GLOBE NEWSPAPER COMPANY vs. SUPERIOR COURT.
Supreme Judicial Court of Massachusetts
June 30, 1981
383 Mass. 838
Suffolk. March 2, 1981. — June 30, 1981. Present: HENNESSEY, C.J., WILKINS, LIACOS, ABRAMS, & NOLAN, JJ.
Constitutional Law, Public trial, Freedom of speech and press. Practice, Criminal, Public trial. Witness, Victim.
Discussion of the United States Supreme Court‘s decision in Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555 (1980). [842-845]
CIVIL ACTION commenced in the Supreme Judicial Court for the county of Suffolk on April 25, 1979.
The case was heard by Braucher, J.
After review by the full court and appeal to the Supreme Court of the United States, the case was remanded by that Court for further consideration.
James F. McHugh (Jane E. Serene with him) for Globe Newspaper Company.
Mitchell J. Sikora, Jr., Assistant Attorney General (Alan B. Sherr, Assistant Attorney General, with him) for the defendant.
James C. Heigham for Massachusetts Newspaper Publishers Association, amicus curiae, submitted a brief.
The underlying facts of this case are set forth in detail in our original opinion,1 but for the sake of clarity we provide a brief summary. In mid-April of 1979, preliminary motions were argued in the case of Commonwealth vs. Albert Aladjem, Superior Court, Norfolk County, No. 73102-9 (1978). Aladjem was accused of forcible rape and forced unnatural rape. Three complaining witnesses were involved, all minors, two sixteen and one seventeen years of age at the time of trial. The presiding judge ordered the hearings on preliminary motions closed to the public and press, and the prohibition continued throughout the entire trial. A jury verdict of not guilty was delivered on May 10, 1979. The closure order, issued without hearing,2 was based on the conclusion of the trial judge that
Following the action of the Superior Court judge, the plaintiff, Globe Newspaper Company (Globe), sought from a single justice of this court, an order permitting members of the press to attend the trial and related proceedings.
The Globe now claims that Richmond Newspapers dictates a different result. No party contests that there are instances where a minor victim may be psychologically unable to testify if confronted with a large group of spectators or if the minor is aware that what is being said will become a
The plaintiff predicates its argument on its own rights under the First Amendment, as applied to the States by the Fourteenth Amendment. See, e.g., Fiske v. Kansas, 274 U.S. 380 (1927) (freedom of speech); Near v. Minnesota ex rel. Olson, 283 U.S. 697 (1931) (freedom of the press); De Jonge v. Oregon, 299 U.S. 353 (1937) (freedom of assembly).4 The Globe also suggests that it should be allowed to assert the Sixth Amendment rights of Aladjem, who was the defendant in the underlying criminal prosecution, and who opposed the closing of the trial to the press and public. Cf. In re Oliver, 333 U.S. 257 (1948) (right to public trial). In Globe I, we rejected this proposition since the accused, having objected to the closure order, chose not to pursue the
A resolution of the issues raised by the plaintiff requires a close reading of Richmond Newspapers. The question facing the Supreme Court was whether the public and press possess a constitutional right to attend criminal trials. Id. at 563-564 (plurality opinion).6 A trial judge in a small Vir-
The Chief Justice and six Justices agreed that the decision to close was improper. Although there was no majority opinion,8 two themes were stressed by all. The unbroken common law history of open trials was central in the plurality opinion of Chief Justice Burger, joined by Justices White and Stevens. Id. at 564-575. While such a tradition alone does not create a constitutional right in the public and press to attend trials, it was viewed by these Justices in conjunction with the First Amendment‘s “core purpose of assuring freedom of communication on matters relating to the functioning of government.” Id. at 575. The Chief Justice found it “difficult to single out any aspect of government of higher concern and importance to the people than the manner in which criminal trials are conducted.” Id. The plurality opinion describes an open court room as akin to a public forum protected by freedom of assembly, id. at 578, and as a critical source of information about the functioning of government, id. at 575. This concern with the history of unimpeded access was shared by Justice Blackmun, although he would have found the locus of the public right in the open trial provisions of the Sixth Amendment. Id. at
Justice Brennan, joined by Justice Marshall, accepted the importance of tradition, id. at 585-589, but placed more emphasis on the structural role of the First Amendment in ensuring public access to information necessary for self-government. Id. at 593-597. Justice Stevens shared this position in a separate concurrence, expressing the belief that the major significance of the decision was that the First Amendment was now recognized as creating some affirmative right of access to information in the hands of the government. Id. at 583.
All the members of the Court voting for reversal9 indicated that there were circumstances where the closing of portions of a trial would be justified. Less clear are the particular instances. There is also little direction about the level of opposing interests necessary to exclude the press and public. The Globe points to a passage in the plurality opinion, “Absent an overriding interest articulated in findings, the trial of a criminal case must be open to the public,” id. at 581. However, attached to that statement is a footnote in which the plurality disavows any attempt to define the exact circumstances in which trials may be closed.10
To test the mandatory closing requirement of
As already discussed, the constitutional right of access to trials arises in part from an unbroken tradition of openness. See Globe I, supra at 855-856. The thrust of the separate opinions in Richmond Newspapers is not that the ability or inability of a judge to close a proceeding in 1791 was enshrined unchanging in the Constitution. Rather the vital role of public proceedings in providing information about the operation of government, with a corresponding right to this “public forum,” has developed over time. This tradition of open trials long has been a part of the common law
To the extent such closings were justified as an attempt to protect the public from offensive information, see Douglas v. State, supra, such rulings can hardly survive the rationale of Richmond Newspapers. More typically, however, the motivation has been overcoming the difficulty the victim may have in publicly testifying about the details of crimes which are, short of homicide, the “ultimate violation of self.” Coker v. Georgia, 433 U.S. 584, 597 (1977) (plurality
Historically there has been a recognition that significant interests are at stake in a trial involving a sexual assault, interests that may outweigh the public‘s right to unfettered access to the trial.12 Disputes have concerned the extent of closings or the justification in a particular fact situation. See id. at 694-696. Whatever the disagreement among the courts about specific closure orders, it is clear that the majority of the courts have upheld decisions to close parts of trials when a minor victim of a sexual assault is testifying. Gannett Co. v. DePasquale, 443 U.S. 368, 388 n.19 (1979). Geise v. United States, 262 F.2d 151 (9th Cir. 1958), cert. denied, 361 U.S. 842 (1959). Hogan v. State, 191 Ark. 437 (1935). State v. Nyhus, 19 N.D. 326 (1909). But see Lexington Herald Leader Co. v. Tackett, 601 S.W.2d 905 (Ky. 1980). While this tradition alone does not answer the plaintiff‘s claim, it shows widespread recognition that legitimate and significant interests in closing at least portions of trials for sexual assaults do exist.
The plaintiff does not deny that significant State interests may warrant closure of a trial; it argues, however, that such interests cannot be furthered by legislative mandate. The plaintiff says that a balancing of State interests against First Amendment rights is permissible only if undertaken on a case-by-case basis. We do not agree. We perceive no such holding in Richmond Newspapers. We believe that the Legislature, a coordinate branch of government, has power to act. We note additionally that, by their very nature, these substantial State interests would be defeated if a case-by-case determination were used. Ascertaining the susceptibility of an individual victim might require expert testimony and would be a cumbersome process at best. Only the most exceptional minor would be sanguine about the
Next, the plaintiff contends that even if legitimate ends are in part served by
An additional factor that supports the challenged closing is the specific State interest in protecting minors. As we pointed out in Globe I, supra at 858: “This legislative history reveals that
The statute, as it affects the testimony of minor victims, is fairly characterized as an attempt to reduce possible harm to a vulnerable group of individuals. Both precedent and empirical research support the Commonwealth‘s position that this concern is genuine and well-founded. Globe I, supra at 858-861. Logic and history indicate that the method chosen by the State will further this goal, while making increased reporting of sexual assaults more likely.
Balanced against this must be the impact that the closing of this testimony has on the public‘s knowledge about these trials. Although there is some temporary diminution of information, we cannot say that Richmond Newspapers requires the invalidation of the requirement, given the statute‘s narrow scope in an area of traditional sensitivity to the needs of victims.
The plaintiff also challenges the standards set forth in Globe I for the closing of additional portions of a trial involving a sexual assault on a minor victim. We required that a hearing be held at which all interested parties could appear. Globe I, supra at 865. Certainly a trial judge in such a hearing is now obliged to recognize the constitutional right of the press and public to attend trials. The justification for such exclusion must comply with the standards of Richmond Newspapers. We decline, however, at this point, to go further in articulating the requirements of the First Amendment. Our opinion in Globe I made clear that the closing of the entire trial in this instance was improper since no hearing was conducted. Having made such a determination on the basis of the statute, there is no need
Accordingly, we conclude that the opinion of this court in Globe I is valid, and we dismiss the appeal before us.
So ordered.
WILKINS, J. (concurring). I agree with most of what the court has said. Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555 (1980), did not involve the closing of a trial, or a portion of a trial, which involved a minor victim of a sex crime. Various Justices noted that the right to a public trial was not absolute, recognizing that overriding or countervailing interests might overcome the general principle that a criminal trial must be open to the public.1 We have no guidance yet on whether the mandatory closing of all criminal trials during the testimony of minor victims of sex crimes is permissible under the First Amendment. Justice Stewart recognized that “the sensibilities of a youthful prosecution witness, for example, might justify similar exclusion [at least from some segments of a trial] in a criminal trial for rape, so long as the defendant‘s Sixth Amendment right to a public trial were not impaired.” Id. at 600 n.5.
I am not certain that the mandatory closing of the trial of a case involving a minor victim of a sex crime during his or her testimony, as the court directs, is constitutionally permissible without specific findings by the judge that the closing is justified by overriding or countervailing interests of the Commonwealth. I question whether the findings, imputed to the Legislature, in support of closing such trials can alone justify closing a portion of all such trials. The applicability of these imputed legislative findings in each case is
Notes
We note also that the various opinions in Richmond Newspapers are based on the First Amendment, not the Sixth Amendment. Hence, we consider the mandate in the remand to require us to consider First Amendment issues only.
“By statute in most states they are expressly sanctioned, either in general terms, or for special classes of cases, such as divorce, rape, and the like, or for special classes of persons, such as minors” (emphasis in original). 6 J. Wigmore, supra at 443-445.
