JOHN DOE ET AL. v. BRUCE BEMER ET AL.
(AC 44556)
Moll, Suarez and Vertefeuille, Js.
October 4, 2022
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Syllabus
The plaintiffs, who were allegedly victims of sexual contact with and exploitation by the defendant while they were minors, sought to recover damages from the defendant for, inter alia, assault and battery. Prior to trial, the parties entered into confidential settlement agreements, which included waiver provisions that provided that, in the event of a default by the defendant, the parties consented to the reinstatement of the action to the docket to enforce the agreements and waived any objection to the trial court‘s continuing jurisdiction beyond four months otherwise proscribed by statute (
- The trial court did not abuse its discretion in denying the plaintiffs’ motion to restore the case to the docket: although the basis for the court‘s ruling was ambiguous, as it was not clear whether the court found that it did not have the power to grant the plaintiffs’ untimely motion to restore because the plaintiffs failed to demonstrate fraud or whether it exercised its discretion in denying the motion because it determined the matter was not amenable to summary disposition and should be adjudicated in a breach of contract action, the plaintiffs did not seek an articulation of the court‘s decision and, thus, this court assumed the court acted properly; moreover, contrary to the plaintiffs’ claim that the court ignored the settlement agreements’ four month waiver provisions in denying the motion to restore, the court specifically referenced that provision and never found as a predicate to the application of the waiver provisions that the defendant was in default; furthermore, the parties remained free to bring a separate action for breach of contract to address their claims.
- The trial court did not abuse its discretion in denying the plaintiffs’ amended motion to reargue and reconsider its denial of their motion to restore the case to the docket, this court having determination that the trial court properly denied the plaintiffs’ motion to restore; the court reasonably could have rejected the plaintiffs’ argument that the waiver provisions applied, as both the plaintiffs and the defendant claimed a breach of the agreements by the other and the court had been presented with conflicting evidence and arguments on that issue.
- The plaintiffs could not prevail on their claim that the trial court improperly failed to hold a hearing in accordance with Audubon Parking Associates Ltd. Partnership v. Barclay & Stubbs, Inc. (225 Conn. 804), as that case was inapplicable to the facts of this case: as the court did not abuse its discretion in denying the plaintiffs’ motion to restore the matter to the docket, its failure to conduct a hearing to make findings as to the enforceability of the settlement agreements was not improper, as the court could not have conducted a hearing on a matter that had been erased from the docket.
- The plaintiffs could not prevail on their claim that the trial court lacked the authority to refuse to rule on their motion to enforce the settlement agreements; the case had not been restored to the docket and, thus, there was no pending matter in which the plaintiffs properly could file a motion to enforce the settlement agreements.
- This court declined to review the plaintiffs’ claim that the trial court improperly denied their motion to set aside the appellate stay and to order enforcement of the settlement agreements, as this court had denied the relief requested in the plaintiffs’ motion for review of the denial of their motion to terminate the appellate stay.
Argued May 16—officially released October 4, 2022
Procedural History
Action to recover damages for, inter alia, assault and battery, and for other relief, brought to the Superior Court in the judicial district of Hartford and transferred to the judicial district of Fairfield, where the action was withdrawn as to the defendant William Trefzger; thereafter, the plaintiffs withdrew the action in accordance with the parties’ settlement agreements; subsequently, the court, Welch, J., denied the plaintiffs’ motions to restore the action to the docket and for reargument and reconsideration and their amended motion for reargument and reconsideration, and the named plaintiff et al. appealed to this court; thereafter, the trial court failed to adjudicate the motion of the named plaintiff et al. to enforce the settlement agreements, denied their motion for reconsideration relating to the disposition of their motion to enforce the settlement agreements, and denied their motion to terminate the appellate stay, and the named plaintiff et al. filed an amended appeal. Affirmed.
Wesley W. Horton, with whom were Brendon P. Levesque, and, on the brief, Ryan P. Barry, for the appellee (named defendant).
Opinion
SUAREZ, J. The plaintiffs John Doe and Bob Doe,1 who had brought an action against the defendant Bruce Bemer2 that had been withdrawn in accordance with settlement agreements of the parties, appeal from the judgment of the trial court denying their motion for an order restoring the action to the docket (motion to restore) and from the court‘s denials of their motion for reargument and reconsideration and amended motion for reargument and reconsideration. The plaintiffs also filed an amended appeal challenging the court‘s failure to adjudicate and marking off their motion to enforce the settlement agreements, its denial of their motion for reconsideration relating to the disposition of their motion to enforce the settlement agreements, and the denial of their motion
The following facts and procedural history are relevant to our resolution of the plaintiffs’ claims on appeal. On April 27, 2017, the plaintiffs commenced an action against the defendant in connection with the defendant‘s alleged sexual contact with and exploitation of the plaintiffs while they were minors. In an amended complaint, the plaintiffs alleged claims against the defendant for assault and battery, reckless and wanton conduct, and intentional infliction of emotional distress. Their case was one of nine cases against the defendant that had been consolidated.
The parties subsequently entered into confidential settlement agreements. Those agreements contained similar confidentiality clauses that required the parties not to “disclose or cause to be disclosed any of the terms of [the] [s]ettlement [a]greement, directly or indirectly . . . .” Each agreement also contained a clause titled “Consent to Reinstate Action to the Docket” (waiver provisions). The waiver provisions provided in relevant part: “In the event of a default by [the defendant] the parties hereto consent to the reinstatement of the civil action to the [c]ourt‘s [d]ocket solely for purposes of enforcing this [s]ettlement [a]greement against the defaulting party and the entry of the [j]udgment under the terms indicated above. The parties hereby waive any and all objection to the [c]ourt‘s continuing jurisdiction pursuant to [Practice Book] § 17-4 and [
In light of the settlement agreements, on November 15, 2019, the plaintiffs filed a withdrawal of the action, which indicated that they were withdrawing the action “as to all defendants without costs to any party.” Thereafter, on November 20, 2019, the defendant filed a motion to file documents under seal, which was granted by the court in an order dated December 9, 2019. That same day, the court issued the following order: “As this case has been reported settled, case flow is directed to place this case on the settled but not withdrawn list for May 1, 2020.”
On April 27, 2020, after the defendant failed to make a second payment pursuant to the settlement agreements, the plaintiffs filed the motion to restore that is the subject of this appeal, asking the court to restore the matter to the docket. According to the plaintiffs, the December 9, 2019 order of the court placing the “case on the settled but not withdrawn list” rescinded their prior withdrawal of the action and “ordered this matter as still pending, with
The defendant filed an objection to the motion to restore in which he explained that the second payment was not made as a result of breaches of the settlement agreements. Specifically, the defendant claimed that the plaintiffs’ counsel breached the settlement agreement pertaining to John Doe by publicizing certain information about the agreement on counsel‘s website and that Bob Doe breached his settlement agreement with the defendant by disclosing the settlement to his real estate attorney. For that reason, the defendant claimed, his performance under the settlement agreements was excused and, thus, he was not in default. The defendant also argued that, pursuant to
A remote hearing on the motion to restore and the objection thereto was held on October 5, 2020. The court commenced the hearing by asking counsel for the parties whether, based on the exhibits4 that were filed, they agreed that there were settlement agreements filed and signed by all parties, to which each counsel responded in the affirmative. At the hearing and in their subsequent posttrial motions, the parties accused each other of having breached the settlement agreements. The plaintiffs allegedly breached due to the online publication of information concerning the settlement of John Doe‘s case by his attorney in January, 2020, and because of a disclosure made by Bob Doe to his real estate attorney. The defendant allegedly breached as a result of certain documents filed by his attorney with the court after the settlements had become effective, including a case flow request filed on November 9, 2019, which indicated that the matter had settled.
In an order dated December 30, 2020, the court rendered judgment denying the plaintiffs’ motion to restore. After citing case law concerning the finality of withdrawals, the four month time limitation for filing motions to restore a case to the docket under
On January 19, 2021, the plaintiffs filed a motion for reargument and reconsideration of the denial of their motion to restore, claiming that the court misapprehended the pertinent facts and overlooked principles of law in denying the motion to restore. On that same day, the plaintiffs also filed a motion to enforce the settlement agreements and for the court to render judgment in accordance with the terms of those agreements.
The plaintiffs’ January 19, 2021 motion for reargument and reconsideration of the denial of the motion to restore was denied by the court without explanation by an order dated February 16, 2021. Prior to that ruling, the plaintiffs had filed an amended motion for reargument and reconsideration to correct a scrivener‘s error in their first motion for reargument and reconsideration. In an order dated February 22, 2021, the court addressed the second motion, stating: “The motion for reargument/reconsideration was denied on [February 16, 2021]. See [prior] order . . . .” Thereafter, on February 25, 2021, the plaintiffs filed an appeal with this court challenging the denial of their motion to restore, as well as the denials of their motions for reargument and reconsideration.
The trial court subsequently issued two orders related to the plaintiffs’ motion to enforce the settlement agreements. In an order dated March 2, 2021, the court stated: “The court has been advised that an appeal has been filed in this matter. . . . Accordingly, the motion which was marked take the papers on [February 1, 2021] is marked off.” In an order dated March 15, 2021, the court stated: “The plaintiff[s] marked the motion for [an] order [to enforce the settlement agreements] . . . ‘take papers’ on the March 12, 2021 short calendar. . . . Pursuant to Practice Book § 61-11, ‘[i]f an appeal is filed, such proceedings shall be stayed until the final determination of the cause.‘” On March 5, 2021, the plaintiffs also filed a motion for reconsideration of the court‘s order marking off their motion to enforce the settlement agreements and failing to adjudicate the motion, which the court denied in a similar order explaining that the proceedings had been stayed in light of the pending appeal. Thereafter, on March 23, 2021, the plaintiffs filed a motion for termination of the appellate stay, which the court denied. On April 5, 2021, they filed an amended appeal challenging the court‘s failure to adjudicate their motion for an order to enforce the settlement agreements, their motion for reconsideration thereof, and the court‘s denial of their motion to terminate the appellate stay. Additional facts and procedural history will be set forth as necessary.
I
The plaintiffs’ first claim on appeal concerns the court‘s denial of their motion to restore the case to the docket. Specifically, the plaintiffs claim that the denial of their motion to restore constituted harmful error, and they raise a number of arguments
“This court has stated previously that [t]he question of whether a case should be restored to the docket is one of judicial discretion5 . . . therefore, we review a court‘s denial of a motion to restore a case to the docket for abuse of that discretion. . . . Discretion means a legal discretion, to be exercised in conformity with the spirit of the law and in a manner to subserve and not to impede or defeat the ends of substantial justice. . . . Inherent in the concept of judicial discretion is the idea of choice and a determination between competing considerations. . . . A court‘s discretion must be informed by the policies that the relevant statute is intended to advance. . . . When reviewing claims under an abuse of discretion standard, the unquestioned rule is that great weight is due to the action of the trial court. . . . Under that standard, we must make every reasonable presumption in favor of upholding the trial court‘s ruling, and only upset it for a manifest abuse of discretion. . . . [Our] review of such rulings is limited to the questions of whether the trial court correctly applied the law and reasonably could have reached the conclusion that it did.” (Citations omitted; footnote added; internal quotation marks omitted.) Palumbo v. Barbadimos, 163 Conn. App. 100, 110-11, 134 A.3d 696 (2016).
“The right of a plaintiff to withdraw his action before a hearing on the merits, as allowed by [
A “motion to restore a case to the docket is the vehicle to open a withdrawal, while the motion to open is the vehicle to open judgments.” (Internal quotation marks omitted.) Law Offices of Frank N. Peluso, P.C. v. Cotrone, supra, 178 Conn. App. 421. Pursuant to
With these principles in mind, we turn to the court‘s decision denying the plaintiffs’ motion to restore. In its decision, the court thoroughly outlined the arguments raised by the parties in relation to the motion to restore, including the plaintiffs’ claim that the parties explicitly had “agreed to reserve the court‘s jurisdiction past the usual four month period in case of a default by the defendant.” The court stated that it “carefully reviewed the pleadings, memoranda, exhibits, and the transcript of the remote hearing,” at which the plaintiffs also argued that the defendant had engaged in fraudulent conduct following the settlements. After explaining the procedural posture of the case, including the private mediation entered into by the parties, the thorough and extensive settlement agreements executed by them, and the plaintiffs’ withdrawal of the action, the court found that, with respect to the motion to restore, “[t]he plaintiffs and the defendant each claim[ed] that the other [had] materially breached the agreement[s] in numerous ways.” It concluded that it had not been provided with a legal basis on which to restore the case to the docket and denied the motion to restore.
Affording every reasonable presumption in favor of upholding the court‘s ruling, we cannot conclude that the court abused its discretion in denying the plaintiffs’ motion to restore. We first note that the basis for the court‘s ruling is ambiguous. The court set forth the relevant law concerning withdrawals and motions to restore, including the four month period under
“As a general matter, it is incumbent on the appellant to provide an adequate record for review. See Practice Book § 61-10; Gladstone, Schwartz, Baroff & Blum v. Hovhannissian, 53 Conn. App. 122, 127, 728 A.2d 1140 (1999). To the extent that the court‘s decision is ambiguous . . . it was [the appellant‘s] responsibility to seek to have it clarified.” (Internal quotation marks omitted.) DiRienzo Mechanical Contractors, Inc. v. Salce Contracting Associates, Inc., 122 Conn. App. 163, 169, 998 A.2d 820, cert. denied, 298 Conn. 910, 4 A.3d 831 (2010). “[O]ur appellate courts often have recited, in a variety of contexts, that, in the face of an ambiguous or incomplete record, we will presume, in the absence of an articulation, a trial court acted correctly, meaning that it undertook a proper analysis of the law and made whatever findings of the facts were necessary. See, e.g., Bell Food Services, Inc. v. Sherbacow, 217 Conn. 476, 482, 586 A.2d 1157 (1991) ([if] an appellant has failed to avail himself of the full panoply of articulation and review procedures, and absent some indication to the contrary, we ordinarily read a record to support, rather than to contradict, a trial court‘s judgment).” (Emphasis in original; internal quotation marks omitted.) Zaniewski v. Zaniewski, 190 Conn. App. 386, 396-97, 210 A.3d 620 (2019). In the present case, the plaintiffs did not seek an articulation of the court‘s decision. Thus, in the absence of a motion for articulation, we assume that the court acted properly. See Fitzgerald v. Fitzgerald, 61 Conn. App. 162, 164, 763 A.2d 669 (2000).7
II
The plaintiffs next claim that the court improperly denied their amended motion for reargument and reconsideration11 of the denial of their motion to restore. We disagree.
We first set forth our standard of review for this claim. “[I]n reviewing a court‘s ruling on a motion to open, reargue, vacate or reconsider, we ask only whether the court acted unreasonably or in clear abuse of its discretion. . . . When reviewing a decision for an abuse of discretion, every reasonable presumption should be given in favor of its correctness. . . . As with any discretionary action of the trial court . . . the ultimate [question for appellate review] is whether the trial court could have reasonably concluded as it did.” (Internal quotation marks omitted.) First Niagara Bank, N.A. v. Pouncey, 204 Conn. App. 433, 440, 253 A.3d 524 (2021); see also footnote 6 of this opinion.
The court summarily denied the plaintiffs’ amended motion for reargument and reconsideration,12 and the plaintiffs did not seek an articulation of the basis of the court‘s decision. The plaintiffs argue that the court overlooked and ignored the language of the waiver provisions in the settlement agreements. We are not per- suaded.
In its decision denying the motion to restore, the court specifically referenced the plaintiffs’ argument regarding the applicability of the waiver provisions in the case of a default by the defendant, found that the plaintiffs and the defendant each were claiming breaches of the settlement agreements by the other, and concluded that it had not been provided with a basis on which to restore the case to the docket. On the basis of its findings, the court reasonably could have rejected the plaintiffs’ argument that the waiver provisions applied, especially when each side was claiming a breach by the other and the court had been presented with conflicting evidence and arguments on that issue. In light of our determination that the court properly denied the plaintiffs’ motion to restore, the court did not abuse its discretion in denying the plaintiffs’ amended motion to reargue and reconsider that decision. See LendingHome Marketplace, LLC v. Traditions Oil Group, LLC, 209 Conn. App. 862, 873, 269 A.3d 195 (2022) (“[b]ecause there was no error in the court‘s ruling [denying a motion to open], we also conclude that the court did not abuse its discretion in denying the defendant‘s motion to reargue/reconsider“).
III
The plaintiffs’ next claim is that the court improperly failed to hold a hearing in accordance with Audubon. We conclude that Audubon is not applicable to the facts of this case.
We first set forth our standard of review for this claim. “Whether Audubon applies is a pure question of law to which we apply plenary review. See Gershon v. Back, 201 Conn. App. 225, 244, 242 A.3d 481 (2020) (‘[t]he plenary standard of review applies to questions of law‘), cert. granted, 337 Conn. 901, 252 A.3d 364 (2021); Matos v. Ortiz, [166 Conn. App. 775, 791, 144 A.3d 425 (2016)] (explaining that whether Audubon applies is ‘a pure question of law‘).” Kinity v. US Bancorp, 212 Conn. App. 791, 815, 277 A.3d 200 (2022).
In their appellate brief, the plaintiffs argue that they were present at the hearing on October 5, 2020, and ready to provide “testimony13 regarding the agreements and the nature and extent of the claimed breaches” but that the court improperly failed or refused “to hold a hearing to address the sum and substance of the agreements and their enforceability. . . . [T]he court only addressed the first part of Audubon. Specifically, the court, in its written decision, acknowledges that the parties unequivocally agree that there was an agreement . . . and that the terms were clear and unambiguous . . . but it never addresse[d] the second part relative to the enforceability of the agreement. Under Audubon, the court should have held a hearing, with testimony and evidence to address the enforceability of the agreement[s].
This court recently addressed the purpose of an Audubon hearing in Kinity v. US Bancorp, supra, 212 Conn. App. 791, stating: “In Audubon, our Supreme Court shaped a procedure by which a trial court could summarily enforce a settlement agreement to settle litigation. . . . The court held that ‘a trial court may summarily enforce a settlement agreement within the framework of the original lawsuit as a matter of law when the parties do not dispute the terms of the agreement.‘” (Citation omitted; emphasis omitted.) Id., 815; see also Reiner v. Reiner, 190 Conn. App. 268, 270 n.3, 210 A.3d 668 (2019) (“[a] hearing pursuant to Audubon . . . is conducted to decide whether the terms of a settlement agreement are sufficiently clear and unambiguous so as to be enforceable as a matter of law” (citation omitted; internal quotation marks omitted)). In Reiner v. Reiner, supra, 268, we further stated: “A trial court has the inherent power to enforce summarily a settlement agreement as a matter of law when the terms of the agreement are clear and unambiguous. . . . Agreements that end lawsuits are contracts, sometimes enforceable in a subsequent suit, but in many situations enforceable by entry of a judgment in the original suit. . . . Summary enforcement is not only essential to the efficient use of judicial resources, but also preserves the integrity of settlement as a meaningful way to resolve legal disputes. When parties agree to settle a case, they are effectively contracting for the right to avoid a trial. . . . Nevertheless, the right to enforce summarily a settlement agreement is not unbounded. The key element with regard to the settlement agreement in Audubon . . . [was] that there [was] no factual dispute as to the terms of the accord. Generally, [a] trial court has the inherent power to enforce summarily a settlement agreement as a matter of law [only] when the terms of the agreement are clear and unambiguous . . . and when the parties do not dispute the terms of the agreement.”14 (Citations omitted; internal quotation marks omitted.) Id., 276-77. An Audubon hearing typi- cally follows a party‘s filing of a motion to enforce a settlement agreement, and the hearing is conducted to determine whether the agreement is sufficiently clear and unambiguous to be summarily enforced. See id., 273.
In Audubon, after the parties had reached a settlement agreement and the action had been withdrawn, the defendant failed to abide by the terms of the agreement, which prompted the plaintiff to seek
The key difference between Reiner and the present case is that, in Reiner, the action had been restored to the docket within the four month period of
Moreover, as we have stated previously in this opinion, unless an action has been restored to the docket, a court cannot proceed with it further. See Palumbo v. Barbadimos, supra, 163 Conn. App. 111; see also Law Offices of Frank N. Peluso, P.C. v. Cotrone, supra, 178 Conn. App. 421 (effect of withdrawal of action is analogous to erasure of case from docket). To the extent that the plaintiffs’ claim regarding an Audubon hearing relates to their motion to enforce the settlement agreements, the court could not have conducted a hearing on a matter that had been erased from the docket, let alone decide whether the agreement was sufficiently clear and unambiguous to be summarily enforced. See part IV of this opinion.
The plaintiffs’ claim regarding an Audubon hearing, therefore, fails.
IV
The plaintiffs’ next claim is that the court did not have the authority to
The following additional facts are relevant to this claim. After the plaintiffs filed a motion to enforce the settlement agreements but before the motion was decided, the plaintiffs filed an appeal challenging the denial of their motion to restore. Thereafter, the court issued two orders related to the plaintiffs’ motion to enforce the settlement agreements. In an order dated March 2, 2021, the court stated: “The court has been advised that an appeal has been filed in this matter. . . . Accordingly, the motion which was marked take the papers on [February 1, 2021] is marked off.” In an order dated March 15, 2021, the court stated: “The plaintiff[s] marked the motion for [an] order [to enforce the settlement agreements] . . . ‘take papers’ on the March 12, 2021 short calendar. . . . Pursuant to Practice Book § 61-11, ‘[i]f an appeal is filed, such proceedings shall be stayed until the final determination of the cause.‘”
On March 5, 2021, the plaintiffs filed a motion for reconsideration of the court‘s order marking off their motion to enforce the settlement agreements and failing to adjudicate the motion, which the court denied in a similar order explaining that the proceedings had been stayed in light of the pending appeal. On appeal, the plaintiffs argue that it was improper for the court not to adjudicate their motion to enforce the settlement agreements. We agree with the court‘s action but for a reason different from the one on which the court relied. See Florian v. Lenge, 91 Conn. App. 268, 281, 880 A.2d 985 (2005) (“[i]t is axiomatic that [w]e may affirm a proper result of the trial court for a different reason” (internal quotation marks omitted)). Because the case had not been restored to the docket, there was no pending matter in which the plaintiffs properly could file a motion to enforce the settlement agreements. For these reasons, the plaintiffs’ claim fails.
V
The plaintiffs’ last claim is that the court improperly denied their motion to set aside the appellate stay and to order enforcement of the settlement agreements. We decline to review this claim.
After the court denied the plaintiffs’ motion for reconsideration of the court‘s order marking off their motion to enforce the settlement agreements and failing to adjudicate the motion, the plaintiffs filed a motion to terminate the appellate stay for the purpose of permitting the court to adjudicate their motion to enforce the settlement agreements. After the court denied the motion to terminate the appellate stay, the plaintiffs filed a motion for review with this court, which granted review but denied the relief requested therein.
Pursuant to Practice Book § 61-14, “[t]he sole remedy of any party desiring the court to review an order concerning a stay of execution shall be by motion for review under Section 66-6.” “Issues regarding a stay of execution cannot be raised on direct appeal.” (Internal quotation marks omitted.) Santoro v. Santoro, 33 Conn. App. 839, 841, 639 A.2d 1044 (1994); see also East Hartford Housing Authority v. Morales, 67 Conn. App. 139, 140, 786 A.2d 1134 (2001). Although the plaintiffs filed a motion for review of the denial of their motion to terminate the appellate stay, this court denied the relief requested therein. The plaintiffs cannot now challenge that ruling on appeal. Accordingly, we decline to review this claim. See Santoro v. Santoro, supra, 841-42 (dismissing amended appeal taken from granting of motion to terminate stay when appellant had filed motion
The judgment is affirmed.
In this opinion the other judges concurred.
