ENVIRONMENTAL LAW FOUNDATION et al., Plaintiffs and Respondents, v. STATE WATER RESOURCES CONTROL BOARD, Defendant, Cross-defendant and Respondent; COUNTY OF SISKIYOU, Defendant, Cross-complainant and Appellant.
C083239 (Super. Ct. No. 34201080000583)
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA THIRD APPELLATE DISTRICT (Sacramento)
Filed 8/29/18
CERTIFIED FOR PUBLICATION
APPEAL from a judgment of the Superior Court of Sacramento County, Christopher E. Krueger, Judge. Affirmed.
Downey Brand, Christian L. Marsh, Arielle O. Harris and Austin C. Cho for California State Association of Counties, California Association of Sanitation Agencies and League of California Cities as Amici Curiae on behalf of Defendant, Cross-complainant and Appellant.
Damien M. Schiff and Jeremy Talcott for Pacific Legal Foundation and California Farm Bureau Federation as Amici Curiae on behalf of Defendant, Cross-complainant and Appellant.
Briscoe Ivester & Bazel, John Briscoe and Lauren Bernadett for Association of California Water Agencies as Amicus Curiae on behalf of Defendant, Cross-complainant and Appellant.
James Wheaton and Lowell Chow; Glen H. Spain; UC Davis School of Law and Richard M. Frank for Plaintiffs and Respondents.
Xavier Becerra, Attorney General, Robert W. Bryne, Assistant Attorney General, Tracy L. Winsor, Daniel M. Fuchs, Allison E. Goldsmith and Mark W. Poole, Deputy Attorneys General, for Defendant, Cross-defendant and Respondent.
Concerned that the parties had merely solicited an advisory opinion, we asked them to brief the threshold question whether the case is justiciable. In its tentative ruling, the trial court too had found declaratory relief was not available because there was no real controversy between the parties. The parties, including amici curiae, urge us as they did the trial court, to address what they characterize as an issue of great public importance. The trial court acquiesсed because “[i]f the issue of justiciability is in doubt, it should be resolved in favor of justiciability in cases of great public interest.” (National Audubon Society v. Superior Court (1983) 33 Cal.3d 419, 432, fn. 14 (National Audubon).) We agree with the trial court and will consider the case on the merits.
But the supplemental briefing also illuminates the narrowness of the issues before us. We are asked to determine whether the County and the Board have common law fiduciary duties to consider the potential adverse impact of groundwater extraction on the Scott River, a public trust resource, when issuing well permits and if so, whether SGMA on its face obliterates that duty. There are no challenges to any specific action or failure to act by the County or the Board in betrayal of their duties to protect the Scott River.
The scope of our ruling in this context, therefore, is extraordinarily narrow. We eschew consideration of any hypothetical factual scenarios and will not аttempt to define the common law public trust duties of the Board or the County in light of how SGMA is actually implemented. The parties insist this seeks only to determine whether the enactment of SGMA, without more, abolishes or fulfills the common law duty to consider the public trust interests before allowing groundwater extraction that potentially harms a navigable waterway. We need not, and do not, opine on a host of arguments that go beyond the limited scope of the two dispositive issues framed above.3
FACTS
We need not recite the procedural journey since this case began in 2009 because the parties ultimately stipulated to 11 undisputed material facts and ELF dismissed its claim for injunctive relief. All that is left of the initial
The subject of the public trust is the Scott River in Siskiyou County, a tributary of the Klamath River and a navigable waterway for the purposes of the public trust doctrine. This case does not involve any of the water or water rights previously adjudicated in the Scott River Decree in 1980. The Scott River Decree does not adjudicate groundwater extractions from wells outside the geographical area covered by the decree. Yet pumping of interconnected groundwater in the Scott River system that has an effect on surface flows is occurring outside of the geographical area covered by the decree. The County established a permit program for the construction standards for new wells and a groundwater management program that regulates the extraction of groundwater for use outside the basin from which it is extracted.
ELF and the County filed cross-motions for partial judgment on the pleadings as to the four affirmative defenses raised by the County. In granting ELF‘s partial judgment on the pleadings, the court made important findings. “[T]he public trust doctrine protects the Scott River and the public‘s right to use the Scott River for trust purposes, including fishing, rafting and boating. It also protects the public‘s right to use, enjoy and preserve the Scott River in its natural state and as a habitat for fish. [Citation.] If the extraction of groundwater near the Scott River adversely affects those rights, the public trust doctrine applies.”
The court also ruled on arguments “directed at [ELF‘s] request for injunctive and writ relief, and concern[ing] the County‘s duty, if any, under the public trust doctrine.” In this context, the court ruled: (1)
Initially, the trial court did not decide whether the Board had authority to regulate the groundwater under the public trust doctrine because “neither motion for judgment on the pleadings is brought by, or asserted against, the Board.” The County filed a cross-complaint against the Board alleging that the Board is not authorized to regulate groundwater under the public trust doctrine.
After the proceedings on the motions for judgment on the pleadings, the Legislature enacted SGMA, a system of groundwater regulation in California to take effect in varying stages over the next decade regarding designated groundwater basins. (Stats. 2014, Ch. 346, § 3; see, e.g.,
Anxious to avoid trial and expedite an appeal, the parties entered into an extensive stipulation about further proceedings and withdrew all of their claims but for the request for declaratory relief on the questions of law resolved in the motions for judgment on the pleadings, the motion for reconsideration, and ultimately on the cross-motions for summary judgment. As mentioned, the parties also filed a statement of undisputed material facts and agreed “that any factual issues not included in the Stipulation of Undisputed Facts are not raised in this litigation, and are not relevant to the issues raised in this litigation.”
The parties agreed the court had decided the following questions of law:
“2. The County, in issuing permits for wells that would result in extraction of groundwater has a public trust duty to consider whether the wells will affect public trust resources and uses in the Scott River.
“3. The Groundwater Management Act,
“4. The Sustainable Groundwater Management Act (“SGMA“),
“5. The Scott River Decree of 1980 does not alter the County‘s public trust duty as described in Paragraph V(A)(2) above.”
The cross-motions for summary judgment presented one legal issue: whether the Board has the authority and duty under the public trust doctrine to regulate extractions of groundwater that affect public trust uses in the Scott River. The trial court granted summary judgment in favor of ELF and the Board and against the County. The court explained: “The Water Code as a whole, as construed by the courts, ‘vest[s] in the Board broad adjudicatory and regulatory power and suggest the Board‘s regulatory authority is coincident with that of the Legislature.’ [Citation.] Given the Board‘s broad authority to administer the State‘s water resources, it is but a short step to the conclusion that the Board has the authority to administer the public trust on behalf of the State. In other words, assuming the public trust doctrine is applicable to the facts alleged in this case, the Board is the logical entity to exercise the State‘s authority and obligations thereunder. Simply put, if not the Board, then who?”
On appeal, the County contends the Board has neither the authority nor the duty to consider how the use of groundwater affects the public trust in the Scott River; nor does the County have a public trust duty to consider whether groundwater uses by new wells affect public trust uses in the Scott River. Several amici add their voices to the merits of the appeal.4
DISCUSSION
I
Does the public trust doctrine apply to the extraction of groundwater that adversely impacts a navigable waterway?
From ancient Roman roots, the English common law has developed a doctrine enshrining humanity‘s entitlement to air and water as a public trust.5 The public trust doctrine rests on several related concepts. “First, that the public rights of commerce, navigation, fishery, and rеcreation are so intrinsically important and vital to free citizens that their unfettered availability to all is essential in a democratic society. [Citation.] ‘An allied principle holds that certain interests are so particularly the gifts of nature‘s bounty that they ought to be reserved for the whole of the populace. . . . [¶] Finally, there is often a recognition, albeit one that has been irregularly perceived in legal doctrine, that certain uses have a peculiarly public nature that makes their adaptation to private use inappropriate. The best known example is found in the rule of water law that one does not own a property right in water in the same way he owns his watch or his shoes, but that he owns only a usufruct—an interest that incorporates the needs of others. It is thus thought to be incumbent upon the government to regulate water uses for the general benefit of the community and to take account thereby of the public nature and the interdependency which the physical quality of the resource implies.’ [Citation.]” (Zack‘s, Inc. v. City of Sausalito (2008) 165 Cal.App.4th 1163, 1175-1176.)
In a then shocking renunciation of the fee title to the submerged lands in the harbor of Chicago the State of Illinois had transferred to a railroad, the United States Supreme Court in 1892 first enunciated the sanctity of a public trust over navigable waterways. Illinois Central Railroad v. Illinois (1892) 146 U.S. 387 (Illinois Central), established that “the title which a State holds to land under navigable waters is . . . held in trust for the people of the State, in order that they may enjoy the navigation of the waters and carry on commerce over them, free from obstruction or interference by private parties; that this trust devolving upon the State in the public interest is one which cannot be relinquished by a transfer of the property; that a State can no more abdicate its trust over such property, in which the whole people are interested, so as to leave it under the control of private parties, than it can abdicate its police powers in the administration of government and the
Illinois Central remains the seminal case on the public trust doctrine. (San Francisco Baykeeper, Inc. v. State Lands Com. (2015) 242 Cal.App.4th 202, 234 (Baykeeper).) The case instructs courts to ” ‘look with considerable skepticism upon any governmental conduct which is calculated either to reallocate that resource to more restricted uses or to subject public uses to the self-interest of private parties.’ [Citation.]” (Zack‘s, Inc. v. City of Sausalito, supra, 165 Cal.App.4th at p. 1176.)
The doctrine is expansive. (Colberg, Inc. v. State of California ex rel. Dept. Pub. Wks. (1967) 67 Cal.2d 408, 416-417.) “The range of public trust uses is broad, encompassing not just navigation, commerce, and fishing, but also the public right to hunt, bathe or swim. [Citation.] Furthermore, the concept of a public use is flexible, accommodating changing public needs. [Citation.] For example, an increasingly important public use is the preservation of trust lands ’ “in their natural state, so that they may serve as ecological units for scientific study, as open space, and as environments which provide food and habitat for birds and marine life, and which favorably affect the scenery and climate of the area.” [Citation.]’ [Citation.]” (Baykeeper, supra, 242 Cal.App.4th at p. 233.)
Moreover, the public trust doctrine is more than a state‘s raw power to act; it imposes an affirmative duty on the state to act on behalf of the people to protect their interest in navigable water. As our Supreme Court has mandated: “[T]he public trust is more than an affirmation of state power to use public property for public purposes. It is an affirmation of the duty of the state to protect the people‘s common heritage of streams, lakes, marshlands and tidelands, surrendering that right of protection only in rare cases when the abandonment of that right is consistent with the purposes of the trust.” (National Audubon, supra, 33 Cal.3d at p. 441.)
What Illinois Central was on the national level in the nineteenth century, National Audubon was to California in the twentieth century—a monumental decision enforcing, indeed expanding, the right of the public to benefit from state-owned navigable waterways and the duty of the state to protect the public‘s “common heritage” in its water. We reject the County‘s effort to diminish the importance of the opinion, including its mistakеn labeling of its
We begin with the extraordinary collision of values exposed in National Audubon. The Department of Water and Power of the City of Los Angeles (DWP), pursuant to a permit issued by the Division of Water Resources, the predecessor to the Board, diverted water from nonnavigable tributaries that would have otherwise flowed into Mono Lake. (National Audubon, supra, 33 Cal.3d at p. 424.) The diversion of the water caused the level of the lake to drop, thereby imperiling its scenic beauty and ecological value. (Id. at pp. 424-425.) The permit was issued under the appropriative water rights system, a system that dominated California water law since the gold rush (id. at p. 442) and was formally enshrined in statute with the enactment in 1913 of the Water Commission Act. (People v. Shirokow (1980) 26 Cal.3d 301, 308.) In National Audubon, the values undergirding that legislative mandate collided with thоse that had been, until then, embodied but ignored in the public trust doctrine. (National Audubon, supra, at p. 445.)
