DAWN HANSON, et al., Plaintiffs-Appellees, v. CHRIS LEVAN, Defendant-Appellant.
No. 19-1840
United States Court of Appeals For the Seventh Circuit
Argued May 28, 2020 — Decided July 21, 2020
Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 15-cv-5354 — Robert M. Dow, Jr., Judge.
KANNE, Circuit Judge. For some government jobs, political affiliation is an appropriate position requirement. But that’s generally not the case. And unless political affiliation is an appropriate job requirement, the First Amendment forbids government officials from discharging employees based on their political affiliation. Rutan v. Republican Party of Ill., 497 U.S. 62, 64 (1990) (citing Elrod v. Burns, 427 U.S. 347 (1976); Branti v. Finkel, 445 U.S. 507 (1980)).
We affirm because, taking as true the plaintiffs’ well-pleaded allegations about the characteristics of the Deputy Assessor position, a reasonable actor in LeVan’s position would have known that dismissing the deputies based on their political affiliation violated their constitutional rights.
I. BACKGROUND
According to the plaintiffs’ complaint, in 2013 Chris LeVan was elected to the office of Milton Township Assessor, displacing his predecessor and political rival, Bob Earl. Shortly after he took office, LeVan discharged a group of employees—Deputy Assessors1—who had publicly supported Earl in his run for reelection.
The dismissed employees sued LeVan in his personal and official capacities for discharging them on improper bases. At issue now are the plaintiffs’ challenges that LeVan, under color of state law, violated their rights guaranteed by the First Amendment (applicable to Illinois through the Fourteenth Amendment) by firing them because of their political
For these challenges against LeVan in his individual capacity, LeVan asserted qualified immunity as a defense. See Leatherman v. Tarrant Cty. Narcotics Intelligence & Coordination Unit, 507 U.S. 163, 166 (1993) (recognizing that qualified immunity is afforded only to individual officials, not to units of government); Ruffino v. Sheahan, 218 F.3d 697, 700 (7th Cir. 2000). He did so in a motion to dismiss, under
II. ANALYSIS
A. Appellate Jurisdiction
The first order of business is our jurisdiction to review the district court’s qualified-immunity decision. The former Deputy Assessors contend that we lack jurisdiction, reasoning that the district court’s order is nonfinal and falls outside the collateral-order doctrine. We disagree.
Appellate courts’ jurisdiction under
Denials of qualified immunity often fall into this category of immediately appealable orders. They are reviewable when “the issue appealed concerned, not which facts the parties might be able to prove, but, rather, whether or not certain given facts showed a violation of ‘clearly established’ law.” Id. at 311 (quoting Mitchell v. Forsyth, 472 U.S. 511, 528 (1985)); see, e.g., Leiser v. Kloth, 933 F.3d 696, 700–01 (7th Cir. 2019), cert. denied, No. 19-7508 (Apr. 27, 2020). In other words, the denial of qualified immunity is within our jurisdiction to review before a final judgment if that denial turns on “abstract” questions of law. Ashcroft v. Iqbal, 556 U.S. 662, 674 (2009) (quoting Johnson, 515 U.S. at 317). By contrast, interlocutory review is unavailable for a district court’s “fact-based” decision—for example, that the evidence in the pretrial record shows a genuine issue of fact on which qualified immunity depends. Id. (quoting Johnson, 515 U.S. at 317); see Johnson, 515 U.S. at 307, 313 (no appellate jurisdiction to review district court’s order determining that evidence is sufficient to permit a particular finding of fact after trial).
The district court’s decision here was on a motion to dismiss, under
Ultimately, dismissal under
The plaintiffs argue that the first question is fact-based, nonfinal, and thus unreviewable. They point to the district court’s remark that whether LeVan will be entitled to qualified immunity on a further-developed record “cannot be resolved on the pleadings.” This remark, they reason, indicates that the district court’s decision both (a) turns on facts not yet determined and (b) is not necessarily the last qualified-immunity determination the court will make.
That is the situation we face here. The court did not evaluate evidence or make any “antecedent” determinations that we are asked to review. Allman v. Smith, 790 F.3d 762, 764 (7th Cir. 2015); see, e.g., Jackson, 888 F.3d at 263–64 (unreviewable antecedent question lay in whether the district court properly decided not to watch a video that, defendants argued, contradicted plaintiff’s factual allegations).
The district court’s remark—that whether LeVan will be entitled to qualified immunity on a further-developed record “cannot be resolved on the pleadings”—merely acknowledges the different standards that apply to a
In this way, while qualified immunity may not entitle a defendant to dismissal on the pleadings, qualified immunity may entitle the defendant to summary judgment later on. And because each determination is conclusive as to the defendant’s right to avoid the burdens of pretrial discovery and trial, a denial of qualified immunity can be a “final decision” at both stages of the litigation. See Behrens, 516 U.S. at 307–08.
Having confirmed that we have jurisdiction to review the court’s qualified-immunity decision, we next address whether the court properly concluded that LeVan is not entitled to qualified immunity at this pleading stage.
B. Qualified Immunity
LeVan is entitled to dismissal unless (1) the plaintiffs adequately alleged facts that, if true, would constitute a violation of a statutory or constitutional right, and (2) the right was “clearly established” at the time of the alleged violation, such that a reasonable public official would have known his conduct was unlawful. Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982); see Moss, 473 F.3d at 702. We review de novo whether each criterion has been met, accepting all well-pleaded factual
1. Violation of a Right
The plaintiffs alleged in their complaint that the Deputy Assessor position is not one for which political affiliation is a valid requirement and that LeVan dismissed the plaintiffs because of their political affiliation, in violation of their First Amendment rights. LeVan counters that political affiliation is an appropriate job requirement for the Deputy Assessor position, so the employees’ dismissal based on political patronage is not a First Amendment violation.
The general rule, under the Supreme Court’s decisions in Elrod and Branti, is that dismissal of a public employee on the basis of political affiliation violates the employee’s First Amendment rights. See Rutan, 497 U.S. at 64; Bogart v. Vermilion County, 909 F.3d 210, 213 (7th Cir. 2018). The exception is when party affiliation is an appropriate requirement for the position involved. See Hagan v. Quinn, 867 F.3d 816, 824 (7th Cir. 2017). This so-called Elrod-Branti or “policymaking”5 exception derives from the principles of representative government: without political alignment in certain positions, employees occupying those positions could obstruct the implementation of policies presumably sanctioned by the
As a result, the Elrod-Branti exception applies if “the hiring authority can demonstrate that party affiliation is an appropriate requirement for the effective performance of the public office involved.” Branti, 445 U.S. at 518. We have held that political affiliation is an appropriate requirement when “the [employee’s] position authorizes, either directly or indirectly, meaningful input into government decisionmaking on issues where there is room for principled disagreement on goals or their implementation.” Kiddy-Brown, 408 F.3d at 355 (quoting Nekolny v. Painter, 653 F.2d 1164, 1170 (7th Cir. 1981)). This assessment includes whether the position “entails the exercise of a substantial amount of political (as distinct from professional) discretion,” Powers v. Richards, 549 F.3d 505, 510 (7th Cir. 2008), and whether the position gives its holder access to the superior’s “confidential, politically sensitive thoughts,” Bogart, 909 F.3d at 213 (quoting Riley v. Blagojevich, 425 F.3d 357, 359 (7th Cir. 2005)).
Our focus, when determining whether a position falls within the Elrod-Branti exception, is on “the powers inherent in a given office, as opposed to the functions performed by a particular occupant of that office.” Tomczak v. City of Chicago, 765 F.2d 633, 640 (7th Cir. 1985); see Embry v. City of Calumet City, 701 F.3d 231, 236 (7th Cir. 2012). We have thus endorsed courts’ use of reliable job descriptions, which—if objective—provide “a provisional safe harbor for elected officials” who may depend on the descriptions when deciding whom to replace on political grounds. Riley, 425 F.3d at 365. But a statute or ordinance trumps a job description whenever they conflict. See Davis v. Ockomon, 668 F.3d 473, 478 (7th Cir. 2012). And at
Before we turn to the statutes, it’s important to address the role that the plaintiffs’ allegations play in our analysis. LeVan argues that the plaintiffs’ allegations about their job duties should not be considered because the issue turns on the inherent powers of an office, not a particular occupant’s functions.
It is true that whether political affiliation is a valid job requirement depends on the position itself—that is, the functions that “usually attend” the position—rather than specific acts performed by a particular position holder. Tomczak, 765 F.2d at 640–41. This is why statutes, ordinances, regulations, and reliable job descriptions are the go-to sources for determining what the position entails. See Davis, 668 F.3d at 478. But the plaintiffs’ allegations about the nature of the position may be relevant, too. If the statutes, ordinances, regulations, and job description do not provide a clear enough picture of the position, or if the job description provides sufficient detail but is inaccurate or unreliable, then how the position is treated and performed on the ground can supply the necessary information about the “normal duties,” Allman, 790 F.3d at 766, or the functions that “usually attend [the] position,” Tomczak, 765 F.2d at 641. See Allen v. Martin, 460 F.3d 939, 944 (7th Cir. 2006). Stated differently, facts about how the position is carried out can support inferences about the powers inherent in the office. Consequently, unless a statute, ordinance, regulation, or reliable job description confirms that the position falls within the Elrod-Branti exception, we take the plaintiffs’
The plaintiffs alleged in their complaint that political affiliation is not an appropriate requirement for the Deputy Assessor position. They elaborated that the Deputy Assessor position did not give the plaintiffs any policymaking authority, and that the Milton Township Assessor’s Office employs Chief Deputy Assessors, who “advise the Assessor on policy issues”; fill the Assessor’s role in the Assessor’s absence; and manage the lower-level office personnel, including the Deputy Assessors. The lower-level Deputy Assessors, the plaintiffs alleged, are not authorized to perform any of these advisory or managerial functions.
The plaintiffs continued that their positions involved taking measurements of property and inputting those measurements, along with other collected data, into computer programs and formulas that were set by statutes, regulations, state-issued guidelines, and the County and Township Assessors. The Deputy Assessors had “no control or discretion” over the formulas or programs. And the Township Assessor—not the Deputy Assessors—was empowered to change an assessment. The Deputy Assessor positions also involved “other clerical functions.”
The plaintiffs additionally rely on a declaration, attached to their complaint, by the prior Township Assessor, who stated that Chief Deputy Assessors, only, were in positions to advise the Assessor on policymaking issues and to fill the Assessor’s role in his absence. See Williamson v. Curran, 714 F.3d 432, 436 (7th Cir. 2013) (observing that documents attached to
Taken alone, the plaintiffs’ allegations portray the Deputy Assessor position as one that does not involve meaningful input into government decisionmaking on issues where there is room for principled disagreement on goals or their implementation. The predetermined formulas and computer programs that the lower-level Deputy Assessors apply suggest that any discretion the position holds “is channeled by professional rather than political norms.” Riley, 425 F.3d at 360.
The alleged office hierarchy also supports an inference that the lower-level Deputy Assessor position does not endow its holders with influence over policy choices or access to the Township Assessor’s politically sensitive thoughts: only the Chief Deputy Assessors hold cabinet-like managerial and advisory roles; and the lower-level Deputy Assessor position does not carry power to alter an assessment resulting from the prescribed formulas or programs.
Thus, unless a law makes these allegations implausible, the plaintiffs have alleged that they held low-level positions lacking political discretion and for which political affiliation is not a valid requirement.
We’ve been alerted to statutes (no ordinances) that address the duties and responsibilities of the Township Assessor and deputies. The Illinois Tax Code provides that each year “the assessor, in person or by deputy, shall actually view and determine as near as practicable the value of each property listed for taxation … and assess the property at 33 ⅓ % of its fair cash value, or in accordance with … [certain statutes or county ordinances].”
We can assume that the Township Assessor position falls within the Elrod-Branti exception; the plaintiffs even allege that LeVan made policy. So, if the statutes expressly confirmed that the Deputy Assessor position had all the same powers as the Township Assessor, we would have no trouble concluding that the plaintiffs’ positions also fit within the Elrod-Branti exception. That was the case with the Indiana deputy county auditor position in Kline v. Hughes, 131 F.3d 708, 710 (7th Cir. 1997) (deputy who was vested with the power by express statute to perform all duties of the auditor fell within the Elrod-Branti exception).
But the Illinois Code does not declare that a deputy assessor has all the same authorizations and duties as the assessor. It instead specifies that the assessor may deputize employees “to assist in making the assessment” of properties—not to hold all the same power and responsibilities as the assessor or to take the assessor’s place when the office becomes vacant.
This leaves us with the following critical question: Do Deputy Assessors have inherent authority to provide meaningful input into decisions on issues where there is room for principled disagreement on goals or their implementation because the Illinois Code permits deputies to help the Township Assessor make an assessment?
The statutes do not confirm an affirmative answer, as they do not establish the extent to which political discretion plays a part in the Deputy Assessor’s role in “actually view[ing] and determin[ing] as near as practicable the value of each property listed for taxation … and assess[ing] the property at 33 ⅓ % of its fair cash value, or in accordance with [certain statutes or ordinances].”
It may also be that any policy discretion and confidential deliberation that is left for the Assessor’s Office is done by the Township Assessor and the Chief Deputy Assessors who act as advisors or “formulate[] plans for the implementation of broad goals,” Elrod, 427 U.S. at 368. Those policies may then be inflexibly executed by the lower-level Deputy Assessors when they “assist in making the assessment.”
So, no statutes or ordinances confirm whether the Deputy Assessor position involves policymaking input or access to the assessor’s politically sensitive or confidential thoughts. And at this point, we have no job description, much less a reliable one. Thus, the plaintiffs’ allegations about the Deputy Assessor position characteristics—specifically, that the
2. Clear Establishment of the Right
Having concluded that the plaintiffs adequately pled a violation of a right, we move to the question whether the contours of the allegedly violated right were, at the time LeVan dismissed the plaintiffs, “sufficiently clear that every reasonable official would have understood that what he is doing violates that right.” Kemp v. Liebel, 877 F.3d 346, 351 (7th Cir. 2017) (quoting Gustafson v. Adkins, 803 F.3d 883, 891 (7th Cir. 2015)).
Critically, we approach this question by taking the plaintiffs’ well-pleaded allegations as true. We assume at this
LeVan says this question assumes too much, arguing that the nature of the Deputy Assessor position—that is, whether
But because we are at the
As we mentioned earlier, qualified immunity warrants dismissal at the
LeVan’s disagreement with the assumed context here illustrates the mismatch between the
The plausibility standard, which leads us to take as given the plaintiffs’ allegations about the nature of their positions, is why “a complaint is generally not dismissed under
We are not persuaded by LeVan’s additional argument for why the constitutional question—whether dismissing the Deputy Assessors on political-patronage grounds violated their First Amendment rights—was not beyond debate. He
LeVan is correct that political-patronage dismissals overall comprise a “somewhat murky area of the law,” Moss v. Martin, 614 F.3d 707, 712 (7th Cir. 2010), and that the “clearly established” inquiry “must be undertaken in light of the specific context of the case, not as a broad general proposition.” Brosseau v. Haugen, 543 U.S. 194, 198 (2004) (quoting Saucier v. Katz, 533 U.S. 194, 201 (2001), receded from on different point by Pearson, 555 U.S. at 236).
But LeVan did not face “an undeveloped state of the law” regarding political-patronage dismissals. Wilson v. Layne, 526 U.S. 603, 617 (1999). Nor did he align his conduct with court holdings that the Milton Township Deputy Assessor position falls within the Elrod-Branti exception. Cf. Pearson, 555 U.S. at 244–45 (officers reasonably believed their conduct was lawful when a doctrine under which their conduct would be lawful had been accepted by the two State Supreme Courts and all three Federal Courts of Appeals that considered it, with no court of appeals having issued a contrary decision). No case “directly on point” was required for the relevant right to have been clearly established. Kiddy-Brown, 408 F.3d at 356 (quoting Nabozny v. Podlesny, 92 F.3d 446, 456 (7th Cir. 1996)).
The context LeVan faced was whether to fire, on political-patronage grounds, low-level employees (as opposed to cabinet-level advisors) who performed clerical and professional work involving no political discretion. And when LeVan
We thus think it “sufficiently clear” that—taking as given the plaintiffs’ well-pleaded allegations that the positions occupied a low rung of the bureaucratic latter and lacked policymaking authority—every reasonable official would have understood that firing the plaintiffs because of their political affiliation violates their First Amendment rights. Kemp, 877 F.3d at 351 (quoting Gustafson, 803 F.3d at 891).
To be clear, LeVan may be entitled to qualified immunity on a motion for summary judgment, at which time the plaintiffs’ well-pleaded allegations are not taken as true. But that is a matter different from the one before us now. See Behrens, 516 U.S. at 308.
III. CONCLUSION
Because we have jurisdiction to review the district court’s qualified-immunity decision, and because the court correctly concluded that LeVan is not entitled to qualified immunity at this stage in the litigation, we AFFIRM.
