Foley v. State Elections Enforcement CommissionFoley v. State Elections Enforcement Commission
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- Before:
- Gruendel
Lead Opinion
Opinion
The present case requires us to interpret several provisions of the Citizens’ Election Program (election program),
To provide context for our analysis of the plaintiffs’ claims, we set forth at the outset an overview of the election program, which is administered by the commission and provides public financing for campaigns for certain state offices, including the offices of governor and lieutenant governor.
In addition to the initial grant of public funds, participating candidates receive supplemental matching grants when an opposing nonparticipating candidate
The election program also provides that a candidate for the office of lieutenant governor and a candidate for the office of governor are deemed to be campaigning jointly upon the occurrence of certain events.
With this background in mind, we set forth the undisputed facts and procedural history. The Connecticut Republican Party (party) held its convention for the purpose of endorsing candidates for multiple statewide offices, including the office of governor, on May 21 and
Both Fedele and Boughton elected to participate in the election program. On July 2, 2010, Fedele 2010 and Boughton for CT 2010 formed the joint committee pursuant to
On July 9,2010, the plaintiffs filed a verified complaint seeking a temporary and permanent injunction and a judgment declaring that
The plaintiffs claim on appeal that the trial court improperly concluded that: (1) an endorsed candidate for lieutenant governor may form a joint campaign committee with a nonendorsed candidate for governor under
I
We first address the plaintiffs’ claim that the trial court improperly determined that an endorsed candidate for the office of lieutenant governor may form a joint campaign committee with a nonendorsed candidate for the office of governor under
Like all of the issues on appeal, whether
“It is well settled . . . that we do not defer to [an agency’s] construction of a statute — a question of law— when . . . the [provisions] at issue previously ha[ve] not been subjected to judicial scrutiny or when the [agency’s] interpretation has not been time tested.” (Internal quotation marks omitted.) Christopher R. v. Commissioner of Mental Retardation,
We begin our analysis with the language of the statute.
The plaintiffs contend that, because the second sentence of
The parties make no claim that
We see no evidence that the legislative policy that
With this purpose in mind, we conclude that the most reasonable interpretation of the phrase “[a]ny other candidate for nomination or election to the office of Lieutenant Governor” in the third sentence of
In addition, an interpretation of
II
We next address the plaintiffs’ claims related to
We reject the plaintiffs’ claim that only qualifying contributions that are made to the candidate committee of a candidate for the office of lieutenant governor after the formation of a joint campaign committee may be considered in determining whether the joint committee has met the threshold qualifying amount because, under
With respect to the plaintiffs’ second claim, we must presume that the legislature was aware that individual donors might contribute to both the campaign committee of a candidate for the office of lieutenant governor and to the campaign committee of a candidate for the office of governor. If the legislature had intended to exclude the amount of such dual contributions exceeding $100 in determining whether the candidate for the office of governor has met the qualifying threshold, it could have said so expressly, and not in the cryptic manner claimed by the plaintiffs. Although we recognize that the statute is not a model of clarity, we conclude that the most reasonable interpretation of the language, “all contributions received by .. . [the] candidate committee of a candidate for the office of Lieutenant Governor . . . which meet the criteria for qualifying contributions to candidate committees under this section shall be considered in calculating such amounts”;
The plaintiffs contend, however, that this interpretation undermines one of the goals of the election program, namely, to encourage candidates to obtain broad grassroots support. We recognize that the legislative history of the statute indicates that the legislature imposed high qualifying thresholds and low individual contribution limits for this purpose and for the purpose of reducing the drain on the citizens’ election fund.
III
Finally, we address the plaintiffs’ claim that the trial court improperly decided that, in determining whether a candidate participating in the election program is entitled to supplemental grants for a primary campaign pursuant to
Thus,
Moreover, when the legislature wants to specify the time period in which an action must be performed, it knows how to do so. See
Finally, the plaintiffs’ interpretation of
The ruling of the trial court is affirmed and the case is remanded to the trial court with direction to render judgment for the defendants.
In this opinion KATZ, PALMER and VERTEFEUILLE, Js., concurred.
Notes
Because the trial court granted a motion by R. Nelson “Oz” Griebel and Oz Griebel for Governor, Inc., to intervene as interested parties, all references to the plaintiffs also include Griebel and Oz Griebel for Governor, Inc.
The plaintiffs appeal pursuant to the granting of certification to appeal by the Chief Justice under
“[T]his court consistently has stated that, in the absence of a statutory provision to the contrary, a denial or grant of a temporary injunction does not constitute a final judgment for purposes of appeal. . . . This is so because the purpose of a temporary iqjunction is to [maintain] the status quo while the rights of the parties are being determined. . . . Similarly, the denial of a temporary injunction is a determination that the status quo need not be maintained while the court determines the rights of the parties. By contrast, a permanent ¡injunction effects a final determination of [those] rights. . . . Under this well established law, therefore, the denial by the court of [an] application for a temporary injunction [is] merely an interlocutory order and is not a final judgment for purposes of appeal.” (Citations omitted; internal quotation marks omitted.) Massachusetts Mutual Life Ins. Co. v. Blumentkal,281 Conn. 805 , 811,917 A.2d 951 (2007). It is well established, however, that appeals from interlocutory orders may be taken pursuant to§ 52-265a . See State v. Fernando A.,294 Conn. 1 , 5 n.3,981 A.2d 427 (2009).
Albert P. Lenge, the executive director and general counsel of the commission, also is a defendant in this action.
“(b) If a candidate for nomination or election to the office of Lieutenant Governor is campaigning jointly with a candidate for nomination or election to the office of Governor, the candidate committee and any exploratory committee for the candidate for the office of Lieutenant Governor shall be dissolved as of the applicable date set forth in subsection (a) of this section. Not later than fifteen days after said date, the campaign treasurer of the candidate committee formed to aid or promote the success of said candidate for nomination or election to the office of Lieutenant Governor shall file a statement with the proper authority under section 9-603, identifying all contributions received or expenditures made by the committee since the previous statement and the balance on hand or deficit, as the case may be. Not later than thirty days after the applicable date set forth in subsection (a) of this section, (1) the campaign treasurer of a qualified candidate committee formed to aid or promote the success of said candidate for nomination or election to the office of Lieutenant Governor shall distribute any surplus to the fund, and (2) the campaign treasurer of a nonqualified candidate committee formed to aid or promote the success of said candidate for nomination or election to the office of Lieutenant Governor shall distribute such surplus in accordance with the provisions of subsection (e) of section 9-608.”
“(2) The qualified candidate committee of a candidate for the office of Governor who has been nominated, or who has qualified to appear on the election ballot in accordance with the provisions of subpart C of part HI of chapter 153, shall be eligible to receive a grant from the fund for the general election campaign in the amount of three million dollars, provided in the case of an election held in 2014, or thereafter, said amount shall be adjusted under subsection (d) of this section. . . .”
“(b) If the State Elections Enforcement Commission determines that contributions, loans or other funds have been received, or that an expenditure is made, or obligated to be made, by a nonparticipating candidate who is opposed by one or more participating candidates in a primary campaign or a general election campaign, which in the aggregate exceeds one hundred twenty-five per cent of the applicable expenditure limit for the applicable primary or general election campaign period, as defined in subdivision (1) of subsection (b) of section 9-712, the commission shall process a voucher not later than two business days after its determination and the State Comptroller shall draw an order on the State Treasurer for payment, by electronic fund transfer directly into the campaign account of each such participating candidate, not later than three business days after receipt of an authorized voucher from the commission. . . . The amount of such additional moneys for each such participating candidate shall be twenty-five per cent of the applicable primary or general election grant. . . .
“(c) If the State Elections Enforcement Commission determines that contributions, loans or other funds have been received, or that an expenditure is made, or obligated to be made, by a nonparticipating candidate who is opposed by one or more participating candidates in a primary campaign or a general election campaign, which in the aggregate exceeds one hundred fifty per cent of the applicable expenditure limit for the applicable primary or general election campaign period, as defined in subdivision (1) of subsection (b) of section 9-712, the commission shall process a voucher not later than two business days after its determination and the State Comptroller shall draw an order on the State Treasurer for payment, by electronic fund transfer directly into the campaign account of each such participating candidate, not later than three business days after receipt of an authorized voucher from the commission. . . . The amount of such additional moneys for each such participating candidate shall be twenty-five per cent of the applicable primary or general election grant. . . .
*770 “(d) If the State Elections Enforcement Commission determines that contributions, loans or other funds have been received, or that an expenditure is made, or obligated to be made, by a nonparticipating candidate who is opposed by one or more participating candidates in a primary campaign or a general election campaign, which in the aggregate exceeds one hundred seventy-five per cent of the applicable expenditure limit for the applicable primary or general election campaign period, as defined in subdivision (1) of subsection (b) of section 9-712, the commission shall process a voucher not later than two business days after its determination and the State Comptroller shall draw an order on the State Treasurer for payment, by electronic fund transfer directly into the campaign account of each such participating candidate, not later than three business days after receipt of an authorized voucher from the commission. . . . The amount of such additional moneys for each such participating candidate shall be twenty-five per cent of the applicable primary or general election grant. . . .”
“(b) Any such candidate committee is eligible to receive such grants for a primary campaign, if applicable, and a general election campaign if (1)*771 the candidate certifies as a participating candidate under section 9-703, (2) the candidate’s candidate committee receives the required amount of qualifying contributions undersection 9-704 , (3) the candidate’s candidate committee returns all contributions that do not meet the criteria for qualifying contributions undersection 9-704 , (4) the candidate agrees to limit the campaign expenditures of the candidate’s candidate committee in accordance with the provisions of subsection (c) of this section, and (5) the candidate submits an application and the commission approves the application in accordance with the provisions of section 9-706. . . .”
On June 16, 2010, in response to an inquiry from Fedele, the commission issued an opinion of counsel indicating that, pursuant to
“(1) In the case of a candidate for nomination or election to the office of Governor, contributions from individuals in the aggregate amount of two hundred fifty thousand dollars, of which two hundred twenty-five thousand dollars or more is contributed by individuals residing in the state. The provisions of this subdivision shall be subject to the following: (A) The candidate committee shall return the portion of any contribution or contributions from any individual, including said candidate, that exceeds one hundred dollars, and such excess portion shall not be considered in calculating such amounts, and (B) all contributions received by (i) an exploratory committee established by said candidate, or (ii) an exploratory committee or candidate committee of a candidate for the office of Lieutenant Governor who is deemed to be j ointly campaigning with a candidate for nomination or election to the office of Governor under subsection (a) ofsection 9-709 , which meet the criteria for qualifying contributions to candidate committees under this section shall be considered in calculating such amounts . . . .”
In response to an inquiry from Foley for Governor, Inc., the commission indicated that any contributions received or funds spent by a nonparticipating candidate’s campaign committee before the start of the primary campaign period are considered in determining whether the candidate has exceeded the expenditure limit.
On June 3,2010, in response to an inquiry from Fedele, the commission issued an opinion of counsel stating that, under
The plaintiffs appealed from the trial court’s denial of their request for a temporary injunction claiming that the court improperly had found that they had not established a likelihood of success on the merits of their claims. In their appellate briefs and at oral argument before this court, however, the plaintiffs conceded that, if this court were to agree as a matter of law with the trial court’s interpretation of the relevant statutes, this court should affirm the trial court’s ruling denying the request for a temporary injunction. The parties also agreed that, in that event, this court should not remand the case to the trial court for further proceedings on the plaintiffs’ action for a declaratory judgment and request for a permanent injunction, but instead should direct judgment for the defendants.
“(2) In the case of a candidate for nomination or election to the office of Lieutenant Governor . . . contributions from individuals in the aggregate amount of seventy-five thousand dollars, of which sixty-seven thousand five hundred dollars or more is contributed by individuals residing in the state. The provisions of this subdivision shall be subject to the following: (A) The candidate committee shall return the portion of any contribution or contributions from any individual, including said candidate, that exceeds one hundred dollars, and such excess portion shall not be considered in calculating such amounts . . . .”
It is clear that “such amounts” refers to the $250,000 total qualifying threshold and the $225,000 amount of that total that must come from persons who reside in this state.
At oral argument before this court, the plaintiffs argued that, because
Contrary to the concurrence’s assertion, our interpretation gives effect to
See 48 S. Proc., Pt. 21, 2005 Spec. Sess., p. 6408, remarks of Senator Donald J. DeFronzo (purpose of legislation is to encourage “greater reliance on grassroots politics”); id., p. 6428 (purpose of high qualifying threshold is to discourage frivolous candidacies and to reduce drain on public fund); id., p. 6640, remarks of Senator Thomas P. Gaffey (purpose of legislation was to require candidates “to solicit campaign contributions from the very people we represent”); id., pp. 6712-13, remarks of Senator Martin M. Looney (purpose of qualifying threshold was to enlarge role of small contributors).
See 48 S. Proc., Pt. 21, 2005 Spec. Sess., p. 6376, remarks of Senator Donald J. DeFronzo (purpose of legislation is “to reduce the influence of special interest money on our electoral system”); id., pp. 6419-21, remarks of Senator David J. Cappiello (arguing that legislation did not go far enough to reduce influence of special interests); id., p. 6640, remarks of Senator Thomas P. Gaffey (purpose of legislation was to reduce influence of lobbyists and state contractors).
Although the United States Court of Appeals for the Second Circuit has held that
Subsections (b), (c) and (d) of
The plaintiffs contend that, “[grammatically, ‘which . . . exceed’ is plural but ‘campaign’ is singular. Also grammatically, there is no comma between parts (1) and (2), but there is a comma between parts (2) and (3), so part (3) most naturally refers to all of parts (1) and (2), of which ‘contributions ... an expenditure’ is the compound subject. More important, substantively, ‘contributions ... an expenditure’ exceed limits; campaigns do not exceed limits.” We agree that, as we have divided
See 48 H.R. Proa, Pt. 37, 2005 Spec. Sess., p. 11, 169, remarks of Representative Robert Farr (what “we’re trying to do, is establish a level playing field without the corruptive influence we have under the current system of the special interest money”); id., p. 11,360, remarks of Representative Shawn T. Johnston (stating “the whole theory [of the proposed legislation] is to even the playing field”).
The reference in
We therefore reject the plaintiffs’ argument that the trial court’s interpretation of
Concurrence Opinion
concurring. I join the majority opinion affirming the denial of injunctive relief by the trial court and concur with my colleagues in all respects, save for their interpretation of
The factual recitation provided in the majority opinion accurately and amply details the dispute before us. I note for emphasis only the stipulated fact most salient to this concurrence: absent dual contributions made by the same contributors to the defendant campaigns of gubernatorial candidate Michael C. Fedele and lieutenant gubernatorial candidate Mark D. Boughton,
At issue is the proper construction of
“(1) In the case of a candidate for nomination or election to the office of Governor, contributions from individuals in the aggregate amount of two hundred fifty thousand dollars, of which two hundred twenty-five thousand dollars or more is contributed by individuals residing in the state. The provisions of this subdivision shall be subject to the following: (A) The candidate committee shall return the portion of any contribution or contributions from any individual, including said can*790 didate, that exceeds one hundred dollars, and such excess portion shall not be considered in calculating such amounts, and (B) all contributions received by (i) an exploratoiy committee established by said candidate, or (ii) an exploratory committee or candidate committee of a candidate for the office of Lieutenant Governor who is deemed to be jointly campaigning with a candidate for nomination or election to the office of Governor under subsection (a) ofsection 9-709 , which meet the criteria for qualifying contributions to candidate committees under this section shall be considered in calculating such amounts . . . .”General Statutes § 9-704 (a) (1) .
The proper application of
I thus begin my analysis with an examination of the text of
With that predicate set forth,
Significantly, these are not competing or alternative criteria. The plain language of the statute contains the conjunction “and,” diction most pertinent to the present analysis. Accordingly, the two qualifiers contained in
As I read
Moreover, to read
Furthermore, notwithstanding the analytical confines of § l-2z, in light of the majority’s discussion of legislative history, I am compelled to note that such extratextual evidence substantiates my interpretation of
Beyond those general propositions, the legislative history specifically addresses the question presented in this appeal as to whether the General Assembly, in enacting the election program, intended to limit all qualifying contributions by individual contributors to $100. A review of that extratextual evidence reveals that Senator DeFronzo, chairman of the government administration and elections committee, widely was recognized as the steward of this particular legislation, serving as both draftsman and foremost expert thereon.
Senator DeFronzo’s statement that “[qualifying contributions are the same in all cases” is buttressed by testimony from members of the named defendant, the state elections enforcement commission (commission). On February 25, 2008, Jeffrey B. Garfield, executive director and general counsel of the commission, testified before the government administration and elections committee on House Bill No. 5505, entitled “An Act concerning the Citizens’ Election Program.” In response to a question from Senator Gayle Slossberg about nonqualifying contributions, Garfield detailed the type of contributions that are nonqualifying. He included in that fist “ [contributions from political action committees, political party committees . . . [and] in-kind contributions” and then stated “as well as contributions over $100.” (Emphasis added.) Conn. Joint Standing Committee Hearings, Government Administration and Elections Committee, Pt. 2, 2008 Sess., pp. 589-90. Similarly, the committee heard testimony from Beth Rotman, the commission’s director of public campaign financing for the election program, on
Apart from my disagreement as to the proper construction of
In addition to the Fedele and Boughton campaigns, the defendants include: Fedele 2010 Joint Gubernatorial Campaign Committee, the joint campaign committee formed by Fedele and Boughton; the state elections enforcement commission; Albert P. Lenge, the executive director and general counsel of the state elections enforcement commission, state comptroller Nancy Wyman, and state treasurer Denise L. Nappier.
See, e.g., 48 S. Proc., supra, p. 6503, remarks of Senator Andrew McDonald (thanking Senator DeFronzo for his work and leadership on legislation); id., p. 6637, remarks of Senator Gaffey (complimenting Senator DeFronzo’s “wisdom of Solomon as he navigated through many of the issues that surround this bill”); id., p. 6709, remarks of Senator Looney (congratulating Senator DeFronzo “for his great patience and energy and determination and consensus-building skills in shaping this construct in an atmosphere where so little deference is paid to specialized expertise”); id., p. 6727, remarks of Senator Williams (applauding Senator DeFronzo’s work as chairman of government administration and elections committee and “his intellectual firepower in terms of mastering these bills”).
Senator DeFronzo’s explanation undermines the majority’s contention that it “must presume that the legislature was aware that individual donors might contribute to both the campaign committee of a candidate for the office of lieutenant governor and to the campaign committee of a candidate for the office of governor” and that the legislature’s silence in the face of that presumption validates its interpretation of