In re G-D-, Respondent
U.S. Department of Justice, Executive Office for Immigration Review, Board of Immigration Appeals
Decided November 23, 1999
Interim Decision #3418
FILPPU, Board Member
In order for a change in the law to qualify as an exceptional situation that merits the exercise of discretion by the Board of Immigration Appeals to reopen or reconsider a case sua sponte, the change must be fundamental in nature and not merely an incremental development in the state of the law.
Karen E. Lundgren, Assistant District Counsel, for the Immigration and Naturalization Service
Before: Board En Banc: SCHMIDT, Chairman; DUNNE, Vice Chairman; SCIALABBA, Vice Chairman; VACCA, HEILMAN, HOLMES, HURWITZ, FILPPU, COLE, MATHON, JONES, GRANT, MOSCATO, and MILLER, Board Members. Dissenting Opinion: ROSENBERG, Board Member, joined by VILLAGELIU and GUENDELSBERGER, Board Members.
FILPPU, Board Member:
The respondent has filed a motion tо reconsider our decision to dismiss his appeal. The motion is untimely, and we decline to consider the motion sua sponte. The motion will therefore be denied.
I. PROCEDURAL HISTORY
On January 5, 1996, an Immigration Judge denied the respondent‘s application for asylum and withholding of deportation and granted him voluntary departure. The respondent timely appealed that decision. On September 26, 1997, we dismissed the respondent‘s appeal.
On April 30, 1998, the respondent filed the instant motion to reconsider. In his motion, the respondent argues that our decision in Matter of O-Z- & I-Z-, 22 I&N Dec. 23 (BIA 1998), warrants a reconsideration of our prior decision. The respondent asserts that our analysis in Matter of O-Z- & I-Z- favors his asylum claim, implying that our anаlysis in that case would lead
In response, the Immigration and Naturalization Service opposes the motion as untimely. The Service also objects to the respondent‘s request for sua sponte reconsideration, arguing that the rеspondent should not be permitted to circumvent the regulatory limits on motions by soliciting the Board‘s authority to act sua sponte.
II. TIMELINESS OF THE MOTION
The untimeliness of the respondent‘s motion is not at issue. A motion to reconsider must be filed within 30 days after the mailing of the Board‘s decision or on or before July 31, 1996, whichever is later.
III. REQUEST FOR SUA SPONTE RECONSIDERATION
Cognizant of the motion‘s untimeliness, the respondent asks that we reconsider his case on our own motion. The issue is whether, in this instance, the exercise of our discretion is warranted. We do not find that it is.
A. Invocation of Sua Sponte Authority
The Board possesses discretion to reopen or reconsider cases sua sponte.
B. Significance of Motion Limits
The respondent is seeking reconsideration outside the time allowed for this type of motion. Motions to reconsider, as well as motions to reopen, are restricted in time and number. See
C. Sua Sponte Authority and New Law
We must be persuaded that the respondent‘s situation is truly exceptional before we will intervene. In Matter of J-J-, supra, we did not explore or define what situations we would consider “exceptional” in nature. Matter of X-G-W-, 22 I&N Dec. 71 (BIA 1998), and this decision provide examples of the circumstances in which we deem it appropriate or inappropriate
Our decision in Matter of X-G-W-, supra, illustrates the type of situation in which sua sponte action by the Board is appropriate. In that case we examined the impact of a recent amendment to the definition of the term “refugee” set forth in
We do not find a comparable situation here. The Board‘s decision in Matter of O-Z- & I-Z-, supra, does not reflect a fundamental change in the principles of the law of asylum. Matter of O-Z- & I-Z- involved the application of existing asylum principles to a specific set оf facts, and we do not consider that decision to be a fundamental change in the law. Insofar as it might be construed as a change, that decision represents at most an incremental development in the law, not a departure from established principles. While Matter of O-Z- & I-Z- potentially enhances the stature of the respondent‘s claim, it does not announce a fundamental change.
For the respondent to prevail, we must be persuaded that a change in law is sufficiently compelling that the extraordinary intervention of our sua sponte authority is warranted. New case law regularly emerges from this Board and the federal courts. Much of that case law builds on the past, seldom reflecting dramatic departures from the legal principles that are routinely applied to resolve the appeals that come before us. If each incremental development in the case law were considered to be a change warranting reopening on the Board‘s own motion, the implications for the motions regulations and for the finality of proceedings would be profound. In our judgment, granting reconsideration or reopening in response to such “changes” would substantially erode the regulatory time and number limitations and undermine the goal of finality that we understand Congress sought to achieve. See 61 Fed. Reg. at 18,902 (nоting, inter alia, in Supplementary Information that the time frame selected for filing motions to reopen is intended to accommodate changes in the law, facts, and circumstances).
Furthermore, unlike Matter of X-G-W-, supra, the respondent‘s case does not manifestly turn on the cited change in the law. In Matter of X-G-W-, the statutory amendment was so significant and its impact so unambiguous that we found it warranted a readjudication of the appeal. In contrast, the impact of our decision in Matter of O-Z- & I-Z- on the respondent‘s case is less obvious, and the change in the law, if any, far more subtle. We would be required to completely readjudicate the respondent‘s claim in light of this new precedent before we could discern whether it would
Moreover, the respondent here was granted voluntary departure, with an alternate order of deportation, at the time we dismissed his appeal from the Immigration Judge‘s denial of asylum. His options at that point were to timely seek reopening or reconsideration if circumstances allowed, to seek judicial review of our ruling, or to depart voluntarily.4 See
IV. THE DISSENT
The dissent correctly observes that we have not readjudicated the merits of the respondent‘s asylum claim and chastises us for our apparent indifference. The dissent argues that the respondent‘s claim is persuasive on its face, provided that we apply our holding in Matter of O-Z- & I-Z-, supra, to his case. We do not agree. Although we have not readjudicated the respondent‘s claim, we have considered the motion papers. In our judgment, the motion papers do not make it clear that the respondent would prevаil under Matter of O-Z- & I-Z- and that this case presents an exceptional situation.
The respondent has already enjoyed a full adjudication on the merits, first by an Immigration Judge and then by this Board, and his claim has
The dissent argues that we should apply the balancing test of Mathews v. Eldridge, 424 U.S. 319, 335 (1976), in assessing whether to exercise our independent reopening authority. The balancing test in Mathews v. Eldridge, however, concerns questions of procedural due process. We see no procedural due process concerns arising from our discretionary decision declining to exercise our independent reopening powers on behalf of the respondent. The respondent‘s right to a full and fair hearing on his asylum claim has not been compromised. The respondent availed himself of his statutory and regulatory rights, which resulted in a full hearing on his claim and thereafter an appeal of the decision of the Immigration Judge. The respondent also had the ability to file a timely motion to reconsider and continues to have the ability to file a motion to reopen based on changed circumstances. See
Furthermore, in making its due process argument, the dissent fails to apply fully the balancing test of Mathews v. Eldridge, supra, at 335. For example, the dissent fails to meaningfully take into account the profound importance of finality, a governmental interest that must be weighed and one that was a principal articulated focus of the regulations respecting motions and the legislation on which they are based. Were we to assume the policy of sua sponte reconsideration advocated by the dissent, it appears that we would be compelled to readjudicate the merits of any case alleging an erroneous result, whether based on new legal developments or not, in order to ensure that error had not, in fact, occurred. In other words, we would, in practice, be required to resolve the merits of the claim underlying the motion before determining whether to grant or deny the motion. Any untimeliness would be irrelevant, unless the motion lacked substantive merit.
However, this approach would substantially erode, if not altogether eviscerate, the principle of finality underlying the regulations. It would also require a substantial commitment of our resources in the readjudication of previously resolved cases, at the expense of our ability to adjudicate other appeals or timely filed motions. In the contеxt of this case, we are not prepared to exercise our discretionary powers in a way that would undermine the express time limits on motions set forth in the regulations.
V. CONCLUSION
In our judgment, exercising our sua sponte authority in this instance would be inconsistent with the word and purpose of the regulatory limits on
ORDER: The motion is denied.
In re G-D-, Respondent
U.S. Department of Justice, Executive Office for Immigration Review, Board of Immigration Appeals
Decided November 23, 1999
Interim Decision #3418
I respectfully dissent.
We have before us a Lithuanian Jew whose asylum claim we originally denied because we did not recognize the repeated mistreatment he suffered at the hands of anti-Semites as constituting persecution or the basis for a well-founded fear of persecution within the meaning of the refugee definition at
The respondent technically cannot seek reopening or reconsideration, however, because his motion is time-barred. See
The majority, without meaningfully determining whether the respondent has demonstrated a prima facie claim of persecution under our current precedent, refuses to reconsider our prior decision because doing so might compromise administrative efficiency. Although the majority cautions against exercising our sua sponte powers unduly, neither considerations of administrative efficiency nor concerns related to finality in immigration proceedings compel us to turn a blind eye to a legitimate asylum claim, particularly where we may have improperly dismissed that claim.
Moreover, unlike the majority, we agree with the respondent that our decision in Matter of O-Z- & I-Z-, supra, represents a significant departure from past law and, as applied to the respondent‘s case, warrants the reopening of his proceedings. To decline to reconsider his claim in light of current precedent that is likely to change the result in his case is to place administrative convenience above our obligation to protect asylum-seekers.
I. THE EXERCISE OF SUA SPONTE AUTHORITY
Our regulations empower us to reopen or reconsider sua sponte any
In determining whether to exercise our delegated power under
In balancing these factors, we conclude that the respondent‘s individual interest in a correct adjudication of his asylum claim leading to asylum protection in this country, and the danger of persecution he faces if returned to his country, outweighs the governmental interest in regulated time limits on the filing of motions or finality in immigration proceedings. See Kossov v. INS, 132 F.3d 405, 408 (7th Cir. 1998) (finding a fundamental failure of due process warranting a sua sponte remand where asylum applicants were not advised of their right to apply for asylum); see also Nazarova v. INS, 171 F.3d 478, 482-83 (7th Cir. 1999) (citing The Japanese Immigrant Case, 189 U.S. 86 (1903)); Asani v. INS, 154 F.3d 719, 728 (7th Cir. 1998) (concluding that the Board should have invoked its sua sponte authority to remand the case so that respondents could apply for suspension оf deportation). We note, in addition, that in cases involving claims of persecution, the United States Government purportedly shares the respondent‘s interest in seeing that he is not wrongly returned to a country where he has faced or is likely to face persecution on account of a characteristic protected under the refugee definition.
We recognize that the respondent had an opportunity to set forth his claim of repeated incidents of mistreatment on account of his Jewish iden-
In Matter of J-J-, 21 I&N Dec. 976 (BIA 1997), we explained that our sua sponte authority to reopen or reconsider cases was not intended as a general cure for filing defects or personal hardships. Citing Matter of J-J-, supra, the majority here trivializes the respondent‘s situation, implicitly casting his inability to reopen proceedings as a “hardship“—and a fairly common one at that. The respondent is not, however, asking us to remedy a “hardship“; he is asserting, correctly, that according to our own precedent in Matter of O-Z- & I-Z-, supra, he is eligible for asylum and that his case was wrongly decided by this Board. This is not a situation in which we may turn a blind eye in the name of administrative efficiency.
While Congress has indicated a desire to achieve finality in immigration proceedings, I do not believe that Congress intended this general legislative goal, however important, to truncate our ability to remedy wrongs in individual cases. See
The Department does not agree with the commenters’ suggestions that a “good cause exception” would be an appropriate procedural mechanism for addressing exceptional cases that fall beyond this rule‘s time and number limitations. Instead, section 3.2(a) of the rule provides a mechanism that allows the Board to reopen or reconsider sua sponte and prоvides a procedural vehicle for the consideration of cases with exceptional circumstances. 61 Fed. Reg. at 18,902 (emphasis added) (Supplementary Information).
Thus, a “good cause exception” to address exceptional cases was deemed not to be necessary, as specified in the final rule above, because the rule provides the Board sua sponte authority to act in such exceptional cases. Notably, the unrestricted grant of sua sponte authority to consider exceptional cases appropriate for reopening or reconsideration, in lieu of a “good cause exception,” is a far cry from the “profound” change in the “fundamental . . . principles of the law” exception espoused by the majority,
In short, the rule that sets the parameters of our sua sponte authority does not require us to assume the strictest posture possible, and there is no suggestion in the regulations that the Attorney General expected the Board to so limit our consideration in this way. To the contrary, the Supplementary Information accompanying the regulation indicates that the Attorney General expects us to use our sua sponte authority in precisely the type of situation presented here.
As indicated above, the protection of asylum-seekers is a moral cornerstone of the immigration laws. See INS v. Cardoza-Fonseca, 480 U.S. 421 (1987). We are obligated to give asylum-seekers a fair and genuine opportunity to seek that relief. Even the strict regulations that govern motions to reopen and reconsider exempt asylum-seekers from the time and number limits when the proper circumstances arise. See
We have just such a case before us. The respondent has a meritorious asylum claim that warrants approval pursuant to our recent decision in Matter of O-Z- & I-Z-, supra. We are not here juxtaposing the Government‘s abstract concern for finality in proceedings with some conjectural enhancement of the respondent‘s asylum claim. Rather, there would be a concrete difference in the outcome of the case on account of our own precedent. See id. Whether there has been a change in the law, a previous misapplication of existing law, a combination of both, or some other impediment to a fair proceeding and a just result, we simply cannot disregard the fact that the respondent is likely to prevail today under our recent decision in Matter of O-Z- & I-Z-, supra.
Our interest in finality should not trump our interest in justice; we should therefore revisit the respondent‘s case.1 Cf. Rodriguez-Roman v.
II. APPLICATION OF MATTER OF O-Z- & I-Z-
The majority trivializes the significance of our decision in Matter of O-Z- & I-Z-, supra, by characterizing that decision as the mere application of established principles of asylum law to a particular set of facts. This characterization begs the question of why we published the decision as a precedent to be binding on “all officers and employees of the Service or Immigration Judges in the administration of the Act.”
The question of how to treat cumulative evidence in the context of determining whether a respondent has satisfied his or her burden of proving eligibility for relief from deportation or removal has been one of some contention within the Board for several years. It has been the focus of sharp debate in the context of suspension of deportation and relief under
Given this case law, the majority‘s characterization of Matter of O-Z- & I-Z-, supra, as, at best, an incremental development in asylum law is plainly incorrect. To the contrary, Matter of O-Z- & I-Z- adds significantly to the Board‘s interpretation of the refugee definition in the statute and should be recognized accordingly. Factually, the respondent‘s experiences are comparable to those of the respondents in Matter of O-Z- & I-Z-, supra. As in that
In addition, subsequent to the filing of the respondent‘s motion, the United States Court of Appeals for the Ninth Circuit reached the same conclusion. In Korablina v. INS, 158 F.3d 1038 (9th Cir. 1998), that court looked to the cumulative effect of the respondent‘s sufferings in her native Ukraine, which included threats and assaults by anti-Semitic ultranationalists, and found past persecution, as well as a clear probability of future persecution, within the meaning of the Act. Id. at 1044. The Ninth Circuit‘s conclusion in Korablina reflects two important points relevant to the exercise of our sua sponte authority: first, that anti-Semitic persecution in the European states that formerly were part of the Soviet Union remains real today; and second, that the Board‘s failure to recognize the effect of cumulative incidents of harm, such as those suffered by the respondent before us, indicates that the Board did not recognize such cumulative incidents prior to Matter of O-Z- & I-Z-, supra. Consequently, our decision in Matter of O-Z- & I-Z- should not be dismissed, as the majority asserts, as a mere “incremental development in the law.” Matter of G-D-, supra, at 1135.
Although the majority posits the spectre of having to reengage in an adjudication on the merits were we to exercise our sua sponte authority, the majority completely fails to mention that in determining that a case is an exceptional one warranting reopening, we may look, among other factors, to whether the respondent has presented a “prima facie” claim. See, e.g.,
The Board‘s published decisions are to “serve as precedents in all proceedings involving the same issue or issues.”
Thus, we are presented with a reсord that indicates, contrary to our original opinion, that the respondent faces return to a country where he has been persecuted as the result of cumulative incidents of harassment and harm imposed because he is Jewish, and where he continues to have a well-founded fear of persecution on this very basis. We are not being asked to cure a filing defect; we are not being petitioned to disregard the goal of finality in proceedings. Rather, we are being asked to prevent an injustice and to give the respondent a fair hearing based on current law, by which we are bound. Neither the regulations nor the immigration statute compels us to rеturn a particular refugee to a country of persecution because to do otherwise might confound a general legislative goal. We should be protecting refugees from persecution, not protecting our regulations from refugees.
Moreover, the respondent‘s request that we take administrative notice of the Lautenberg Amendment, see
Based on both the Board‘s recent precedent decision and recent circuit case law, if the respondent‘s appeal were to come before us today, he would more than likely be granted asylum. Without the exercise of our sua sponte authority, the respondent faces return to persecution. This is exactly the reason why our sua sponte authority to reopen and reconsider prior adjudications exists. We should exercise it accordingly.
