TESSA FARMER, Plaintiff - Appellee, v. KANSAS STATE UNIVERSITY, Defendant - Appellant. SARA WECKHORST, Plaintiff - Appellee, v. KANSAS STATE UNIVERSITY, Defendant - Appellant.
No. 17-3207, No. 17-3208
United States Court of Appeals for the Tenth Circuit
March 18, 2019
PUBLISH
Derek T. Teeter (Allan V. Hallquist and Michael T. Raupp, with him on the briefs), Husch Blackwell LLP, Kansas City, Missouri, for Defendant-Appellant.
Jonathon D. Fazzola (Dustin L. Van Dyk, Gary D. White, Jr., and Meaghan M. Girard, Palmer, Leatherman, White, Girard & Van Dyk, LLP, Topeka, Kansas, and Douglas E. Fierberg, The Fierberg
Emily Martin and Neena Chaudhry, National Women‘s Law Center, Washington, D.C.; Sunu Chandy and Alexandra Brodsky, of counsel; and Seanna R. Brown, Maximillian S. Shifrin and Tiffany A. Miao, Baker & Hostetler, LLP, New York, New York, on the brief for Amici Curiae.
Before MATHESON, EBEL, and EID, Circuit Judges.
EBEL, Circuit Judge.
Congress, through
KSU contends that, in order to state a
The Supreme Court has already answered the legal question presented here, ruling, as Plaintiffs allege, that a funding recipient‘s “deliberate indifference must, at a minimum, cause students to undergo harassment or make them liable or vulnerable to it.” Davis ex rel. LaShonda D. v. Monroe Cty. Bd. of Educ., 526 U.S. 629, 644-45 (1999) (alterations, internal quotation marks omitted) (emphasis added).
We conclude that, in this case, Plaintiffs have sufficiently alleged that KSU‘s deliberate indifference made each of them “vulnerable to” sexual harassment by allowing their student-assailants—unchecked and without the school investigating—to continue attending KSU along with Plaintiffs. This, as Plaintiffs adequately allege, caused them to withdraw from participating in the educational opportunities offered by KSU. Having jurisdiction under
I. OVERVIEW OF TITLE IX
We begin with a quick overview of
[n]o person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance . . . .
That point is critical in this case because, although the sex discrimination that
Here, Plaintiffs base their
Although Plaintiffs allege that KSU‘s response to their reports of rape was so deficient as to amount to deliberate indifference, we note that
II. BACKGROUND
With these general
A. Plaintiff Tessa Farmer
Plaintiff Farmer alleged the following: In March 2015, she went to a fraternity party and became very drunk. A designated driver took Farmer back to her dorm room. At 2:00 a.m., Farmer received a Facebook message from T.R., another KSU student who Farmer knew from high school. T.R. invited Farmer to the fraternity house where the party was continuing, offering to pick up Farmer and drive her there. Farmer agreed. T.R. drove to Farmer‘s dorm, picked her up and took her to his room at the fraternity house, where the two had sex. T.R. then left the room, telling Farmer he was going to start his car, presumably to take her back to her dorm room. After T.R. left, C.M., another KSU student who was a stranger to Farmer and who had been hiding in the closet while T.R. and Farmer had sex, emerged from the closet and raped Farmer. When T.R. returned to the room, he was not surprised by C.M.‘s presence or by Farmer‘s being upset and sobbing.
Farmer reported to the Riley County Police Department that C.M. had raped her. She also reported the rape to the director of the KSU Center for Advocacy, Response and Education (“CARE“). The CARE director told Farmer that, although she could report the rape to the KSU Interfraternity Council (“IFC“), the IFC would not investigate the rape but would only investigate the fraternity chapter more generally. Farmer, nevertheless, filed a complaint with the IFC; three months later the IFC responded to Farmer that the fraternity chapter as a whole had not violated any IFC policies.
Farmer later learned that, contrary to what KSU‘s CARE director had told her, there might be other avenues through which Farmer could complain to KSU about the rape. In August 2015, Farmer filed a complaint with KSU‘s Office of Institutional Equity, alleging C.M. had violated KSU‘s sexual misconduct policy. Farmer was told, however, that that policy did not cover fraternity houses.
Farmer, living in fear that she would run into her attacker, missed classes,
[b]y refusing to investigate off-campus sexual assaults at fraternities and fraternity events, like those [she] endured, K-State makes students like Tessa [Farmer] more vulnerable to rape because it sends a message to fraternity members that students can rape other students with no fear of school disciplinary action. K-State‘s practice ignores the reality that many off-campus sexual assaults adversely impact the on-campus educational environment for victims, just as it did Tessa‘s.
(Aplt. App. 25 ¶ 73.)
B. Plaintiff Sara Weckhorst
Plaintiff Weckhorst alleged that, in April 2014, she attended a fraternity event at Pillsbury Crossing, “a frequent K-State party location not far from campus.” (Id. 620 ¶ 13.) There, Weckhorst “consum[ed] a large amount of alcohol and blacked out” while speaking with J.F., another KSU student who was one of the fraternity‘s designated drivers. (Id.) J.F. took the passed-out Weckhorst to his truck and raped her in front of approximately fifteen other students, some of whom took video and photographs of the rape which they later posted on social media. J.F. then drove Weckhorst to the fraternity house. On the way, he again sexually assaulted her. At the fraternity house, “J.F. took Sara to the ‘sleep room,’ lined with beds, and raped her again. When he was finished, J.F. left her there, naked and passed out, and joined other fraternity members in partying downstairs.” (Id. ¶ 15.) Several hours later, Weckhorst awoke to find another student and fraternity member, J.G., raping her. Weckhorst “made her way out of the bed and to a nearby patio,” but J.G. followed and raped Weckhorst again. (Id. 621 ¶ 16.)
Weckhorst sought help at the KSU Women‘s Center and the Manhattan, Kansas, Rape Crisis Center. The director of the Women‘s Center helped Weckhorst file a complaint with the KSU Affirmative Action Office. As a result, a KSU investigator interviewed Weckhorst but told her that KSU “would do nothing about the rapes or the two student-assailants because the rapes occurred off-campus.” (Id. 622 ¶ 22.) Weckhorst then reported the rapes to the Riley County Police. In the meantime, the director of the KSU Women‘s Center called the two perpetrators and told them Weckhorst had filed charges against them, which according to the allegations tipped off “the student-assailants and g[ave] them an opportunity to coordinate their stories,” in addition to invading Weckhorst‘s privacy rights, exposing her to potential retaliation, compromising her safety, and placing her in fear. (Id. 624-25 ¶ 33.)
Weckhorst later met with two associate deans for student life at KSU. They reiterated that KSU would do nothing because the rapes occurred off campus. But the deans encouraged Weckhorst to file a complaint about the presence of alcohol at the fraternity party. She did so anonymously and, as a result, KSU‘s Interfraternity Council (“IFC“) suspended the fraternity‘s charter.
Weckhorst and her parents continued to ask KSU to investigate the rapes, but KSU refused. Without permission, one of the associate deans took language from an email received from Weckhorst and filed it as a complaint with KSU‘s Office of Greek Affairs and the IFC. This action “released Sara‘s highly sensitive, private information, including her full name and a detailed
Moreover, because the alleged perpetrators remained on campus, Weckhorst alleges she
is always afraid, apprehensive, and hyper-alert, on-campus and off. Every man who passes her on the sidewalk terrifies her. At least once a day on-campus, Sara is overcome by panic, anxious that any passing man could be one of the student-assailants. She is constantly on the lookout for J.F. Recently, walking to the K-State library she passed a man who turned toward her. She jumped, screamed, and began to cry. Sara only uses campus resources like the library when she is joined by friends or her Chi Omega sorority sisters, and otherwise stayed home to avoid being alone in a campus setting.
(Id. 637 ¶ 77.) Weckhorst‘s grades “plummeted” and she lost her academic scholarship. (Id. 638 ¶ 79.) She “has exhibited symptoms of post-traumatic stress disorder,” has nightmares, has distanced herself from family and friends,
and “has decreased her involvement in her sorority and philanthropy and has turned down leadership opportunities.” (Id. 637 ¶ 78, 638 ¶ 80.) Although she “wants to continue her K-State education, . . . doing so means facing emboldened student-assailants who know K-State will protect them and not the victim of their attacks.” (Id. 637 ¶ 75.) Similar, to Plaintiff Farmer, Plaintiff Weckhorst alleges that,
[b]y refusing to investigate off-campus sexual assaults at fraternities and fraternity events, like those Sara [Weckhorst] endured, K-State makes students, like Sara, more vulnerable to rape because it sends a message to fraternity members that students can rape other students with no fear of school disciplinary action. K-State‘s practice ignores the reality that many off-campus sexual assaults adversely impact the on-campus educational environment for victims, just as it did Sara‘s.
(Id. 638-39 ¶ 83.)
C. These cases
Each Plaintiff separately sued KSU, asserting claims under
The district court held that each Plaintiff had sufficiently alleged an actionable
1114, 1119 (10th Cir. 2008), began by noting that, to
At KSU‘s request, the district court invoked
III. STANDARD OF REVIEW
This court reviews de novo the district court‘s rulings on KSU‘s
IV. LEGAL DISCUSSION
Accepting, for the purpose of these interlocutory appeals, that Plaintiffs’ factual allegations charge that KSU was deliberately indifferent to their reports that they had been raped, the narrow question we consider is whether each “Plaintiff was required to allege, as a distinct element of her
harassment of which Plaintiffs complain did not occur within a KSU program or activity and, thus, KSU is not responsible for student-on-student sexual harassment occurring off campus at fraternity parties or in fraternity houses.
“vulnerable to” harassment. As explained below, Plaintiffs have the more persuasive
A. It is sufficient for Plaintiffs to allege that KSU‘s deliberate indifference made them “vulnerable to” sexual harassment. Title IX does not require a subsequent sexual assault before a plaintiff can sue.
The Supreme Court, in Davis, has already answered the legal question presented here. To explain, we begin with the statutory language.
[n]o person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance . . . .
If a funding recipient does not engage in harassment directly, it may not be liable for damages unless its deliberate indifference “subject[s]” its students to harassment. That is, the deliberate indifference must, at a minimum, “cause [students] to undergo” harassment or “make them liable or vulnerable” to it. Random House Dictionary of the English Language 1415 (1966) (defining “subject” as “to cause to undergo the action of something specified; expose” or “to make liable or vulnerable; lay open; expose“); Webster‘s Third New International Dictionary 2275 (1961) (defining “subject” as “to cause to undergo or submit to: make submit to a particular action or effect: EXPOSE“).
Davis, 526 U.S. at 644–45 (emphasis added).
Davis, then, clearly indicates that Plaintiffs can state a viable
KSU‘s contrary argument, that Plaintiffs must allege (and eventually prove) that KSU‘s deliberate indifference to their reports of rape caused each Plaintiff to endure further actual incidents of sexual harassment simply ignores Davis‘s clear alternative language recognizing that a funding recipient‘s “deliberate indifference must, at a minimum, ‘cause students to undergo’ harassment or make them ‘liable or vulnerable to’ sexual harassment, 526 U.S. at 645 (emphasis added). We must give effect to each part of that sentence.
Doing so is consistent with
The alternative offered by the University—i.e., that a student must be harassed or assaulted a second time before the school‘s clearly unreasonable response to the initial incident becomes actionable, irrespective of the deficiency of the school‘s response, the impact on the student, and the other circumstances of the case—runs counter to the goals of
Title IX and is not convincing.
Karasek, 2015 WL 8527338, at *12.
Once a funding recipient, like KSU, has actual knowledge of sexual harassment that is severe, pervasive and objectively offensive enough to deprive a student of access to the educational benefits and resources the recipient offers,4 see
Davis, 526 U.S. at 633, 650-51, the recipient cannot, acting with deliberate indifference, turn a blind eye to that harassment. See id. at 641 (indicating that funding recipient can be liable under
We conclude, then, that Plaintiffs can state a viable
B. Plaintiffs have adequately pled that KSU made them “vulnerable to” harassment
Plaintiffs sufficiently pled that KSU‘s deliberate indifference to their reports
Plaintiffs’ allegations are quite specific and reasonable under the circumstances. Plaintiffs allege more than a general fear of running into their assailants. They allege that their fears have forced them to take very specific actions that deprived them of the educational opportunities offered to other students. In addition, they have alleged a pervasive atmosphere of fear at KSU of sexual assault caused by KSU‘s inadequate action in these cases. A
C. KSU‘s arguments to the contrary are unavailing
We now briefly address KSU‘s contrary arguments. KSU latches on to a number of cases invoking the phrases “further discrimination” or ” further sexual harassment.”
1. Rost ex rel. K.C. v. Steamboat Springs RE-2 School District, 511 F.3d 1114 (10th Cir. 2008), and Escue v. Northern Oklahoma College, 450 F.3d 1146 (10th Cir. 2006)
The primary cases on which KSU relies are the Tenth Circuit‘s decisions in Rost ex rel. K.C. v. Steamboat Springs RE-2 School District, 511 F.3d 1114 (10th Cir. 2008), and Escue v. Northern Oklahoma College, 450 F.3d 1146 (10th Cir. 2006). As detailed below, Rost and Escue were decided at the summary judgment stage of litigation, rather than at the pleading stage. In each case, the Tenth Circuit upheld the district court‘s summary judgment determination that the
In our cases, by contrast, because they come to us on an interlocutory appeal on the pleadings, all parties have to accept, and do accept, that KSU was deliberately indifferent in failing to take remedial actions. Thus, the issue presented in Rost and Escue—whether the educational institution was deliberately indifferent—is not before us. Instead, here KSU is seeking to add a new pleading burden to a
Plaintiffs, instead, argue—and we have agreed—that once they show that the funding recipient was deliberately indifferent to their complaints of peer sexual harassment, they can show the requisite harm caused by that deliberate indifference by alleging and proving that the prior sexual assaults were so grievous and the likelihood of continuing to encounter the sexual predators on campus so credible that KSU‘s inaction by itself deprived them of the “benefits . . . under any education program . . . receiving Federal financial assistance.” Rost, 511 F.3d at 1119. In short, they allege that KSU created such an adverse environment for learning for them by its dismissive treatment of their complaints of rape that it was that environment that reasonably prevented them from accessing the educational opportunities available to other students. That issue was not presented in nor resolved by either Rost or Escue.
In Escue, a college student alleged that her professor sexually harassed her. 450 F.3d at 1149. Once the student reported the harassment to the school, the school
In Rost, a special education student alleged that several of her male high school classmates coerced her into performing sexual acts with them. 511 F.3d at 1117. Rost upheld summary judgment for the recipient school district because there was no evidence that the school district‘s response—“immediately contact[ing] law enforcement officials, cooperat[ing] fully in the investigation, and ke[eping] informed of the investigation“—was so unreasonable as to amount to deliberate indifference. Id. at 1121. It was in that context that Rost noted that the student-victim‘s mother “does not contend that further sexual harassment occurred as a result of the district‘s deliberate indifference after [the student-victim‘s] disclosure” of the ongoing sexual harassment to the school district. Id. at 1123-24. In fact, there was no opportunity for further harassment there because the victim‘s mother withdrew the victim from the school and “[t]here [wa]s no evidence in the record that Ms. Rost was willing to work with school officials and allow K.C. to return to school under some accommodation.” Id. at 1124. Still, we noted that, “[i]f K.C. had expressed interest in returning to the school and school officials had not provided a safe educational environment, then she would likely have a
Admittedly, in the course of concluding that the school district was not deliberately indifferent, Rost mentions causation. Id. at 1123. But causation was not listed as one of the issues in that case. Moreover, Rost certainly did not hold that a
It is not surprising, in addressing the question of whether the educational funding recipient had been “deliberately indifferent,” that courts might look to see whether the offending action continued thereafter. However, consulting subsequent behavior as an evidentiary aid in determining if the school‘s action taken had been deliberately indifferent is a wholly different thing than requiring a continuation of the offending behavior as a separate element of causation before a
2. Out-of-circuit cases
KSU also cites to a group of out-of-circuit cases that it believes supports its
opportunity to continue to attend” the University of Georgia by delaying any action against the student-rapists for months and by failing “to take any precautions that would prevent future attacks” by the student-rapists themselves or other “like-minded” students by, for example, removing the alleged student-rapists from student housing or suspending them, or by “implementing a more protective sexual harassment policy to deal with future incidents,” id. at 1296-97; see also, e.g., Hernandez, 274 F. Supp. 3d at 613 (W.D. Tex.) (holding that, “[w]hile allegations of further assault or harassment are necessary for a claim under
KSU further cites decisions from other circuits that it argues require a showing of “further harassment” or “further discrimination.” But those cases are easily distinguishable. See K.T. v. Culver-Stockton College, 865 F.3d 1054, 1058 (8th Cir.2017) (addressing situation where there was no opportunity for further harassment because the victim did not attend the school); Reese v. Jefferson School District No. 14J, 208 F.3d 736, 738, 740 (9th Cir. 2000) (addressing situation where there was no opportunity for further harassment because students involved were graduating.)
In conclusion, the out-of-circuit cases that KSU cites are not only not binding on us but are also either distinguishable or they end up ultimately supporting the conclusion we reach here. To the extent that ambiguous dicta can be found in any of them, they certainly cannot
V. CONCLUSION
Plaintiffs alleged that they reported to KSU that other KSU students had raped them. We must assume for purposes of these interlocutory appeals that KSU was deliberately indifferent in responding to Plaintiffs’ rape reports by failing to take any reasonable action to address and remedy those matters. The Supreme Court, in Davis, held that, to be actionable, a federal education funding recipient‘s deliberate
indifference to reports of student-on-student sexual harassment—here, rape—“must, at a minimum, cause students to undergo harassment or make them liable or vulnerable to it.” 526 U.S. at 644-45 (internal quotation marks, alterations omitted) (emphasis added). We conclude, therefore, that a
