GEBSER ET AL. v. LAGO VISTA INDEPENDENT SCHOOL DISTRICT
No. 96-1866
Supreme Court of the United States
Argued March 25, 1998-Decided June 22, 1998
524 U.S. 274
Terry L. Weldon argued the cause for petitioners. With him on the briefs were Cynthia L. Estlund and Samuel Issacharoff.
Beth S. Brinkmann argued the cause for the United States as amicus curiae urging reversal. With her on the brief were Solicitor General Waxman, Acting Assistant Attorney General Lee, Deputy Solicitor General Wallace, Deputy Assistant Attorney General Pinzler, Dennis J. Dimsey, and Rebecca K. Troth.
JUSTICE O‘CONNOR delivered the opinion of the Court.
The question in this case is when a school district may be held liable in damages in an implied right of action under Title IX of the Education Amendments of 1972, 86 Stat. 373, as amended,
I
In the spring of 1991, when petitioner Alida Star Gebser was an eighth-grade student at a middle school in respondent Lago Vista Independent School District (Lago Vista), she joined a high school book discussion group led by Frank Waldrop, a teacher at Lago Vista‘s high school. Lago Vista received federal funds at all pertinent times. During the book discussion sessions, Waldrop often made sexually suggestive comments to the students. Gebser entered high school in the fall and was assigned to classes taught by Waldrop in both semesters. Waldrop continued to make inappropriate
Gebser did not report the relationship to school officials, testifying that while she realized Waldrop‘s conduct was improper, she was uncertain how to react and she wanted to continue having him as a teacher. In October 1992, the parents of two other students complained to the high school principal about Waldrop‘s comments in class. The principal arranged a meeting, at which, according to the principal, Waldrop indicated that he did not believe he had offensive remarks but apologized to the parents and said it would not happen again. The principal also advised Waldrop to be careful about his classroom comments and told the school guidance counselor about the meeting, but he did not report the parents’ complaint to Lago Vista‘s superintendent, who was the district‘s Title IX coordinator. A couple of months later, in January 1993, a police officer discovered Waldrop and Gebser engaging in sexual intercourse and arrested Waldrop. Lago Vista terminated his employment, and subsequently, the Texas Education Agency revoked his teaching license. During this time, the district had not promulgated or distributed an official grievance procedure for lodging sexual harassment complaints; nor had it issued a formal anti-harassment policy.
Gebser and her mother filed suit against Lago Vista and Waldrop in state court in November 1993, raising claims against the school district under Title IX,
Petitioners appealed only on the Title IX claim. The Court of Appeals for the Fifth Circuit affirmed, Doe v. Lago Vista Independent School Dist., 106 F. 3d 1223 (1997), relying in large part on two of its recent decisions, Rosa H. v. San Elizario Independent School Dist., 106 F. 3d 648 (1997), and Canutillo Independent School Dist. v. Leija, 101 F. 3d 393 (1996), cert. denied, 520 U. S. 1265 (1997). The court first declined to impose strict liability on school districts for a teacher‘s sexual harassment of a student, reiterating its conclusion in Leija that strict liability is inconsistent with “the Title IX contract.” 106 F. 3d, at 1225 (internal quotation marks omitted). The court then determined that Lago Vista could not be liable on the basis of constructive notice, finding that there was insufficient evidence to suggest that a school official should have known about Waldrop‘s relationship with Gebser. Ibid. Finally, the court refused to in-
The court concluded its analysis by reaffirming its holding in Rosa H. that “school districts are not liable in tort for teacher-student [sexual] harassment under Title IX unless an employee who has been invested by the school board with supervisory power over the offending employee actually knew of the abuse, had the power to end the abuse, and failed to do so,” 106 F. 3d, at 1226, and ruling that petitioners could not satisfy that standard. The Fifth Circuit‘s analysis represents one of the varying approaches adopted by the Courts of Appeals in assessing a school district‘s liability under Title IX for a teacher‘s sexual harassment of a student. See Smith v. Metropolitan School Dist. Perry Twp., 128 F. 3d 1014 (CA7 1997); Kracunas v. Iona College, 119 F. 3d 80 (CA2 1997); Doe v. Claiborne County, 103 F. 3d 495, 513-515 (CA6 1996); Kinman v. Omaha Public School Dist., 94 F. 3d 463, 469 (CA8 1996). We granted certiorari to address the issue, 522 U. S. 1011 (1997), and we now affirm.
II
Title IX provides in pertinent part: “No person... shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance.”
In Franklin, a high school student alleged that a teacher had sexually abused her on repeated occasions and that teachers and school administrators knew about the harassment but took no action, even to the point of dissuading her from initiating charges. See id., at 63-64. The lower courts dismissed Franklin‘s complaint against the school district on the ground that the implied right of action under Title IX, as a categorical matter, does not encompass recovery in damages. We reversed the lower courts’ blanket rule, concluding that Title IX supports a private action for damages, at least “in a case such as this, in which intentional discrimination is alleged.” See id., at 74-75. Franklin thereby establishes that a school district can be held liable in damages in cases involving a teacher‘s sexual harassment of a student; the decision, however, does not purport to define the contours of that liability.
We face that issue squarely in this case. Petitioners, joined by the United States as amicus curiae, would invoke standards used by the Courts of Appeals in Title VII cases involving a supervisor‘s sexual harassment of an employee in the workplace. In support of that approach, they point to a passage in Franklin in which we stated: “Unquestionably, Title IX placed on the Gwinnett County Public Schools the duty not to discriminate on the basis of sex, and ‘when a supervisor sexually harasses a subordinate because of the subordinate‘s sex, that supervisor “discriminate[s]” on the basis of sex.’ Meritor Sav. Bank, FSB v. Vinson, 477 U. S. 57, 64 (1986). We believe the same rule should apply when a teacher sexually harasses and abuses a student.” Id., at 75.
Specifically, they advance two possible standards under which Lago Vista would be liable for Waldrop‘s conduct. First, relying on a 1997 “Policy Guidance” issued by the Department of Education, they would hold a school district liable in damages under Title IX where a teacher is “‘aided in carrying out the sexual harassment of students by his or her position of authority with the institution,‘” irrespective of whether school district officials had any knowledge of the harassment and irrespective of their response upon becoming aware. Brief for Petitioners 36 (quoting Dept. of Education, Office for Civil Rights, Sexual Harassment Policy Guidance: Harrassment of Students by School Employees, Other Students, or Third Parties, 62 Fed. Reg. 12034, 12039 (1997) (1997 Policy Guidance)); Brief for United States as Amicus Curiae 14. That rule is an expression of respondeat superior liability, i. e., vicarious or imputed liability, see Restatement § 219(2)(d), under which recovery in damages against a school district would generally follow whenever a teacher‘s authority over a student facilitates the harassment. Second, petitioners and the United States submit that a school district should at a minimum be liable for damages based on a theory of constructive notice, i. e., where the district knew or “should have known” about harassment but failed to uncover and eliminate it. Brief for Petitioners 28; Brief for United States as Amicus Curiae 15-16; see Restatement § 219(2)(b). Both standards would allow a damages recovery in a broader range of situations than the rule adopted by the
Whether educational institutions can be said to violate Title IX based solely on principles of respondeat superior or constructive notice was not resolved by Franklin‘s citation of Meritor. That reference to Meritor was made with regard to the general proposition that sexual harassment can constitute discrimination on the basis of sex under Title IX, see Oncale v. Sundowner Offshore Services, Inc., 523 U. S. 75, 80-81 (1998), an issue not in dispute here. In fact, the school district‘s liability in Franklin did not necessarily turn on principles of imputed liability or constructive notice, as there was evidence that school officials knew about the harassment but took no action to stop it. See 503 U. S., at 63-64. Moreover, Meritor‘s rationale for concluding that agency principles guide the liability inquiry under Title VII rests on an aspect of that statute not found in Title IX: Title VII, in which the prohibition against employment discrimination runs against “an employer,”
In this case, moreover, petitioners seek not just to establish a Title IX violation but to recover damages based on theories of respondeat superior and constructive notice. It is that aspect of their action, in our view, that is most critical to resolving the case. Unlike Title IX, Title VII contains an express cause of action,
III
Because the private right of action under Title IX is judicially implied, we have a measure of latitude to shape a sensible remedial scheme that best comports with the statute. See, e. g., Musick, Peeler & Garrett v. Employers Ins. of Wausau, 508 U. S. 286, 292-293 (1993); Virginia Bankshares, Inc. v. Sandberg, 501 U. S. 1083, 1104 (1991). That endeavor inherently entails a degree of speculation, since it addresses an issue on which Congress has not specifically spoken. See, e. g., Lampf, Pleva, Lipkind, Prupis & Petigrow v. Gilbertson, 501 U. S. 350, 359 (1991). To guide the analysis, we generally examine the relevant statute to ensure that we do not fashion the scope of an implied right in a manner at odds with the statutory structure and purpose. See Musick, Peeler, 508 U. S., at 294-297; id., at 300 (THOMAS, J., dissenting); Virginia Bankshares, supra, at 1102.
Those considerations, we think, are pertinent not only to the scope of the implied right, but also to the scope of the available remedies. See Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U. S. 11 (1979); see also Franklin, supra,
Applying those principles here, we conclude that it would “frustrate the purposes” of Title IX to permit a damages recovery against a school district for a teacher‘s sexual harassment of a student based on principles of respondeat superior or constructive notice, i. e., without actual notice to a school district official. Because Congress did not expressly create a private right of action under Title IX, the statutory text does not shed light on Congress’ intent with respect to the scope of available remedies. Franklin, 503 U. S., at 71; id., at 76 (SCALIA, J., concurring in judgment). Instead, “we attempt to infer how the [1972] Congress would have addressed the issue had the action been included as an express provision in the” statute. Central Bank of Denver, N. A. v. First Interstate Bank of Denver, N. A., 511 U. S. 164, 178 (1994) (internal quotation marks omitted); see Musick, Peeler, supra, at 294-295; North Haven Bd. of Ed. v. Bell, 456 U. S. 512, 529 (1982).
As a general matter, it does not appear that Congress contemplated unlimited recovery in damages against a funding recipient where the recipient is unaware of discrimination in its programs. When Title IX was enacted in 1972, the principal civil rights statutes containing an express right of action did not provide for recovery of monetary damages at all, instead allowing only injunctive and equitable relief. See
Congress enacted Title IX in 1972 with two principal objectives in mind: “[T]o avoid the use of federal resources to support discriminatory practices” and “to provide individual citizens effective protection against those practices.” Cannon, supra, at 704. The statute was modeled after Title VI of the Civil Rights Act of 1964, see 441 U. S., at 694-696; Grove City College v. Bell, 465 U. S. 555, 566 (1984), which is parallel to Title IX except that it prohibits race discrimination, not sex discrimination, and applies in all programs receiving federal funds, not only in education programs. See
That contractual framework distinguishes Title IX from Title VII, which is framed in terms not of a condition but of an outright prohibition. Title VII applies to all employers without regard to federal funding and aims broadly to “eradicat[e] discrimination throughout the economy.” Landgraf v. USI Film Products, 511 U. S. 244, 254 (1994) (internal quo-
Title IX‘s contractual nature has implications for our construction of the scope of available remedies. When Congress attaches conditions to the award of federal funds under its spending power,
Most significantly, Title IX contains important clues that Congress did not intend to allow recovery in damages where liability rests solely on principles of vicarious liability or constructive notice. Title IX‘s express means of enforcement-by administrative agencies-operates on an assumption of actual notice to officials of the funding recipient. The statute entitles agencies who disburse education funding to enforce their rules implementing the nondiscrimination mandate through proceedings to suspend or terminate funding or through “other means authorized by law.”
In the event of a violation, a funding recipient may be required to take “such remedial action as [is] deem[ed] necessary to overcome the effects of [the] discrimination.”
Presumably, a central purpose of requiring notice of the violation “to the appropriate person” and an opportunity for voluntary compliance before administrative enforcement proceedings can commence is to avoid diverting education funding from beneficial uses where a recipient was unaware of discrimination in its programs and is willing to institute prompt corrective measures. The scope of private damages relief proposed by petitioners is at odds with that basic objective. When a teacher‘s sexual harassment is imputed to a school district or when a school district is deemed to have “constructively” known of the teacher‘s harassment, by assumption the district had no actual knowledge of the teacher‘s conduct. Nor, of course, did the district have an opportunity to take action to end the harassment or to limit further harassment.
It would be unsound, we think, for a statute‘s express system of enforcement to require notice to the recipient and an opportunity to come into voluntary compliance while a judicially implied system of enforcement permits substantial liability without regard to the recipient‘s knowledge or its corrective actions upon receiving notice. Cf. Central Bank of Denver, 511 U. S., at 180 (“[I]t would be ‘anomalous to impute to Congress an intention to expand the plaintiff class for a judicially implied cause of action beyond the bounds it delineated for
IV
Because the express remedial scheme under Title IX is predicated upon notice to an “appropriate person” and an opportunity to rectify any violation,
We think, moreover, that the response must amount to deliberate indifference to discrimination. The administrative enforcement scheme presupposes that an official who is advised of a Title IX violation refuses to take action to bring the recipient into compliance. The premise, in other words, is an official decision by the recipient not to remedy the violation. That framework finds a rough parallel in the standard of deliberate indifference. Under a lower standard, there would be a risk that the recipient would be liable in dam-
Applying the framework to this case is fairly straightforward, as petitioners do not contend they can prevail under an actual notice standard. The only official alleged to have had information about Waldrop‘s misconduct is the high school principal. That information, however, consisted of a complaint from parents of other students charging only that Waldrop had made inappropriate comments during class, which was plainly insufficient to alert the principal to the possibility that Waldrop was involved in a sexual relationship with a student. Lago Vista, moreover, terminated Waldrop‘s employment upon learning of his relationship with Gebser. JUSTICE STEVENS points out in his dissenting opinion that Waldrop of course had knowledge of his own actions. See post, at 299, n. 8. Where a school district‘s liability rests on actual notice principles, however, the knowledge of the wrongdoer himself is not pertinent to the analysis. See Restatement § 280.
Petitioners focus primarily on Lago Vista‘s asserted failure to promulgate and publicize an effective policy and grievance procedure for sexual harassment claims. They point to Department of Education regulations requiring each funding recipient to “adopt and publish grievance procedures providing for prompt and equitable resolution” of discrimination complaints,
V
The number of reported cases involving sexual harassment of students in schools confirms that harassment unfortunately is an all too common aspect of the educational experience. No one questions that a student suffers extraordinary harm when subjected to sexual harassment and abuse by a teacher, and that the teacher‘s conduct is reprehensible and undermines the basic purposes of the educational system. The issue in this case, however, is whether the independent misconduct of a teacher is attributable to the school district that employs him under a specific federal statute designed primarily to prevent recipients of federal financial assistance from using the funds in a discriminatory manner. Our decision does not affect any right of recovery that an individual may have against a school district as a matter of state law or against the teacher in his individual capacity under state law or under
It is so ordered.
JUSTICE STEVENS, with whom JUSTICE SOUTER, JUSTICE GINSBURG, and JUSTICE BREYER join, dissenting.
The question that the petition for certiorari asks us to address is whether the Lago Vista Independent School District (respondent) is liable in damages for a violation of Title IX of the Education Amendments of 1972,
I
It is important to emphasize that in Cannon v. University of Chicago, 441 U. S. 677 (1979), the Court confronted a question of statutory construction. The decision represented our considered judgment about the intent of the Congress that enacted Title IX in 1972. After noting that Title IX had been patterned after Title VI of the Civil Rights Act of 1964, which had been interpreted to include a private right of action, we concluded that Congress intended to authorize the same private enforcement of Title IX. 441 U. S., at 694-698; see also id., at 703 (“We have no doubt that Congress intended to create Title IX remedies comparable to those available under Title VI and that it understood Title VI as
In Franklin v. Gwinnett County Public Schools, 503 U. S. 60 (1992), we unanimously concluded that
II
We have already noted that the text of
Moreover, because respondent assumed the statutory duty set out in
Both of these considerations are reflected in our decision in Franklin. Explaining why
“Unquestionably,
Title IX placed on the Gwinnett County Public Schools the duty not to discriminate on the basis of sex, and ‘when a supervisor sexually harasses a subordinate because of the subordinate‘s sex, that supervisor “discriminate[s]” on the basis of sex.’ Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 64 (1986). We believe the same rule should apply when a teacher sexually harasses and abuses a student. Congress surely did not intend for federal moneys to be expended to support the intentional actions it sought by statute to proscribe.” 503 U. S., at 75 (emphasis added).
Franklin therefore stands for the proposition that sexual harassment of a student by a teacher violates the duty—assumed by the school district in exchange for federal funds—not to discriminate on the basis of sex, and that a student may recover damages from a school district for such a violation.
Although the opinion the Court announces today is not entirely clear, it does not purport to overrule Franklin. See ante, at 281 (”Franklin thereby establishes that a school district can be held liable in damages in cases involving a teacher‘s sexual harassment of a student“). Moreover, I do not understand the Court to question the conclusion that an intentional violation of
The Court nevertheless holds that the law does not provide a damages remedy for the
Reliance on the principle set out in
The reason why the common law imposes liability on the principal in such circumstances is the same as the reason why Congress included the prohibition against discrimination on the basis of sex in
III
The Court advances several reasons why it would “frustrate the purposes” of
Second, the Court suggests that the school district did not have fair notice when it accepted federal funding that it might be held liable “for a monetary award” under
The majority nevertheless takes the position that a school district that accepts federal funds under
The fact that Congress has specified a particular administrative procedure to be followed when a subsidy is to be terminated, however, does not illuminate the question of what the victim of discrimination on the basis of sex must prove in order to recover damages in an implied private right of action. Indeed, in Franklin, 503 U.S., at 64, n. 3, we noted that the Department of Education‘s Office of Civil Rights had declined to terminate federal funding of the school district at issue—despite its finding that a
The majority‘s inappropriate reliance on
IV
We are not presented with any question concerning the affirmative defenses that might eliminate or mitigate the recovery of damages for a
A theme that seems to underlie the Court‘s opinion is a concern that holding a school district liable in damages might deprive it of the benefit of the federal subsidy—that the damages remedy is somehow more onerous than a possible termination of the federal grant. See, e. g., ante, at 290 (stating that “an award of damages in a particular case might well exceed a recipient‘s level of federal funding“). It is possible, of course, that in some cases the recoverable damages, in either a
I respectfully dissent.
JUSTICE GINSBURG, with whom JUSTICE SOUTER and JUSTICE BREYER join, dissenting.
JUSTICE STEVENS’ opinion focuses on the standard of school district liability for teacher-on-student harassment in secondary schools. I join that opinion, which reserves the question whether a district should be relieved from damages liability if it has in place, and effectively publicizes and enforces, a policy to curtail and redress injuries caused by sexual harassment. Ante, at 304-305. I think it appropriate to answer that question for these reasons: (1) the dimensions of a claim are determined not only by the plaintiff‘s
In line with the tort law doctrine of avoidable consequences, see generally C. McCormick, Law of Damages 127-159 (1935), I would recognize as an affirmative defense to a
The burden would be the school district‘s to show that its internal remedies were adequately publicized and likely would have provided redress without exposing the complainant to undue risk, effort, or expense. Under such a regime, to the extent that a plaintiff unreasonably failed to avail herself of the school district‘s preventive and remedial measures, and consequently suffered avoidable harm, she would not qualify for
