MARTIN A. GOULD v. FREEDOM OF INFORMATION COMMISSION ET AL.
(SC 18966)
Connecticut Supreme Court
Arguеd October 23, 2013—officially released December 16, 2014
Rogers, C. J., and Zarella, Eveleigh, McDonald, Espinosa, Vertefeuille and DiPentima, Js.*
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Opinion
EVELEIGH, J. The plaintiff, Martin A. Gould, a member of the arbitration panel that is the subject of the present case, appeals from the judgment of the trial court dismissing his appeal from the final decision of the defendant Freedom of Information Commission (commission).1
In its decision, the commission concluded that: (1) the arbitration panel is a committee of the Department of Education (department); and (2) the evidentiary portion of an arbitration hearing under the Teacher Negotiation Act (TNA); see
The plaintiff advances two arguments in support of his contention that the trial court improperly dismissed his appeal. First, the plaintiff claims that, because a TNA arbitration panel is not a ‘‘committee of’’ the department, it does not constitute a ‘‘ ‘[p]ublic agency’ ’’ pursuant to
The final decision of the commission sets forth the following relevant facts.6 On December 21, 2009, the Torrington City Council rejected a negotiated agreement between the Torrington Board of Education (board) and the Torrington Education Association (association). As required by the TNA, the parties then proceeded to arbitration. See
Because the commission concluded that the evidentiary portion of a TNA arbitration hearing constitutes a meeting of a public agency for purposes of
The department, the plaintiff and Schoen appealed from the final decision of the commission to the Superior Court, which dismissed the appeal.9 The trial
We first address the issue of whether a TNA arbitration panel is a public agency within the meaning of
The question of whether a TNA arbitration panel constitutes a committee of the department and, therefore, a public agency pursuant to
We begin our analysis with the statutory text. Section
The meaning of the term ‘‘committee’’ was considered in Elections Review Committee of the Eighth Utilities District v. Freedom of Information Commission, supra, 219 Conn. 685, when this court construed the term ‘‘public agency,’’ as used in a prior, nearly identical version of
In order to resolve the plaintiff’s claim, therefore, we must resolve whether TNA arbitration panels are subunits of the department. To resolve this issue, we look to
Section
The statute further demonstrates the separation between the panel members and the department by requiring that the arbitrators be paid by the parties and not by the department.
The arbitration panel does not just have a great deal of autonomy, it has complete autonomy. Pursuant to
On the basis of the foregoing, it would appear reasonable to conclude that, aside from having their name on the list,
The particular amendment to
In the absence of legislative guidance, we next consider the dictionary definition of the word ‘‘in.’’ See Stone-Krete Construction, Inc. v. Eder, 280 Conn. 672, 678, 911 A.2d 300 (2006) (‘‘[t]o ascertain the cоmmonly approved usage of a word, we look to the dictionary definition of the term’’ [internal quotation marks omitted]). According to Merriam-Webster’s Collegiate Dictionary (11th Ed. 2003), the word ‘‘in’’ is used to indicate physical surroundings. The word ‘‘in’’ clearly does not mean that the arbitrators are employees, or are associated with, the department because the three arbitrators in this case are, in effect, independent contractors, whom, aside from being on the list, have no association with the department. The arbitrators do not act for or on behalf of the department. Moreover, the panel members are not physically located in the department and, in fact, have no association of any kind with the department. Indeed, if the arbitrators did have some association with the department it could affect the very neutrality which is essential to the appointment of the arbitration panel, particularly the third arbitrator. As we have often stated, ‘‘[w]e construe a statute in a manner that will not . . . lead to absurd results.’’ (Internal quotation marks omitted.) Raftopol v. Ramey, 299 Conn. 681, 703, 12 A.3d 783 (2011). Therefore, the only physical presence connected with the department is the list of arbitration panel members. This list is maintained by the department and is located in the department. We conclude, therefore, that the panel members are not in the department.
Nevertheless, the fact that the list is maintained by the department is not dispositive of the case. Pursuant to Elections Review Committee of the Eighth Utilities District, it is the relationship of the members of the arbitration panels with either the board or the department which is determinative. In this instance, it is abundantly clear from both the language of
Thus, pursuant to
An examination of
‘‘It is a well settled principle of statutory construction that the legislature knows how to convey its intent expressly . . . or to use broader or limiting terms when it chooses to do so.’’ (Citations omitted; internal quotation marks omitted.) Marchesi v. Board of Selectmen, supra, 309 Conn. 618. If the legislature wished to have such hearings conducted in public, it could have expressed that intent after our decision in Elections Review Committee of the Eighth Utilities District. Twenty-three years has passed since our decision, and the legislature has yet to do so. ‘‘We may infer that the failure of the legislature to take corrective action within a reasonable period of time following a definitive judicial interpretation of a statute signals legislative agreement with that interpretation. See, e.g., Mahon v. B.V. Unitron Mfg., Inc., 284 Conn. 645, 665–66, 935 A.2d 1004 (2007).’’ Caciopoli v. Lebowitz, 309 Conn. 62, 77–78, 68 A.3d 1150 (2013). ‘‘Although we are aware that lеgislative inaction is not necessarily legislative affirmation . . . we also presume that the legislature is aware of [this court’s] interpretation of a statute, and that its subsequent nonaction may be understood as a validation of that interpretation.’’ (Internal quotation marks omitted.) Id., 78. Section
In Zitser v. Central Connecticut State University, Freedom of Information Commission, Docket No. FIC 1991-163 (November 27, 1991), a promotion and tenure committee at Central Connecticut State University was composed of faculty who were employees of the university. That committee received and reviewed recommendations of all candidates for tenure and promotion at the university, and made nonbinding recommendations to the president. Id. The commission concluded that, even though this was a committee comprised of faculty members, it was not a public agency within the meaning of the FOIA. Id. The commission ruled that ‘‘the [university’s] faculty does not meet to conduct university business, and does not act in a legislative capacity or otherwise exercise supervision, control, jurisdiction or advisory power over decisions made at [the university].’’ Id. Similarly, neither the
It is undisputed that, in the present case, the arbitration panel was created by the association selecting the plaintiff, the board selecting Schoen, and those two arbitrators selecting Foy. The neutral arbitrator was paid by the association and the board, with each party paying one half of his fee. Pursuant to
Arbitrators function in an autonomous fashion. As the foregoing demonstrates, the arbitration panel was not created by the government. A reasonable reading of
We further note that the legislature chose not to use the phrase ‘‘for administrative purposes only’’ in P.A. 77-614, § 304, which amended
It is evident that, as we stated in State Board of Labor Relations v. Freedom of Information Commission, 244 Conn. 487, 500–501, 709 A.2d 129 (2004), ‘‘the legislature decided that the benefit associated with the confidentiality of [grievance] arbitration proceedings outweighed the benefit to be derived from granting public access to these proceedings.’’
The legislature knows how to require hearings to be held in public. For example,
Finally, we note that the arbitration panel is also not, as the trial court concluded, the ‘‘functional equivalent’’ of the department. The only function or decision-making authority the arbitrators possess is simply to decide which best offers should be accepted. There is no governmental or other decision-making role. The department has no participation in the arbitration process. The arbitrators do not perform a governmental function. The government does not decide either what wages are paid, or what hours are worked. The arbitrators are paid by the entity which retains them to serve as arbitrators. There is little or no government involvement or regulation. The decision of this court in Elections Review Committee of the Eighth Utilities District v. Freedom of Information Commission, supra, 219 Conn. 685, therefore, controls the present case. Consequently, the panel members are not members of the agency and, therefore, do not fall within the mandates of the FOIA. As we recently stated in Commission of Public Safety v. Freedom of Information Commission, 312 Conn. 513, 550, 93 A.3d 1142 (2014), ‘‘The General Assembly retains the prerogative to modify or clarify [the FOIA] as it sees fit.’’
The judgment is reversed and the case is remanded to the trial court with direction to render judgment sustaining the plaintiff’s appeal.
In this opinion ROGERS, C. J., and ZARELLA and VERTEFEUILLE, Js., concurred.
EVELEIGH, J.
