Sastrom v. Psychiatric Security Review BoardSastrom v. Psychiatric Security Review Board
Opinion
In these certified appeals, we must determine whether the Superior Court has subject matter jurisdiction to decide the appeals brought by the plaintiffs, Roy Sastrom and Guy Levine,
1
from the declaratory rulings by the defendant, the psychiatric security review board (board), in which the board concluded that § 17a-581-44 of the Regulations of Connecti
cut State Agencies
2
is valid because it does not conflict with
The relevant facts and procedural histories are set forth in the decisions of the Appellate Court and are not in dispute. Sastrom, the plaintiff in the first case, was committed on July 11, 1994, “to the jurisdiction of the [board] for a period of time not to exceed forty years after he was acquitted by reason of mental disease or defect of the charges of two counts of harassment
in the first degree in violation of
“On June 21, 2002, the treatment team granted [Sas-trom’s] request for ‘Level 4’ privileges, which included one hour per day on the grounds without supervision. On July 4, 2002, [Sastrom] signed himself out at 9 a.m., and was declared absent without leave when he was not present one hour later. [Sastrom] had wandered to a . . . wooded area near the hospital and fallen asleep. The next morning, as he was walking back to Dutcher, several staff members reported seeing him on a road. When a state police trooper arrived, [Sastrom] hid in some bushes. After several hours, the troopers, with the aid of a police dog, located [Sastrom] and returned him to the custody of the [board].
“Following his apprehension, [Sastrom] was returned to Whiting. The [board] held a hearing on July 12 and September 20, 2002, regarding the proper placement of [Sastrom]. In a memorandum of decision dated October 28, 2002, the [board] ordered that [Sastrom] remain confined at Whiting for the purposes of care, custody and treatment under maximum security conditions.
“In a petition for a declaratory [ruling] dated March 30, 2004, [Sastrom] sought a determination of whether his confinement in maximum security was appropriate
and whether § 17a-581-44 [of the regulations] was invalid in light of the specific violence requirement of
“The [board] concluded that [Sastrom] could not prevail with respect to his claim that § 17a-581-44 [of the regulations] was invalid because it conflicted with
The plaintiff in the second case, Levine, was committed on March 6, 1992, “to the custody of the [board] for a period of time not to exceed 100 years after he was acquitted by reason of mental disease or defect of
two counts of murder in violation of
“On July 18, 2004, [Levine] petitioned the [board] for a declaratory ruling pursuant to
The board again concluded that “nothing in the statute suggests that its intent is to mandate actual violence as a prerequisite for placing acquittees in maximum security settings. Rather, the statute evinces a concern that acquittees be placed in settings appropriate to the type of danger that they pose to themselves and others. Thus, far from being in conflict with the statute . . . § 17a-581-44 complements it.” (Internal quotation marks omitted.) Id., 226.
The plaintiffs appealed from the board’s declaratory rulings to the Superior Court.
6
The board argued that there was no statutory right to appeal from its declaratory rulings, and, therefore, the court lacked subject matter jurisdiction. The trial court agreed with the board and concluded that it lacked subject matter jurisdiction because the decisions being appealed were not
within the exclusive list of appealable orders set forth in
The plaintiffs appealed from the trial court’s judgments of dismissal to the Appellate Court, which concluded that the UAPA does not permit “appeal[s] for every declaratory ruling, but only for those that meet the conditions of [General Statutes] § 4-183, as restricted by [General Statutes] §§ 4-186 (f) and 17a-597.”
Sastrom
v.
Psychiatric Security Review Board,
supra,
Our resolution of the certified question is guided by our well settled standard of review. “We have long held that because [a] determination regarding a trial court’s subject matter jurisdiction is a question of law, our review is plenary. . . . Subject matter jurisdiction involves the authority of the court to adjudicate the
type of controversy presented by the action before it. ... [A] court lacks discretion to consider the merits of a case over which it is without jurisdiction . . . .” (Internal quotation marks omitted.)
Ferguson Mechanical Co.
v.
Dept. of Public Works,
A
“We have declared that [t]here is no absolute right of appeal to the courts from a decision of an administrative agency. . . . Appeals to the courts from administrative [agencies] exist only under statutory authority .... Appellate jurisdiction is derived from the . . . statutory provisions by which it is created . . . and can be acquired and exercised only in the manner prescribed. ... In the absence of statutory authority, therefore, there is no right of appeal from [an agency’s] decision . . . .” (Internal quotation marks omitted.)
Fullerton
v.
Administrator, Unemployment Compensation Act,
In the cases before us, we must determine whether the UAPA authorizes the Superior Court to assume jurisdiction over appeals from the board’s declaratory rulings as to the validity of § 17a-581-44 of the regulations. The plaintiffs claim that the Appellate Court improperly affirmed the judgments of the trial court dismissing their administrative appeals. Specifically, the plaintiffs argue that the legal question presented in these cases is inherently a judicial matter and should not be left to the discretion of administrative bodies. In support of this assertion, the plaintiffs quote from our holding in
Dyous
v.
Psychiatric Security Review Board,
The construction of the UAPA, as with other statutes, presents a question of law subject to plenary review.
Stiffler
v.
Continental Ins. Co.,
We begin with the text of the UAPA. Section 4-183 (a) provides in relevant part: “A person who has exhausted all administrative remedies available within the agency and who is aggrieved by a final decision may appeal to the Superior Court . . . .” A “ ‘[f]inal decision,’ ” as defined by
The Superior Court’s jurisdiction over administrative appeals from final decisions of the various agencies is not, however, unlimited.
Specifically,
Our review of the
In 1988, the legislature passed No. 88-317 of the 1988 Public Acts (P.A. 88-317), which substantially revised the UAPA. See
Vernon Village, Inc.
v.
Carothers,
Our conclusion that the legislature did not intend to restrict judicial review of the board’s declaratory rulings regarding the validity of its regulations finds further support in
Hill v. State Employees Retirement Commission,
supra,
Likewise, it is logical that the decision to confine an acquittee under conditions of maximum security would
be “best left to the professional discretion of the board, whose mandate is the protection of the general public,” because of its expertise regarding matters of mental health.
Dyous
v.
Psychiatric Security Review Board,
supra,
We conclude, on the basis of its language and history, that the UAPA clearly provides for judicial oversight with respect to the validity of the regulations promulgated by the various agencies, including the board. We further conclude that the list of fact based determinations excluded from judicial review in
B
Our conclusion that the UAPA allows the court to assume jurisdiction over the plaintiffs’ administrative appeals does not end our discussion. We next must address the board’s argument that the courts lack jurisdiction in the present cases because the plaintiffs are not aggrieved by the board’s declaratory rulings. As we noted previously in this opinion, § 4-183 (a) permits a person who has exhausted all available administrative remedies and who is aggrieved by a final decision to appeal to the Superior Court. The board argues that the plaintiffs have failed to demonstrate either statutory or classical aggrievement and, therefore, do not have standing to appeal the board’s rulings. We disagree.
“It is . . . fundamental that, in order to have standing to bring an administrative appeal, a person must be aggrieved. . . . Standing ... is not a technical rule intended to keep aggrieved parties out of court; nor is it a test of substantive rights. Rather it is a practical concept designed to ensure that courts and parties are not vexed by suits brought to vindicate nonjusticiable interests and that judicial decisions which may affect the rights of others are forged in hot controversy, with each view fairly and vigorously represented.” (Citations omitted; internal quotation marks omitted.)
Bongiorno Supermarket, Inc.
v.
Zoning Board of Appeals,
“Two broad yet distinct categories of aggrievement exist, classical and statutory. . . . Statutory aggrievement exists by legislative fiat, not by judicial analysis of the particular facts of the case. In other words, in cases of statutory aggrievement, particular legislation grants standing to those who claim injury to an interest protected by that legislation.” (Internal quotation marks omitted.) Id., 702.
In this case, the plaintiffs have not identified, and we do not find, any legislation, either in the board’s enabling act,
With respect to classical aggrievement under the UAPA, the plaintiffs must make a two part showing. “First, [they] must demonstrate a specific, personal and legal interest in the subject matter of the [controversy], as opposed to a general interest that all members of the community share. . . . Second, [they] must also show that the [alleged conduct] has specially and injuriously affected that specific personal or legal interest.” (Internal quotation marks omitted.) Id., 702. Moreover, the plaintiffs must demonstrate a relation to the action of the board beyond “the fact that they were the petitioners. If this in and of itself were sufficient to appeal the adverse declaratory ruling to the Superior Court, the provisions of § 4-183 requiring aggrievement would be meaningless.” (Internal quotation marks omitted.) Id., 705-706; id., 706 (expansive right to petition for declaratory ruling under
The plaintiffs in this case have asserted a legal interest in the conditions of their confinement. Specifically, the plaintiffs have asserted that, pursuant to
II
Because the Appellate Court and the trial court both concluded that the trial court lacked subject matter jurisdiction over the plaintiffs’ administrative appeals, neither court reached the merits of the plaintiffs’ claims. Ordinarily under these circumstances, we would remand the case to the trial court for a review of the plaintiffs’ claims. Subsequent to oral argument in this case, however, we ordered the parties to submit supplemental briefs addressing the following questions: “(1) Does § 17a-581-44 of the [regulations] . . . conflict with ...
The plaintiffs first claim that § 17a-581-44 of the regulations conflicts with
The text of
This interpretation of
Thus, in deferring to the professional judgment of the board in determining the placement of acquittees who are not found so violent as to require maximum security confinement, our legislature has struck a proper balance between the plaintiffs’ liberty interests and the board’s legitimate interest in protecting public safety. Accordingly, we reject the plaintiffs’ contention that the legislature has limited the board’s discretion as to which acquittees under its jurisdiction may be confined in maximum security settings. Having rejected the plaintiffs’ predicate assumption that
The judgments of the Appellate Court are reversed and the cases are remanded to that court with direction to reverse the judgments of the trial court and to remand the cases to the trial court with direction to affirm the decisions of the psychiatric security review board.
In this opinion the other justices concurred.
Notes
We refer to Sastrom and Levine individually by name where necessary and collectively as the plaintiffs.
Section 17a-581-44 of the Regulations of Connecticut State Agencies provides: “The [b]oard may order a person confined in a maximum security setting if the [b]oard finds that the acquittee poses a danger to self or others such that a maximum security setting is required.”
Section 17a-581-2 (a) (6) of the Regulations of Connecticut State Agencies defines danger to self or to others as “the risk of imminent physical injury to others or self, and also includes the risk of loss or destruction of the property of others.”
The board found that Sastrom “remains an individual who needs confinement because of a psychiatric disability to the extent that his discharge or conditional release would constitute a danger to himself or others. However, as a result of sustained clinical gains, engagement in treatment and insight into his escape from [Dutcher] in July, 2002, he is no longer so dangerous that he requires confinement in a maximum security hospital setting. Accordingly, the answer to the first question in his petition for a declaratory ruling is no. He is neither so violent nor so dangerous at this time as to require maximum security confinement and may be transferred to the less restrictive treatment environment of Dutcher. ”
Sastrom
v.
Psychiatric Security Review Board,
supra,
An “ ‘[ajcquittee’ ” is a person found not guilty by reason of mental disease or defect pursuant to
Sastrom did not appeal from the board’s decision with respect to his placement in Dutcher, and Levine did not appeal from his placement in Whiting.
We granted the plaintiffs’ petitions for certification to appeal limited to the following issue: “Did the Appellate Court properly conclude that the trial court lacked subject matter jurisdiction to decide the plaintiff’s appeal from the declaratory ruling issued by the [board]?”
Sastrom
v.
Psychiatric Security Review Board,
supra,
“(2) If the board finds that the acquittee is a person who should be conditionally released, the board shall order the acquittee conditionally released subject to such conditions as are necessary to prevent the acquittee from constituting a danger to himself or others.
“(3) If the board finds that the acquittee is a person who should be confined, the board shall order the person confined in a hospital for psychiatric disabilities ... for custody, care and treatment.”
Pursuant to
“(b) The board may, on its own motion, consider whether to recommend discharge of the acquittee from custody. . . .
“(c) If the board decides to recommend discharge of the acquittee, the board shall make such recommendation pursuant to section 17a-593.”
“(b) A decision by the board that the acquittee is a person who should be discharged made pursuant to subdivision (1) of
The board, relying on our construction of
The maxim expressio unius est exclusio alteráis has force, however, “only when the items expressed are members of an associated group or series, justifying the inference that the items not mentioned were excluded by deliberate choice.” See 2A N. Singer & J. Singer, Sutherland Statutory Construction (7th Ed. 2007) § 47:23, p. 405-12. The court in
Dyous
properly applied this rule because the factual determination of whether an acquittee should be confined is readily identified with a factual determination regarding the conditions of confinement. Unlike the fact based determinations presented in
Dyous,
the board’s legal conclusions as to the validity of its regulations are clearly distinguishable from the group of factual determinations set forth in
Under this earlier scheme, the nature of the action, administrative appeal or declaratoryjudgment, dictated the level of scrutiny applied by the court. See
Ratick Combustion, Inc.
v.
State Heating, Piping & Cooling Work Examining Board,
supra,
“CD The court shall not substitute its judgment for that of the agency as to the weight of the evidence on questions of fact. The court shall affirm the decision of the agency unless the court finds that substantial rights of the person appealing have been prejudiced because the administrative findings, inferences, conclusions, or decisions are: (1) In violation of constitutional or statutory provisions; (2) in excess of the statutory authority of the agency; (3) made upon unlawful procedure; (4) affected by other error of law; (5) clearly erroneous in vie w of the reliable, probative, and substantial evidence on the whole record; or (6) arbitrary or capricious or characterized by abuse of discretion or clearly unwarranted exercise of discretion. . .
Although Sastrom no longer is confined under conditions of maximum security, we conclude that his claim is not moot because he remains under the jurisdiction of the board and subject to the board’s biennial review of both his status as a person who should be confined and the conditions of his confinement. See
Legislative deference to the board with respect to decisions concerning the conditions of an acquittee’s confinement is consistent with due process. In
Youngberg
v.
Romeo,