FACEBOOK, INC. v. DUGUID et al.
No. 19-511
Supreme Court of the United States
April 1, 2021
592 U.S. 395
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
Syllabus
The Telephone Consumer Protection Act of 1991 (TCPA) proscribes abusive telemarketing practices by, among other things, restricting certain communications made with an “automatic telephone dialing system.” The TCPA defines such “autodialers” as equipment with the capacity both “to store or produce telephone numbers to be called, using a random or sequential number generator,” and to dial those numbers.
Held: To qualify as an “automatic telephone dialing system” under the TCPA, a device must have the capacity either to store a telephone number using a random or sequential number generator, or to produce a telephone number using a random or sequential number generator. Pp. 402-409.
(a) This case turns on whether the clause “using a random or sequential number generator” in
Duguid‘s insistence that a limiting clause should ordinarily be read as modifying only the phrase that it immediately follows (the so-called “rule of the last antecedent“) does not help his cause for two reasons. First, the Court has declined to apply that rule in the specific context where, as here, the modifying clause appears after an integrated list. Jama v. Immigration and Customs Enforcement, 543 U. S. 335, 344, n. 4.
(b) The statutory context confirms that the TCPA‘s autodialer definition excludes equipment that does not use a random or sequential number generator. Congress found autodialer technology harmful because autodialers can dial emergency lines randomly or tie up all of the sequentially numbered phone lines at a single entity. Facebook‘s interpretation of
(c) Duguid‘s other counterarguments do not overcome the clear commands of the statute‘s text and broader context. First, he claims that his interpretation best accords with the “sense” of the text. It would make little sense however, to classify as autodialers all equipment with the capacity to store and dial telephone numbers, including virtually all modern cell phones. Second, Duguid invokes the “distributive canon,” which provides that a series of antecedents and consequents should be distributed to one another based on how they most naturally relate in context. But that canon is less suited here because there is only one consequent to match to two antecedents, and in any event, the modifying phrase naturally relates to both antecedents. Third, Duguid broadly construes the TCPA‘s privacy-protection goals. But despite Congress’ general concern about intrusive telemarketing practices, Congress ultimately chose a precise autodialer definition. Finally, Duguid argues that a random or sequential number generator is a “senescent technol-ogy,” i. e., one likely to become outdated quickly. That may or may not be the case, but either way, this Court cannot rewrite the TCPA to update it for modern technology. Congress’ chosen definition of an autodialer requires that the equipment in question must use a random or sequential number generator. That definition excludes equipment like Facebook‘s login notification system, which does not use such technology. Pp. 406-408.
926 F. 3d 1146, reversed and remanded.
Sotomayor, J., delivered the opinion of the Court, in which Roberts, C. J., and Thomas, Breyer, Kagan, Gorsuch, Kavanaugh, and Barrett, JJ., joined. Alito, J., filed an opinion concurring in the judgment, post, p. 409.
Paul D. Clement argued the cause for petitioner. With him on the briefs were Erin E. Murphy, Kasdin M. Mitchell, Lauren N. Beebe, Andrew B. Clubok, Roman Martinez, and Susan E. Engel.
Jonathan Y. Ellis argued the cause for the United States as amicus curiae supporting petitioner. With him on the briefs were Acting Solicitor General Wall, Deputy Solicitor General Stewart, Sopan Joshi, Mark B. Stern, and Michael S. Raab.
Bryan A. Garner argued the cause for respondents.
Opinion of the Court
Justice Sotomayor delivered the opinion of the Court.
The Telephone Consumer Protection Act of 1991 (TCPA) proscribes abusive telemarketing practices by, among other things, imposing restrictions on making calls with an “automatic telephone dialing system.” As defined by the TCPA, an “automatic telephone dialing system” is a piece of equip-ment with the capacity both “to store or produce telephone numbers to be called, using a random or sequential number generator,” and to dial those numbers.
I
A
In 1991, Congress passed the TCPA to address “the proliferation of intrusive, nuisance calls” to consumers and businesses from telemarketers.
This case concerns “automatic telephone dialing systems” (hereinafter autodialers), which revolutionized telemarketing by allowing companies to dial random or sequential blocks of telephone numbers automatically. Congress found autodialer technology to be uniquely harmful. It threatened public safety by “seizing the telephone lines of public emergency services, dangerously preventing those lines from being utilized to receive calls from those needing emergency services.”
Against this technological backdrop, Congress made it unlawful to make certain calls “using any automatic telephone dialing system” to “emergency telephone
B
Petitioner Facebook, Inc., maintains a social media platform with an optional security feature that sends users “login notification” text messages when an attempt is made to access their Facebook account from an unknown device or browser. If necessary, the user can then log into Facebook and take action to secure the account. To opt in to this service, the user must provide and verify a cell phone number to which Facebook can send messages.
In 2014, respondent Noah Duguid received several login notification text messages from Facebook, alerting him that someone had attempted to access the Facebook account asso-ciated with his phone number from an unknown browser. But Duguid has never had a Facebook account and never gave Facebook his phone number.3 Unable to stop the notifications, Duguid brought a putative class action against Facebook. He alleged that Facebook violated the TCPA by maintaining a database that stored phone numbers and programming its equipment to send automated text messages to those numbers each time the associated account was accessed by an unrecognized device or web browser.
Facebook moved to dismiss the suit, arguing primarily that Duguid failed to allege that Facebook used an autodialer because he did not claim Facebook sent text messages to numbers that were randomly or sequentially generated. Rather, Facebook argued, Duguid alleged that Facebook sent targeted, individualized texts to numbers linked to specific accounts. The U. S. District Court for the Northern District of California agreed and dismissed Duguid‘s amended complaint with prejudice. 2017 WL 635117, *4–*5 (Feb. 16, 2017).
The United States Court of Appeals for the Ninth Circuit reversed. As relevant here, the Ninth Circuit held that Duguid had stated a claim under the TCPA by alleging that Facebook‘s notification system automatically dialed stored numbers. An autodialer, the Court of Appeals held, need not be able to use a random or sequential generator to store numbers; it need only have the capacity to ” ‘store numbers to be called’ ” and ” ‘to dial such numbers automatically.’ ” 926 F. 3d 1146, 1151 (2019) (quoting Marks v. Crunch San Diego, LLC, 904 F. 3d 1041, 1053 (CA9 2018)).
We granted certiorari to resolve a conflict among the Courts of Appeals regarding whether an autodialer must have the capacity to generate random or sequential phone numbers.4 591 U. S. ––– (2020). We now reverse the Ninth Circuit‘s judgment.
II
Section 227(a)(1) defines an autodialer as:
“equipment which has the capacity—
“(A) to store or produce telephone numbers to be called, using a random or sequential number generator; and
“(B) to dial such numbers.”
Facebook argues the clause “using a random or sequential number generator” modifies both verbs that precede it (“store” and “produce“), while Duguid contends it modifies only the closest one (“produce“). We conclude that the clause modifies both, specifying how the equipment must either “store” or “produce” telephone numbers. Because Facebook‘s notification system neither stores nor produces numbers “using a random or sequential number generator,” it is not an autodialer.
A
We begin with the text. Congress defined an autodialer in terms of what it must do (“store or produce telephone numbers to be called“) and how it must do it (“using a random or sequential number generator“). The definition uses a familiar structure: a list of verbs followed by a modifying clause. Under conventional rules of grammar, “[w]hen there is a straightforward, parallel construction that involves all nouns or verbs in a series,” a modifier at the end of the list “normally applies to the entire series.” A. Scalia & B. Garner, Reading Law: The Interpretation of Legal Texts 147 (2012) (Scalia & Garner) (quotation modified). The Court often applies this interpretative rule, usually referred to as the “series-qualifier canon.” See Paroline v. United States, 572 U. S. 434, 447 (2014) (citing Porto Rico Railway, Light & Power Co. v. Mor, 253 U. S. 345, 348 (1920)); see also United States v. Bass, 404 U. S. 336, 339–340 (1971). This canon generally reflects the most natural reading of a sentence. Imagine if a teacher announced that “students must not complete or check any homework to be turned in for a grade, using online homework-help websites.” It would be strange to read that rule as prohibiting students from completing homework altogether, with or without online support.
Here, the series-qualifier canon recommends qualifying both antecedent verbs, “store” and “produce,” with the phrase “using a random or sequential number generator.” That recommendation produces the most natural construction, as confirmed by other aspects of
Contrary to Duguid‘s view, this interpretation does not conflict with the so-called “rule of the last antecedent.” Under that rule, “a limiting clause or phrase . . . should ordinarily be read as modifying only the noun or phrase that it immediately follows.” Barnhart v. Thomas, 540 U. S. 20, 26 (2003); see also Lockhart v. United States, 577 U. S. 347, 351 (2016). The rule of the last antecedent is context dependent. This Court has declined to apply the rule where, like here, the modifying clause appears after an integrated list. See Jama v. Immigration and Customs Enforcement, 543 U. S. 335, 344, n. 4 (2005) (collecting cases). Moreover, even if the rule of the last antecedent were relevant here, it would provide no help to Duguid. The last antecedent before “using a random or sequential number generator” is not “produce,” as Duguid needs it to be, but rather “telephone numbers to be called.” There is “no grammatical basis,” Cyan, 583 U. S., at 441, for arbitrarily stretching the modifier back to include “produce,” but not so far back as to include “store.”
In sum, Congress’ definition of an autodialer requires that in all cases, whether storing or producing numbers to be called, the equipment in question must use a random or sequential number generator. This definition excludes equipment like Facebook‘s login notification system, which does not use such technology.5
B
The statutory context confirms that the autodialer definition excludes equipment that does not “us[e] a random or sequential number generator.”
Expanding the definition of an autodialer to encompass any equipment that merely stores and dials telephone numbers would take a chainsaw to these nuanced problems when Congress meant to use a scalpel. Duguid‘s interpretation of an autodialer would capture virtually all modern cell phones, which have the capacity to “store . . . telephone numbers to be called” and “dial such numbers.”
III
Duguid‘s counterarguments cannot overcome the clear commands of
Perhaps Duguid‘s interpretive approach would have some appeal if applying the traditional tools of interpretation led to a “linguistically impossible” or contextually implausible outcome. Encino Motorcars, LLC v. Navarro, 584 U. S. 79, ––– (2018); see also Advocate Health Care Network v. Stapleton, 581 U. S. 468, 480 (2017) (noting that a “sense of inconceivability” might “urg[e] readers to discard usual rules of interpreting text“). Duguid makes a valiant effort to prove as much, but ultimately comes up short. It is true that, as a matter
Duguid‘s reliance on the distributive canon fails for similar reasons. That canon provides that “[w]here a sentence contains several antecedents and several consequents,” courts should “read them distributively and apply the words to the subjects which, by context, they seem most properly to relate.” 2A Singer, Sutherland Statutes and Statutory Con-struction § 47:26, at 448. Set aside for a moment that the canon‘s relevance is highly questionable given there are two antecedents (store and produce) but only one consequent modifier (using a random or sequential number generator). See Encino Motorcars, 584 U. S., at ––– (“[T]he distributive canon has the most force when the statute allows for one-to-one matching“). As just explained, the consequent “using a random or sequential number generator” properly relates to both antecedents.
Duguid next turns to legislative purpose, but he merely gestures at Congress’ “broad privacy-protection goals.” Brief for Respondents 28 (emphasizing that Congress prohibited calls made using an autodialer without ” ‘prior express consent of the called party’ ” (quoting
Duguid last warns that accepting Facebook‘s interpretation will “unleash” a “torrent of robocalls.” Brief for Respondents 38 (quotation modified). As Duguid sees it, the thrust of congressional action since the
To begin with, Duguid greatly overstates the effects of accepting Facebook‘s interpretation. The statute separately prohibits calls using “an artificial or prerecorded voice” to various types of phone lines, including home phones and cell phones, unless an exception applies. See
* * *
We hold that a necessary feature of an autodialer under
It is so ordered.
FACEBOOK, INC. v. DUGUID et al.
No. 19-511
Supreme Court of the United States
April 1, 2021
Justice Alito, concurring in the judgment.
I agree with the Court that an “automatic telephone dialing system,” as defined in the Telephone Consumer Protection Act of 1991, must have the capacity to “store . . . telephone numbers” by “using a random or sequential number generator.”
I write separately to address the Court‘s heavy reliance on one of the canons of interpretation that have come to play a prominent role in our statutory interpretation cases. Cataloged in a treatise written by our former colleague Antonin Scalia and Bryan A. Garner, counsel for respondents in this case, these canons are useful tools, but it is important to keep their limitations in mind. This may be especially true with respect to the particular canon at issue here, the “series qualifier” canon.
According to the majority‘s recitation of this canon, ” ‘[w]hen there is a straightforward, parallel construction that involves all nouns or verbs in a series,’ a modifier at the end of the list ‘normally applies to the entire series.’ ” Ante, at 402 (quoting A. Scalia & B. Garner, Reading Law: The Interpretation of Legal Texts 147 (2012) (Reading Law)).*
The Court refers to this canon as a “rul[e] of grammar.” Ante, at 402. Yet the
“Perhaps more than most of the other canons, [the series-qualifier canon] is highly sensitive to context. Often the sense of the matter prevails: He went forth and wept bitterly does not suggest that he went forth bitterly.” Reading Law 150.
The italicized sentence—an English translation of a sentence in the New Testament, Matthew 26:75—is not only grammatical; it is perfectly clear. No one familiar with the English language would fail to understand it—even though its meaning is contrary to the one suggested by the series-qualifier canon.
The Court writes that the series-qualifier canon “generally reflects the most natural reading of a sentence,” ante, at 403, and maybe that is so. But cf. Lockhart v. United States, 577 U. S. 347, 351 (2016) (relying on “the basic intuition that when a modifier appears at the end of a list, it is easier to apply that modifier only to the item directly before it“). But it is very easy to think of sentences that clearly go against the canon:
“At the Super Bowl party, she ate, drank, and cheered raucously.”
“On Saturday, he relaxes and exercises vigorously.”
“When his owner comes home, the dog wags his tail and barks loudly.”
“It is illegal to hunt rhinos and giraffes with necks longer than three feet.”
“She likes to swim and run wearing track spikes.”
In support of its treatment of the series-qualifier canon, the Court offers this example of a sentence in which the natural reading corresponds with the interpretation suggested by the canon: “[S]tudents must not complete or check any homework to be turned in for a grade, using online homework-help websites.” Ante, at 403. I certainly agree that the adverbial phrase in this sentence (“using online homework-help websites“) modifies both of the verbs it follows (“complete” and “check“) and not just the latter. But that understanding has little to do with syntax and everything to do with our common understanding that teachers do not want to prohibit students from doing homework. We can see this point clearly if we retain the same syntax but replace the verb “complete” with any number of other verbs that describe something a teacher is not likely to want students to do, say, “ignore,” “overlook,” “discard,” “lose,” “neglect,” “forget,” “destroy,” “throw away,” or “incinerate” their homework. The concept of “using online homework-help websites” to do any of those things would be nonsensical, and no reader would interpret the sentence to have that meaning—even though that is what the series-qualifier canon suggests.
The strength and validity of an interpretive canon is an empirical question, and perhaps someday it will be possible to evaluate these canons by conducting what is called a corpus linguistics analysis, that is, an analysis of how particular combinations of words are used in a vast database of English prose. See generally Lee & Mouritsen, Judging Ordinary Meaning, 127 Yale L. J. 788 (2018). If the series-qualifier canon were analyzed in this way, I suspect we would find that series qualifiers
That is just my guess. Empirical evidence might prove me wrong, but that is not what matters. The important point is that interpretive canons attempt to identify the way in which “a reasonable reader, fully competent in the lan-guage, would have understood the text at the time it was issued.” Id., at 33. To the extent that interpretive canons accurately describe how the English language is generally used, they are useful tools. But they are not inflexible rules.
Appellate judges spend virtually every working hour speaking, listening to, reading, or writing English prose. Statutes are written in English prose, and interpretation is not a technical exercise to be carried out by mechanically applying a set of arcane rules. Canons of interpretation can help in figuring out the meaning of troublesome statutory language, but if they are treated like rigid rules, they can lead us astray. When this Court describes canons as rules or quotes canons while omitting their caveats and limitations, we only encourage the lower courts to relegate statutory interpretation to a series of if-then computations. No reasonable reader interprets texts that way.
For these reasons, I respectfully concur in the judgment.
Notes
Briefs of amici curiae urging affirmance were filed for the State of North Carolina et al. by Joshua H. Stein, Attorney General of North Carolina, Ryan Y. Park, Solicitor General, Nicholas S. Brod, Assistant Solicitor General, by Curtis T. Hill, Jr., Attorney General of Indiana, Thomas M. Fisher, Solicitor General, Kian J. Hudson, Deputy Solicitor General, and Julia C. Payne, Deputy Attorney General, and by the Attorneys General and other officials for their respective jurisdictions as follows: Clyde Sniffen, Jr., Acting Attorney General of Alaska, Mark Brnovich of Arizona, Leslie Rutledge of Arkansas, Xavier Becerra of California, Philip J. Weiser of Colorado, William Tong of Connecticut, Kathleen Jennings of Delaware, Karl A. Racine of the District of Columbia, Clare E. Connors of Hawaii, Lawrence G. Wasden of Idaho, Kwame Raoul of Illinois, Thomas J. Miller of Iowa, Derek Schmidt of Kansas, Daniel Cameron of Kentucky, Jeff Landry of Louisiana, Aaron M. Frey of Maine, Brian E. Frosh of Maryland, Maura Healey of Massachusetts, Dana Nessel of Michigan, Keith Ellison of Minnesota, Lynn Fitch of Mississippi, Aaron D. Ford of Nevada, Gordon J. MacDonald of New Hampshire, Gurbir S. Grewal of New Jersey, Letitia James of New York, Wayne Stenehjem of North Dakota, Dave Yost of Ohio, Mike Hunter of Oklahoma, Ellen F. Rosenblum of Oregon, Josh Shapiro of Pennsylvania, Peter F. Neronha of Rhode Island, Herbert H. Slatery III of Tennessee, Thomas J. Donovan, Jr., of Vermont, Mark R. Herring of Virginia, Robert W. Ferguson of Washington, and Eric J. Wilson, Deputy Attorney General of Wisconsin; for the Electronic Privacy Information Center et al. by Alan Butler; for Main Street Alliance by John A. Yanchunis; for the National Consumer Law Center et al. by Tara Twomey; for John McCurley et al. by Abbas Kazerounian; for Dr. Henning Schulzrinne by Kris Skaar; and for 21 Members of Congress by Keith J. Keogh.
Briefs of amici curiae were filed for the Credit Union National Association, Inc., by Julian R. Ellis, Jr., and Michael H. Pryor; and for “On Demand” Technology Platforms by Albert Giang, Michael D. Roth, and Anne M. Voigts.
As set out in Reading Law 147, this canon also applies when the modifier precedes the series of verbs or nouns.Some scholars have claimed that “nobody proposed [the series-qualifier] canon until Justice Scalia pioneered it” in Reading Law. Baude & Sachs, The Law of Interpretation, 130 Harv. L. Rev. 1079, 1125 (2017) (internal quotation marks omitted; emphasis deleted).
