THOMAS C. FOLEY ET AL. v. STATE ELECTIONS ENFORCEMENT COMMISSION ET AL.
(SC 18646)
Supreme Court of Connecticut
July 20, 2010
297 Conn. 764
Rogers, C. J., and Katz, Palmer, Vertefeuille and Gruendel, Js.
Argued July 20—officially released July 20, 2010*
Gregory T. D‘Auria, senior appellate counsel, with whom were Maura Murphy Osborne, assistant attorney general, and, on the brief, Richard Blumenthal, attorney general, Perry Zinn Rowthorn, associate attorney general, and Michael K. Skold,
William F. Gallagher, with whom were R. Bartley Halloran, and, on the brief, David McCarry, for the appellee (defendant Fedele 2010).
Opinion
ROGERS, C. J. The present case requires us to interpret several provisions of the Citizens’ Election Program (election program),
To provide context for our analysis of the plaintiffs’ claims, we set forth at the outset an overview of the election program, which is administered by the commission and provides public financing for campaigns for certain state offices, including the offices of governor and lieutenant governor.
In addition to the initial grant of public funds, participating candidates receive supplemental matching grants when an opposing nonparticipating candidate receives contributions, loans or other funds, or makes an expenditure, in excess of the expenditure limit for the particular office for the applicable primary campaign or general campaign period.
The election program also provides that a candidate for the office of lieutenant
With this background in mind, we set forth the undisputed facts and procedural history. The Connecticut Republican Party (party) held its convention for the purpose of endorsing candidates for multiple statewide offices, including the office of governor, on May 21 and 22, 2010. The party endorsed Foley as its candidate for the office of governor and Mark D. Boughton as its candidate for the office of lieutenant governor. Foley for Governor, Inc., is Foley‘s campaign committee and Boughton for CT 2010 was Boughton‘s campaign committee. Michael C. Fedele and R. Nelson “Oz” Griebel garnered sufficient support at the convention to qualify to be placed on the ballot in the Republican primary election as candidates for the office of governor. Fedele 2010 was Fedele‘s campaign committee and Oz for Governor, Inc., is Griebel‘s campaign committee.
Both Fedele and Boughton elected to participate in the election program. On July 2, 2010, Fedele 2010 and Boughton for CT 2010 formed the joint committee pursuant to
On July 9, 2010, the plaintiffs filed a verified complaint seeking a temporary and permanent injunction and a judgment declaring that
The plaintiffs claim on appeal that the trial court improperly concluded that: (1) an endorsed candidate for lieutenant governor may form a joint campaign committee with a nonendorsed candidate for governor under
I
We first address the plaintiffs’ claim that the trial court improperly determined that an endorsed candidate for the office of lieutenant governor may form a joint campaign committee with a nonendorsed candidate for the office of governor under
Like all of the issues on appeal, whether
“It is well settled . . . that we do not defer to [an agency‘s] construction of a statute—a question of law—when . . . the [provisions] at issue previously ha[ve] not been subjected to judicial scrutiny or when the [agency‘s] interpretation has not been time tested.” (Internal quotation marks omitted.) Christopher R. v. Commissioner of Mental Retardation, 277 Conn. 594, 603, 893 A.2d 431 (2006). In the present case,
We begin our analysis with the language of the statute. Section 9-709 (a) provides: “For purposes of this section, expenditures made to aid or promote the suc-cess of both a candidate for nomination or election to the office of Governor and a candidate for nomination or election to the office of Lieutenant Governor jointly, shall be considered expenditures made to aid or promote the success of a candidate for nomination or election to the office of Governor. The party-endorsed candidate for nomination or election to the office of Lieutenant Governor and the party-endorsed candidate for nomination or election to the office of Governor shall be deemed to be aiding or promoting the success of both candidates jointly upon the earliest of the following: (1) The primary, whether held for the office of Governor, the office of Lieutenant Governor, or both; (2) if no primary is held for the office of Governor or Lieutenant Governor, the fourteenth day following the close of the convention; or (3) a declaration by the party-endorsed candidates that they will campaign jointly. Any other candidate for nomination or election to the office of Lieutenant Governor shall be deemed to be aiding or promoting the success of such candidacy for the office of Lieutenant Governor and the success of a candidate for nomination or election to the office of Governor jointly upon a declaration by the candidates that they shall campaign jointly.”
The plaintiffs contend that, because the second sentence of
The parties make no claim that
We see no evidence that the legislative policy that
With this purpose in mind, we conclude that the most reasonable interpretation of the phrase “[a]ny other candidate for nomination or election to the office of Lieutenant Governor” in the third sentence of
In addition, an interpretation of
II
We next address the plaintiffs’ claims related to
Section 9-704 (a) (1) provides that, to be eligible to receive grants under the election program, the candidate committee of a candidate for the office of governor must receive $250,000 in contributions from individuals. Under
We reject the plaintiffs’ claim that only qualifying contributions that are made to the candidate committee of a candidate for
With respect to the plaintiffs’ second claim, we must presume that the legislature was aware that individual donors might contribute to both the campaign committee of a candidate for the office of lieutenant governor and to the campaign committee of a candidate for the office of governor. If the legislature had intended to exclude the amount of such dual contributions exceeding $100 in determining whether the candidate for the office of governor has met the qualifying threshold, it could have said so expressly, and not in the cryptic manner claimed by the plaintiffs. Although we recognize that the statute is not a model of clarity, we conclude that the most reasonable interpretation of the language, “all contributions received by . . . [the] candidate committee of a candidate for the office of Lieutenant Governor . . . which meet the criteria for qualifying contributions to candidate committees under this section shall be considered in calculating such amounts“;14 (emphasis added)
The plaintiffs contend, however, that this interpretation undermines one of the goals of the election program, namely, to encourage candidates to obtain broad grassroots support. We recognize that the legislative history of the statute indicates that the legislature imposed high qualifying thresholds and low individual contribution
absence of any express statutory provision, we cannot conclude that, when these legislative policies are in competition, the former trumps the latter. Accordingly, we are not persuaded by this argument.
III
Finally, we address the plaintiffs’ claim that the trial court improperly decided that, in determining whether a candidate participating in the election program is entitled to supplemental grants for a primary campaign pursuant to
Thus,
Moreover, when the legislature wants to specify the time period in which an action must be performed, it knows how to do so. See
Finally, the plaintiffs’ interpretation of
The ruling of the trial court is affirmed and the case is remanded to the trial court with direction to render judgment for the defendants.
In this opinion KATZ, PALMER and VERTEFEUILLE, Js., concurred.
The factual recitation provided in the majority opinion accurately and amply details the dispute before us. I note for emphasis only the stipulated fact most salient to this concurrence: absent dual contributions made by the same contributors to the defendant campaigns of gubernatorial candidate Michael C. Fedele and lieutenant gubernatorial candidate Mark D. Boughton,1 their joint campaign committee would not have met the $250,000 threshold for qualifying contributions under the Citizens’ Election Program (election program),
At issue is the proper construction of
“(1) In the case of a candidate for nomination or election to the office of Governor, contributions from individuals in the aggregate amount of two hundred fifty thousand dollars, of which two hundred twenty-five thousand dollars or more is contributed by individuals residing in the state. The provisions of this subdivision shall be subject to the following: (A) The candidate committee shall return the portion of any contribution or contributions from any individual, including said can-didate, that exceeds one hundred dollars, and such excess portion shall not be considered in calculating such amounts, and (B) all contributions received by (i) an exploratory committee established by said candidate, or (ii) an exploratory committee or candidate committee of a candidate for the office of Lieutenant Governor who is deemed to be jointly campaigning with a candidate for nomination or election to the office of Governor under subsection (a) of
section 9-709 , which meet the criteria for qualifying contributions to candidate committees under this section shall be considered in calculating such amounts . . . .”General Statutes § 9-704 (a) (1) .
The proper application of
With that predicate set forth,
Significantly, these are not competing or alternative criteria. The plain language of the statute contains the conjunction “and,” diction most pertinent to the present analysis. Accordingly, the two qualifiers contained in
As I read
Moreover, to read
Furthermore, notwithstanding the analytical confines of
Beyond those general propositions, the legislative history specifically addresses the question presented in this appeal as to whether the General Assembly, in enacting the election program, intended to limit all qualifying contributions by individual contributors to $100. A review of that extratextual evidence reveals that Senator DeFronzo, chairman of the government administration and elections committee, widely was recognized as the steward of this particular legislation, serving as both draftsman and foremost expert thereon.2 On that day in November, 2005, when the legislation came up for a vote, Senator DeFronzo explained the election program to his colleagues from the floor of the Senate, stating in relevant part that “[q]ualifying contributions are the same in all cases.”3 (Emphasis added.) Id., p. 6442. I respectfully submit that this informed explana-
tion cannot be reconciled with the analysis of
Senator DeFronzo‘s statement that “[q]ualifying contributions are the same in all cases” is buttressed by testimony from members of the named defendant, the state elections enforcement commission (commission). On February 25, 2008, Jeffrey B. Garfield, executive director and general counsel of the commission, testified before the government administration and elections committee on House Bill No. 5505, entitled “An Act concerning the Citizens’
nation or election to the office of Governor“—the only candidacy to which
Apart from my disagreement as to the proper construction of
HERBERT HICKS v. STATE OF CONNECTICUT ET AL. (SC 18361)
Rogers, C. J., and Katz, Palmer, Vertefeuille, Zarella and McLachlan, Js.*
Argued March 24—officially released August 17, 2010
* The listing of justices reflects their seniority status on this court as of the date of oral argument.
Notes
“[T]his court consistently has stated that, in the absence of a statutory provision to the contrary, a denial or grant of a temporary injunction does not constitute a final judgment for purposes of appeal. . . . This is so because the purpose of a temporary injunction is to [maintain] the status quo while the rights of the parties are being determined. . . . Similarly, the denial of a temporary injunction is a determination that the status quo need not be maintained while the court determines the rights of the parties. By contrast, a permanent injunction effects a final determination of [those] rights. . . . Under this well established law, therefore, the denial by the court of [an] application for a temporary injunction [is] merely an interlocutory order and is not a final judgment for purposes of appeal.” (Citations omitted; internal quotation marks omitted.) Massachusetts Mutual Life Ins. Co. v. Blumenthal, 281 Conn. 805, 811, 917 A.2d 951 (2007). It is well established, however, that appeals from interlocutory orders may be taken pursuant to
“(b) If a candidate for nomination or election to the office of Lieutenant Governor is campaigning jointly with a candidate for nomination or election to the office of Governor, the candidate committee and any exploratory committee for the candidate for the office of Lieutenant Governor shall be dissolved as of the applicable date set forth in subsection (a) of this section. Not later than fifteen days after said date, the campaign treasurer of the candidate committee formed to aid or promote the success of said candidate for nomination or election to the office of Lieutenant Governor shall file a statement with the proper authority under section 9-603, identifying all contributions received or expenditures made by the committee since the previous statement and the balance on hand or deficit, as the case may be. Not later than thirty days after the applicable date set forth in subsection (a) of this section, (1) the campaign treasurer of a qualified candidate committee formed to aid or promote the success of said candidate for nomination or election to the office of Lieutenant Governor shall distribute any surplus to the fund, and (2) the campaign treasurer of a nonqualified candidate committee formed to aid or promote the success of said candidate for nomination or election to the office of Lieutenant Governor shall distribute such surplus in accordance with the provisions of subsection (e) of section 9-608.”
“(2) The qualified candidate committee of a candidate for the office of Governor who has been nominated, or who has qualified to appear on the election ballot in accordance with the provisions of subpart C of part III of chapter 153, shall be eligible to receive a grant from the fund for the general election campaign in the amount of three million dollars, provided, in the case of an election held in 2014, or thereafter, said amount shall be adjusted under subsection (d) of this section. . . .”
“(b) If the State Elections Enforcement Commission determines that contributions, loans or other funds have been received, or that an expenditure is made, or obligated to be made, by a nonparticipating candidate who is opposed by one or more participating candidates in a primary campaign or a general election campaign, which in the aggregate exceed one hundred twenty-five per cent of the applicable expenditure limit for the applicable primary or general election campaign period, as defined in subdivision (1) of subsection (b) of section 9-712, the commission shall process a voucher not later than two business days after its determination and the State Comptroller shall draw an order on the State Treasurer for payment, by electronic fund transfer directly into the campaign account of each such participating candidate, not later than three business days after receipt of an authorized voucher from the commission. . . . The amount of such additional moneys for each such participating candidate shall be twenty-five per cent of the applicable primary or general election grant.
“(c) If the State Elections Enforcement Commission determines that contributions, loans or other funds have been received, or that an expenditure is made, or obligated to be made, by a nonparticipating candidate who is opposed by one or more participating candidates in a primary campaign or a general election campaign, which in the aggregate exceed one hundred fifty per cent of the applicable expenditure limit for the applicable primary or general election campaign period, as defined in subdivision (1) of subsection (b) of section 9-712, the commission shall process a voucher not later than two business days after its determination and the State Comptroller shall draw an order on the State Treasurer for payment, by electronic fund transfer directly into the campaign account of each such participating candidate, not later than three business days after receipt of an authorized voucher from the commission. . . . The amount of such additional moneys for each such participating candidate shall be twenty-five per cent of the applicable primary or general election grant.
“(d) If the State Elections Enforcement Commission determines that contributions, loans or other funds have been received, or that an expenditure is made, or obligated to be made, by a nonparticipating candidate who is opposed by one or more participating candidates in a primary campaign or a general election campaign, which in the aggregate exceed one hundred seventy-five per cent of the applicable expenditure limit for the applicable primary or general election campaign period, as defined in subdivision (1) of subsection (b) of section 9-712, the commission shall process a voucher not later than two business days after its determination and the State Comptroller shall draw an order on the State Treasurer for payment, by electronic fund transfer directly into the campaign account of each such participating candidate, not later than three business days after receipt of an authorized voucher from the commission. . . . The amount of such additional moneys for each such participating candidate shall be twenty-five per cent of the applicable primary or general election grant. . . .”
“(b) Any such candidate committee is eligible to receive such grants for a primary campaign, if applicable, and a general election campaign if (1) the candidate certifies as a participating candidate under section 9-703, (2) the candidate‘s candidate committee receives the required amount of qualifying contributions under section 9-704, (3) the candidate‘s candidate committee returns all contributions that do not meet the criteria for qualifying contributions under section 9-704, (4) the candidate agrees to limit the campaign expenditures of the candidate‘s candidate committee in accordance with the provisions of subsection (c) of this section, and (5) the candidate submits an application and the commission approves the application in accordance with the provisions of section 9-706. . . .”
“(1) In the case of a candidate for nomination or election to the office of Governor, contributions from individuals in the aggregate amount of two hundred fifty thousand dollars, of which two hundred twenty-five thousand dollars or more is contributed by individuals residing in the state. The provisions of this subdivision shall be subject to the following: (A) The candidate committee shall return the portion of any contribution or contributions from any individual, including said candidate, that exceeds one hundred dollars, and such excess portion shall not be considered in calculating such amounts, and (B) all contributions received by (i) an exploratory committee established by said candidate, or (ii) an exploratory committee or candidate committee of a candidate for the office of Lieutenant Governor who is deemed to be jointly campaigning with a candidate for nomination or election to the office of Governor under subsection (a) of section 9-709, which meet the criteria for qualifying contributions to candidate committees under this section shall be considered in calculating such amounts. . . .”
“(2) In the case of a candidate for nomination or election to the office of Lieutenant Governor . . . contributions from individuals in the aggregate amount of seventy-five thousand dollars, of which sixty-seven thousand five hundred dollars or more is contributed by individuals residing in the state. The provisions of this subdivision shall be subject to the following: (A) The candidate committee shall return the portion of any contribution or contributions from any individual, including said candidate, that exceeds one hundred dollars, and such excess portion shall not be considered in calculating such amounts. . . .”
Contrary to the concurrence‘s assertion, our interpretation gives effect to
