TIM DUNN v. NORTHEAST HELICOPTERS FLIGHT SERVICES, L.L.C.
(AC 43594)
Appellate Court of Connecticut
August 3, 2021
Prescott, Moll and Alexander, Js.
Argued January 19—officially released August 3, 2021
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Syllabus
The plaintiff sought to recover damages for the allegedly wrongful termination of his employment by N Co., which operated a helicopter flight training school, claiming that J, the owner of N Co., in violation of statute (
Procedural History
Action to recover damages for the alleged wrongful termination of the plaintiff‘s employment, and for other relief, brought to the Superior Court in the judicial district of Tolland, where the defendant filed a counterclaim; thereafter, the defendant withdrew the counterclaim; subsequently, the trial court, Farley, J., granted the defendant‘s motion for summary judgment as to the first count of the complaint, denied the plaintiff‘s motion for summary judgment on the complaint and the defendant‘s claim for setoff, and rendered judgment for the defendant; thereafter, the plaintiff withdrew the second count of the complaint and appealed to this court. Affirmed.
Megan L. Michaud, for the appellant (plaintiff).
Michael C. Harrington, for the appellee (defendant).
Opinion
The record before the court, viewed in the light most favorable to the plaintiff as the nonmoving party on the prevailing motion for summary judgment, reveals the following facts and procedural history. The defendant is owned by John Boulette. It operates a helicopter flight training school in Ellington. The defendant hired the plaintiff in 2006 as a flight instructor. The defendant later promoted the plaintiff to chief flight instructor, and he held that position through October, 2017, at which time the defendant terminated his employment. The plaintiff did not have an employment contract with the defendant and, thus, was an at-will employee. See Thibodeau v. Design Group One Architects, LLC, 260 Conn. 691, 697, 802 A.2d 731 (2002).
Throughout his employment with the defendant, the plaintiff and Boulette had discussed the potential advantages of having a certified flight examiner on staff.3 In May, 2017, the FAA approached the plaintiff about anopen independent flight examiner position and the possibility of the plaintiff starting his own business as an FAA examiner. The FAA indicated that the plaintiff would be a suitable candidate but that he would need to apply and to complete the required training. The plaintiff advised Boulette of the flight examiner position, and Boulette told him that “we should jump on the opportunity.” The plaintiff and Boulette each viewed the plaintiff‘s opportunity to become a flight examiner as a positive development for both the plaintiff and the defendant.4
To obtain his FAA flight examiner certification, the plaintiff had to attend a training program in Oklahoma in late September, 2017. In August, 2017, the plaintiff approached Boulette about a loan to cover the costs of his travel to Oklahoma and other related expenses. Boulette stated his willingness to loan the plaintiff the money if the plaintiff agreed to remit to the defendant any exam fees he later would receive until the loan was paid off. At that time, Boulette also рroposed that, after the loan debt was satisfied, the plaintiff and the defendant should agree to share equally in all future examination fees collected by the plaintiff. The plaintiff did not respond to Boulette‘s proposals at that time either positively or negatively and never again spoke with Boulette directly about the proposed loan or fee sharing plan. Several weeks later, however, the plaintiff had a conversation with Boulette‘s wife, Rhonda Boulette, an employee of the defendant, and told her that he was not willing to share any fees from the examination business with the defendant. Rhonda
Toward the end of September, 2017, the plaintiff attended the FAA training program. On October 16, 2017, after he had returned from the training program, he received a text message from Rhonda Boulette asking him why his expenses related to the FAA training had not shown up on the defendant‘s company credit card statement. He replied that he had paid the expenses himself because he wanted to keep his employment with the defendant and his new flight examination еnterprise separate—his intention being to retain all exam fees for himself. Rhonda Boulette responded that John Boulette said that he should clean out his desk and that he no longer worked for the defendant. The plaintiff stated simply, “[w]ill do.”5
Throughout his employment with the defendant, the plaintiff earned a weekly salary of $1000 plus an additional hourly rate of $25 for time spent flying, which amount varied from week to week. Following the termination of the plaintiff‘s employment, the defendant paid him his full hourly rate for all the flight training hours he had worked during his last week of employment. The defendant, however, did not pay him his $1000 base salary for that week. The defendant reasoned that itwas not required to pay the plaintiff his final weekly salary because he had received a salary for the week that he had attended the FAA training program in September.
The plaintiff commenced the underlying action against the defendant in November, 2017. He filed the operative second amended complaint on February 21, 2018. Count one of that complaint asserted a cause of action for common-law wrongful discharge premised on the principles first established in Sheets v. Teddy‘s Frosted Foods, Inc., supra, 179 Conn. 474–77 (recognizing common-law cause of action in tort for discharge of at-will employee if former employee able to prove “demonstrably improper reason for dismissal, a reason whose impropriety is derived from some important violation of public policy“). Specifically, the plaintiff claimed that the termination of his employment was unlawful because the defendant had demanded that he pay the defendant a sum of money—50 percent of any future proceeds resulting from the plaintiff‘s examination business—allegedly in violation of
The defendant thereafter filed a motion to strike count one of the complaint. It claimed that the facts alleged in the complaint failed to state a claim on which relief could be granted. In part, the defendant argued that the complaint contained no allegation that the defendant ever expressly conditioned the plaintiff‘s continued employment on remittance to the defendant of a share of future exam proceeds collected by the plaintiff, and that the plaintiff needed to allege and to prove that such a quid pro quo had occurred to establish a violation of
On August 17, 2018, the defendant filed an answer to the complaint. The answer included special defenses, a two count counterclaim sounding in breach of contract and unjust enrichment, and a claim to a right of setoff that was based on the plaintiff‘s failure to repayin full a loan allegedly provided by the defendant to the plaintiff and his wife for a down payment on a home.
On March 1, 2019, the plaintiff filed a motion seeking summary judgment in his favor on both counts of the complaint, on the defendant‘s counterclaim, and on the claim of setoff. Together with the motion, the plaintiff filed a memorandum of law, to which he attached excerpts of deposition testimony by the plaintiff and the Boulettes; copies of text messages between the plaintiff and Rhonda Boulette; and a copy of the plaintiff‘s final pay stub from the defendant. According to the plaintiff, he was entitled to summary judgment because there were no material facts in dispute, and certain “admissions” contained in the deposition excerpts demonstrated that the plaintiff had established liability for both wrongful termination and failure to pay wages. Further, according to the plaintiff, both counts of the defendant‘s counterclaim and the claim of setoff were entirely frivolous and unsupported by any evidence.
The defendant, on March 7, 2019, filed a motion for summary judgment with respect to count one of the complaint оnly. It agreed that there were no issues of material fact in dispute but that judgment should be rendered in its favor as a matter of law. The defendant essentially argued that
On April 15, 2019, the defendant filed a memorandum of law in opposition to the
After hearing argument on the motions for summary judgment, the court, on August 30, 2019, issued a memorandum of decision disposing of the motions. The court stated in part: “In this case, the court is asked to decide whether an employer‘s termination of an at-will employee, after the employee refused to share thefuture proceeds generated by the employee‘s proposed new business venture in a field related to the employer‘s business, violates ...
“The plaintiff has also moved for summary judgment on the seсond count of the complaint, alleging nonpayment of wages, as well as the defendant‘s claim of setoff. Summary judgment on those claims is precluded, however, by the existence of genuine issues of material fact.
“The court denies the plaintiff‘s motion for summary judgment as to both counts [of the complaint] and the defendant‘s setoff claim, and grants the defendant‘s motion for summary judgment as to count one [of the complaint].” This appeal followed.7
The plaintiff claims on appeal that, with respect to count one of the complaint alleging wrongful discharge in violation of public policy, the court improperly granted the defendant‘s motion for summary judgment and denied his own motion for summary judgment. The plaintiff argues that the court incorrectly determined that he had failed as a matter of law to establish a violation of
“Following that trend, [our Supreme Court], in Sheets v. Teddy‘s Frosted Foods, Inc., [supra, 179 Conn. 471], sanctioned a common-law cause of action for wrongful discharge in situations in which the reason for the discharge involved impropriety derived from some important violation of public policy. . . . In doing so, [the court] recognized a public policy limitation on the traditional employment at-will doctrine in an effort to balance the competing interests of employers and employees. . . . In Morris v. Hartford Courant Co., [200 Conn. 676, 513 A.2d 66 (1986)], [our Supreme Court] recognized the inherent vagueness of the concept of public policy and the difficulty encountered when attempting to define precisely the contours of the public policy exception. . . . In evaluating claims, [reviewing courts] look to see whether the plaintiff has . . . alleged that his discharge violated any explicit statutory or constitutional provision . . . or whether he alleged that his dismissal contravened any judicially conceived notion of public policy.” (Citations omitted; emphasis added; internal quotation marks omitted.) Thibodeau v. Design Group One Architects, LLC, supra, 260 Conn. 697-99.
“Although [our Supreme Court has] been willing to recognize, pursuant to Sheets and its progeny, a claim for wrongful termination in appropriate cases, [it] repeatedly ha[s] underscored [an] adherence to the principle that the public policy exception to the generalrule allowing unfettered termination of an at-will employment relationship is a narrow one . . . . Consequently, [courts] have rejected claims of wrongful discharge that have not been predicated upon an employer‘s violation of an important and clearly articulated public policy.” (Citations omitted; emphasis added; internal quotation marks omitted.) Id., 700–701; see
In the present case, the plaintiff advances
We are aware of only two appellate cases that previously have construed
In Lockwood v. Professional Wheelchair Transportation, Inc., supra, 37 Conn. App. 85, this court reversedthe judgment of the trial court, which had directed a verdict in favor of the defendant employer in an action brought by a former employee for wrongful discharge in violation of public policy. The plaintiff employee had been in a work-related accident that triggered coverage under the employer‘s insurance policy. The employee thereafter was suspended from work. The employer made repeated demands to the employee that he pay the employer $1000 to cover the deductible required under the insurance policy and expressly conditioned the plaintiff‘s return to work on that payment, despite a ruling in small claims court that the employee was not legally liable for the insurance deductible. Id., 87–88. This court held that, “[a]t the close of evidence, sufficient facts existed to allow a jury to find that [the employee] was discharged from his employment . . . because he refused to pay the $1000. A finding of these facts by the jury would support the conclusion that [the employer discharged the employee] in violation of public policy as set forth in
In reaching that conclusion, this court construed the language of
In discussing whether
We now turn to Mytych v. May Dept. Stores Co., supra, 260 Conn. 155–57, in which the issue before the court was whether an employer‘s practice of deducting from an employee salesperson‘s compensation the cost of returned merchandise violated
Our Supreme Court in Mytych discussed the legislative purpose underpinning
We conclude that the court properly granted the defendant‘s motion for summary judgment and denied the plaintiff‘s motion. We reach this conclusion for principally two reasons. First, we agree with the main thrust of the defendant‘s argument, advanced in support of its motion for summary judgment and in opposition to the plaintiff‘s motion, that
We start with the plaintiff‘s failure to demonstrate that the prohibitions described in
In other words, any request or demand of money made by the defendant in this case concerned funds that cannot reasonably be attributed to the existing employment relationship but, rather, involved negotiations related to a separate, albeit related, future business venture between the parties. The fact that such negotiation occurred in the context of an existing employer-employee relationship is not enough to bring such actions within the ambit of those that are prohibited by
Pursuant to the at-will employment doctrine, an employer is permitted to discharge an employee for any reason. One such permissible reason might be displeasure arising from an employee‘s refusal to participatе in a future side business proposed by the employer. The employee may reject the proposal, choosing to go into business alone and not share any potential earnings with his employer. Regardless, the employer is justified in discharging an at-will employee for any reason, including anger or resentment over an employee‘s refusal of a business proposal. That is what the undisputed facts, viewed in the light most favorable to the plaintiff, demonstrate happened in the present case. An employer who discharges an at-will employee wholly on the basis of what, on the surface, might be viewed as “sour grapes,” has not violated
The evidence offered by the plaintiff demonstrates that the defendant made a single request to have him enter into an agreement to share in the proceeds of a future business venture. The plaintiff was free to reject the offer, and the defendant, under the at-will employment doctrine, was free to terminate the plaintiff‘s employment for his decision. The public policy inherent in
We now turn to our second, alternative rationale for upholding the trial court‘s summary judgment. We conclude that, even if
The language of
Black‘s Law Dictionary defines a “representation” as a “presentation of fact—either by words or by conduct—made to induce someone to act.” Black‘s Law Dictionary (11th Ed. 2019) p. 1556. We do not agree with the plaintiff that such a representation can be implied from the undisputed facts in the record presented. Although the defendant‘s proposal reasonably may be viewed as a demand or request for a sum of money, there was no contemporaneous conduct thatcould be construed as an express or implied “representation” made to the plaintiff that his continued employment depended on his agreement to the fee splitting proposal, nor was there evidence of other coercive conduct by the defendant. The plaintiff acknowledges that the defendant never expressly threatened him with the loss of his job if he refused the defendant‘s feе sharing proposal. According to the plaintiff, the defendant raised the possibility of a fee sharing arrangement only one time. The plaintiff did not indicate at that time whether he was interested in the defendant‘s proposal, and the defendant never asked him again, sought any commitment, or threatened retaliation of any kind. In fact, despite the plaintiff‘s failure to agree with the defendant‘s proposal when it was made, the plaintiff‘s employment was not terminated immediately but, rather, the plaintiff continued in the defendant‘s employ for weeks. Those facts fall far short of the actions taken by the defendant in Lockwood, in which the defendant made repeated and explicit demands that the plaintiff could not return to work unless he agreed to pay the defendant‘s insurance deductible. See Lockwood v. Professional Wheelchair Transportation, Inc., supra, 37 Conn. App. 87-89.
Similarly, no evidence was submitted in the present case in conjunction with the motions for summary judgment that tended to demonstrate that the parties ever reached any mutual “understanding” that the plaintiff‘s agreement to the fee sharing arrangement was a condition of his continued employment. To the contrary, as noted by the trial court, the only evidеnce of an “understanding” between the parties was the statement by Rhonda Boulette, who, in response to the plaintiff‘s having indicated his reluctance to agree to the proposal, stated, “that is fine. Don‘t worry about it.”
The plaintiff suggests that a trier of fact reasonably could infer from the termination of his employment alone that the defendant had implicitly conditioned his continued employment on his agreement with the defendant‘s fee sharing proposal. We do not agree. As stated by the trial court, the plaintiff failed to present any evidentiary basis from which to conclude that the defendant “ever actually used the
For the foregoing reаsons, we agree with the trialcourt‘s conclusion that the facts of this case, construed in the light most favorable to the plaintiff, do not raise a genuine issue of material fact that the defendant committed a violation of
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
“(b) No employer, contractor, subcontractor, foreman, superintendent or supervisor of labor, acting by himself or by his agent, shall, directly or indirectly, demand, request, receive or exact any refund of wages, fee, sum of money or contribution from any person, or deduct any part of the wages agreed to be paid, upon the representation or the understanding that such refund of wages, fee, sum of money, contribution or deduction is necessary to secure employment or continue in employment. No such person shall require, request or demand that any person agree to make payment of any refund of wages, fee, contribution or deduction from wages in order to obtain employment or continue in employment. A payment to any person of a smaller amount of wages than the wage set forth in any written wage agreement or the repayment of any part of any wages received, if such repayment is not made in the payment of a debt evidenced by an instrument in writing, shall be prima facie evidence of a violation of this section.
“(c) The provisions of this section shall not apply to any deductions from wages made in accordance with the provisions of any law, or of any rule or regulation made by any governmental agency.
“(d) Any person who violates any provision of this section shall be fined not more than one hundred dollars or imprisoned not more than thirty days for the first offense, and, for each subsequent offense, shall be fined not more than five hundred dollars or imprisoned not more than six months or both.”
“[Rhonda Boulette]: Tim. I‘m going through the credit cards and I see nothing from OK City. What‘s up? You didn‘t use our card?
“[The Plaintiff]: No, I paid for it all myself.
“[Rhonda Boulette]: Why? That should be a deduction for school expenses.
“[The Plaintiff]: When I originally asked John if he wanted to pay for the trip I told him I‘d pay him back. Then he told me he wanted me to give him [one half of] my examiner money. I decided to just keep them separate and pay for it myself.
“[Rhonda Boulette]: Oh. John said clean out your desk you do not work for [the defendant] anymore.
“[The Plaintiff]: Will do.”
The attorney general described
