarzasty, 101 Conn. App. 583, 596, 922 A.2d 272, cert. denied, 284 Conn. 902, 931 A.2d 262 (2007). In Czarzasty, ‘‘the [trial] court found that the defendant emptied the parties’ joint financial account by withdrawing $31,500 less than two days after the commencement by the plaintiff of the divorce, excusing it by saying he needed money for attorney fees and other expenses. . . . By way of articulation, the court further found that, since 1997, the parties had maintained the joint account into which both of their salaries were regularly deposited and from which the monthly mortgage payment for the marital residence was automatically withdrawn. The defendant withdrew $31,500 from that account
Mindful of this precedent, we conclude that the court abused its discretion in finding that the defendant violated the automatic orders when he used the money from his retirement account for customary and usual household expenses in accordance with
There was evidence and testimony presented at trial establishing that the defendant used the money from his retirement account for the following: $14,000 in taxes, $9644.86 in furniture used to furnish the apartment he rented after moving out of the marital home, $950 a month for rental payments which he had paid for the past six months, $2000 used to travel to Jamaica for a funeral, along with expenditures used for food, cell phone payments, utilities, gas and attorney fees. This is distinguishable from Czarzasty, where there was no credible evidence that the defendant used the funds for counsel fees as he alleged or that he used the funds for any other purpose allowed under the automatic orders set forth in
There was evidence submitted at trial which estab-lished that at the time the defendant depleted his retirement account, i.e., April 21, 2014, and April 23, 2014, he had been unemployed since February, 2013, and did not have a substantial source of income. The plaintiff resided in the marital property, which was in the process of being foreclosed, and, with the exception of the defendant’s retirement account, he had minimal assets available to use for customary and usual household expenses and reasonable attorney fees. In light of the evidence and testimony as to the defendant’s unemployment status and minimal available income and assets, with the exception of his retirement account, ‘‘it is not clear how [he] could have paid [his] own
‘‘As is often stated, we do not reverse the factual findings of the trial court unless they are clearly erroneous and find no support in the evidence.’’ (Emphasis in original; internal quotation marks omitted.) Szynkowicz v. Szynkowicz, supra, 140 Conn. App. 542. Under the circumstances of this case, the court’s finding the defendant in contempt for violating the automatic orders was clearly erroneous because the evidence at trial suggested that the defendant spent money from his retirement account for customary and usual household expenses. The court failed to identify any expenditures that violated the automatic orders in its articulation. See
II
The defendant next claims that the court abused its discretion in ordering him to pay the plaintiff $30,425.98 from his retirement account within thirty days of the judgment. Specifically, the defendant argues that the court erred in ordering him to pay the plaintiff $30,425.98 from his retirement account because it did not make any findings pertaining to his ability to comply with the order. We agree.
With respect to our conclusion, we are mindful that ‘‘[a]lthough a trial court is afforded broad discretion when distributing marital property, it must take into account several statutory factors. . . . These factors, enumerated in
Our review of the record does not reveal evidence that supports the trial court’s determination that the defendant had the ability to pay the plaintiff $30,425.98 within thirty days of the January 15, 2015 judgment. In response to the defendant’s motion for articulation, which asked: ‘‘Did the court find that, as of the date of judgment, that the defendant had the financial ability to pay [$30,425.98] to the plaintiff, and what was the factual basis of any such finding,’’ the court stated that ‘‘[t]he defendant had the financial ability to pay as of the date of judgment. He had said sums from the depletion of his retirement account . . . .’’ At the time of judgment, however, the defendant’s financial affidavit indicated that his assets included the $6700 in his retirement account and the $6499 in his checking account, and at trial the defendant testified that he depleted his retirement account subsequent to the service of the dissolution complaint in order to pay for household expenses, taxes and attorney fees. The evidence and testimony presented at trial also established that the
We cannot find any evidence in the record to support the court’s finding that the defendant had the ability to pay the plaintiff 40 percent of the $76,064.97 within thirty days of the judgment. Although mindful that ‘‘the [trial] court must be able to exercise its discretion in arriving at an equitable distribution, taking into consideration the needs and assets of both parties,’’ we conclude that the court failed to weigh such considerations and abused its discretion with respect to this claim. (Internal quotation marks omitted.) Picton v. Picton, 111 Conn. App. 143, 152, 958 A.2d 763 (2008), cert. denied, 290 Conn. 905, 962 A.2d 794 (2009).
III
The defendant’s final claim is that the trial court abused its discretion in finding that he owned real property in Jamaica and ordering him to pay the plaintiff $20,000 within four years so as to reflect the plaintiff’s contributions to that property. In particular, the defendant argues that the court erred in finding that he was the exclusive owner of the property in Jamaica whenit did not make any findings pertaining, inter alia, to the fair market value of the property, the location of the property or the defendant’s ability to comply with the order. We agree with the defendant.
The following additional facts are relevant to our resolution of this claim. In its memorandum of decision, the court expressly noted: ‘‘The real estate in Jamaica shall be the exclusive property of the [defendant]. However, the [defendant] shall pay to the [plaintiff] the sum of $20,000 that she has contributed to its upkeep and maintenance when said real estate is sold. If it is not sold within four years, said sum, $20,000, shall be due and payable at that time . . . .’’ In its response to the defendant’s request for articulation that asked: ‘‘Did the court find that the defendant had any ownership interest in a house in Jamaica? If so, what facts did the court rely on, and what percentage of ownership did the court find,’’ the court stated that it found that the defendant was the sole owner of the property but failed to identify any facts to support its finding. The court further responded, ‘‘No,’’ or, ‘‘No findings,’’ to the defendant’s requests for articulation that asked: ‘‘Did the court make any findings as to the fair market value and equity of the alleged house in Jamaica . . . [o]ver what period of time did the court find that the parties allegedly contributed to expenses for a house in Jamaica and in what amount(s) . . . [d]id the court make a finding as to encumbrances on the property in Jamaica and what were those findings . . . [and] [d]id the court find that the defendant had the financial ability to pay the plaintiff $20,000 in [four] years and what facts supported said finding?’’
We begin by setting forth the standard of review and legal principles relevant to the issue before us. As previously noted, ‘‘[t]he trial court has broad discretion in fashioning its financial orders, and [j]udicial review of a trial court’s exercise of [this] broad discretion . . . is limited to the questions of whether the . . . court correctly applied the law and could reasonably have concluded as it did. . . . This deferential standard of review is not, however, without limits. There are rare cases in which the trial court’s financial orders warrant reversal because they are, for example,
In Gyerko v. Gyerko, 113 Conn. App. 298, 305, 966 A.2d 306 (2009), this court determined that the trial court’s failure to find that the plaintiff owned real property was not clearly erroneous. In Gyerko, ‘‘the defendant testified that the plaintiff owned property, a house and perhaps some land, in her hometown in Romania’’ and that ‘‘he was a co-owner and had a paper on it butthat the plaintiff hid it from him.’’ (Internal quotation marks omitted.) Id. In its decision, this court emphasized that ‘‘[t]he only evidence before the [trial] court was the defendant’s testimony, unsupported by a deed or any other document, and devoid of basic information, such as the address of the property or the name of the plaintiff’s hometown.’’ Id., 305–306. This court further acknowledged that this was ‘‘not a case in which the undisputed probative evidence was so overwhelming that the [trial] court was not free to disregard it.’’ Id., 306. This court concluded ‘‘that the [trial] court’s failure to accept the defendant’s testimony and to find that the plaintiff owned property in Romania was not clearly erroneous.’’ Id.
Here, the record reflects that the only evidence at trial concerning the ownership of the property in Jamaica was the testimony of the defendant and the plaintiff. The defendant testified that the property in Jamaica was a family residence, that it was his mother’s house where his brother lived, that if the property was sold his mother would be the one to sign the deed and receive the proceeds from the sale, that he had contributed various amounts of money to the property to fix it up and the amount that he would contribute at a given time ranged between $700 to $1100. The record also reveals that when the plaintiff was asked at trial whether she had any proof that the defendant was the record owner of the property in Jamaica, she responded in the negative. The court then proceeded to acknowledge that neither party’s financial affidavits reflected that the defendant was the record owner of any property in Jamaica. Analogous to the lack of supporting evidence in Gyerko, here there was also no documentary evidence submitted at trial regarding the property in Jamaica, the deed, the mortgage, the assessment of the property, the tax bills or any documentation that established the ownership, address or fair market value of the property, nor any liens or encumbrances on the property. Nor was there testimony that supported the court’s finding that the defendant was the exclusive owner of the property in Jamaica.
The record further contains the court’s responses, ‘‘No findings,’’ and, ‘‘No,’’ to the respective requests to the defendant’s motion for articulation, which asked: ‘‘Over what period of time did the court find that the parties allegedly contributed to expenses for a house in Jamaica and in what amount(s) . . . [d]id the court find that the defendant had the financial ability to pay the plaintiff $20,000 in [four] years and what facts supported said finding?’’ We are also mindful that contrary to ‘‘the long settled principle that the defendant’s ability to pay is a material consideration in formulating financial awards’’; Greco v. Greco, supra, 275 Conn. 361; the court, in its articulation, made no such determination as to whether the defendant had the ability to pay the plaintiff $20,000 within four years.
In light of the foregoing, it is clear that the basis for the court’s financial order,
Because ‘‘[t]he issues involving financial orders are entirely interwoven,’’ ‘‘[t]he rendering of a judgment in a complicated dissolution case is a carefully crafted mosaic, each element of which may be dependent on the other.’’ (Citation omitted; internal quotation marks omitted.) Id., 354. Accordingly, as we find the mosaic doctrine applicable, we reverse in part the judgment of the trial court.
The judgment is reversed as to the financial orders and the contempt order and the case is remanded for further proceedings as to all of the financial orders in accordance with this opinion. The judgment is affirmed in all other respects.
In this opinion the other judges concurred.
* The listing of judges reflects their seniority status on this court as of the date that this case was submitted.