FORT SILL APACHE TRIBE, Plаintiff, v. NATIONAL INDIAN GAMING COMMISSION and Jonadev Chaudhuri, Defendants.
Civil Action No. 14-958 (RMC)
United States District Court, District of Columbia.
Signed May 12, 2015
103 F. Supp. 3d 113
ROSEMARY M. COLLYER, United States District Judge
Bias’ recommendations without considering the blatant predisposition and consequent bias in those recommendations, the defendants’ decertification decision must be set aside as violative of the APA. See Am. Wildlands, 530 F.3d at 997-98.10
IV. CONCLUSION
The record in this matter is replete with references to personality conflicts between Bias and Stroman on one side and the school principal and the plaintiff on the other. The Court will not take sides in this conflict, but it will requirе the United States government, acting through the Marine Corps’ TECOM Commanding General, not to turn a blind eye to obvious evidence of a potential retaliatory motive in those recommending the decertification of a Marine instructor whose service to his country on active duty and afterward has been generally unblemished. The plaintiff‘s motion for summary judgment is granted and the defendant‘s motion for summary judgment is denied. The Marine Corps’ decisions denying the plaintiff‘s recertification rеquests are vacated and the defendants are ordered to reconsider their decision, taking into account the documented predisposition of Stroman and Bias in weighing the evidence before it.
An Order consistent with this Memorandum Opinion will issue contemporaneously.
Jody Helen Schwarz, U.S. Department of Justice, Enro, Washington, DC, for Defendants.
OPINION
ROSEMARY M. COLLYER, United States District Judge
This action concerns a Notice of Violation issued by the Chairman of the National Indian Gaming Commission to the Fort Sill Apache Tribe on July 21, 2009, which the Tribe timely appealed. The Commission has failed to issue a decision on the appeal even though briefing has been complete for several years. The Tribe seeks injunctive and declaratory relief under the Administrative Procedure Act. NIGC moves to dismiss. The motion will be granted in part and denied in part.
I. FACTS
In April 2009, Fort Sill Apache Tribe (the Tribe) opened a gaming facility known as the “Apache Homelands Casino” at Akela Flats, Luna County, New Mexico, on land that the United States had taken into trust for the use and benefit of the Tribe. Compl. [Dkt. 1] ¶¶ 3, 5, 73. The Chairman of National Indian Gaming Commission (NIGC) issued a Notice of Violation 00-35(NOV) on July 21, 2009, which asserted that the Tribe had violated the Indian Gaming Regulatory Act,
NIGC then proposed an expedited appeal procedure: the full Commission would issue a decision based solely the Tribe‘s initial brief, NIGC‘s responsive brief, and the Tribe‘s reply brief and without a hearing before an independent presiding officer. Id. ¶ 83. On September 9, 2009, the
Briefing was completed by August 26, 2011. See Mot. to Dismiss, Affidavit of Michael C. Hoenig [Dkt. 10-4] (Hoenig Decl.), Ex. 28 ¶ 8. Subsequently, the Tribe notified NIGC that it was considering seeking a stay of the NOV appeal pending its efforts to make a joint application with New Mexico to the Department of the Interior (DOI) regarding its gaming eligibility. Pl. Opp‘n [Dkt. 16], Declaration of Alan R. Fedman (Fedman Decl.) ¶ 3. On January 9, 2012, the Tribe‘s counsel informed NIGC that there would be no joint application to DOI with New Mexico and, therefore, the Tribe would not ask for a stay. Id. ¶ 4.
In early May 2013, the Tribe requested a status conference with Eric Shepard, Acting General Counsel of NIGC, to ask for an expedited decision on the appeal. Id. ¶ 7. On a March 22, 2013 conference call, Mr. Shepard informed the Tribe that a decision would be issued within a few months of the call. Id. ¶ 9. In June 2013, the Tribe contacted NIGC about the status of the appeal and Michael Hoenig, a Senior Attorney for NIGC, told the Tribe that the Commission was actively working on the appeal. Id. ¶¶ 12, 10. On a November 4, 2013 conference call regarding the status of the appeal, Mr. Shepard advised the Tribe that a decision would be issued by the end of 2013. Id. ¶ 12. No such decision was issued.
The Tribe filed its Complaint on June 6, 2014, advancing claims under the Administrative Procedure Act,
On September 23, 2014, NIGC moved to dismiss the Complaint for lack of subject matter jurisdiction and for failure to state a claim, and the Tribe opposes. Mot. to Dismiss [Dkt. 10]; Opp‘n [Dkt. 16]; Reply [Dkt. 17].1
II. STANDARD OF REVIEW
A. Rule 12(b)(1) Motion to Dismiss
Federal Rule of Civil Procedure 12(b)(1) allows a defendant to move to dismiss a complaint, or any portion thereof, for lack of subject matter jurisdiction.
To determine whether it has jurisdiction over the claim, a court may consider materials outside the pleadings. Settles v. U.S. Parole Comm‘n, 429 F.3d 1098, 1107 (D.C. Cir. 2005). No action of the parties can confer subject matter jurisdiction on a federal court because subject matter jurisdiction is an Article III and a statutory requirement. Akinseye v. District of Columbia, 339 F.3d 970, 971 (D.C. Cir. 2003). The party claiming subject matter jurisdiction bears the burden of demonstrating that such jurisdiction exists. Khadr v. United States, 529 F.3d 1112, 1115 (D.C. Cir. 2008); see Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377 (1994) (noting that federal courts are courts of limited jurisdiction and “[i]t is to be presumed that a cause lies outside this limited jurisdiction, and the burden of establishing the contrary rests upon the party asserting jurisdiction.“) (internal citations omitted).
B. Rule 12(b)(6) Motion to Dismiss
A motion to dismiss for failure to state a claim under Federal Rule of Civil Procedure 12(b)(6) challenges thе adequacy of a complaint on its face.
III. ANALYSIS
NIGC argues that the Complaint must be dismissed because (1) the Tribe cannot establish a waiver of sovereign immunity needed to sue a federal agency and its officer and (2) the APA precludes judicial review of the NOV because (a) it is not final agency action and (b) the Tribe has
A. Sovereign Immunity
As NIGC correctly points out, there must be a valid waiver of the United States’ sovereign immunity for the Tribe to bring claims against an agency of the United States and its official, as it does here. See, e.g., Block v. North Dakota, 461 U.S. 273, 287 (1983) (“The basic rule of federal sovereign immunity is that the United States cannot be sued at all without the consent of Congress.“). The principles of sovereign immunity apply equаlly to federal agencies, officers, and employees acting in their official capacity. See FDIC v. Meyer, 510 U.S. 471, 475 (1994); Kentucky v. Graham, 473 U.S. 159, 165-66 (1985). The United States’ exemption from suit is expressed in jurisdictional terms—that is, federal courts lack subject matter jurisdiction over suits against the United States in the absence of a clear waiver of sovereign immunity. See, e.g., Jackson v. Bush, 448 F. Supp. 2d 198, 200 (D.D.C. 2006) (“[A] plaintiff must overcome the defense of sovereign immunity in order to establish the jurisdiction necessary to survive a Rule 12(b)(1) motion to dismiss.“). Statutes that waive sоvereign immunity are strictly construed and any doubt or ambiguity is resolved in favor of immunity. Lane v. Pena, 518 U.S. 187, 192 (1996).
The Tribe, which seeks only declaratory and injunctive relief, argues that Congress provided the necessary waiver of immunity in the APA. The relevant APA provision states:
An action in a court of the United States seeking relief other than money damages and stating a claim that an agency or an officer or employee thereof acted or failed to act in an official capacity or undеr color of legal authority shall not be dismissed nor relief therein be denied on the ground that it is against the United States or that the United States is an indispensable party.
The Tribe has made a clear claim of “failure to act.” NIGC maintains that the Tribe‘s claims do not qualify for a Section 702 waiver because there has been no “final agency action,” which NIGC alleges is a prеrequisite for suits under the APA. See Reply [Dkt. 17] at 1,
B. Jurisdiction over Count 1: Claim Pursuant to APA Section 706(1)
A person adversely affected by agency action, including failure to act, is entitled to judicial review under the APA.
“While the APA does not confer subject matter jurisdiction by itself, the APA in conjunction with
The conditions for subject matter jurisdiction over Count 1 are satisfied here: the governing statute, the IGRA, does not preclude judicial review and NIGC has a duty to perform a nondiscretionary act by ascertainable deadlines and has failed to dо so. First, the IGRA does
NIGC also has a mandatory, nondiscretionary duty to issue a decision on an appeal of a notice of a violation by date-certain deadlines. NIGC does not contend otherwise. To start with, the Chairman of NIGC has authority to issues notices of violation alleging violations of IGRA, which are subject to de novo review by the full Commission.
The Court‘s jurisdiction over Count 1 does not depend on whether the NOV constitutes a final agency action or whether the Tribe has exhausted its administrative remedies. See Babbitt, 133 F. Supp. 2d at 34 (lack of final agency action and administrative exhaustion do not bar court‘s exercise of jurisdiction where delay of agency action is at issue). This Court has “jurisdiction under
C. Jurisdiction over Count 2: Claim Pursuant to APA Section 706(2)
NIGC argues that the Court lacks jurisdiction over Count 2 because there is no final agency action to review, pointing to the undisputed fact that the Tribe has filed an appeal of the NOV, which is pending before the Commission. See Mem. at 18-22. Relying on Sierra Club v. Thomas, 828 F.2d 783 (D.C. Cir. 1987), the Tribe argues that the NOV can be deemed a final agency action because its practical effects, сoupled with NIGC inaction, have the same impact on the Tribe‘s rights as an outright denial of relief. See Opp‘n at 20-21.
The APA limits those agency actions that are subject to judicial review:
Agency action made reviewable by statute and final agency action for which there is no other adequate remedy in a court are subject to judicial review. A preliminary, procedural, or intermediate agency action or ruling not directly reviewable is subject to review on the review of the final agency action.
NIGC‘s failure to issue a decision on the Tribe‘s appeal of the NOV is not the equivalent of a final agency action here. An express denial of relief (i.e., a decision affirming the NOV) would determine whether, in the Commission‘s opinion, the Tribe is eligible to operate a gaming facility at Akela Flats. The Tribe, however, argues that this is essentially what has happened because the consequences of the NOV are indistinguishable from a temporary or permanent closure order. It is undisputed that the Tribe closed the Apache Homelands Casino. See Compl. ¶ 80. NIGC maintains that the NOV was not a closure order and that the Tribe elected to close the casino to avoid the imposition of fines, which were never proposed or assessed by NIGC. See Reply at 6-8.
As alleged in the Complaint, the Tribe closed the casino, not NIGC. The
IV. CONCLUSION
For the foregoing reasons, NIGC‘s motion to dismiss will be granted in part and denied in part. Count 2 will be dismissed. A memorializing Order accompanies this Opinion.
ROSEMARY M. COLLYER
United States District Judge
Notes
Id. at 1. Mr. Shepard cited no legal basis for this position. NIGC has not filed any response to the Tribe‘s Notice.The Commission wаs working on the decision when the Tribe filed a lawsuit against the Agency in the United States District Court for the District of Columbia. The Tribe claims that the amount of time that has passed since the Tribe filed its appeal has converted the NOV into a final agency action, and asked the court to decide the merits of the NOV. So as not to interfere with the court‘s proceedings, the Commission has decided not [to] (sic) issue a decision while the matter is being litigated. The Commission does, however, stand ready to issue a decision once the litigation is resolved.
