TIM DUNN v. NORTHEAST HELICOPTERS FLIGHT SERVICES, LLC
(SC 20626)
Robinson, C. J., and McDonald, D’Auria, Mullins and Ecker, Js.
Argued September 12, 2022—officially released March 21, 2023
Action to recover damages for the allegedly wrongful discharge of the plaintiff, and for other relief, brought to the Superior Court in the judicial district of Tolland, where the court, Farley, J., granted the defendant’s motion for summary judgment as to the first count of the complaint and denied the plaintiff’s motion for summary judgment; thereafter, the plaintiff withdrew the second count of the complaint, and the court, Farley, J., rendered judgment for the defendant, from which the plaintiff appealed to the Appellate Court, Prescott, Moll and Alexander, Js., which affirmed the trial court’s judgment, and the plaintiff, on the granting of certification, appealed to this court. Reversed; further proceedings.
***********************************************
The “officially released” date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.
All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.
The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut.
***********************************************
Syllabus
Pursuant to statute (
The plaintiff sought to recover damages for the allegedly wrongful termination of his employment by the defendant, N Co., claiming that his termination was in violation of the public policy articulated in
Held that the Appellate Court incorrectly concluded that
- This court concluded that the phrase “sum of money,” as used in
§ 31-73 (b) , encompasses any quantity or amount of currency, or a similar recognized measure of value, and is not limited to money derived from or directly related to the employment relationship, and that the share of examination fees demanded by B constituted a sum of money under the statute:The term “sum of money” set forth in
§ 31-73 (b) was unambiguous insofar as neither the statute’s plain language nor this court’s previous interpretations of the statute have limited the form the sum of money must take, and the legislature’s use of a series of terms, which ranged in specificity from “wages” to “sum of money,” demonstrated that, if the legislature had wanted to narrow the application of the statute, it could have chosen a narrower term or omitted the broad term “sum of money” altogether.Moreover, the statutory language did not include any requirement that the sum of money be derived from the employment relationship itself, the legislature was presumed to have used such broad language to prevent an employer from eliciting any form of payment from a prospective employee as a condition of employment or from an employee as a condition of continued employment, and the legislature’s separation of the terms “sum of money” and “refund of wages” in
§ 31-73 (b) plainly manifested its intent to prohibit conduct in addition to that of a request or demand for wages. - This court concluded that the phrase “representation or . . . understanding,” as used in
§ 31-73 (b) , encompasses both expressed representations and mutual understandings, as well as implicit representations by and unilateral understandings of the employer, and that the representation or understanding need not be explicitly communicated to the employee, but, rather, the employer may have a unilateral understanding that the employee’s acquiescence to the demand or request for a sum of money is necessary for continued employment:As the legislature chose to use both the terms “representation” and “understanding” in
§ 31-73 (b) , it indicated an intention for each to encompass different forms of conduct.In view of the common usage of the term “understanding” and the absence of any statutory language or legislative history to the contrary, this court declined to impose a requirement that the “understanding” contemplated by
§ 31-73 (b) be mutual and, instead, interpreted the statute to permit either a mutual understanding between the employer and the employee or prospective employee, or a unilateral understanding on the part of the employer, and this interpretation was consistent with the statute’s purpose of protecting employees or prospective employees from employers who may seek to exploit the asymmetrical power dynamic inherent in the employer-employee relationship by conditioning employment or continued employment on financial demands or requests.Moreover, by including the phrase “directly or indirectly” as a modifier to the terms “demand, request, receive or exact,” the legislature signaled its intent to protect against not only explicit representations or mutual understandings, but also implicit representations or unilateral understandings that the employee’s acquiescence to the demand or request for a sum of money is necessary to secure or continue employment.
Furthermore, the common usage of the term “representation” contemplates an act or statement made with the goal of inducing action, under this meaning of the term, a representation may be an implicit or indirect representation in the form of contemporaneous termination after an employee’s refusal of the demand or request, so long as the employee can demonstrate a nexus between the two, and, contrary to the Appellate Court’s conclusion, the representation need not be in the form of a threat or other explicit communication that the employee must agree to the demand or request, or face termination of employment, insofar as the language of
§ 31-73 (b) does not limit the representation to an explicit communication or threat, the definition of the term “representation” includes words or conduct, and such a limitation would render the term “indirectly” meaningless.Contrary to N Co.’s claim that this court’s interpretation of
§ 31-73 (b) imparts a broader public policy mandate than that reflected in the statute, a result that N Co. argued was prohibited by prior decisions of this court, the line of cases on which N Co. relied was distinguishable because those cases dealt with explicit statutory limitations to the public policy implemented by the legislature, which this court refused to disregard, whereas§ 31-73 (b) contains no such limitation. - The Appellate Court incorrectly concluded that the plaintiff could not prevail on his wrongful termination claim as a matter of law, as the record contained sufficient facts on which a reasonable jury could find that there was a “representation or . . . understanding” that the plaintiff was required to accept B’s demand for a share of the plaintiff’s future examination fees in order to continue his employment with N Co.:
There was evidence from which a jury could conclude that there was either a unilateral understanding on the part of N Co. that, if the plaintiff did not agree to give N Co. 50 percent of his future examination fees, his employment would be terminated, or that the termination of the plaintiff’s employment was a representation by N Co. that the plaintiff’s acceptance of the demand for 50 percent of the examination fees was necessary to continue his employment.
Specifically, the record demonstrated that the plaintiff believed that the termination of his employment was due to his refusal to agree to pay N Co. 50 percent of the fees and that B stated that the plaintiff’s refusal was the “last straw” that resulted in the termination of his employment, and the record also demonstrated that the plaintiff was discharged immediately after he noted to R that he did not want to share the examination fees with N Co.
Because material questions of fact remained, summary judgment was inappropriate, and, accordingly, this court reversed the Appellate Court’s judgment and remanded the case with direction to reverse the trial court’s judgment and for further proceedings.
(Two justices dissenting in one opinion)
Argued September 12, 2022—officially released March 21, 2023
Procedural History
Action to recover damages for the allegedly wrongful discharge of the plaintiff, and for other relief, brought to the Superior Court in the judicial district of Tolland, where the court, Farley, J., granted the defendant’s motion for summary judgment as to the first count of the complaint and denied the plaintiff’s motion for summary judgment; thereafter, the plaintiff withdrew the second count of the complaint, and the court, Farley, J., rendered judgment for the defendant, from which the plaintiff appealed to the Appellate Court, Prescott, Moll and Alexander, Js., which affirmed the trial court’s judgment, and the plaintiff, on the granting of certification, appealed to this court. Reversed; further proceedings.
Michael Reilly, with whom, on the brief, was Megan L. Michaud, for the appellant (plaintiff).
Michael C. Harrington, for the appellee (defendant).
TIM DUNN v. NORTHEAST HELICOPTERS FLIGHT SERVICES, LLC
(SC 20626)
Robinson, C. J., and McDonald, D’Auria, Mullins and Ecker, Js.
Argued September 12, 2022—officially released March 21, 2023
Opinion
McDONALD, J. In this
The following facts and procedural history are relevant to our resolution of this appeal. The defendant is a helicopter flight training school that trains individuals to become helicopter pilots. In 2006, the defendant hired the plaintiff as a flight instructor to be paid a salary and additional hourly wages for time spent flying with students in the defendant’s program. The defendant ultimately promoted the plaintiff to the role of chief pilot—a position he held for approximately eleven years. The parties do not dispute that the plaintiff did not have an employment contract with the defendant and was an at-will employee.
In order for a student to secure a pilot’s license, the student must pass a flying examination conducted by an FAA examiner, who may charge a fee for the examination. As a result, once a student completes training, the flight instructor arranges for the student to be tested by an FAA examiner. Some FAA examiners are affiliated with a flight school, whereas others, who are not, perform examinations throughout a particular region. When performing examinations, FAA examiners affiliated with a flight school are not employees of the school but, rather, are agents of the FAA and charge a fee paid directly by the student to the FAA examiner. The student, separate from the examination fee, directly pays the flight school to rent a helicopter during the examination.
The plaintiff and the defendant’s owner, John Boulette (Boulette), discussed the plaintiff’s desire to become an FAA examiner and the benefits to the defendant of having such an examiner on its staff. At the time of those discussions, the nearest FAA examiner was located more than two hours away from the defendant’s facilities, and students often had to wait weeks to schedule an examination. In 2017, the FAA notified the plaintiff that an FAA examiner position was available in the region. The plaintiff notified Boulette, who agreed that the plaintiff should seek out the opportunity. Boulette and the plaintiff agreed that having an FAA examiner affiliated with the defendant would make the flight school more attractive to students because the examiner would be able to offer independent examination services to any eligible students in the region, including students of the defendant.
To obtain his FAA examiner certification, the plaintiff was required to attend training in Oklahoma City, Oklahoma. In August, 2017, the plaintiff approached Boulette and asked for a loan to attend the training. Boulette informed the plaintiff that he would lend him the money to cover the training but that he wanted the plaintiff to pay him back with the future examination fees the plaintiff would collect after becoming an FAA examiner. Boulette further stated that, after the loan for the training fees was paid back, he wanted 50 percent of the future examination fees that the plaintiff collected.1 The plaintiff left
Following the plaintiff’s return from training, Rhonda Boulette contacted the plaintiff by text message to ask why he did not charge any of the training expenses to the defendant’s credit card. The plaintiff responded that he chose to pay for the expenses himself because he did not want to pay the defendant 50 percent of the future examination fees he received, and he wanted to keep the FAA examiner position separate from his employment with the defendant. Rhonda Boulette responded via text message to the plaintiff, stating: “[Boulette] said clean out your desk you do not work for [the defendant] anymore.” The plaintiff responded, “will do.”
In November, 2017, the plaintiff commenced the underlying action against the defendant, asserting, among other things, a claim of wrongful discharge under the judicial exception to the at-will employment doctrine first established in Sheets v. Teddy’s Frosted Foods, Inc., supra, 179 Conn. 474–77.2 In his complaint, the plaintiff alleged that the termination of his employment was unlawful because the defendant had demanded that he pay the defendant a sum of money—50 percent of any future proceeds resulting from his independent examination business on behalf of the FAA—as a requirement for his continued employment with the defendant, all in violation of public policy, as articulated in
Following discovery, the plaintiff moved for summary judgment on his wrongful discharge claim. In response, the defendant also filed a motion for summary judgment. In his memorandum in support of his motion for summary judgment, the plaintiff argued that the defendant admitted that his refusal to pay the fees was a motivating factor for the termination, and that, although the defendant did not explicitly tell him that paying 50 percent of the fees was a condition of continued employment, the only logical inference, based on the immediate termination of his employment after his refusal to agree with Boulette’s demand, was that the payment was, indeed, a condition of continued employment. The defendant countered that
Thereafter, the plaintiff filed an appeal with the Appellate Court, which upheld the decision of the trial court. See Dunn v. Northeast Helicopters Flight Services, LLC, 206 Conn. App. 412, 416, 437, 261 A.3d 15 (2021). The Appellate Court concluded that
The plaintiff filed a petition for certification to appeal, which we granted, limited to the following issues: (1) “Did the Appellate Court correctly conclude that the public policy contained in . . .
We begin by setting forth the relevant legal principles governing our review of the issues on appeal. “The standard of review of a trial court’s decision [to grant a motion for] summary judgment is well established. Practice Book § 17-49 provides that summary judgment shall be rendered forthwith if the pleadings, affidavits and any other proof submitted show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. In deciding a motion for summary judgment, the trial court must view the evidence in the light most favorable to the nonmoving party. . . . Our review of the trial court’s decision to grant the defendant’s motion for summary judgment is plenary. . . . On appeal, we must determine whether the legal conclusions reached by the trial court are legally and logically correct and whether they find support in the facts set out in the memorandum of decision of the trial court.” (Citations omitted; internal quotation marks omitted.) Lucenti v. Laviero, 327 Conn. 764, 772–73, 176 A.3d 1 (2018).
We next turn to the applicable law governing the public policy exception to the at-will employment doctrine. “In Connecticut, an employer and employee have an at-will employment relationship in the absence of a contract to the contrary.” (Internal quotation marks omitted.) Thibodeau v. Design Group One Architects, LLC, 260 Conn. 691, 697, 802 A.2d 731 (2002). “Employment at will grants both parties the right to terminate the relationship for any reason, or no reason, at any time without fear of legal liability.” (Internal quotation marks omitted.) Id., 697–98. As an exception to the general rule allowing at-will employees to be discharged at any time, for any reason, this court, in Sheets v. Teddy’s Frosted Foods, Inc., supra, 179 Conn. 475, “sanctioned a common-law cause of action for wrongful discharge in situations in which the reason for the discharge involved impropriety derived from some important violation of public policy.” (Internal quotation marks omitted.) Thibodeau v. Design Group One Architects, LLC, supra, 698; see also, e.g., Morris v. Hartford Courant Co., 200 Conn. 676, 679, 513 A.2d 66 (1986).
“The question of whether a challenged discharge violates public policy . . . is a question of law to be decided by the court . . . .” Faulkner v. United Technologies Corp., 240 Conn. 576, 588, 693 A.2d 293 (1997). In order to overcome the “inherent vagueness of the concept of public policy and the difficulty encountered when attempting to define precisely the contours of the public policy exception . . . [w]e look to see whether the plaintiff has . . . alleged that his discharge violated any explicit statutory or constitutional provision . . . or whether he alleged that his dismissal contravened any judicially conceived notion of public policy.” (Internal quotation marks omitted.) Id., 581.
On several occasions since Sheets, we have had to consider the boundaries of the public policy exception. “[W]e repeatedly have underscored our adherence to the principle that the public policy exception to the general rule allowing unfettered termination of an at-will employment relationship is a narrow one . . . . Consequently, we have rejected claims of wrongful discharge that have not been predicated [on] an employer’s violation of an important and clearly articulated public policy.” (Citations omitted; internal quotation marks omitted.) Thibodeau v. Design Group One Architects, LLC, supra, 260 Conn. 701. When a plaintiff relies on a statutory provision articulating the public policy, we are careful not to read a broader public policy mandate than that represented in the statute. See, e.g., Daley v. Aetna Life & Casualty Co., 249 Conn. 766, 804, 734 A.2d 112 (1999) (“In declining to recognize an important public policy to that effect, we are mindful that we should not ignore the statement of public policy that is represented by a relevant statute. . . . Nor should we impute a statement of public policy beyond that which is represented. To do so would subject the employer who maintains compliance with express stat-utory obligations to unwarranted litigation for failure to comply with a heretofore unrecognized public policy mandate.” (Citation omitted.)). We have declined to recognize exceptions under the Sheets doctrine when a plaintiff fails to create a material issue of fact as to whether a defendant’s conduct violated the statutory provision on which the plaintiff relied to demonstrate the important public policy. See, e.g., Burnham v. Karl & Gelb, P.C., 252 Conn. 153, 170, 745 A.2d 178 (2000) (holding that plaintiff failed to state claim because allegations of retaliatory discharge did not satisfy requirements of statute on which claim was based).
Here, the plaintiff claims that the defendant wrongfully terminated his employment in violation of the public policy embodied in
Section 31-73 (b) provides in relevant part: “No employer, contractor, subcontractor, foreman, superintendent or supervisor of labor, acting by himself or by his agent, shall, directly or indirectly, demand, request, receive or exact any refund of wages, fee, sum of money or contribution from any person, or deduct any part of the wages agreed to be paid, upon the representation or the understanding that such refund of wages, fee, sum of money, contribution or deduction is necessary to secure employment or continue in employment. No such person shall require, request or demand that any person agree to make payment of any refund of wages, fee, contribution or deduction from wages in order to obtain employment or continue in employment. . . .”
Section 31-73 (b) is remedial in nature. See, e.g., Mytych v. May Dept. Stores Co., 260 Conn. 152, 160, 793 A.2d 1068 (2002). In interpreting such a statute, “any ambiguities should be resolved in a manner that furthers, rather than thwarts, the [statute’s] remedial purposes.” (Internal quotation marks omitted.) Finkle v. Carroll, 315 Conn. 821, 831, 110 A.3d 387 (2015). We have previously stated that the language in
Beginning with the term “sum of money,” we note that, in the absence of a statutory definition,
On the basis of the common usage of the terms, we conclude that the plain language of the phrase “sum of money” is unambiguous and encompasses any quantity or amount of currency or a similar recognized measure of value. The language of
The legislature chose a series of terms ranging in specificity from “wages” to “sum of money . . . .”
Notwithstanding the use of broad terms in the statute to include payments or extractions other than wages, the Appellate Court concluded, and the defendant argues, that
The language of
The term “sum of money” is separated from the term “refund of wages,” a drafting choice that plainly manifests an intention to prohibit conduct in addition to that of a request or demand for wages. Construing
Having concluded that the term “sum of money” is not limited to money derived from the employment, and because there is no issue of fact remaining as to whether the examiner fees meet this definition, we conclude, as a matter of law, that the share of examiner fees demanded by Boulette constitutes a “sum of money” under the statute.
We next examine the meaning of the phrase “representation or . . . understanding,” as used in
The defendant contends that the statutory language requires a mutual or bilateral understanding shared by the parties and argues that it is entitled to summary judgment because no reasonable person could conclude that there was an explicit representation or mutual understanding about the consequences that would result from the plaintiff’s failure to share the fees, a subject that was never discussed by the parties prior to the employment termination. The Appellate Court likewise determined that “no evidence was submitted . . . that tended to demonstrate that the parties ever reached any mutual ‘understanding’ that the plaintiff’s agreement to the fee sharing arrangement was a condition of his continued employment.” Dunn v. Northeast Helicopters Flight Services, LLC, supra, 206 Conn. App. 436. The plaintiff contends that
To properly ascertain the meaning of the text of
In the absence of any legislative guidance to the contrary, we conclude that
We agree with the plaintiff that
There is nothing contradictory or inconsistent between the two constructions. Indeed, the asymmetrical power dynamic inherent in the typical employer-employee relationship weighs strongly in favor of affording greater protections to employees in order to effectuate the remedial purpose of the statute. See, e.g., Brown v. Soh, 280 Conn. 494, 506 n.7, 909 A.2d 43 (2006) (noting disparity in bargaining power in employment contract negotiations and “economic necessity [that] forces the employee to accept the employer’s terms” (internal quotation marks omitted)); Salehpoor v. New Mexico Institute of Mining & Technology, 447 P.3d 1169, 1173 n.3 (N.M. App. 2019) (noting “imbalance of power inherent in the employer-employee relationship” (internal quotation marks omitted)). Due to this power imbalance, employees implicitly understand that they must do as instructed by their employers or risk the termination of their employment. Section 31-73 (b) seeks to protect employees from employers who may seek to exploit this power dynamic by making financial demands or requests and conditioning employment on such demands or requests.
A narrower interpretation that requires a mutual understanding between an employer and employee would enable an employer to demand or request money from an employee, and discharge an employee who refused, so long as the employer did not explicitly inform the employee beforehand that he would be discharged for his refusal. If the legislature wanted to protect only communicated threats or explicit understandings, it would not have included language expressly prohibiting the employer from “directly or indirectly” making such demands or requests. The legislature signaled its intent to protect against not only explicit representations or mutual understandings but also implicit representations or unilateral understandings that the employee’s acquiescence to the demand or request for a sum of money was necessary to continue employment.
We next consider the term “representation.” The common usage of the term contemplates that a “representation” is an act or statement made with the goal of inducing action. We agree with the plaintiff that, under this meaning of the term, a “representation” may indeed be an implicit or indirect representation in the form of contemporaneous termination after an employee’s refusal of the demand or request, so long as the employee can demonstrate a nexus between the two. The contemporaneous action of termination after the rejection of the demand or request may signal that the employee’s acceptance was necessary to continue employment. By terminating the employee’s employment, the employer may seek to induce the employee’s acquiescence to the demand or request in order to have his employment reinstated.
We disagree with the Appellate Court’s conclusion that the representation must be in the form of a threat or other explicit communication that the employee agree to the demand or request or face the termination of his employment. See Dunn v. Northeast Helicopters Flight Services, LLC, supra, 206 Conn. App. 436. The language of
In sum, we conclude that the phrase “representation or . . . understanding” encompasses both expressed representations and mutual understandings, as well as implicit representations by and unilateral understandings of the employer. We also conclude that the representation or understanding need not be explicitly communicated to the employee, but, rather, under the language of the statute, the employer may have a unilateral understanding that the employee’s acquiescence to the demand or request for a sum of money is necessary to continue employment. If the employer has such an understanding and acts on that understanding by discharging the employee for his refusal, that conduct is in violation of the statute, regardless of whether the understanding was communicated to the employee. The definitions of the terms “understanding” and “representation” themselves contemplate agreements of an “implied or tacit nature,” as well as representations by conduct or words, indicating that such a “representation or . . . understanding” need not be mutual or communicated between the parties. See Black’s Law Dictionary, supra, pp. 1556, 1837. Such unilateral understandings or implicit representations may be evidenced when, as here, an employee was discharged immediately after, and allegedly in connection with, his refusal to comply with a demand or request for a sum of money.
The defendant contends that our interpretation of
In Burnham, the plaintiff made a claim of retaliatory discharge in violation of the public policy embodied in
We reached a similar conclusion in Thibodeau v. Design Group One Architects, LLC, supra, 260 Conn. 691, when the plaintiff asserted a common-law claim of wrongful discharge in violation of the public policy against sex discrimination embodied in
Both Burnham and Thibodeau are distinguishable from the present case because they involved statutes in which the legislature explicitly limited the scope of the statute and its public policy. The statutory schemes in Burnham and Thibodeau included a definition limiting the application of the statute. Here, by contrast, we have no such limitation imposed by the legislature. Section 31-73 was written in “broad and sweeping language“; Lockwood v. Professional Wheelchair Transportation, Inc., supra, 37 Conn. App. 94–95; and does not include any explicit limitations. In fact, its scope is broadened by the legislature’s use of the terms “directly or indirectly” to effectuate the public policy goals expressed in the statute. Therefore, in the absence of any indication that the legislature intended to limit the definition of “representation or . . . understanding,” we interpret the statute broadly to effectuate its remedial purpose.
To the extent the defendant contends that, despite this crucial difference
We recognize that
We now turn to the facts of this case to determine whether the Appellate Court correctly concluded that the plaintiff cannot prevail on his claim as a matter of law. Viewing the record in the light most favorable to the plaintiff as the nonmoving party, we conclude that it contains sufficient facts on which a reasonable jury could find that the defendant, either directly or indirectly, demanded or requested a sum of money from the plaintiff upon a “representation or . . . understanding” that the plaintiff’s compliance with the demand was necessary to continue employment. There is evidence from which a jury could conclude that there was either a unilateral understanding on the part of the defendant that, if the plaintiff did not agree to give the defendant 50 percent of his future FAA examiner earnings, the defendant would terminate the plaintiff’s employment, or that the termination of the plaintiff’s employment was a representation by the defendant that the plaintiff’s acceptance of the demand for 50 percent of the fees was necessary to continue his employment. The fact finder must consider all of the facts, including the reasons for termination proffered by the defendant, to determine whether the termination of the plaintiff’s employment reflected or constituted a representation or understanding that accepting the defendant’s demand was necessary to continue employment. The record demonstrates that the plaintiff
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to reverse the judgment of the trial court and to remand the case to the trial court for further proceedings according to law.
In this opinion D’AURIA and
McDONALD, J.
Associate Justice, Supreme Court of Connecticut
