Deane v. Pocono Med CtrDeane v. Pocono Med Ctr
Before: BECKER and ROTH, Circuit Judges, and BARRY, District Judge.*
Reargued En Banc: January 29, 1998
Before: SLOVITER, Chief Judge, BECKER, STAPLETON, MANSMANN, GREENBERG, SCIRICA, COWEN, NYGAARD, ALITO, ROTH, LEWIS,** McKEE, and RENDELL, Circuit Judges.
(Filed April 15, 1998)
_________________________________________________________________
*Honorable Maryanne Trump Barry, United States District Judge for the District of New Jersey, sitting by designation.
**Judge Lewis heard argument in this matter but was unable to clear the opinion due to illness.
DANIEL BENCIVENGA, ESQUIRE
Galfand, Berger, Lurie, Brigham, Jacobs, Swan, Jurewicz & Jensen, LTD.
Suite 2300, 1818 Market Street Philadelphia, PA 19103-3623
Attorneys for Appellant Stacy L. Deane
SIDNEY R. STEINBERG, ESQUIRE (Argued)
Post & Schell, P.C.
1800 JFK Boulevard, 19th Floor Philadelphia, PA 19103
Attorneys for Appellee Pocono Medical Center
OPINION OF THE COURT
BECKER, Chief Judge.***
***This is an appeal by Stacy L. Deane from an order of the district court granting summary judgment to her former employer, Pocono Medical Center (“PMC“), on Deane‘s claim under the Americans with Disabilities Act (“ADA” or the “Act“),
This conclusion forces us to determine whether Deane has adduced sufficient evidence to create a genuine issue of material fact with respect to two elements of her prima facie case: (1) whether PMC misperceived Deane as being disabled; and (2) whether Deane is a “qualified individual“, a decision that turns on whether lifting is an essential function of nursing at PMC. Because we conclude that Deane has adduced sufficient evidence regarding both of these matters, we hold that summary judgment was inappropriate. Accordingly, the judgment of the district court will be vacated and the case remanded for further proceedings.
The panel addressed a second question of much greater difficulty -- whether “regarded as” plaintiffs must be accommodated by their employers within the meaning of the ADA. It may well be, as two members of the panel concluded, that after the employer is disabused of its improper perception of the individual‘s disability, there is no reason to afford the individual any special treatment, and hence the employee is not statutorily entitled to accommodation from the employer. However, as resolution of that issue is not necessary to final disposition of this appeal, we will not decide it.
I.
In April 1990, PMC hired Deane as a registered nurse to work primarily on the medical/surgical floor. On June 22, 1991, while lifting a resistant patient, she sustained a cartilage tear in her right wrist causing her to miss
After speaking with Deane and Manges, McCool advised Barbara Hann, PMC‘s Vice President of Human Resources, of Deane‘s request to return to work, of her attendant work restrictions, and of her stated need for accommodation. Shortly after considering the information conveyed by McCool and after comparing it to the job description of a medical/surgical nurse at PMC, Hann determined that Deane was unable to return to her previous position. Hann then asked Carol Clarke, PMC‘s Vice President of Nursing, and Susan Stine, PMC‘s Director of Nursing Resources/
As a result of the collective determination that Deane could not be accommodated in her previous job or in any other available position in the hospital, PMC sent Deane an “exit interview” form on August 7, 1992. On August 10, 1992, Hann notified Deane by telephone that she could not return to work because of her “handicap“, and this litigation ensued. In March 1993, Deane accepted a registered nurse position at a non-acute care facility, where she remained until May 1993. Deane has been employed by a different non-acute care facility since July 1993. Neither of these positions require heavy lifting, bathing patients, or the like.
Deane argued to the district court that she was both actually disabled as a result of her injury and that she was perceived to be so by PMC. On summary judgment, the court rejected both theories and held that Deane was neither disabled nor regarded by her employer as being disabled and that, even if she were, she failed to meet the statutory definition of a qualified individual with a disability. Deane has not appealed the district court‘s determination that she was not actually disabled. Indeed, she now concedes that “[i]n light of the decisional trends in this Circuit and others,” she is not now and never was disabled and, consequently, that, but for PMC‘s erroneous perception of her actual impairment, she would have no claim under the ADA.
What is left, then, are Deane‘s contentions that she was disabled under the terms of the ADA by virtue of the fact that PMC regarded her limitations as being far worse than they actually were, that PMC failed to accommodate her lifting restriction, and that she was eventually terminated
Finally, Deane maintains that she requires and is entitled to accommodation for her lifting restriction. In this regard, Deane contends that she could be accommodated either in her previous position as a nurse on the medical/surgical floor or through reassignment to another position that would not require heavy lifting. As to the former, Deane has suggested the following accommodations: (1) use of an assistant to help her move or lift patients; (2) implementation of a functional nursing approach, in which nurses would perform only certain types of nursing tasks; and (3) use of a Hoyer lift to move patients. Deane also maintains that she could have been transferred to another unit within the medical center such as the pediatrics, oncology, or nursery units, which would not have required heavy lifting. In the alternative, Deane submits that she can perform the essential functions of her previous job in the medical/surgical floor without accommodation because lifting is not an essential function of nursing. We set forth our jurisdiction and standard of review in the margin.3
II.
The core anti-discrimination section of the ADA provides that:
No covered entity shall discriminate against a qualified individual with a disability because of the disability of such individual in regard to job application procedures, the hiring, advancement, or discharge of employees, employee compensation, job training, and other terms, conditions, and privileges of employment.
A.
Turning to the first prong of the prima facie case, we must determine whether Deane is disabled under the terms of the Act. The ADA defines a “disability” as:
(A) a physical or mental impairment that substantially limits one or more of the major life activities of such individual;
(B) a record of such an impairment; or
(C) being regarded as having such an impairment.
(1) [h]as a physical or mental impairment that does not substantially limit major life activities but is treated by a covered entity as constituting such limitation;
(2) [h]as a physical or mental impairment that substantially limits major life activities only as a result of the attitude of others toward such impairment; or
(3) [h]as none of the impairments defined in paragraph (h)(1) or (2) of this section but is treated by a covered entity as having a substantially limiting impairment.6
Deane contends that she satisfies the first definition because PMC erroneously perceived that the nature and extent of her physical impairment “substantially limited” her ability to “work“, which is included within the EEOC‘s definition of a “major life activity“.7 See generally Olson, 101
Although the legislative history indicates that Congress was concerned about eliminating society‘s myths, fears, stereotypes, and prejudices with respect to the disabled, the EEOC‘s Regulations and Interpretive Guidance make clear that even an innocent misperception based on nothing more than a simple mistake of fact as to the severity, or even the very existence, of an individual‘s impairment can be sufficient to satisfy the statutory definition of a perceived disability. See
The second ground -- that Deane‘s subsequent employment in the field of nursing demonstrated that she was not substantially limited in the major life activity of working -- confuses her actual impairment with PMC‘s misperception thereof. Deane‘s subsequent work history could, at most, reflect her lack of an actual disability, and it therefore sheds no light whatever on whether, at the time of her termination, PMC regarded her impairment as substantially limiting her ability to work.
Finally, contrary to the district court‘s conclusion, Deane has adduced sufficient evidence to create a genuine issue of material fact as to whether PMC regarded her as substantially limited in the major life activity of working. First, there is deposition testimony from PMC officials documenting confusion as to the extent of Deane‘s physical capacity, with regard to pushing, pulling, and lifting. There is also evidence that PMC fundamentally misunderstood and exaggerated the limitations that the wrist injury imposed on Deane. Moreover, PMC‘s apparent misunderstanding is in line with other testimony that PMC did not evaluate Deane, contact her physicians, or
Deane also produced the affidavit and report of Daniel Rappucci, her vocational expert, who explained the import of PMC‘s perception of Deane‘s injury. Rappucci concluded that, had Deane been impaired to the extent allegedly perceived by PMC, she would have been precluded from consideration for employment, both within her chosen profession and within a wide range of jobs within her geographic region. Rappucci further opined that Deane would have been precluded from performing not only many of the available jobs in service-producing industries, (including transportation, wholesale/retail, finance, real estate, hospitality industries, medical services, and professional services), which made up 83% of the 41,000 non-agricultural jobs in Deane‘s county of residence, but also most of the jobs in the goods-producing industries (contract construction, mining, and manufacturing), which comprised the remaining 17% of available positions. PMC counters with the argument that it attempted to accommodate Deane by placing her in other light-duty positions when and if they became available, and that this suggests that PMC did not believe Deane to be disabled. PMC submits that its actions indicate only that PMC considered Deane to be incapable of performing certain functions that precluded her from returning to nursing.
As the preceding discussion makes clear, however, there are factual disputes over how impaired PMC regarded Deane as being compared with her actual level of impairment, and whether PMC‘s perception of Deane constituted a “significant[ ] restrict[ion] in [Deane‘s] ability to perform either a class of jobs or a broad range of jobs in various classes as compared to the average person having comparable training, skills and abilities.”
B.
The second element of Deane‘s prima facie case under the ADA requires her to demonstrate that she is a “qualified individual“. The ADA defines this term as an individual “who, with or without reasonable accommodation, can perform the essential functions of the employment position that such individual holds or desires.”
Determining whether an individual can, with or without reasonable accommodation, perform the essential functions of the position held or sought, also a two step process, is relatively straightforward. First, a court must consider whether the individual can perform the essential functions of the job without accommodation. If so, the individual is qualified (and, a fortiori, is not entitled to accommodation). If not, then a court must look to whether the individual can perform the essential functions of the job with a reasonable
1.
The ADA prohibits a “covered entity” from discriminating against a “qualified individual with a disability.”
The term “qualified individual with a disability” means an individual with a disability who, with or without reasonable accommodation, can perform the essential functions of the employment position that such individual holds or desires. For the purposes of this subchapter, consideration shall be given to the employer‘s judgment as to what functions of a job are essential, and if an employer has prepared a written description before advertising or interviewing applicants for the job, this description shall be considered evidence of the essential functions of the job.
The history of the ADA confirms this view. In the committee reports that accompanied the ADA, Congress spoke directly to the qualifications standard adopted in the statute. Repeatedly, Congress stated that the qualifications standard turned on the individual‘s ability to perform the “essential functions” of the job. See e.g. , House Labor Report at 55, reprinted in 1990 U.S.C.C.A.N. at 337; House Judiciary Report at 32-33, reprinted in 1990 U.S.C.C.A.N. at 455. Congress explained that the Act focused on an individual‘s ability to perform “essential functions” to ensure that persons with disabilities “not be disqualified because of the inability to perform non-essential or marginal functions of the job.” House Judiciary Report at 31-32, reprinted in 1990 U.S.C.C.A.N. at 454. As stated in one committee report, the purpose of the ADA‘s qualifications standard is to “ensure that employers can continue to require that all applicants and employees, including those with disabilities, are able to perform the essential functions, i.e., the non-marginal functions of the job in question.” House Labor Report at 55, reprinted in 1990 U.S.C.C.A.N. at 337 (emphasis added).
2.
Having rejected the panel‘s position that Deane needed to make a showing that she can perform all of the functions of her former job, we must now determine whether Deane has, in fact, adduced sufficient evidence to survive summary judgment on the question whether she can perform the essential functions of the job without accommodation as to those functions. Deane claims that the heavy lifting she is restricted from doing is not an essential job function of a nurse. Deane describes nursing as a profession that focusses primarily on skill, intellect, and knowledge. While conceding that lifting constitutes part of a nurse‘s duties, she submits that it is only a small part.
PMC responds that lifting is an essential function of a nurse. In support, PMC cites its job description, which details under the heading “MAJOR TASKS, DUTIES AND RESPONSIBILITIES” that one of the “WORKING CONDITIONS” for a staff registered nurse is the “[f]requent
We decline to apply conclusive effect to either the job description or PMC‘s judgment as to whether heavy lifting is essential to Deane‘s job. The EEOC‘s Interpretive Guidance indicates that “the employer‘s judgment as to which functions are essential” and “written job descriptions prepared before advertising or interviewing applicants” are two possible types of evidence for determining the essential functions of a position, but that such evidence is not to be given greater weight simply because it is included in the non-exclusive list set out in
C.
Finally, we find that Deane can easily establish the third prong of her prima facie case. The August 10, 1992, call from Hann terminating Deane because of her “handicap” is uncontroverted direct evidence that Deane suffered an adverse employment action because of her employer‘s perception of her disability. See Martinson v. Kinney Shoe Corp., 104 F.3d 683, 686 (4th Cir. 1997) (“When an employer concededly discharges an employee because of a disability, the employee need prove nothing more to meet the third prong of the prima facie test.“).
III.
For the foregoing reasons, the judgment of the district court will be reversed and the case remanded to the district court for further proceedings consistent with this opinion. Although not a ground of our decision, we take this opportunity to observe that this protracted (and very much ongoing) litigation would likely have been unnecessary had the parties taken seriously the precepts announced in our opinion in Mengine v. Runyon, 114 F.3d 415 (3d Cir. 1997). In that decision, we highlighted the importance of communication and cooperation between employers and employees in seeking reasonable accommodations. See id. at 416. Specifically, we noted that, in the context of the Rehabilitation Act, “both parties have a duty to assist in the search for appropriate reasonable accommodation and to act in good faith.”13 Id . at 420. In this case, the single telephone interaction between Deane and McCool at PMC hardly satisfies our standard that the employer make “reasonable efforts to assist [the employee], to communicate with him in good faith, and to not impede his investigation [for employment].” Id. (citations omitted). While it may turn out that reasonable accommodation for Deane is impossible (or is not required because she is a “regarded as” plaintiff), nevertheless, an employer who fails to engage in the interactive process runs a serious risk that it will erroneously overlook an opportunity to accommodate a statutorily disabled employee, and thereby violate the ADA. Id. at 420-21.
I respectfully dissent. I recognize, of course, that a “qualified individual with a disability” need not actually have an impairment that substantially limits one or more of her major life activities as it is sufficient if the employer regards her as having such an impairment.
But, as I see this case, the issue here is different. As the majority has pointed out, the district court found that Deane was not actually disabled and she has not appealed that determination. The issue then is whether a person who is not actually disabled can demand a reasonable accommodation from an employer. After all it was Deane who claimed to need the lifting restriction and who claimed that she had to avoid repetitive manual tasks. To me the answer has to be no. I cannot understand how an employee who is not actually disabled can indicate that she must have an accommodation for her work, and then, when the employer takes her at her word but declines to grant the accommodation, assert a valid cause of action against the employer under the ADA. Congress did not pass the ADA to permit persons without a disability to demand accommodations.
It is helpful to consider the following hypothetical. Let us assume that employees in the heavy construction industry in the ordinary course of their employment regularly lift very heavy loads. An applicant for employment who is not actually disabled indicates to the employer that she cannot lift heavy loads but requests an accommodation to avoid the lifting. The prospective employer refuses to make the accommodation. In my view, the employer does not violate the ADA, and when Deane‘s case is analyzed it is not different. She, too, was not disabled but asked for an accommodation.
The majority believes that there is a genuine issue of material fact as to “whether PMC misperceived Deane as being disabled.” Maj. Op. at 3. But that dispute does not
The majority indicates that there is a genuine dispute of material fact regarding whether heavy lifting is an essential function of her former job. I agree that there is a genuine dispute of fact as to whether heavy lifting is an essential function of the job. But, just as the dispute of fact regarding PMC‘s perception of Deane does not matter, neither does the heavy lifting dispute because it is not material. See Anderson v. Liberty Lobby, Inc. , 477 U.S. 242, 248, 106 S.Ct. 2505, 2510 (1986). Inasmuch as Deane is not actually disabled, she has no right to an accommodation whether or not the accommodation would impact on her ability to perform the essential functions of the job. Furthermore, an employer can determine what it believes are the essential elements for a particular job without concern that its determination might be challenged under the ADA by a person who is not actually disabled.
In my view, this case is quite straightforward but somehow has become complicated. I respectfully dissent as I would affirm the summary judgment.
A True Copy:
Teste:
Clerk of the United States Court of Appeals for the Third Circuit
Notes
I do not think [Deane] can return to unrestricted nursing i.e. I would place a lifting limit of 20 pounds and a limit on unrestricted repetitive motion of her wrist. She does believe that she can return to some nursing and I would agree with this. She has suggested pediatric nursing, neonatal nursing and possibly even the cancer unit at the hospital which apparently does not involve lifting the patients. All would be acceptable.
The limited legislative history also confirms that Congress‘s primary concern in enacting the “regarded as” prong of the ADA was for individuals with no limitations but who, because of some non-limiting impairment, are prevented from obtaining employment as a result of societal prejudices. As the final House Report provides:
The rationale for this third test [the “regarded as” prong] as used in the Rehabilitation Act of 1973, was articulated by the Supreme Court in School Board of Nassau County v. Arline . The Court noted that although an individual may have an impairment that does not in fact substantially limit a major life activity, the reactions of others may prove just as disabling. “Such an impairment might not diminish a person‘s physical or mental capabilities, but could nevertheless substantially limit that person‘s ability to work as a result of the negative reactions of others to the impairment.” The Court concluded that, by including this test, “Congress acknowledged that society‘s accumulated myths and fears about disability and diseases are as handicapping as are the physical limitations that flow from actual impairment.”
H.R. Rep. No. 101-485(III) (1990) at 30, reprinted in, 1990 U.S.C.C.A.N. 445, 453 (“House Judiciary Report“) (footnotes omitted).
(1) [a]ny physiological disorder, or condition, cosmetic disfigurement, or anatomical loss affecting one or more of the following body systems: neurological, musculoskeletal, special sense organs, respiratory (including speech organs), cardiovascular, reproductive, digestive, genito-urinary, hemic and lymphatic, skin, and endocrine; or
(2) [a]ny mental or psychological disorder, such as mental retardation, organic brain syndrome, emotional or mental illness, and specific learning disabilities.
Where, as here, the major life activity at issue is working, the term “substantially limited” is defined as “significantly restricted in the ability to perform either a class of jobs or a broad range of jobs in various classes as compared to the average person having comparable training, skills and abilities.” Olson, 101 F.3d at 952 (citing
(A) [t]he geographical area to which the individual has reasonable access;
(B) [t]he job from which the individual has been disqualified because of an impairment, and the number and types of jobs utilizing similar training, knowledge, skills or abilities, within that geographical area, from which the individual is also disqualified because of the impairment (class of jobs); and/or
(C) [t]he job from which the individual has been disqualified because of an impairment, and the number and types of other jobs not utilizing similar training, knowledge, skills or abilities, within that geographical area, from which the individual is also disqualified because of the impairment (broad range of jobs in various classes).
(A) making existing facilities used by employees readily accessible to and usable by individuals with disabilities; and
(B) job restructuring, part-time or modified work schedules, reassignment to vacant position, acquisition or modifications of equipment or devices, appropriate adjustment or modifications of examinations, training materials or policies, the provision of qualified readers or interpreters, and other similar accommodations for individuals with disabilities.
The EEOC Regulations further define “reasonable accommodation” to include
(i) [m]odifications or adjustments to a job application process that enable a qualified applicant with a disability to be considered for the position such applicant desires; or
(ii) [m]odifications or adjustments to the work environment, or to the manner or circumstances under which the position held or desired is customarily performed, that enable a qualified individual with a disability to perform the essential functions of that position; or
(iii) [m]odifications or adjustments that enable a covered entity‘s employee with a disability to enjoy equal benefits and privileges of employment as are enjoyed by its other similarly situated employees without disabilities.
An individual‘s right to reasonable accommodation may be subject, however, to certain limitations. For example, an employer is not required to provide accommodation if it would impose an “undue hardship” on the employer as defined in
In countering Deane‘s position, PMC notes preliminarily that a “regarded as” plaintiff ‘s only disability is the employer‘s irrational response to her illusory condition. Under these circumstances, reasons PMC, it simply makes no sense to talk of accommodations for any physical impairments because, by definition, the impairments are not the statutory cause of the plaintiff ‘s disability. Adopting Deane‘s
While we acknowledge the considerable force of PMC‘s argument, especially the latter point, we express no position on the accommodation issue, and note that the Equal Employment Opportunity Commission has not taken an official position yet either. See Brief for the Equal Opportunity Commission as Amicus Curiae at 6. We note, however, that if it turns out that a “regarded as” plaintiff who cannot perform the essential functions of her job is not entitled to accommodation (and therefore does not have to be reinstated), he or she need not necessarily be without remedy. The plaintiff still might be entitled to injunctive relief against future discrimination, see EEOC v. Goodyear Aerospace, 813 F.2d 1539, 1544 (9th Cir. 1987) (listing benefits of injunctive relief, including: (1) instructing employers to comply with federal law, (2) subjecting employers to the contempt power of the federal courts for future violations, and (3) reducing the chilling effect of employers’ alleged discrimination); King v. Trans World Airlines, Inc., 738 F.2d 255, 259 (8th Cir. 1984), to compensatory or punitive damages under